YN · E-5 BIB · Entry 8 of 20 · Publication

MANUAL FOR COURTS-MARTIAL UNITED STATES (2024 EDITION)

MCM 2024 EDITION · PART II, IV, V

CHAPTER IV. FORWARDING AND DISPOSITION OF CHARGES

p. 7

(k) Waiver. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-43 Rule 406. Pretrial advice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-43 (a) In general. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-43 (b) Contents. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-43 (c) Distribution. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-43 Rule 407. Action by commander exercising general court-martial jurisdiction . II-43 (a) Disposition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-44 (b) National security matters. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-44 CHAPTER V. COURT-MARTIAL COMPOSITION AND PERSONNEL; CONVENING COURTS-MARTIAL Rule 501. Composition and personnel of courts-martial . . . . . . . . . . . . . . . . . . . . . . . II-45 (a) Composition of courts-martial. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-45 (b) Counsel in general and special courts-martial. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-45 (c) Other personnel. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-45 Rule 502. Qualifications and duties of personnel of courts-martial . . . . . . . . . . . . II-45 (a) Members. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-45 (b) President. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-46 (c) Qualifications of military judge. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-46 (d) Counsel. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-46 (e) Interpreters, reporters, escorts, bailiffs, clerks, and guards. . . . . . . . . . . . . . . . . . . . . . . . . II-49 (f) Action upon discovery of disqualification or lack of qualifications. . . . . . . . . . . . . . . . . II-49 Rule 503. Detailing members, military judge, and counsel . . . . . . . . . . . . . . . . . . . . II-49 (a) Members. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-49 (b) Military judge. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-50 (c) Counsel. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-50 Rule 504. Convening courts-martial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-51 (a) In general. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-51 (b) Who may convene courts-martial. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-5 1 (c) Disqualification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-51 (d) Convening orders. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-52 (e) Place. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-52 Rule 505. Changes of members, military judge, and counsel . . . . . . . . . . . . . . . . . II-52 (a) In general. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-52 (b) Procedure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-52 (c) Changes of members. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-52 (d) Changes of detailed counsel. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-53 (e) Change of military judge. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-53 (f) Good cause. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-53 Rule 506. Accused’s rights to counsel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-53 (a) In general. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-53 (b) Individual military counsel. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-53 (c) Excusal or withdrawal. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-54 (d) Waiver. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-54 iv MCM 2016 Page

CHAPTER V. COURT-MARTIAL COMPOSITION AND PERSONNEL; CONVENING

p. 8

(e) Nonlawyer present. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-54 CHAPTER VI. REFERRAL, SERVICE, AMENDMENT, AND WITHDRAWAL OF CHARGES Rule 601. Referral . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-55 (a) In general. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-55 (b) Who may refer. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-55 (c) Disqualification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-55 (d) When charges may be referred. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II -55 (e) How charges shall be referred. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-55 (f) Superior convening authorities. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-56 (g) Parallel convening authorities. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-56 Rule 602. Service of charges . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-57 Rule 603. Changes to charges and specifications . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-57 (a) Minor changes defined. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-57 (b) Minor changes before arraignment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-5 7 (c) Minor changes after arraignment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-57 (d) Major changes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-57 Rule 604. Withdrawal of charges . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-58 (a) Withdrawal. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-58 (b) Referral of withdrawn charges. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-58 CHAPTER VII. PRETRIAL MATTERS Rule 701. Discovery . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-59 (a) Disclosure by the trial counsel. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-59 (b) Disclosure by the defense. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-60 (c) Failure to call witness. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-61 (d) Continuing duty to disclose. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-61 (e) Access to witnesses and evidence. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I I-61 (f) Information not subject to disclosure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II -61 (g) Regulation of discovery. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-61 (h) Inspect. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-62 Rule 702. Depositions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-62 (a) In general. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-62 (b) Who may order. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-62 (c) Request to take deposition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-63 (d) Action when request is approved. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II- 63 (e) Notice. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-64 (f) Duties of the deposition officer. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-64 (g) Procedure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-64 (h) Objections. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-65 (i) Deposition by agreement not precluded. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-65 Rule 703. Production of witnesses and evidence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-65 (a) In general. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-65 (b) Right to witnesses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-65 (c) Determining which witness will be produced. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-66 v MCM 2016 Page

CHAPTER VII. PRETRIAL MATTERS

p. 9

(d) Employment of expert witnesses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II -67 (e) Procedures for production of witnesses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-67 (f) Right to evidence. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-69 Rule 704. Immunity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-70 (a) Types of immunity. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-70 (b) Scope. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-70 (c) Authority to grant immunity. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-70 (d) Procedure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-71 (e) Decision to grant immunity. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-71 Rule 705. Pretrial agreements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-71 (a) In general. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-71 (b) Nature of agreement. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-72 (c) Terms and conditions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-72 (d) Procedure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-73 (e) Nondisclosure of existence of agreement. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-74 Rule 706. Inquiry into the mental capacity or mental responsibility of the accused II-74 (a) Initial action. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-74 (b) Ordering an inquiry. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-74 (c) Inquiry. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-74 Rule 707. Speedy trial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-75 (a) In general. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-75 (b) Accountability. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-75 (c) Excludable delay. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-76 (d) Remedy. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-76 (e) Waiver. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-77 CHAPTER VIII. TRIAL PROCEDURE GENERALLY Rule 801. Military judge’s responsibilities; other matters . . . . . . . . . . . . . . . . . . . . . . II-78 (a) Responsibilities of military judge. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-78 (b) Rules of court; contempt. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-79 (c) Obtaining evidence. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-79 (d) Uncharged offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-79 (e) Interlocutory questions and questions of law. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-79 (f) Rulings on record. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-81 (g) Effect of failure to raise defenses or objections. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-81 Rule 802. Conferences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-81 (a) In general. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-81 (b) Matters on record. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-82 (c) Rights of parties. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-82 (d) Accused’s presence. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-82 (e) Admission. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-82 (f) Limitations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-82 Rule 803. Court-martial sessions without members under Article 39(a) . . . . . . . . II-82 Rule 804. Presence of the accused at trial proceedings . . . . . . . . . . . . . . . . . . . . . . II-82 (a) Presence required. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-82 vi MCM 2016 Page

CHAPTER VIII. TRIAL PROCEDURE GENERALLY

p. 10

(b) Presence by remote means. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-82 (c) Continued presence not required. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-83 (d) Voluntary absence for limited purpose of child testimony. . . . . . . . . . . . . . . . . . . . . . . . II-83 (e) Appearance and security of accused. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II- 84 Rule 805. Presence of military judge, members, and counsel . . . . . . . . . . . . . . . . . II-84 (a) Military judge. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-84 (b) Members. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-84 (c) Counsel. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-84 (d) Effect of replacement of member or military judge. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-85 Rule 806. Public trial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-85 (a) In general. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-85 (b) Control of spectators and closure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I I-85 (c) Photography and broadcasting prohibited. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-86 (d) Protective orders. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-86 Rule 807. Oaths . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II- 87 (a) Definition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-87 (b) Oaths in courts-martial. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-87 Rule 808. Record of trial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-88 Rule 809. Contempt proceedings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-88 (a) In general. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-88 (b) Method of disposition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-88 (c) Procedure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-88 (d) Record; review. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-89 (e) Sentence. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-89 (f) Informing person held in contempt. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II -89 Rule 810. Procedures for rehearings, new trials, and other trials . . . . . . . . . . . . . II-89 (a) In general. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-89 (b) Composition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-89 (c) Examination of record of former proceedings. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-90 (d) Sentence limitations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-90 (e) Definition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-90 Rule 811. Stipulations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-90 (a) In general. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-90 (b) Authority to reject. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-90 (c) Requirements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-91 (d) Withdrawal. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-91 (e) Effect of stipulation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-91 (f) Procedure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-91 Rule 812. Joint and common trials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-91 Rule 813. Announcing personnel of the court-martial and accused . . . . . . . . . . . II-92 (a) Opening sessions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-92 (b) Later proceedings. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-92 (c) Additions, replacement, and absences of personnel. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-92 CHAPTER IX. TRIAL PROCEDURES THROUGH FINDINGS vii MCM 2016 Page

CHAPTER XII. APPEALS AND REVIEW

p. 19

(d) Effect of petition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-188 (e) Who may act on petition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-188 (f) Grounds for new trial. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-188 (g) Action on the petition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-188 (h) Action when new trial is granted. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II -189 CHAPTER XIII. SUMMARY COURTS-MARTIAL Rule 1301. Summary courts-martial generally . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-190 (a) Composition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-190 (b) Function. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-190 (c) Jurisdiction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-190 (d) Punishments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-190 (e) Counsel. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-191 (f) Power to obtain witnesses and evidence. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-191 (g) Secretarial limitations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-191 Rule 1302. Convening a summary court-martial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-191 (a) Who may convene summary courts-martial. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-191 (b) When convening authority is accuser. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-19 1 (c) Procedure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-191 Rule 1303. Right to object to trial by summary court-martial . . . . . . . . . . . . . . . . . II-191 Rule 1304. Trial procedure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-191 (a) Pretrial duties. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-191 (b) Summary court-martial procedure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II- 192 Rule 1305. Record of trial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-194 (a) In general. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-194 (b) Contents. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-194 (c) Authentication. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-194 (d) Forwarding copies of the record. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I I-194 Rule 1306. Post-trial procedure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-194 (a) Matters submitted. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-194 (b) Convening authority’s action. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-194 (c) Review by a judge advocate. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-195 (d) Review by the Judge Advocate General. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II-195 PART III MILITARY RULES OF EVIDENCE SECTION I GENERAL PROVISIONS Rule 101. Scope . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-1 (a) Scope. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-1 (b) Sources of Law. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-1 (c) Rule of Construction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-1 Rule 102. Purpose . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-1 Rule 103. Rulings on evidence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-1 (a) Preserving a Claim of Error. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-1 (b) Not Needing to Renew an Objection or Offer of Proof. . . . . . . . . . . . . . . . . . . . . . . . . . III-1 xvi MCM 2016 Page

PART III MILITARY RULES OF EVIDENCE

p. 20

(c) Review of Constitutional Error. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-1 (d) Military Judge’s Statement about the Ruling; Directing an Offer of Proof. . . . . . . . . . III-1 (e) Preventing the Members from Hearing Inadmissible Evidence. . . . . . . . . . . . . . . . . . . . . III-1 (f) Taking Notice of Plain Error. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-1 Rule 104. Preliminary questions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-1 (a) In General. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-1 (b) Relevance that Depends on a Fact. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III- 2 (c) Conducting a Hearing so that the Members Cannot Hear It. . . . . . . . . . . . . . . . . . . . . . III-2 (d) Cross-Examining the Accused. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I II-2 (e) Evidence Relevant to Weight and Credibility. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-2 Rule 105. Limiting evidence that is not admissible against other parties or for other purposes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-2 Rule 106. Remainder of or related writings or recorded statements . . . . . . . . . . . III-2 SECTION II JUDICIAL NOTICE Rule 201. Judicial notice of adjudicative facts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-2 (a) Scope. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-2 (b) Kinds of Facts that May Be Judicially Noticed. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-2 (c) Taking Notice. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-2 (d) Timing. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-2 (e) Opportunity to Be Heard. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-2 (f) Instructing the Members. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-2 Rule 202. Judicial notice of law . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-2 (a) Domestic Law. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-2 (b) Foreign Law. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-2 SECTION III EXCLUSIONARY RULES AND RELATED MATTERS CONCERNING SELF- INCRIMINATION, SEARCH AND SEIZURE, AND EYEWITNESS IDENTIFICATION Rule 301. Privilege concerning compulsory self-incrimination . . . . . . . . . . . . . . . . . III-3 (a) General Rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-3 (b) Standing. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-3 (c) Limited Waiver. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-3 (d) Exercise of the Privilege. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-3 (e) Waiver of the Privilege. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-3 (f) Effect of Claiming the Privilege. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-4 Rule 302. Privilege concerning mental examination of an accused . . . . . . . . . . . . III-4 (a) General rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-4 (b) Exceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-4 (c) Release of Evidence from an R.C.M. 706 Examination. . . . . . . . . . . . . . . . . . . . . . . . . . III-4 (d) Noncompliance by the Accused. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II I-4 (e) Procedure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-4 Rule 303. Degrading questions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-4 Rule 304. Confessions and admissions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-4 (a) General rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-4 (b) Evidence Derived from a Statement of the Accused. . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-5 xvii MCM 2016 Page

p. 21

(c) Corroboration of a Confession or Admission. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-5 (d) Disclosure of Statements by the Accused and Derivative Evidence. . . . . . . . . . . . . . . . . III-5 (e) Limited Use of an Involuntary Statement. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-5 (f) Motions and Objections. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-5 (g) Weight of the Evidence. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-6 (h) Completeness. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-6 (i) Evidence of an Oral Statement. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-6 (j) Refusal to Obey an Order to Submit a Body Substance. . . . . . . . . . . . . . . . . . . . . . . . . III-6 Rule 305. Warnings about rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-6 (a) General rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-6 (b) Definitions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-6 (c) Warnings Concerning the Accusation, Right to Remain Silent, and Use of Statements. III-7 (d) Presence of Counsel. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-7 (e) Waiver. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-7 (f) Standards for Nonmilitary Interrogations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-8 Rule 306. Statements by one of several accused . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-8 Rule 311. Evidence obtained from unlawful searches and seizures . . . . . . . . . . . III-8 (a) General rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-8 (b) Definition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-8 (c) Exceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-8 (d) Motions to Suppress and Objections. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III- 9 (e) Effect of Guilty Plea. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-10 Rule 312. Body views and intrusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-10 (a) General rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-10 (b) Visual examination of the body. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II I-10 (c) Intrusion into Body Cavities. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-11 (d) Extraction of Body Fluids. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-11 (e) Other Intrusive Searches. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-11 (f) Intrusions for Valid Medical Purposes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III- 11 (g) Medical Qualifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-11 Rule 313. Inspections and inventories in the Armed Forces . . . . . . . . . . . . . . . . . . III-11 (a) General Rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-11 (b) Lawful Inspections. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-12 (c) Lawful Inventories. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-12 Rule 314. Searches not requiring probable cause . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-12 (a) General Rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-12 (b) Border Searches. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-12 (c) Searches Upon Entry to or Exit from United States Installations, Aircraft, and Vessels Abroad. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-12 (d) Searches of Government Property. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III -12 (e) Consent Searches. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-13 (f) Searches Incident to a Lawful Stop. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III -13 (g) Searches Incident to Apprehension. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III -14 (h) Searches within Jails, Confinement Facilities, or Similar Facilities. . . . . . . . . . . . . . . . . III-14 (i) Emergency Searches to Save Life or for Related Purposes. . . . . . . . . . . . . . . . . . . . . . . III-14 (j) Searches of Open Fields or Woodlands. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-14 xviii MCM 2016 Page

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Rule 315. Probable cause searches . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-14 (a) General rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-14 (b) Definitions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-14 (c) Scope of Search Authorization. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-15 (d) Who May Authorize. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-15 (e) Who May Search. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-15 (f) Basis for Search Authorizations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-15 (g) Exigencies. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-16 Rule 316. Seizures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-16 (a) General rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-16 (b) Apprehension. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-16 (c) Seizure of Property or Evidence. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-16 (d) Who May Seize. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-16 (e) Other Seizures. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-16 Rule 317. Interception of wire and oral communications . . . . . . . . . . . . . . . . . . . . . . III-16 (a) General rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-16 (b) When Authorized by Court Order . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-1 6 (c) Regulations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-17 Rule 321. Eyewitness identification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-17 (a) General rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-17 (b) When Inadmissible. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-17 (c) Unlawful Lineup or Identification Process. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-17 (d) Motions to Suppress and Objections. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III- 18 (e) Effect of Guilty Pleas. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-19 SECTION IV RELEVANCY AND ITS LIMITS Rule 401. Test for relevant evidence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-19 Rule 402. General admissibility of relevant evidence . . . . . . . . . . . . . . . . . . . . . . . . . . III-19 Rule 403. Excluding relevant evidence for prejudice, confusion, waste of time, or other reasons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I II-19 Rule 404. Character evidence; crimes or other acts . . . . . . . . . . . . . . . . . . . . . . . . . . III-19 (a) Character Evidence. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-19 (b) Crimes, Wrongs, or Other Acts. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I II-19 Rule 405. Methods of proving character . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-20 (a) By Reputation or Opinion. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-20 (b) By Specific Instances of Conduct. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II I-20 (c) By Affidavit. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-20 (d) Definitions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-20 Rule 406. Habit; routine practice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-20 Rule 407. Subsequent remedial measures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-20 Rule 408. Compromise offers and negotiations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-20 (a) Prohibited Uses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-20 (b) Exceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-20 Rule 409. Offers to pay medical and similar expenses . . . . . . . . . . . . . . . . . . . . . . . III-20 xix MCM 2016 Page

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Rule 410. Pleas, plea discussions, and related statements . . . . . . . . . . . . . . . . . . . . III-21 (a) Prohibited Uses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-21 (b) Exceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-21 (c) Request for Administrative Disposition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III -21 Rule 411. Liability Insurance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-21 Rule 412. Sex offense cases: The victim’s sexual behavior or predisposition . III-21 (a) Evidence generally inadmissible. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-21 (b) Exceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-21 (c) Procedure to determine admissibility. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I II-21 Rule 413. Similar crimes in sexual offense cases . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-22 (a) Permitted Uses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-22 (b) Disclosure to the Accused. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-22 (c) Effect on Other Rules. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-22 (d) Definition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-22 Rule 414. Similar crimes in child-molestation cases . . . . . . . . . . . . . . . . . . . . . . . . . . III-22 (a) Permitted Uses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-22 (b) Disclosure to the Accused. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-22 (c) Effect on Other Rules. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-22 (d) Definitions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-22 SECTION V PRIVILEGES Rule 501. Privilege in general . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-23 Rule 502. Lawyer-client privilege . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-23 (a) General Rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-23 (b) Definitions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-23 (c) Who May Claim the Privilege. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-24 (d) Exceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-24 Rule 503. Communications to clergy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-24 (a) General Rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-24 (b) Definitions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-24 (c) Who May Claim the Privilege. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-24 Rule 504. Marital privilege . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-24 (a) Spousal Incapacity. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-24 (b) Confidential Communication Made During the Marriage. . . . . . . . . . . . . . . . . . . . . . . . . . III-24 (c) Exceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-25 (d) Definitions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-25 Rule 505. Classified information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-25 (a) General Rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-25 (b) Definitions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-25 (c) Access to Evidence. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-26 (d) Declassification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-26 (e) Action Prior to Referral of Charges . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III -26 (f) Actions after Referral of Charges. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-26 (g) Protective Orders. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-27 (h) Discovery and Access by the Accused. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-27 xx MCM 2016 Page

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(i) Disclosure by the Accused. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-28 (j) Procedure for Use of Classified Information in Trials and Pretrial Proceedings. . . . . . III-28 (k) Introduction into Evidence of Classified Information. . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-30 (l) Record of Trial. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-30 Rule 506. Government information other than classified information . . . . . . . . . . III-31 (a) Protection of Government Information. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-3 1 (b) Scope. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-31 (c) Definitions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-31 (d) Who May Claim the Privilege. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I II-31 (e) Action Prior to Referral of Charges. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II I-31 (f) Action After Referral of Charges. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I II-31 (g) Protective Orders. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-32 (h) Discovery and Access by the Accused. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-32 (i) Disclosure by the Accused. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-33 (j) Procedure for Use of Government Information Subject to a Claim of Privilege in Trials and Pretrial Proceedings. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-33 (k) Appeals of Orders and Rulings. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I II-35 (l) Introduction into Evidence of Government Information Subject to a Claim of Privilege. III-35 (m) Record of Trial. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-35 Rule 507. Identity of informants . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-35 (a) General Rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-35 (b) Definitions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-35 (c) Who May Claim the Privilege. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-35 (d) Exceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-36 (e) Procedures. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-36 Rule 508. Political vote . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-36 Rule 509. Deliberations of courts and juries . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-36 Rule 510. Waiver of privilege by voluntary disclosure . . . . . . . . . . . . . . . . . . . . . . . . III-36 Rule 511. Privileged matter disclosed under compulsion or without opportunity to claim privilege . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III -37 (a) General Rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-37 (b) Use of Communications Media. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III -37 Rule 512. Comment upon or inference from claim of privilege; instruction . . . . III-37 (a) Comment or Inference Not Permitted. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-3 7 (b) Claiming a Privilege Without the Knowledge of the Members. . . . . . . . . . . . . . . . . . . . III-37 (c) Instruction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-37 Rule 513. Psychotherapist—patient privilege . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-37 (a) General Rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-37 (b) Definitions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-37 (c) Who May Claim the Privilege. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-38 (d) Exceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-38 (e) Procedure to Determine Admissibility of Patient Records or Communications. . . . . . . . III-38 Rule 514. Victim advocate-victim and Department of Defense Safe Helpline staff- victim privilege. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-3 9 (a) General rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-39 xxi MCM 2016 Page

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(b) Definitions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-39 (c) Who may claim the privilege. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-39 (d) Exceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-39 (e) Procedure to Determine Admissibility of Victim Records or Communications. . . . . . . . III-40 SECTION VI WITNESSES Rule 601. Competency to testify in general . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-40 Rule 602. Need for personal knowledge . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-40 Rule 603. Oath or affirmation to testify truthfully . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-40 Rule 604. Interpreter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-41 Rule 605. Military judge’s competency as a witness. . . . . . . . . . . . . . . . . . . . . . . . . . III-41 Rule 606. Member’s competency as a witness. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-41 (a) At the Trial by Court-Martial. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-41 (b) During an Inquiry into the Validity of a Finding or Sentence. . . . . . . . . . . . . . . . . . . . III-41 Rule 607. Who may impeach a witness. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-41 Rule 608. A witness’s character for truthfulness or untruthfulness. . . . . . . . . . . . III-41 (a) Reputation or Opinion Evidence. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I II-41 (b) Specific Instances of Conduct. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-41 (c) Evidence of Bias. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-41 Rule 609. Impeachment by evidence of a criminal conviction. . . . . . . . . . . . . . . . . III-41 (a) In General. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-41 (b) Limit on Using the Evidence After 10 Years. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-42 (c) Effect of a Pardon, Annulment, or Certificate of Rehabilitation. . . . . . . . . . . . . . . . . . . III-42 (d) Juvenile Adjudications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-42 (e) Pendency of an Appeal. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-42 (f) Definition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-42 Rule 610. Religious beliefs or opinions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-42 Rule 611. Mode and order of examining witnesses and presenting evidence. . III-42 (a) Control by the Military Judge; Purposes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-42 (b) Scope of Cross-Examination. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-42 (c) Leading Questions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-42 (d) Remote live testimony of a child. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II I-42 Rule 612. Writing used to refresh a witness’s memory. . . . . . . . . . . . . . . . . . . . . . . . III-43 (a) Scope. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-43 (b) Adverse Party’s Options; Deleting Unrelated Matter. . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-43 (c) Failure to Produce or Deliver the Writing. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-43 (d) No Effect on Other Disclosure Requirements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-43 Rule 613. Witness’s prior statement. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-43 (a) Showing or Disclosing the Statement During Examination. . . . . . . . . . . . . . . . . . . . . . . . III-43 (b) Extrinsic Evidence of a Prior Inconsistent Statement. . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-43 Rule 614. Court-martial’s calling or examining a witness. . . . . . . . . . . . . . . . . . . . . . III-43 (a) Calling. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-43 (b) Examining. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-44 xxii MCM 2016 Page

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(c) Objections. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-44 Rule 615. Excluding witnesses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-44 SECTION VII OPINIONS AND EXPERT TESTIMONY Rule 701. Opinion testimony by lay witnesses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-44 Rule 702. Testimony by expert witnesses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-44 Rule 703. Bases of an expert’s opinion testimony . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-44 Rule 704. Opinion on an ultimate issue . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-44 Rule 705. Disclosing the facts or data underlying an expert’s opinion . . . . . . . . III-44 Rule 706. Court-appointed expert witnesses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-45 (a) Appointment Process. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-45 (b) Compensation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-45 (c) Accused’s Choice of Experts. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-45 Rule 707. Polygraph examinations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-45 (a) Prohibitions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-45 (b) Statements Made During a Polygraph Examination. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-45 SECTION VIII HEARSAY Rule 801. Definitions that apply to this section; exclusions from hearsay . . . . . III-45 (a) Statement. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-45 (b) Declarant. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-45 (c) Hearsay. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-45 (d) Statements that Are Not Hearsay. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III -45 Rule 802. The rule against hearsay . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-45 Rule 803. Exceptions to the rule against hearsay – regardless of whether the declarant is available as a witness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-45 (1) Present Sense Impression. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-46 (2) Excited Utterance. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-46 (3) Then-Existing Mental, Emotional, or Physical Condition. . . . . . . . . . . . . . . . . . . . . . . . . . III-46 (4) Statement Made for Medical Diagnosis or Treatment. . . . . . . . . . . . . . . . . . . . . . . . . . . . III-46 (5) Recorded Recollection. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-46 (6) Records of a Regularly Conducted Activity. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-46 (7) Absence of a Record of a Regularly Conducted Activity. . . . . . . . . . . . . . . . . . . . . . . . . III-46 (8) Public Records. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-46 (9) Public Records of Vital Statistics. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-47 (10) Absence of a Public Record. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I II-47 (11) Records of Religious Organizations Concerning Personal or Family History. . . . . . . . III-47 (12) Certificates of Marriage, Baptism, and Similar Ceremonies. . . . . . . . . . . . . . . . . . . . . . III-47 (13) Family Records. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-47 (14) Records of Documents that Affect an Interest in Property. . . . . . . . . . . . . . . . . . . . . . . III-47 (15) Statements in Documents that Affect an Interest in Property. . . . . . . . . . . . . . . . . . . . . III-47 (16) Statements in Ancient Documents. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III- 47 (17) Market Reports and Similar Commercial Publications. . . . . . . . . . . . . . . . . . . . . . . . . . . III-47 (18) Statements in Learned Treatises, Periodicals, or Pamphlets. . . . . . . . . . . . . . . . . . . . . . . III-47 xxiii MCM 2016 Page

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(19) Reputation Concerning Personal or Family History. . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-47 (20) Reputation Concerning Boundaries or General History. . . . . . . . . . . . . . . . . . . . . . . . . . III-47 (21) Reputation Concerning Character. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II I-47 (22) Judgment of a Previous Conviction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-48 (23) Judgments Involving Personal, Family, or General History, or a Boundary. . . . . . . . . III-48 Rule 804. Exceptions to the rule against hearsay – when the declarant Is unavailable as a witness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-48 (a) Criteria for Being Unavailable. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-48 (b) The Exceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-48 Rule 805. Hearsay within hearsay . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-49 Rule 806. Attacking and supporting the declarant’s credibility . . . . . . . . . . . . . . . . III-49 Rule 807. Residual exception. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-49 (a) In General. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-49 (b) Notice. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-49 SECTION IX AUTHENTICATION AND IDENTIFICATION Rule 901. Authenticating or identifying evidence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-49 (a) In General. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-49 (b) Examples. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-49 Rule 902. Evidence that Is self-authenticating . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-50 (1) Domestic Public Documents that are Sealed and Signed. . . . . . . . . . . . . . . . . . . . . . . . . . III-50 (2) Domestic Public Documents that are Not Sealed but are Signed and Certified. . . . . . III-50 (3) Foreign Public Documents. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-50 (4) Certified Copies of Public Records. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . II I-50 (4a) Documents or Records of the United States Accompanied by Attesting Certificates. III-50 (5) Official Publications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-51 (6) Newspapers and Periodicals. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-51 (7) Trade Inscriptions and the Like. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-51 (8) Acknowledged Documents. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-51 (9) Commercial Paper and Related Documents. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-51 (10) Presumptions under a Federal Statute or Regulation. . . . . . . . . . . . . . . . . . . . . . . . . . . . III-51 (11) Certified Domestic Records of a Regularly Conducted Activity. . . . . . . . . . . . . . . . . . . III-51 Rule 903. Subscribing witness’s testimony . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-51 SECTION X CONTENTS OF WRITINGS, RECORDINGS, AND PHOTOGRAPHS Rule 1001. Definitions that apply to this section . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-51 Rule 1002. Requirement of the original . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-51 Rule 1003. Admissibility of duplicates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-51 Rule 1004. Admissibility of other evidence of content . . . . . . . . . . . . . . . . . . . . . . . . III-51 (a) Originals lost or destroyed. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-51 (b) Original not obtainable. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-52 (c) Original in possession of opponent. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I II-52 (d) Collateral matters. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-52 Rule 1005. Copies of public records to prove content . . . . . . . . . . . . . . . . . . . . . . . . III-52 xxiv MCM 2016 Page

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Rule 1006. Summaries to prove content . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-52 Rule 1007. Testimony or statement of a party to prove content . . . . . . . . . . . . . . III-52 Rule 1008. Functions of the military judge and the members . . . . . . . . . . . . . . . . . III-52 SECTION XI MISCELLANEOUS RULES Rule 1101. Applicability of these rules . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-52 (a) In General. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-52 (b) Rules Relaxed. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-52 (c) Rules on Privilege. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-52 (d) Exceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-52 Rule 1102. Amendments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-52 (a) General Rule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III-52 (b) Rules Determined Not to Apply. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III -53 Rule 1103. Title . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . III -53 PART IV PUNITIVE ARTICLES (STATUTORY TEXT OF EACH ARTICLE IS IN BOLD) 1. Article 77—Principals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-1 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-1 b. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-1 2. Article 78—Accessory after the fact . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-2 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-2 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-3 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-3 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-3 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-3 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-3 3. Article 79—Conviction of lesser included offenses . . . . . . . . . . . . . . . . . . . . . . . . . IV-3 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-3 b. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-3 4. Article 80—Attempts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-4 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-4 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-4 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-4 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-5 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-5 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-5 5. Article 81—Conspiracy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-6 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-6 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-6 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-6 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-7 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-7 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-7 xxv MCM 2016 Page

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6. Article 82—Solicitation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-7 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-7 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-8 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-8 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-8 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-8 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-8 7. Article 83—Fraudulent enlistment, appointment, or separation . . . . . . . . . . . . . . IV-9 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-9 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-9 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-9 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-9 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-9 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-9 8. Article 84—Effecting unlawful enlistment, appointment, or separation . . . . . . IV-10 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-10 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-10 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-10 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-10 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-10 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-10 9. Article 85—Desertion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-10 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-10 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-11 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-11 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-13 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-13 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-13 10. Article 86—Absence without leave . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-13 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-13 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-13 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-14 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-15 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-15 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-16 11. Article 87—Missing movement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-16 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-16 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-16 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-16 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-17 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-17 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-17 12. Article 88—Contempt toward officials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-17 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-17 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-17 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-17 xxvi MCM 2016 Page

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d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-18 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-18 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-18 13. Article 89—Disrespect toward a superior commissioned officer . . . . . . . . . . . IV-18 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-18 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-18 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-18 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-19 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-19 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-19 14. Article 90—Assaulting or willfully disobeying superior commissioned officer IV-19 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-19 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-19 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-19 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-21 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-21 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-21 15. Article 91—Insubordinate conduct toward warrant officer, noncommissioned officer, or petty officer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-21 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-21 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-21 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-22 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-22 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-22 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-23 16. Article 92—Failure to obey order or regulation . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-23 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-23 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-23 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-23 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-25 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-25 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-25 17. Article 93—Cruelty and maltreatment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-26 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-26 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-26 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-26 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-26 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-26 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-26 18. Article 94—Mutiny and sedition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-26 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-26 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-26 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-27 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-27 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-27 xxvii MCM 2016 Page

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f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-27 19. Article 95—Resistance, flight, breach of arrest, and escape . . . . . . . . . . . . . . . IV-28 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-28 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-28 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-29 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-30 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-30 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-30 20. Article 96—Releasing prisoner without proper authority . . . . . . . . . . . . . . . . . . . IV-31 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-31 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-31 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-31 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-31 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-31 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-32 21. Article 97—Unlawful detention . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-32 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-32 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-32 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-32 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-32 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-32 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-32 22. Article 98—Noncompliance with procedural rules . . . . . . . . . . . . . . . . . . . . . . . . . IV-32 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-32 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-32 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-32 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-33 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-33 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-33 23. Article 99—Misbehavior before the enemy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-33 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-33 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-33 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-34 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-35 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-35 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-35 24. Article 100—Subordinate compelling surrender . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-36 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-36 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-36 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-37 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-37 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-37 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-37 25. Article 101—Improper use of countersign . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-37 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-37 xxviii MCM 2016 Page

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b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-37 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-37 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-38 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-38 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-38 26. Article 102—Forcing a safeguard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-38 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-38 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-38 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-38 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-38 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-39 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-39 27. Article 103—Captured or abandoned property . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-39 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-39 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-39 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-39 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-40 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-40 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-40 28. Article 104—Aiding the enemy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-40 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-40 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-40 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-41 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-41 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-41 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-41 29. Article 105—Misconduct as a prisoner . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-42 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-42 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-42 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-42 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-42 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-42 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-43 30. Article 106—Spies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-43 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-43 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-43 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-43 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-44 e. Mandatory punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-44 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-44 30a. Article 106a—Espionage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-44 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-44 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-45 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-45 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-45 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-45 xxix MCM 2016 Page

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f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-45 31. Article 107—False official statements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-46 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-46 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-46 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-46 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-46 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-46 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-46 32. Article 108—Military property of the United States—sale, loss, damage, destruction, or wrongful disposition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-46 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-46 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-46 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-47 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-47 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-47 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-47 33. Article 109—Property other than military property of the United States—waste, spoilage, or destruction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-48 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-48 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-48 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-48 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-49 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-49 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-49 34. Article 110—Improper hazarding of vessel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-49 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-49 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-49 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-49 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-49 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-49 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-49 35. Article 111—Drunken or reckless operation of vehicle, aircraft, or vessel . IV-50 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-50 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-51 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-51 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-52 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-52 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-52 36. Article 112—Drunk on duty . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-52 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-52 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-53 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-53 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-53 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-53 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-53 xxx MCM 2016 Page

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37. Article 112a—Wrongful use, possession, etc., of controlled substances . . . IV-53 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-53 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-53 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-54 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-55 e. Maximum punishments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-55 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-55 38. Article 113—Misbehavior of sentinel or lookout . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-56 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-56 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-56 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-56 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-57 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-57 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-57 39. Article 114—Dueling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-57 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-57 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-57 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-57 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-58 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-58 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-58 40. Article 115—Malingering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-58 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-58 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-58 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-58 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-58 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-59 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-59 41. Article 116—Riot or breach of peace . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-59 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-59 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-59 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-59 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-59 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-59 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-60 42. Article 117—Provoking speeches or gestures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-60 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-60 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-60 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-60 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-60 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-60 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-60 43. Article 118—Murder . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-60 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-60 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-60 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-61 xxxi MCM 2016 Page

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d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-62 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-62 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-62 44. Article 119—Manslaughter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-62 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-62 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-62 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-63 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-63 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-63 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-64 44a. Article 119a—Death or injury of an unborn child . . . . . . . . . . . . . . . . . . . . . . . . IV-64 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-64 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-64 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-65 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-65 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-65 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-66 45. Article 120—Rape and sexual assault generally . . . . . . . . . . . . . . . . . . . . . . . . . . IV-66 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-66 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-68 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-74 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-74 e. Maximum punishments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-74 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-74 45a. Article 120a—Stalking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-79 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-79 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-79 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-79 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-79 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-79 f. Sample Specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-79 45b. Article 120b—Rape and sexual assault of a child . . . . . . . . . . . . . . . . . . . . . . . IV-79 a. Text of Statute . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-79 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-81 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-83 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-83 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-83 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-83 45c. Article 120c—Other sexual misconduct . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-85 a. Text of Statute . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-85 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-86 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-86 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-86 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-86 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-86 xxxii MCM 2016 Page

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46. Article 121—Larceny and wrongful appropriation . . . . . . . . . . . . . . . . . . . . . . . . . . IV-87 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-87 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-87 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-87 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-91 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-91 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-91 47. Article 122—Robbery . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-91 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-91 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-91 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-92 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-92 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-92 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-92 48. Article 123—Forgery . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-93 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-93 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-93 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-93 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-94 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-94 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-94 49. Article 123a—Making, drawing, or uttering check, draft, or order without sufficient funds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-94 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-94 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-95 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-95 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-97 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-97 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-97 50. Article 124—Maiming . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-97 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-97 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-97 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-97 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-98 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-98 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-98 51. Article 125—Forcible sodomy; bestiality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-98 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-98 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-98 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-98 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-98 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-98 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-98 52. Article 126—Arson . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-98 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-98 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-99 xxxiii MCM 2016 Page

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c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-99 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-99 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-99 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-99 53. Article 127—Extortion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-100 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-100 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-100 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-100 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-100 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-100 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-100 54. Article 128—Assault . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-100 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-100 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-100 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-101 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-104 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-104 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-104 55. Article 129—Burglary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-105 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-105 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-105 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-105 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-106 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-106 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-106 56. Article 130—Housebreaking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-106 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-106 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-106 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-107 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-107 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-107 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-107 57. Article 131—Perjury . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-107 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-107 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-107 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-108 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-108 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-108 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-108 58. Article 132—Frauds against the United States . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-109 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-109 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-109 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-110 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-111 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-111 xxxiv MCM 2016 Page

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f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-111 59. Article 133—Conduct unbecoming an officer and gentleman . . . . . . . . . . . . . . IV-112 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-112 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-112 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-112 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-113 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-113 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-113 60. Article 134—General article . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-113 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-113 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-113 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-114 61. Article 134—(Animal abuse) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-116 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-116 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-116 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-116 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-117 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-117 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-117 62. Article 134—(Adultery) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-117 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-117 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-117 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-117 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-118 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-118 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-118 63. Deleted—See Appendix 27 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-118 64. Article 134—(Assault—with intent to commit murder, voluntary manslaughter, rape, robbery, forcible sodomy, arson, burglary, or housebreaking) . . . . . . . . . . IV-118 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-118 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-118 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-118 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-119 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-119 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-119 65. Article 134—(Bigamy) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-119 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-119 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-119 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-119 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-120 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-120 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-120 66. Article 134—(Bribery and graft) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-120 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-120 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-120 xxxv MCM 2016 Page

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c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-120 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-120 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-120 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-120 67. Article 134—(Burning with intent to defraud) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-121 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-121 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-121 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-121 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-121 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-121 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-121 68. Article 134—(Check, worthless, making and uttering—by dishonorably failing to maintain funds) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-121 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-121 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-121 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-121 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-122 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-122 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-122 68a. Article 134—(Child endangerment) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-122 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-122 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-122 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-122 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-123 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-123 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-123 68b. Article 134—(Child pornography) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-123 a. Text of Statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-123 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-123 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-124 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-125 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-125 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-125 69. Article 134—(Cohabitation, wrongful) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-125 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-125 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-125 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-125 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-125 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-125 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-125 70. Article 134—(Correctional custody—offenses against) . . . . . . . . . . . . . . . . . . . . . IV-125 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-125 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-125 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-126 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-126 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-126 xxxvi MCM 2016 Page

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f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-126 71. Article 134—(Debt, dishonorably failing to pay) . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-126 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-126 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-126 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-126 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-127 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-127 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-127 72. Article 134—(Disloyal statements) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-127 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-127 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-127 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-127 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-127 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-127 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-127 73. Article 134—(Disorderly conduct, drunkenness) . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-127 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-127 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-127 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-127 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-128 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-128 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-128 74. Article 134—(Drinking liquor with prisoner) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-128 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-128 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-128 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-128 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-128 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-128 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-128 75. Article 134—(Drunk prisoner) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-128 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-128 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-128 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-129 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-129 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-129 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-129 76. Article 134—(Drunkenness—incapacitation for performance of duties through prior wrongful indulgence in intoxicating liquor or any drug) . . . . . . . . . . . . . . . . IV-129 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-129 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-129 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-129 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-129 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-129 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-129 77. Article 134—(False or unauthorized pass offenses) . . . . . . . . . . . . . . . . . . . . . . . IV-129 xxxvii MCM 2016 Page

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a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-129 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-129 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-130 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-130 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-130 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-130 78. Article 134—(False pretenses, obtaining services under) . . . . . . . . . . . . . . . . . . IV-131 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-131 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-131 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-131 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-131 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-131 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-131 79. Article 134—(False swearing) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-131 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-131 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-131 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-131 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-131 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-131 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 80. Article 134—(Firearm, discharging—through negligence) . . . . . . . . . . . . . . . . . . . IV-132 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 81. Article 134—(Firearm, discharging—willfully, under such circumstances as to endanger human life) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 82. Article 134—(Fleeing scene of accident) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-132 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-133 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-133 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-133 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-133 83. Article 134—(Fraternization) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-133 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-133 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-133 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-133 xxxviii MCM 2016 Page

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d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-134 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-134 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-134 84. Article 134—(Gambling with subordinate) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-134 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-134 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-134 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-134 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-134 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-134 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-134 85. Article 134—(Homicide, negligent) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-134 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-134 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-134 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-134 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-135 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-135 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-135 86. Article 134—(Impersonating a commissioned, warrant, noncommissioned, or petty officer, or an agent or official) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-135 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-135 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-135 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-135 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-135 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-135 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-135 87. Deleted—See Appendix 27 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-136 88. Deleted—See Appendix 27 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-136 89. Article 134—(Indecent language) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-136 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-136 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-136 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-136 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-136 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-136 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-136 90. Article 134—(Indecent conduct) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-136 a. Text of Statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-136 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-136 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-136 d. Lesser included offense. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-136 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-136 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-136 91. Article 134—(Jumping from vessel into the water) . . . . . . . . . . . . . . . . . . . . . . . . IV-137 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-137 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-137 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-137 xxxix MCM 2016 Page

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d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-137 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-137 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-137 92. Article 134—(Kidnapping) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-137 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-137 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-137 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-137 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-138 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-138 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-138 93. Article 134—(Mail: taking, opening, secreting, destroying, or stealing) . . . . . IV-138 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-138 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-138 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-138 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-138 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-138 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-138 94. Article 134—(Mails: depositing or causing to be deposited obscene matters in) IV-139 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-139 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-139 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-139 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-139 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-139 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-139 95. Article 134—(Misprision of serious offense) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-139 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-139 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-139 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-139 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-139 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-139 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-140 96. Article 134—(Obstructing justice) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-140 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-140 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-140 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-140 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-140 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-140 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-140 96a. Art 134—(Wrongful interference with an adverse administrative proceeding) IV-140 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-140 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-140 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-141 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-141 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-141 xl MCM 2016 Page

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f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-141 97. Article 134—(Pandering and prostitution) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-141 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-141 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-141 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-142 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-142 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-142 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-142 97a. Article 134—(Parole, Violation of) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-142 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-142 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-142 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-143 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-143 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-143 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-143 98. Article 134—(Perjury: subornation of) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-143 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-143 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-143 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-143 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-143 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-143 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-143 99. Article 134—(Public record: altering, concealing, removing, mutilating, obliterating, or destroying) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-143 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 100. Article 134—(Quarantine: medical, breaking) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 100a. Article 134—(Reckless endangerment) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-144 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-145 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-145 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-145 101. Deleted—See Executive Order 12708 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-145 xli MCM 2016 Page

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102. Article 134—(Restriction, breaking) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-145 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-145 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-145 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-145 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-145 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-145 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-145 103. Article 134—(Seizure: destruction, removal, or disposal of property to prevent) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-146 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-146 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-146 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-146 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-146 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-146 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-146 103a. Article 134—(Self-injury without intent to avoid service) . . . . . . . . . . . . . . . . IV-146 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-146 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-146 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-146 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-146 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-147 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-147 104. Article 134—(Sentinel or lookout: offenses against or by) . . . . . . . . . . . . . . . IV-147 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-147 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-147 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-147 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-147 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-147 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-147 105. Article 134—(Soliciting another to commit an offense) . . . . . . . . . . . . . . . . . . . IV-148 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-148 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-148 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-148 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-148 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-148 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-148 106. Article 134—(Stolen property: knowingly receiving, buying, concealing) . . IV-148 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-148 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-148 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-148 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 107. Article 134—(Straggling) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 xlii MCM 2016 Page

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c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 108. Article 134—(Testify: wrongful refusal) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-149 109. Article 134—(Threat or hoax designed or intended to cause panic or public fear) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-150 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-150 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-150 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-150 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-151 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-151 f. Sample specifications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-151 110. Article 134—(Threat, communicating) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-151 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-151 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-151 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-151 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-151 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-151 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-151 111. Article 134—(Unlawful entry) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-152 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-152 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-152 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-152 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-152 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-152 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-152 112. Article 134—(Weapon: concealed, carrying) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-152 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-152 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-152 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-152 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-152 e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-152 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-152 113. Article 134—(Wearing unauthorized insignia, decoration, badge, ribbon, device, or lapel button) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-152 a. Text of statute. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-153 b. Elements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-153 c. Explanation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-153 d. Lesser included offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-153 xliii MCM 2016 Page

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e. Maximum punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-153 f. Sample specification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV-153 PART V NONJUDICIAL PUNISHMENT PROCEDURE 1. General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-1 a. Authority. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-1 b. Nature. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-1 c. Purpose. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-1 d. Policy. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-1 e. Minor offenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-1 f. Limitations on nonjudicial punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-1 g. Relationship of nonjudicial punishment to administrative corrective measures. . . . . . . . . V-2 h. Applicable standards. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-2 i. Effect of errors. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-2 2. Who may impose nonjudicial punishment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-2 a. Commander. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-2 b. Officer in charge. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-2 c. Principal assistant. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-2 3. Right to demand trial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-2 4. Procedure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-2 a. Notice. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-2 b. Decision by servicemember. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-3 c. Nonjudicial punishment accepted. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-3 d. Nonjudicial punishment based on record of court of inquiry or other investigative body. V-4 5. Punishments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-4 a. General limitations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-4 b. Authorized maximum punishments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-4 c. Nature of punishment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-5 d. Limitations on combination of punishments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-6 e. Punishments imposed on reserve component personnel while on inactive-duty training. V-6 f. Punishments imposed on reserve component personnel when ordered to active duty for disciplinary purposes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-7 g. Effective date and execution of punishments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-7 6. Suspension, mitigation, remission, and setting aside . . . . . . . . . . . . . . . . . . . . . . . V-7 a. Suspension. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-7 b. Mitigation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-7 c. Remission. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-8 d. Setting aside. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-8 7. Appeals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-8 a. In general. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-8 b. Who may act on appeal. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-8 c. Format of appeal. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-8 d. Time limit. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-8 e. Legal review. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-8 f. Action by superior authority. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-9 xliv MCM 2016 Page

PART V NONJUDICIAL PUNISHMENT PROCEDURE

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8. Records of nonjudicial punishment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V-9 Appendices 1. Constitution of the United States—1787 2. Uniform Code of Military Justice 3. DoD Instruction 5525.07 3.1 Memorandum of Understanding Between the Departments of Justice and Transportation (Coast Guard) Relating to the Investigations and Prosecution of Crimes Over Which the Two Departments Have Concurrent Jurisdiction 4. Charge Sheet (DD FORM 458) 5. Preliminary Hearing Officer’s Report (DD FORM 457) 6. Forms for Orders Convening Courts-Martial 7. Subpoena (DD FORM 453) 8. Guide for General and Special Courts-Martial 9. Guide for Summary Courts-Martial 10. Forms of Findings 11. Forms of Sentences 12. Maximum Punishment Chart 12A. Lesser Included Offenses 13. Guide for Preparation of Record of Trial by General Court-Martial and by Special Court-Martial When a Verbatim Record is Not Required 14. Guide for Preparation of Record of Trial by General Court-Martial and by Special Court-Martial When a Verbatim Record is Required 15. Record of Trial by Summary Court-Martial (DD Form 2329) 16. Forms for Action 17. Forms for Court-Martial Orders 18. (Removed) 19. Waiver/Withdrawal of Appellate Rights in General and Special Courts-Martial Subject to Review by a Court of Military Review (DD Form 2330) 20. Waiver/Withdrawal of Appellate Rights in General Courts-Martial Subject to Examination in the Office of the Judge Advocate General (DD Form 2331) 21. Analysis of Rules for Courts-Martial 22. Analysis of the Military Rules of Evidence 23. Analysis of Punitive Articles 24. Analysis of Nonjudicial Punishment Procedure xlv MCM 2016

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25. Historical Executive Orders 26. The Joint Service Committee on Military Justice (JSC) 27. Punitive Articles Applicable to Sexual Assault Offenses Committed Prior to 1 October 2007 28. Punitive Articles Applicable to Sexual Assault Offenses Committed During the period 1 October 2007 through 27 June 2012 xlvi MCM 2016

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PART I PREAMBLE 1. Sources of military jurisdiction The sources of military jurisdiction include the Constitution and international law. International law includes the law of war. 2. Exercise of military jurisdiction (a) Kinds. Military jurisdiction is exercised by: (1) A government in the exercise of that branch of the municipal law which regulates its military establishment. (Military law). (2) A government temporarily governing the civil population within its territory or a portion of its territory through its military forces as necessity may require. (Martial law). ( 3 ) A b e l l i g e r e n t o c c u p y i n g e n e m y t e r r i t o r y . (Military government). (4) A government with respect to offenses against the law of war. (b) Agencies. The agencies through which military jurisdiction is exercised include: (1) Courts-martial for the trial of offenses against military law and, in the case of general courts-mar- tial, of persons who by the law of war are subject to trial by military tribunals. See Parts II, III, and IV of this Manual for rules governing courts-martial. (2) Military commissions and provost courts for the trial of cases within their respective jurisdictions. Subject to any applicable rule of international law or to any regulations prescribed by the President or by other competent authority, military commissions and provost courts shall be guided by the appropriate principles of law and rules of procedures and evi- dence prescribed for courts-martial. (3) Courts of inquiry for the investigation of any matter referred to such court by competent authority. See Article 135. The Secretary concerned may pre- scribe regulations governing courts of inquiry. ( 4 ) N o n j u d i c i a l p u n i s h m e n t p r o c e e d i n g s o f a commander under Article 15. See Part V of this Manual. 3. Nature and purpose of military law Military law consists of the statutes governing the military establishment and regulations issued there- under, the constitutional powers of the President and regulations issued thereunder, and the inherent au- t h o r i t y o f m i l i t a r y c o m m a n d e r s . M i l i t a r y l a w i n - cludes jurisdiction exercised by courts-martial and t h e j u r i s d i c t i o n e x e r c i s e d b y c o m m a n d e r s w i t h respect to nonjudicial punishment. The purpose of military law is to promote justice, to assist in main- t a i n i n g g o o d o r d e r a n d d i s c i p l i n e i n t h e a r m e d forces, to promote efficiency and effectiveness in the military establishment, and thereby to strengthen the national security of the United States. 4. Structure and application of the Manual for Courts-Martial The Manual for Courts-Martial shall consist of this Preamble, the Rules for Courts-Martial, the Mil- itary Rules of Evidence, the Punitive Articles, and Nonjudicial Punishment Procedures (Part I-V). This Manual shall be applied consistent with the purpose of military law. The Department of Defense, in conjunction with t h e D e p a r t m e n t o f H o m e l a n d S e c u r i t y , p u b l i s h e s supplementary materials to accompany the Manual for Courts-Martial. These materials consist of a Pref- ace, a Table of Contents, Discussions, Appendices, and an Index. These supplementary materials do not have the force of law. The Manual shall be identified by the year in w h i c h i t w a s p r i n t e d ; f o r e x a m p l e , “ M a n u a l f o r Courts-Martial, United States (20xx edition).” Any amendments to the Manual made by Executive Or- der shall be identified as “20xx” Amendments to the Manual for Courts-Martial, United States, “20xx” being the year the Executive Order was signed. The Department of Defense Joint Service Com- mittee (JSC) on Military Justice reviews the Manual for Courts-Martial and proposes amendments to the Department of Defense (DoD) for consideration by the President on an annual basis. In conducting its annual review, the JSC is guided by DoD Directive 5 5 0 0 . 1 7 , “ R o l e a n d R e s p o n s i b i l i t i e s o f t h e J o i n t Service Committee (JSC) on Military Justice.” DoD Directive 5500.17 includes provisions allowing pub- lic participation in the annual review process. Discussion The Department of Defense, in conjunction with the Depart- m e n t o f H o m e l a n d S e c u r i t y , h a s p u b l i s h e d s u p p l e m e n t a r y materials to accompany the Manual for Courts-Martial. These materials consist of a Discussion (accompanying the Preamble, I-1

CHAPTER I. GENERAL PROVISIONS

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signed to or may be readily converted to expel any projectile by the action of an explosive. (13) “Joint” in connection with military organiza- t i o n c o n n o t e s a c t i v i t i e s , o p e r a t i o n s , o r g a n i z a t i o n s , and the like in which elements of more than one military service of the same nation participate. (14) “Members.” The members of a court-martial are the voting members detailed by the convening authority. (15) “Military judge” means the presiding officer of a general or special court-martial detailed in accord- ance with Article 26. Except as otherwise expressly provided, in the context of a summary court-martial “military judge” includes the summary court-martial officer or in the context of a special court-martial without a military judge, the president. Unless other- wise indicated in the context, “the military judge” means the military judge detailed to the court-mar- tial to which charges in a case have been referred for trial. (16) “Party.” Party, in the context of parties to a court-martial, means: (A) The accused and any defense or associate or assistant defense counsel and agents of the defense counsel when acting on behalf of the accused with respect to the court-martial in question; and (B) Any trial or assistant trial counsel represent- ing the United States, and agents of the trial counsel w h e n a c t i n g o n b e h a l f o f t h e t r i a l c o u n s e l w i t h respect to the court-martial in question. (17) “Staff judge advocate” means a judge advocate so designated in Army, Air Force, or Marine Corps, and means the principal legal advisor of a command i n t h e N a v y a n d C o a s t G u a r d w h o i s a j u d g e advocate. (18) “ sua sponte ” means that the person involved acts on that person’s initiative, without the need for a request, motion, or application. ( 1 9 ) “ W a r , t i m e o f . ” F o r p u r p o s e o f R . C . M . 1004(c)(6) and of implementing the applicable para- graphs of Parts IV and V of this Manual only, “time of war” means a period of war declared by Congress or the factual determination by the President that the e x i s t e n c e o f h o s t i l i t i e s w a r r a n t s a f i n d i n g t h a t a “ t i m e o f w a r ” e x i s t s f o r p u r p o s e s o f R . C . M . 1004(c)(6) and Parts IV and V of this Manual. ( 2 0 ) “ W r i t i n g ” i n c l u d e s p r i n t i n g a n d t y p e w r i t i n g and reproductions of visual symbols by handwriting, t y p e w r i t i n g , p r i n t i n g , p h o t o s t a t i n g , p h o t o g r a p h i n g , magnetic impulse, mechanical or electronic record- ing, or other form of data compilation. Discussion The definition of “writing” includes letters, words, or numbers set d o w n b y h a n d w r i t i n g , t y p e w r i t i n g , p r i n t i n g , p h o t o s t a t i n g , photographing, magnetic impulse, mechanical or electronic recor- ding, or any other form of data compilation. This section makes it clear that computers and other modern reproduction systems are included in this definition, and consistent with the definition of “writing” in Military Rule of Evidence 1001. The definition is comprehensive, covering all forms of writing or recording of words or word-substitutes. (21) The definitions and rules of construction in 1 U.S.C. §§ 1 through 5 and in 10 U.S.C. §§ 101 and 801. Discussion 1 U.S.C. §§ 1 through 5, 10 U.S.C. § 101, and 10 U.S.C. § 801 (Article 1) are set forth below. 1 U.S.C. § 1. Words denoting number, gender, and so forth. In determining the meaning of any Act of Congress, unless the context indicates otherwise— words importing the singular include and apply to several persons, parties, or things; words importing the plural include the singular; words importing the masculine gender include the feminine as well; words used in the present tense include the future as well as the present; t h e w o r d s “ i n s a n e ” a n d “ i n s a n e p e r s o n ” a n d “lunatic” shall include every idiot, lunatic, insane person, and person non compos mentis; the words “person” and “whoever” include corporations, companies, associations, firms, partnerships, societies, and joint stock companies, as well as individuals; “officer” includes any person authorized by law to perform the duties of the office; “signature” or “subscription” includes a mark when the person making the same intended it as such; “oath” includes affirmation, and “sworn” includes affirmed; § 2. “County” as including “parish,” and so forth. The word “county” includes a parish, or any other equivalent subdivision of a State or Territory of the United States. § 3. “Vessel” as including all means of water transportation. The word “vessel” includes every description of watercraft or other artificial contrivance used or capable of being used, as a means of transportation on water. § 4. “Vehicle” as including all means of land transportation. The word “vehicle” includes every description of carriage or other artificial contrivance used or capable of being used, as a means of transportation on land. § 5. “Company” or “association” as including successors and assigns. The word “company” or “association”, when used in reference to a corporation, shall be deemed to embrace the II-2 R.C.M. 103(12)

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words “successors and assigns of such company or association”, in like manner as if these last-named words, or words of similar import, were expressed. 10 U.S.C. § 101. Definitions In addition to the definitions in sections 1-5 of title 1, the following definitions apply in this title: (1) “United States”, in a geographic sense, means the States and the District of Columbia. (2) Except as provided in section 101(1) of title 32 for laws relating to the militia, the National Guard, the Army Na- tional Guard of the United States, and the Air National Guard of the United States, “Territory” means any Territory organized after this title is enacted, so long as it remains a Territory. (3) “Possessions” includes the Virgin Islands, the Canal Zone, Guam, American Samoa, and the Guano islands, so long as they remain possessions, but does not include any Territory or Commonwealth. (4) “Armed forces” means the Army, Navy, Air Force, Marine Corps, and Coast Guard. (5) “Department”, when used with respect to a military department, means the executive part of the department and all field headquarters, forces, reserve components, installations, ac- tivities, and functions under the control or supervision of the Secretary of the department. When used with respect to the De- partment of Defense, it means the executive part of the depart- ment, including the executive parts of the military departments, and all field headquarters, forces, reserve components, installa- tions, activities, and functions under the control or supervision of the Secretary of Defense, including those of the military depart- ments. (6) “Executive part of the department” means the exec- utive part of the Department of the Army, Department of the Navy, or Department of the Air Force, as the case may be, at the seat of government. (7) “Military departments” means the Department of the Army, the Department of the Navy, and the Department of the Air Force. (8) “Secretary concerned” means— (A) the Secretary of the Army, with respect to matters concerning the Army; (B) the Secretary of the Navy, with respect to mat- ters concerning the Navy, the Marine Corps, and the Coast Guard when it is operating as a service in the Navy; (C) the Secretary of the Air Force, with respect to matters concerning the Air Force; and ( D ) t h e S e c r e t a r y o f H o m e l a n d S e c u r i t y , w i t h respect to matters concerning the Coast Guard when it is not operating as a service in the Navy. (9) “National Guard” means the Army National Guard and the Air National Guard. (10) “Army National Guard” means that part of the organized militia of the several States and Territories, Puerto Rico, and the Canal Zone, and the District of Columbia, active and inactive, that— (A) is a land force; (B) is trained, and has its officers appointed, under the sixteenth clause of section 8, article 1, of the Constitution; (C) is organized, armed, and equipped wholly or partly at Federal expense; and (D) is federally recognized. (11) “Army National Guard of the United States” means the reserve component of the Army all of whose members are members of the Army National Guard. (12) “Air National Guard” means that part of the organ- ized militia of the several States and Territories, Puerto Rico, the Canal Zone, and the District of Columbia, active and inactive, that— (A) is an air force; (B) is trained, and has its officers appointed, under the sixteenth clause of section 8, article 1, of the Constitution; (C) is organized, armed, and equipped wholly or partly at Federal expense; and (D) is federally recognized. (13) “Air National Guard of the United States” means the reserve component of the Air Force all of whose members are members of the Air National Guard. (14) “Officer” means commissioned or warrant officer. (15) “Commissioned officer” includes a commissioned warrant officer. (16) “Warrant officer” means a person who holds a commission or warrant in a warrant officer grade. (17) “Enlisted member” means a person in an enlisted grade. (18) “Grade” means a step or degree, in a graduated scale of office or military rank that is established and designated as a grade by law or regulation. ( 1 9 ) “ R a n k ” m e a n s t h e o r d e r o f p r e c e d e n c e a m o n g members of the armed forces. [Definitions established in clauses (18) and (19) post-date the enactment of the code and, as a result, differ from usage of the same terms in the code and current and prior Manual provisions. See Articles 1(5) and 25(d)(1); R.C.M. 1003(c)(2); paragraphs 13c(1), 83c(2), and 84c, Part IV, MCM, 1984. MCM 1951 re- ferred to officer personnel by ‘rank’ and enlisted personnel by “grade.” See paragraphs 4c, 16b, 126d, 126i, and 168, MCM, 1951. “Rank” as defined in 10 U.S.C. § 101, clause (19) above, refers to the MCM, 1951 provision regarding “lineal precedence, numbers, and seniority.” Paragraph 126i, MCM, 1951; see also paragraph 126i, MCM, 1969 (Rev). Except where lineal position or seniority is clearly intended, rank, as commonly and tradition- ally used, and grade refer to the current definition of “grade.”] (20) “Rating” means the name (such as “boatswain’s mate”) prescribed for members of an armed force in an occupa- tional field. “Rate” means the name (such as “chief boatswain’s mate”) prescribed for members in the same rating or other cate- gory who are in the same grade (such as chief petty officer or seaman apprentice). [Note: The definitions in clauses (3), (15), (18)-(21), (23)-(30), and (31)-(33) reflect the adoption of terminology which, though undefined in the source statutes restated in this title, represents the closest practicable approximation of the ways in which the terms defined have been most commonly used. A choice has been made where established uses conflict.] (21) “Authorized strength” means the largest number of members authorized to be in an armed force, a component, a branch, a grade, or any other category of the armed forces. (22) “Active duty” means full-time duty in the active military service of the United States. It includes full-time training duty, annual training duty, and attendance, while in the active military service, at a school designated as a service school by law or by the Secretary of the military department concerned. (23) “Active duty for a period of more than 30 days” II-3 R.C.M. 103(21)

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means active duty under a call or order that does not specify a period of 30 days or less. (24) “Active service” means service on active duty. (25) “Active status” means the status of a reserve com- missioned officer, other than a commissioned warrant officer, who is not in the inactive Army National Guard or inactive Air National Guard, on an inactive status list, or in the Retired Re- serve. (26) “Supplies” includes material, equipment, and stores of all kinds. (27) “Pay” includes basic pay, special pay, retainer pay, incentive pay, retired pay, and equivalent pay, but does not in- clude allowances. (28) “Shall” is used in an imperative sense. (29) “May” is used in a permissive sense. The words “no person may . . .” mean that no person is required, authorized, or permitted to do the act prescribed. (30) “Includes” means “includes but is not limited to.” (31) “Inactive-duty training” means— (A) duty prescribed for Reserves by the Secretary concerned under section 206 of title 37 or any other provision of law; and ( B ) s p e c i a l a d d i t i o n a l d u t i e s a u t h o r i z e d f o r R e - serves by an authority designated by the Secretary concerned and performed by them on a voluntary basis in connection with the prescribed training or maintenance activities of the units to which they are assigned. It includes those duties when performed by Reserves in their status as members of the National Guard. (32) “Spouse” means husband or wife, as the case may be. (33) “Regular”, with respect to an enlistment, appoint- ment, grade, or office, means enlistment, appointment, grade, or office in a regular component of an armed force. (34) “Reserve”, with respect to an enlistment, appoint- ment, grade, or office, means enlistment, appointment, grade, or office held as a Reserve of an armed force. (35) “Original”, with respect to the appointment of a member of the armed forces in a regular or reserve component, refers to his most recent appointment in the component that is neither a promotion nor a demotion. (36) Repealed. (37) “Active-duty list” means a single list for the Army, Navy, Air Force or Marine Corps (required to be maintained under section 620 of this title) which contains the names of all officers of that armed force, other than officers described in section 641 of this title, who are serving on active duty. (38) “Medical officer” means an officer of the Medical Corps of the Army, an officer of the Medical Corps of the Navy, or an officer in the Air Force designated as a medical officer. (39) “Dental officer” means an officer of the Dental Corps of the Army, an officer of the Dental Corps of the Navy, or an officer of the Air Force designated as a dental officer. (40) “General officer” means an officer of the Army, Air Force, or Marine Corps serving in or having the grade of general, lieutenant general, major general, or brigadier general. (41) “Flag officer” means an officer of the Navy or Coast Guard serving in or having the grade of admiral, vice admiral, rear admiral, or commodore. 10 U.S.C. § 801. Article 1. Definitions In this chapter: ( 1 ) “ J u d g e A d v o c a t e G e n e r a l ” m e a n s , s e v e r a l l y , t h e Judge Advocates General of the Army, Navy, and Air Force and, except when the Coast Guard is operating as a service in the Navy, an official designated to serve as Judge Advocate General o f t h e C o a s t G u a r d b y t h e S e c r e t a r y o f H o m e l a n d S e c u r i t y . [NOTE: The Secretary of Homeland Security has designated the Chief Counsel, U.S. Coast Guard, to serve as the Judge Advocate General of the Coast Guard.]. (2) The Navy, the Marine Corps, and the Coast Guard when it is operating as a service in the Navy, shall be considered as one armed force. (3) “Commanding officer” includes only commissioned officers. (4) “Officer in charge” means a member of the Navy, the Marine Corps, or the Coast Guard designated as such by appropriate authority. (5) “Superior commissioned officer” means a commis- sioned officer superior in rank or command. (6) “Cadet” means a cadet of the United States Military Academy, the United States Air Force Academy, or the United States Coast Guard Academy. (7) “Midshipman” means a midshipman of the United States Naval Academy and any other midshipman on active duty in the naval service. (8) “Military” refers to any or all of the armed forces. (9) “Accuser” means a person who signs and swears to charges, any person who directs that charges nominally be signed and sworn to by another, and any other person who has an interest other than an official interest in the prosecution of the accused. (10) “Military judge” means an official of a general or special court-martial detailed in accordance with section 826 of this title (article 26). [ See also R.C.M. 103(15).] (11) REPEALED [Note: The definition for “law specialist” was repealed by Public Law 109-241, title II, § 218(a)(1), July 11, 2006, 120 Stat. 256. The text was stricken but subsequent paragraphs were not renum- bered.] (12) “Legal officer” means any commissioned officer of the Navy, Marine Corps, or Coast Guard designated to perform legal duties for a command. (13) “Judge Advocate” means— (A) an officer of the Judge Advocate General’s Corps of the Army or Navy; (B) an officer of the Air Force or the Marine Corps who is designated as a judge advocate; or (C) a commissioned officer of the Coast Guard designated for special duty (law). (14) “Classified information” (A) means any informa- tion or material that has been determined by an official of the United States pursuant to law, an Executive Order, or regulation to require protection against unauthorized disclosure for reasons of national security, and (B) any restricted data, as defined in section 2014(y) of title 42, United States Code. (15) “National security” means the national defense and foreign relations of the United States. II-4 R.C.M. 103(21)

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Rule 104. Unlawful command influence (a) General prohibitions. (1) Convening authorities and commanders. No c o n v e n i n g a u t h o r i t y o r c o m m a n d e r m a y c e n s u r e , reprimand, or admonish a court-martial or other mil- i t a r y t r i b u n a l o r a n y m e m b e r , m i l i t a r y j u d g e , o r counsel thereof, with respect to the findings or sen- tence adjudged by the court-martial or tribunal, or with respect to any other exercise of the functions of the court-martial or tribunal or such persons in the conduct of the proceedings. (2) All persons subject to the code. No person subject to the code may attempt to coerce or, by any unauthorized means, influence the action of a court- martial or any other military tribunal or any member thereof, in reaching the findings or sentence in any case or the action of any convening, approving, or reviewing authority with respect to such authority’s judicial acts. (3) Exceptions. (A) Instructions. Subsections (a)(1) and (2) of the rule do not prohibit general instructional or in- f o r m a t i o n a l c o u r s e s i n m i l i t a r y j u s t i c e i f s u c h courses are designed solely for the purpose of in- structing personnel of a command in the substantive and procedural aspects of courts-martial. ( B ) C o u r t - m a r t i a l s t a t e m e n t s . S u b s e c t i o n s (a)(1) and (2) of this rule do not prohibit statements and instructions given in open session by the mili- tary judge or counsel. ( C ) P r o f e s s i o n a l s u p e r v i s i o n . S u b s e c t i o n s (a)(1) and (2) of this rule do not prohibit action by t h e J u d g e A d v o c a t e G e n e r a l c o n c e r n e d u n d e r R.C.M. 109. (D) Offense. Subsection (a)(1) and (2) of this rule do not prohibit appropriate action against a per- son for an offense committed while detailed as a military judge, counsel, or member of a court-mar- tial, or while serving as individual counsel. (b) Prohibitions concerning evaluations. ( 1 ) E v a l u a t i o n o f m e m b e r , d e f e n s e c o u n s e l , o r special victims’ counsel. In the preparation of an e f f e c t i v e n e s s , f i t n e s s , o r e f f i c i e n c y r e p o r t o r a n y other report or document used in whole or in part for the purpose of determining whether a member of t h e a r m e d f o r c e s i s q u a l i f i e d t o b e a d v a n c e d i n grade, or in determining the assignment or transfer of a member of the armed forces, or in determining whether a member of the armed forces should be retained on active duty, no person subject to the code may: (A) Consider or evaluate the performance of duty of any such person as a member of a court- martial; or (B) Give a less favorable rating or evaluation of any defense counsel or special victims’ counsel because of the zeal with which such counsel repre- sented any client. As used in this rule, “special vic- t i m s ’ c o u n s e l ” a r e j u d g e a d v o c a t e s w h o , i n accordance with 10 U.S.C. 1044e, are designated as Special Victims’ Counsel. (2) Evaluation of military judge. (A) General courts-martial. Unless the general court-martial was convened by the President or the Secretary concerned, neither the convening authority nor any member of the convening authority’s staff may prepare or review any report concerning the effectiveness, fitness, or efficiency of the military judge detailed to a general court-martial, which re- lates to the performance of duty as a military judge. (B) Special courts-martial. The convening au- thority may not prepare or review any report con- cerning the effectiveness, fitness, or efficiency of a m i l i t a r y j u d g e d e t a i l e d t o a s p e c i a l c o u r t - m a r t i a l which relates to the performance of duty as a mili- t a r y j u d g e . W h e n t h e m i l i t a r y j u d g e i s n o r m a l l y rated or the military judge’s report is reviewed by the convening authority, the manner in which such military judge will be rated or evaluated upon the performance of duty as a military judge may be as prescribed in regulations of the Secretary concerned which shall ensure the absence of any command influence in the rating or evaluation of the military judge’s judicial performance. Discussion See paragraph 22 of Part IV concerning prosecuting violations of Article 37 under Article 98. Rule 105. Direct communications: convening authorities and staff judge advocates; among staff judge advocates (a) Convening authorities and staff judge advocates. Convening authorities shall at all times communicate directly with their staff judge advocates in matters relating to the administration of military justice. II-5 R.C.M. 105(a)

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(b) Among staff judge advocates and with the Judge Advocate General. The staff judge advocate of any command is entitled to communicate directly with the staff judge advocate of a superior or subordinate command, or with the Judge Advocate General. Discussion See R.C.M. 103(17) for a definition of staff judge advocate. Rule 106. Delivery of military offenders to civilian authorities Under such regulations as the Secretary concerned may prescribe, a member of the armed forces ac- cused of an offense against civilian authority may be delivered, upon request, to the civilian authority for trial. A member may be placed in restraint by mili- tary authorities for this purpose only upon receipt of a duly issued warrant for the apprehension of the member or upon receipt of information establishing probable cause that the member committed an of- fense, and upon reasonable belief that such restraint is necessary. Such restraint may continue only for such time as is reasonably necessary to effect the delivery. Discussion See R.C.M. 1113(e)(2)(A)(ii) for the effect of such delivery on the execution of a court-martial sentence. Rule 107. Dismissed officer’s right to request trial by court-martial If a commissioned officer of any armed force is dismissed by order of the President under 10 U.S.C. § 1161(a)(3), that officer may apply for trial by general court-martial within a reasonable time. Discussion See Article 4 for the procedures to be followed. See also Article 75(c). Rule 108. Rules of court The Judge Advocate General concerned and per- sons designated by the Judge Advocate General may make rules of court not inconsistent with these rules for the conduct of court-martial proceedings. Such rules shall be disseminated in accordance with pro- cedures prescribed by the Judge Advocate General concerned or a person to whom this authority has b e e n d e l e g a t e d . N o n c o m p l i a n c e w i t h s u c h p r o c e - dures shall not affect the validity of any rule of court with respect to a party who has received actual and timely notice of the rule or who has not been prejudiced under Article 59 by the absence of such notice. Copies of all rules of court issued under this rule shall be forwarded to the Judge Advocate Gen- eral concerned. Rule 109. Professional supervision of military judges and counsel (a) In general. Each Judge Advocate General is re- sponsible for the professional supervision and disci- pline of military trial and appellate military judges, judge advocates, and other lawyers who practice in proceedings governed by the code and this Manual. To discharge this responsibility each Judge Advo- c a t e G e n e r a l m a y p r e s c r i b e r u l e s o f p r o f e s s i o n a l conduct not inconsistent with this rule or this Manu- al. Rules of professional conduct promulgated pur- s u a n t t o t h i s r u l e m a y i n c l u d e s a n c t i o n s f o r violations of such rules. Sanctions may include but are not limited to indefinite suspension from practice in courts-martial and in the Courts of Criminal Ap- peals. Such suspensions may only be imposed by the Judge Advocate General of the armed service of such courts. Prior to imposing any discipline under this rule, the subject of the proposed action must be provided notice and an opportunity to be heard. The Judge Advocate General concerned may upon good cause shown modify or revoke suspension. Proce- dures to investigate complaints against military trial judges and appellate military judges are contained in subsection (c) of this rule. (b) Action after suspension or disbarment. When a Judge Advocate General suspends a person from practice or the Court of Appeals for the Armed Forces disbars a person, any Judge Advocate Gen- eral may suspend that person from practice upon w r i t t e n n o t i c e a n d o p p o r t u n i t y t o b e h e a r d i n writing. (c) Investigation of judges. (1) In general. These rules and procedures prom- ulgated pursuant to Article 6a are established to in- v e s t i g a t e a n d d i s p o s e o f c h a r g e s , a l l e g a t i o n s , o r information pertaining to the fitness of a military II-6 R.C.M. 105(b)

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trial judge or appellate military judge to perform the duties of the judge’s office. (2) Policy. Allegations of judicial misconduct or unfitness shall be investigated pursuant to the proce- dures of this rule and appropriate action shall be taken. Judicial misconduct includes any act or omis- sion that may serve to demonstrate unfitness for further duty as a judge, including, but not limited to violations of applicable ethical standards. Discussion The term “unfitness” should be construed broadly, including, for example, matters relating to the incompetence, impartiality, and misconduct of the judge. Erroneous decisions of a judge are not subject to investigation under this rule. Challenges to these deci- sions are more appropriately left to the appellate process. (3) Complaints. Complaints concerning a military trial judge or appellate military judge will be for- warded to the Judge Advocate General of the service concerned or to a person designated by the Judge A d v o c a t e G e n e r a l c o n c e r n e d t o r e c e i v e s u c h complaints. Discussion Complaints need not be made in any specific form, but if possible complaints should be made under oath. Complaints may be made by judges, lawyers, a party, court personnel, members of the general public or members of the military community. Reports in the news media relating to the conduct of a judge may also form the basis of a complaint. An individual designated to receive complaints under this subsection should have judicial experience. The chief trial judge of a service may be designated to receive complaints against military trial judges. ( 4 ) I n i t i a l a c t i o n u p o n r e c e i p t o f a c o m p l a i n t . Upon receipt, a complaint will be screened by the Judge Advocate General concerned or by the indi- vidual designated in subsection (c)(3) of this rule to receive complaints. An initial inquiry is necessary if the complaint, taken as true, would constitute judi- cial misconduct or unfitness for further service as a judge. Prior to the commencement of an initial in- quiry, the Judge Advocate General concerned shall be notified that a complaint has been filed and that an initial inquiry will be conducted. The Judge Ad- vocate General concerned may temporarily suspend the subject of a complaint from performing judicial duties pending the outcome of any inquiry or inves- tigation conducted pursuant to this rule. Such inquir- i e s o r i n v e s t i g a t i o n s s h a l l b e c o n d u c t e d w i t h reasonable promptness. Discussion Complaints under this subsection will be treated with confiden- tiality. Confidentiality protects the subject judge and the judiciary when a complaint is not substantiated. Confidentiality also en- courages the reporting of allegations of judicial misconduct or unfitness and permits complaints to be screened with the full cooperation of others. Complaints containing allegations of criminality should be re- ferred to the appropriate criminal investigative agency in accord- ance with Appendix 3 of this Manual. (5) Initial inquiry. (A) In general. An initial inquiry is necessary to determine if the complaint is substantiated. A complaint is substantiated upon finding that it is more likely than not that the subject judge has en- gaged in judicial misconduct or is otherwise unfit for further service as a judge. ( B ) R e s p o n s i b i l i t y t o c o n d u c t i n i t i a l i n q u i r y . The Judge Advocate General concerned, or the per- son designated to receive complaints under subsec- tion (c)(3) of this rule will conduct or order an initial inquiry. The individual designated to conduct the inquiry should, if practicable, be senior to the subject of the complaint. If the subject of the com- plaint is a military trial judge, the individual desig- n a t e d t o c o n d u c t t h e i n i t i a l i n q u i r y s h o u l d , i f practicable, be a military trial judge or an individual with experience as a military trial judge. If the sub- ject of the complaint is an appellate military judge, t h e i n d i v i d u a l d e s i g n a t e d t o c o n d u c t t h e i n q u i r y should, if practicable, have experience as an appel- late military judge. Discussion To avoid the type of conflict prohibited in Article 66(g), the Judge Advocate General’s designee should not ordinarily be a member of the same Court of Criminal Appeals as the subject of the complaint. If practicable, a former appellate military judge should be designated. (C) Due process. During the initial inquiry, the subject of the complaint will, at a minimum, be given notice and an opportunity to be heard. (D) Action following the initial inquiry. If the complaint is not substantiated pursuant to subsection (c)(5)(A) of this rule, the complaint shall be dis- II-7 R.C.M. 109(c)(5)(D)

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missed as unfounded. If the complaint is substanti- ated, minor professional disciplinary action may be taken or the complaint may be forwarded, with find- ings and recommendations, to the Judge Advocate General concerned. Minor professional disciplinary action is defined as counseling or the issuance of an oral or written admonition or reprimand. The Judge Advocate General concerned will be notified prior to taking minor professional disciplinary action or dis- missing a complaint as unfounded. (6) Action by the Judge Advocate General. (A) In general. The Judge Advocates General are responsible for the professional supervision and d i s c i p l i n e o f m i l i t a r y t r i a l a n d a p p e l l a t e m i l i t a r y judges under their jurisdiction. Upon receipt of find- ings and recommendations required by subsection (c)(5) of this rule the Judge Advocate General con- cerned will take appropriate action. (B) Appropriate actions. The Judge Advocate General concerned may dismiss the complaint, order an additional inquiry, appoint an ethics commission to consider the complaint, refer the matter to another appropriate investigative agency or take appropriate professional disciplinary action pursuant to the rules of professional conduct prescribed by the Judge Ad- vocate General under subsection (a) of this rule. Any decision of the Judge Advocate General, under this rule, is final and is not subject to appeal. Discussion The discretionary reassignment of military trial judges or appel- late military judges to meet the needs of the service is not profes- sional disciplinary action. (C) Standard of proof. Prior to taking profes- sional disciplinary action, other than minor discipli- nary action as defined in subsection (c)(5) of this rule, the Judge Advocate General concerned shall find, in writing, that the subject of the complaint engaged in judicial misconduct or is otherwise unfit for continued service as a military judge, and that such misconduct or unfitness is established by clear and convincing evidence. (D) Due process. Prior to taking final action on t h e c o m p l a i n t , t h e J u d g e A d v o c a t e G e n e r a l c o n - cerned will ensure that the subject of the complaint is, at a minimum, given notice and an opportunity to be heard. (7) The Ethics Commission. (A) Membership. If appointed pursuant to sub- section (c)(6)(B) of this rule, an ethics commission shall consist of at least three members. If the subject of the complaint is a military trial judge, the com- mission should include one or more military trial judges or individuals with experience as a military trial judge. If the subject of the complaint is an appellate military judge, the commission should in- clude one or more individuals with experience as an appellate military judge. Members of the commis- sion should, if practicable, be senior to the subject of the complaint. (B) Duties. The commission will perform those duties assigned by the Judge Advocate General con- cerned. Normally, the commission will provide an opinion as to whether the subject’s acts or omissions constitute judicial misconduct or unfitness. If the commission determines that the affected judge en- gaged in judicial misconduct or is unfit for contin- u e d j u d i c i a l s e r v i c e , t h e c o m m i s s i o n m a y b e required to recommend an appropriate disposition to The Judge Advocate General concerned. Discussion The Judge Advocate General concerned may appoint an ad hoc or a standing commission. (8) Rules of procedure. The Secretary of Defense or the Secretary of the service concerned may estab- lish additional procedures consistent with this rule and Article 6a. II-8 R.C.M. 109(c)(5)(D)

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CHAPTER II. JURISDICTION Rule 201. Jurisdiction in general (a) Nature of courts-martial jurisdiction. (1) The jurisdiction of courts-martial is entirely penal or disciplinary. Discussion “Jurisdiction” means the power to hear a case and to render a legally competent decision. A court-martial has no power to ad- judge civil remedies. For example, a court-martial may not ad- judge the payment of damages, collect private debts, order the return of property, or order a criminal forfeiture of seized proper- ty. A summary court-martial appointed under 10 U.S.C. §§ 4712 or 9712 to dispose of the effects of a deceased person is not affected by these Rules or this Manual. (2) The code applies in all places. Discussion Except insofar as required by the Constitution, the Code, or the Manual, such as jurisdiction over persons listed under Article 2(a)(10), jurisdiction of courts-martial does not depend on where the offense was committed. (3) The jurisdiction of a court-martial with respect to offenses under the code is not affected by the place where the court-martial sits. The jurisdiction of a court-martial with respect to military govern- ment or the law of war is not affected by the place where the court-martial sits except as otherwise ex- pressly required by this Manual or applicable rule of international law. Discussion In addition to the power to try persons for offenses under the code, general courts-martial have power to try certain persons for violations of the law of war and for crimes or offenses against the law of the territory occupied as an incident of war or belligerency whenever the local civil authority is superseded in whole or part by the military authority of the occupying power. See R.C.M. 201(f)(1)(B). In cases where a person is tried by general court- martial for offenses against the law of an occupied territory, the court-martial normally sits in the country where the offense is committed, and must do so under certain circumstances. See Arti- cles 4, 64, and 66, Geneva Convention Relative to the Protection of Civilian Persons in Time of War, August 12, 1949, arts. 4, 64, and 66, 6 U.S.T. 3516, 3559-60 T.I.A.S. No. 3365. (b) Requisites of court-martial jurisdiction. A court- martial always has jurisdiction to determine whether it has jurisdiction. Otherwise for a court-martial to have jurisdiction: (1) The court-martial must be convened by an official empowered to convene it; Discussion See R.C.M. 504; 1302. (2) The court-martial must be composed in ac- cordance with these rules with respect to number and qualifications of its personnel. As used here “personnel” includes only the military judge, the members, and the summary court-martial; Discussion See R.C.M. 501-504; 1301. (3) Each charge before the court-martial must be referred to it by competent authority; Discussion See R.C.M. 601. (4) The accused must be a person subject to court- martial jurisdiction; and Discussion See R.C.M. 202. (5) The offense must be subject to court-martial jurisdiction. Discussion See R.C.M. 203. The judgment of a court-martial without jurisdiction is void and is entitled to no legal effect. See R.C.M. 907(b)(2)(C)(iv). But see R.C.M. 810(d) concerning the effect of certain decisions by courts-martial without jurisdiction. (c) Contempt. A judge detailed to a court-martial may punish for contempt any person who uses any menacing word, sign, or gesture in the presence of the judge during the proceedings of the court-mar- tial; disturbs the proceedings of the court-martial by any riot or disorder; or willfully disobeys the lawful II-9

CHAPTER IV. FORWARDING AND DISPOSITION OF CHARGES

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whether to dismiss charges in such circumstances is within the sole discretion of the commander concerned. Charges may be amended in accordance with R.C.M. 603. I t i s a p p r o p r i a t e t o d i s m i s s a c h a r g e a n d p r e f e r a n o t h e r charge anew when, for example, the original charge failed to state an offense, or was so defective that a major amendment was required ( see R.C.M. 603(d)), or did not adequately reflect the nature or seriousness of the offense. See R.C.M. 907(b)(2)(C) concerning the effect of dismissing charges after the court-martial has begun. (2) Forwarding charges. ( A ) F o r w a r d i n g t o a s u p e r i o r c o m m a n d e r . W h e n c h a r g e s a r e f o r w a r d e d t o a s u p e r i o r c o m - mander for disposition, the forwarding commander shall make a personal recommendation as to disposi- tion. If the forwarding commander is disqualified from acting as convening authority in the case, the basis for the disqualification shall be noted. Discussion A commander’s recommendation is within that commander’s sole discretion. No authority may direct a commander to make a spe- cific recommendation as to disposition. When charges are forwarded to a superior commander with a view to trial by general or special court-martial, they should be forwarded by a letter of transmittal or indorsement. To the extent practicable without unduly delaying forwarding the charges, the letter should include or carry as enclosures: a summary of the available evidence relating to each offense; evidence of previous convictions and nonjudicial punishments of the accused; an indi- cation that the accused has been offered and refused nonjudicial punishment, if applicable; and any other matters required by su- perior authority or deemed appropriate by the forwarding com- m a n d e r . O t h e r m a t t e r s w h i c h m a y b e a p p r o p r i a t e i n c l u d e information concerning the accused’s background and character of military service, and a description of any unusual circum- stances in the case. The summary of evidence should include available witness statements, documentary evidence, and exhibits. When practicable, copies of signed statements of the witnesses should be forwarded, as should copies of any investigative or laboratory reports. Forwarding charges should not be delayed, however, solely to obtain such statements or reports when it otherwise appears that sufficient evidence to warrant trial is or will be available in time for trial. If because of the bulk of documents or exhibits, it is impracticable to forward them with the letter of transmittal, they should be properly preserved and should be referred to in the letter of transmittal. When it appears that any witness may not be available for later proceedings in the case or that a deposition may be appropri- ate, that matter should be brought to the attention of the conven- i n g a u t h o r i t y p r o m p t l y a n d s h o u l d b e n o t e d i n t h e l e t t e r o f transmittal. When charges are forwarded with a view to disposition other than trial by general or special court-martial, they should be accompanied by sufficient information to enable the authority receiving them to dispose of them without further investigation. (B) Other cases. When charges are forwarded to a commander who is not a superior of the forward- ing commander, no recommendation as to disposi- tion may be made. Discussion E x c e p t w h e n d i r e c t e d t o f o r w a r d c h a r g e s , a s u b o r d i n a t e commander may not be required to take any specific action to dispose of charges. See R.C.M. 104. See also paragraph 1d(2) of Part V. When appropriate, charges may be sent or returned to a subordinate commander for compliance with procedural require- m e n t s . S e e , f o r e x a m p l e , R . C . M . 3 0 3 ( p r e l i m i n a r y i n q u i r y ) ; R.C.M. 308 (notification to accused of charges). ( 3 ) R e f e r r a l o f c h a r g e s . S e e R . C . M . 4 0 3 , 4 0 4 , 407, 601. (d) National security matters. If a commander who is not a general court-martial convening authority finds that the charges warrant trial by court-martial but believes that trial would probably be detrimental to the prosecution of a war or harmful to national security, the charges shall be forwarded to the offi- c e r e x e r c i s i n g g e n e r a l c o u r t - m a r t i a l c o n v e n i n g authority. Discussion See R.C.M. 407(b). Rule 402. Action by commander not authorized to convene courts-martial When in receipt of charges, a commander author- ized to administer nonjudicial punishment but not authorized to convene courts-martial may: (1) Dismiss any charges; or Discussion See R.C.M. 401(c)(1) concerning dismissal of charges, the effect of dismissal, and options for further action. ( 2 ) F o r w a r d t h e m t o a s u p e r i o r c o m m a n d e r f o r disposition. Discussion See R.C.M. 401(c)(2) for additional guidance concerning forward- ing charges. See generally R.C.M. 303 (preliminary inquiry); 308 II-33 R.C.M. 402(2)

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(notification to accused of charges) concerning other duties of the immediate commander when in receipt of charges. When the immediate commander is authorized to convene courts-martial, see R.C.M. 403, 404, or 407, as appropriate. Rule 403. Action by commander exercising summary court-martial jurisdiction (a) Recording receipt. Immediately upon receipt of sworn charges, an officer exercising summary court- martial jurisdiction over the command shall cause the hour and date of receipt to be entered on the charge sheet. Discussion See Article 24 and R.C.M. 1302(a) concerning who may exercise summary court-martial jurisdiction. The entry indicating receipt is important because it stops the running of the statute of limitations. See Article 43; R.C.M. 907(b)(2)(B). Charges may be preferred and forwarded to an o f f i c e r e x e r c i s i n g s u m m a r y c o u r t - m a r t i a l j u r i s d i c t i o n o v e r t h e command to stop the running of the statute of limitations even though the accused is absent without authority. (b) Disposition. When in receipt of charges a com- mander exercising summary court-martial jurisdic- tion may: (1) Dismiss any charges; Discussion See R.C.M. 401(c)(1) concerning dismissal of charges, the effect of dismissing charges, and options for further action. (2) Forward charges (or, after dismissing charges, t h e m a t t e r ) t o a s u b o r d i n a t e c o m m a n d e r f o r disposition; Discussion See R.C.M. 401(c)(2)(B) concerning forwarding charges to a sub- ordinate. When appropriate, charges may be forwarded to a sub- ordinate even if the subordinate previously considered them. (3) Forward any charges to a superior commander for disposition; Discussion S e e R . C . M . 4 0 1 ( c ) ( 2 ) ( A ) f o r g u i d a n c e c o n c e r n i n g f o r w a r d i n g charges to a superior. (4) Subject to R.C.M. 601(d), refer charges to a summary court-martial for trial; or Discussion See R.C.M. 1302(c) concerning referral of charges to a summary court-martial. (5) Unless otherwise prescribed by the Secretary c o n c e r n e d , d i r e c t a p r e l i m i n a r y h e a r i n g u n d e r R.C.M. 405, and, if appropriate, forward the report of preliminary hearing with the charges to a superior commander for disposition. Discussion A preliminary hearing should be directed when it appears the charges are of such a serious nature that trial by general court- martial may be warranted. See R.C.M. 405. If a preliminary hearing of the subject has already been conducted, see R.C.M. 405(b). Rule 404. Action by commander exercising special court-martial jurisdiction When in receipt of charges, a commander exercis- ing special court-martial jurisdiction may: (a) Dismiss any charges; Discussion See R.C.M. 401(c)(1) concerning dismissal of charges, the effect of dismissing charges, and options for further action. (b) Forward charges (or, after dismissing charges, t h e m a t t e r ) t o a s u b o r d i n a t e c o m m a n d e r f o r disposition; Discussion See R.C.M. 401(c)(2)(B) concerning forwarding charges to a sub- ordinate. When appropriate, charges may be forwarded to a sub- ordinate even if that subordinate previously considered them. (c) Forward any charges to a superior commander for disposition; Discussion S e e R . C . M . 4 0 1 ( c ) ( 2 ) ( A ) f o r g u i d a n c e c o n c e r n i n g f o r w a r d i n g charges to a superior. (d) Subject to R.C.M. 601(d), refer charges to a II-34 R.C.M. 402(2)

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summary court-martial or to a special court-martial for trial; or Discussion See Article 23 and R.C.M. 504(b)(2) concerning who may con- vene special courts-martial. See R.C.M. 601 concerning referral of charges to a special court-martial. See R.C.M. 1302(c) concerning referral of charges to a summary court-martial. ( e ) U n l e s s o t h e r w i s e p r e s c r i b e d b y t h e S e c r e t a r y c o n c e r n e d , d i r e c t a p r e l i m i n a r y h e a r i n g u n d e r R.C.M. 405, and, if appropriate, forward the report of preliminary hearing with the charges to a superior commander for disposition. Discussion A preliminary hearing should be directed when it appears that the charges are of such a serious nature that trial by general court- martial may be warranted. See R.C.M. 405. If a preliminary hearing of the subject matter already has been conducted, see R.C.M. 405(b) and 405(e)(2). Rule 404A. Disclosure of matters following direction of preliminary hearing (a) When a convening authority directs a prelimi- nary hearing under R.C.M. 405, counsel for the gov- ernment shall, subject to subsections (b) through (d) of this rule, within 5 days of issuance of the Article 32 appointing order, provide to the defense the fol- lowing information or matters: (1) charge sheet; (2) Article 32 appointing order; (3) documents accompanying the charge sheet on which the preferral decision was based; (4) documents provided to the convening author- ity when deciding to direct the preliminary hearing; (5) documents the counsel for the government in- tends to present at the preliminary hearing; and (6) access to tangible objects counsel for the gov- e r n m e n t i n t e n d s t o p r e s e n t a t t h e p r e l i m i n a r y hearing. (b) Contraband. If items covered by subsection (a) of this rule are contraband, the disclosure required under this rule is a reasonable opportunity to inspect said contraband prior to the hearing. (c) Privilege. If items covered by subsection (a) of this rule are privileged, classified or otherwise pro- tected under Section V of Part III, no disclosure of those items is required under this rule. However, counsel for the government may disclose privileged, classified, or otherwise protected information cov- ered by subsection (a) of this rule if authorized by the holder of the privilege, or in the case of Mil. R. E v i d . 5 0 5 o r 5 0 6 , i f a u t h o r i z e d b y a c o m p e t e n t authority. (d) Protective order if privileged information is dis- closed. If the government agrees to disclose to the a c c u s e d i n f o r m a t i o n t o w h i c h t h e p r o t e c t i o n s a f - forded by Section V of Part III may apply, the con- v e n i n g a u t h o r i t y , o r o t h e r p e r s o n d e s i g n a t e d b y regulation of the Secretary concerned, may enter an a p p r o p r i a t e p r o t e c t i v e o r d e r , i n w r i t i n g , t o g u a r d against the compromise of information disclosed to the accused. The terms of any such protective order may include prohibiting the disclosure of the infor- mation except as authorized by the authority issuing the protective order, as well as those terms specified by Mil. R. Evid. 505(g)(2)–(6) or 506(g)(2)–(5). Discussion The purposes of this rule are to provide the accused with the documents used to make the determination to prefer charges and direct a preliminary hearing, and to allow the accused to prepare for the preliminary hearing. This rule is not intended to be a tool for discovery and does not impose the same discovery obligations found in R.C.M. 405 prior to amendments required by the Na- tional Defense Authorization Act for Fiscal Year 2014 or R.C.M. 701. Additional rules for disclosure of witnesses and other evi- dence in the preliminary hearing are provided in R.C.M. 405(g). Rule 405. Preliminary hearing (a) In general. Except as provided in subsection (k) of this rule, no charge or specification may be re- ferred to a general court-martial for trial until com- p l e t i o n o f a p r e l i m i n a r y h e a r i n g i n s u b s t a n t i a l compliance with this rule. A preliminary hearing conducted under this rule is not intended to serve as a means of discovery and will be limited to an examination of those issues necessary to determine whether there is probable cause to conclude that an o f f e n s e o r o f f e n s e s h a v e b e e n c o m m i t t e d a n d w h e t h e r t h e a c c u s e d c o m m i t t e d i t ; t o d e t e r m i n e whether a court-martial would have jurisdiction over the offense(s) and the accused; to consider the form of the charge(s); and to recommend the disposition that should be made of the charge(s). Failure to comply with this rule shall have no effect on the II-35 R.C.M. 405(a)

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disposition of the charge(s) if the charge(s) is not referred to a general court-martial. Discussion The function of the preliminary hearing is to ascertain and impartially weigh the facts needed for the limited scope and purpose of the preliminary hearing. The preliminary hearing is not intended to perfect a case against the accused and is not intended to serve as a means of discovery or to provide a right of confrontation required at trial. Determinations and recommenda- tions of the preliminary hearing officer are advisory. Failure to substantially comply with the requirements of Article 32, which failure prejudices the accused, may result in delay in disposition of the case or disapproval of the proceedings. See R.C.M. 905(b)(1) and 906(b)(3) concerning motions for appropri- ate relief relating to the preliminary hearing. The accused may waive the preliminary hearing. See subsection (k) of this rule. In such case, no preliminary hearing need be held. However, the convening authority authorized to direct the prelim- inary hearing may direct that it be conducted notwithstanding the waiver. ( b ) E a r l i e r p r e l i m i n a r y h e a r i n g . I f a p r e l i m i n a r y hearing of the subject matter of an offense has been conducted before the accused is charged with an offense, and the accused was present at the prelimi- n a r y h e a r i n g a n d a f f o r d e d t h e r i g h t s t o c o u n s e l , cross-examination, and presentation of evidence re- quired by this rule, no further preliminary hearing is required. (c) Who may direct a preliminary hearing. Unless prohibited by regulations of the Secretary concerned, a preliminary hearing may be directed under this rule by any court-martial convening authority. That authority may also give procedural instructions not inconsistent with these rules. (d) Personnel. (1) Preliminary hearing officer. Whenever practi- cable, the convening authority directing a prelimi- nary hearing under this rule shall detail an impartial judge advocate certified under Article 27(b), not the accuser, as a preliminary hearing officer, who shall conduct the preliminary hearing and make a report that addresses whether there is probable cause to believe that an offense or offenses have been com- m i t t e d a n d t h a t t h e a c c u s e d c o m m i t t e d t h e o f - f e n s e ( s ) ; w h e t h e r a c o u r t - m a r t i a l w o u l d h a v e jurisdiction over the offense(s) and the accused; the form of the charge(s); and a recommendation as to the disposition of the charge(s). When the appointment of a judge advocate as the preliminary hearing officer is not practicable, or in exceptional circumstances in which the interest of justice warrants, the convening authority directing the preliminary hearing may detail an impartial com- missioned officer, who is not the accuser, as the preliminary hearing officer. If the preliminary hear- ing officer is not a judge advocate, an impartial judge advocate certified under Article 27(b) shall be available to provide legal advice to the preliminary hearing officer. When practicable, the preliminary hearing officer shall be equal or senior in grade to the military counsel detailed to represent the accused and the government at the preliminary hearing. The Secre- tary concerned may prescribe additional limitations on the appointment of preliminary hearing officers. The preliminary hearing officer shall not depart from an impartial role and become an advocate for either side. The preliminary hearing officer is dis- qualified to act later in the same case in any other capacity. Discussion The preliminary hearing officer, if not a judge advocate, should be an officer in the grade of O-4 or higher. The preliminary hearing officer may seek legal advice concerning the preliminary hearing officer’s responsibilities from an impartial source, but may not obtain such advice from counsel for any party or counsel for a victim. ( 2 ) C o u n s e l t o r e p r e s e n t t h e U n i t e d S t a t e s . A judge advocate, not the accuser, shall serve as coun- sel to represent the United States, and shall present evidence on behalf of the government relevant to the limited scope and purpose of the preliminary hearing as set forth in subsection (a) of this rule. (3) Defense counsel. (A) Detailed counsel. Except as provided in subsection (d)(3)(B) of this rule, military counsel certified in accordance with Article 27(b) shall be detailed to represent the accused. ( B ) I n d i v i d u a l m i l i t a r y c o u n s e l . T h e a c c u s e d may request to be represented by individual military counsel. Such requests shall be acted on in accord- ance with R.C.M. 506(b). (C) Civilian counsel. The accused may be rep- resented by civilian counsel at no expense to the United States. Upon request, the accused is entitled to a reasonable time to obtain civilian counsel and to have such counsel present for the preliminary hear- ing. However, the preliminary hearing shall not be II-36 R.C.M. 405(a)

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unduly delayed for this purpose. Representation by civilian counsel shall not limit the rights to military counsel under subsections (d)(3)(A) and (B) of this rule. (4) Others. The convening authority who directed the preliminary hearing may also, as a matter of discretion, detail or request an appropriate authority to detail: (A) A reporter; and (B) An interpreter. (e) Scope of preliminary hearing. (1) The preliminary hearing officer shall limit the inquiry to the examination of evidence, including witnesses, necessary to: (A) Determine whether there is probable cause to believe an offense or offenses have been commit- ted and whether the accused committed it; (B) Determine whether a court-martial would h a v e j u r i s d i c t i o n o v e r t h e o f f e n s e ( s ) a n d t h e accused; (C) Consider whether the form of the charge(s) is proper; and (D) Make a recommendation as to the disposi- tion of the charge(s). (2) If evidence adduced during the preliminary hearing indicates that the accused committed any uncharged offense(s), the preliminary hearing officer may examine evidence and hear witnesses relating to the subject matter of such offense(s) and make the findings and recommendations enumerated in sub- section (e)(1) of this rule regarding such offense(s) without the accused first having been charged with the offense. The accused’s rights under subsection (f)(2) of this rule, and, where it would not cause undue delay to the proceedings, subsection (g) of this rule, are the same with regard to both charged and uncharged offenses. When considering unchar- ged offenses identified during the preliminary hear- ing, the preliminary hearing officer shall inform the accused of the general nature of each uncharged offense considered, and otherwise afford the accused the same opportunity for representation, cross-exam- ination, and presentation afforded during the prelim- inary hearing of any charged offense. Discussion Except as set forth in subsection (h) of this rule, the Mil. R. Evid. do not apply at a preliminary hearing. Except as prohibited elsewhere in this rule, a preliminary hearing officer may consider evidence, including hearsay, which would not be admissible at trial. (f) Rights of the accused. (1) Prior to any preliminary hearing under this rule the accused shall have the right to: (A) Notice of any witnesses that the govern- ment intends to call at the preliminary hearing and copies of or access to any written or recorded state- ments made by those witnesses that relate to the subject matter of any charged offense; (i) For purposes of this rule, a “written state- ment” is one that is signed or otherwise adopted or approved by the witness that is within the possession or control of counsel for the government; and (ii) For purposes of this rule, a “recorded statement” is an oral statement made by the witness that is recorded contemporaneously with the making of the oral statement and contained in a digital or o t h e r r e c o r d i n g o r a t r a n s c r i p t i o n t h e r e o f t h a t i s within the possession or control of counsel for the government. (B) Notice of, and reasonable access to, any other evidence that the government intends to offer at the preliminary hearing; and (C) Notice of, and reasonable access to, evi- dence that is within the possession or control of counsel for the government that negates or reduces the degree of guilt of the accused for an offense charged. (2) At any preliminary hearing under this rule the accused shall have the right to: ( A ) B e a d v i s e d o f t h e c h a r g e s u n d e r consideration; (B) Be represented by counsel; (C) Be informed of the purpose of the prelimi- nary hearing; (D) Be informed of the right against self-in- crimination under Article 31; (E) Except in the circumstances described in R.C.M. 804(c)(2), be present throughout the taking of evidence; (F) Cross-examine witnesses on matters rele- vant to the limited scope and purpose of the prelimi- nary hearing; (G) Present matters in defense and mitigation II-37 R.C.M. 405(f)(2)(G)

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relevant to the limited scope and purpose of the preliminary hearing; and Discussion Unsworn statements by the accused, unlike those made under R.C.M. 1001(c)(2), shall be limited to matters in defense and mitigation. (H) Make a statement relevant to the limited scope and purpose of the preliminary hearing. (g) Production of Witnesses and Other Evidence. (1) Military Witnesses. (A) Prior to the preliminary hearing, defense counsel shall provide to counsel for the government the names of proposed military witnesses whom the accused requests that the government produce to tes- tify at the preliminary hearing, and the requested f o r m o f t h e t e s t i m o n y , i n a c c o r d a n c e w i t h t h e timeline established by the preliminary hearing offi- cer. Counsel for the government shall respond that either: (1) the government agrees that the witness’s testimony is relevant, not cumulative, and necessary for the limited scope and purpose of the preliminary hearing and will seek to secure the witness’s testi- mony for the hearing; or (2) the government objects to the proposed defense witness on the grounds that the testimony would be irrelevant, cumulative, or unnecessary based on the limited scope and purpose of the preliminary hearing. (B) If the government objects to the proposed defense witness, defense counsel may request that the preliminary hearing officer determine whether the witness is relevant, not cumulative, and neces- sary based on the limited scope and purpose of the preliminary hearing. (C) If the government does not object to the proposed defense military witness or the preliminary hearing officer determines that the military witness is relevant, not cumulative, and necessary, counsel for the government shall request that the command- ing officer of the proposed military witness make that person available to provide testimony. The com- manding officer shall determine whether the individ- ual is available based on operational necessity or mission requirements, except that a victim, as de- fined in this rule, who declines to testify shall be deemed to be not available. If the commanding offi- cer determines that the military witness is available, counsel for the government shall make arrangements for that individual’s testimony. The commanding of- ficer’s determination of unavailability due to opera- tional necessity or mission requirements is final. If there is a dispute among the parties, the military w i t n e s s ’ s c o m m a n d i n g o f f i c e r s h a l l d e t e r m i n e whether the witness testifies in person, by video teleconference, by telephone, or by similar means of remote testimony. Discussion A commanding officer’s determination of whether an individ- ual is available, as well as the means by which the individual is available, is a balancing test. The more important the testimony of the witness, the greater the difficulty, expense, delay, or effect on military operations must be to deny production of the witness. Based on operational necessity and mission requirements, the witness’s commanding officer may authorize the witness to testify by video teleconference, telephone, or similar means of remote testimony. Factors to be considered in making this determination include the costs of producing the witness; the timing of the request for production of the witness; the potential delay in the proceeding that may be caused by the production of the witness; and the likelihood of significant interference with operational deployment, mission accomplishment, or essential training. (2) Civilian Witnesses. (A) Defense counsel shall provide to counsel for the government the names of proposed civilian witnesses whom the accused requests that the gov- ernment produce to testify at the preliminary hear- ing, and the requested form of the testimony, in accordance with the timeline established by the pre- liminary hearing officer. Counsel for the government shall respond that either: (1) the government agrees that the witness’s testimony is relevant, not cumula- tive, and necessary for the limited scope and purpose of the preliminary hearing and will seek to secure the witness’s testimony for the hearing; or (2) the government objects to the proposed defense witness on the grounds that the testimony would be irrele- vant, cumulative, or unnecessary based on the lim- ited scope and purpose of the preliminary hearing. (B) If the government objects to the proposed defense witness, defense counsel may request that the preliminary hearing officer determine whether the witness is relevant, not cumulative, and neces- sary based on the limited scope and purpose of the preliminary hearing. (C) If the government does not object to the proposed civilian witness or the preliminary hearing officer determines that the civilian witness’s testi- II-38 R.C.M. 405(f)(2)(G)

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mony is relevant, not cumulative, and necessary, counsel for the government shall invite the civilian witness to provide testimony and, if the individual agrees, shall make arrangements for that witness’s testimony. If expense to the government is to be incurred, the convening authority who directed the p r e l i m i n a r y h e a r i n g , o r t h e c o n v e n i n g a u t h o r i t y ’ s delegate, shall determine whether the witness tes- tifies in person, by video teleconference, by tele- phone, or by similar means of remote testimony. Discussion Factors to be considered in making this determination include the costs of producing the witness; the timing of the request for production of the witness; the potential delay in the proceeding that may be caused by the production of the witness; the willing- ness of the witness to testify in person; and, for child witnesses, the traumatic effect of providing in-person testimony. Civilian witnesses may not be compelled to provide testimony at a prelim- inary hearing. Civilian witnesses may be paid for travel and associated expenses to testify at a preliminary hearing. See De- partment of Defense Joint Travel Regulations. (3) Other evidence. (A) Evidence under the control of the govern- ment. (i) Prior to the preliminary hearing, defense counsel shall provide to counsel for the government a list of evidence under the control of the govern- ment the accused requests the government produce to the defense for introduction at the preliminary hearing. The preliminary hearing officer may set a d e a d l i n e b y w h i c h d e f e n s e r e q u e s t s m u s t b e r e - ceived. Counsel for the government shall respond that either: (1) the government agrees that the evi- dence is relevant, not cumulative, and necessary for the limited scope and purpose of the preliminary hearing and shall make reasonable efforts to obtain the evidence; or (2) the government objects to pro- duction of the evidence on the grounds that the evi- d e n c e w o u l d b e i r r e l e v a n t , c u m u l a t i v e , o r unnecessary based on the limited scope and purpose of the preliminary hearing. (ii) If the government objects to production of the evidence, defense counsel may request that the preliminary hearing officer determine whether the evidence should be produced. The preliminary hearing officer shall determine whether the evidence is relevant, not cumulative, and necessary based on the limited scope and purpose of the hearing. If the preliminary hearing officer determines that the evi- dence shall be produced, counsel for the government shall make reasonable efforts to obtain the evidence. (B) Evidence not under the control of the gov- ernment. ( i ) E v i d e n c e n o t u n d e r t h e c o n t r o l o f t h e government may be obtained through noncompul- sory means or by subpoenas duces tecum issued by counsel for the government in accordance with the process established by R.C.M. 703. (ii) Prior to the preliminary hearing, defense counsel shall provide to counsel for the government a list of evidence not under the control of the gov- ernment that the accused requests the government obtain. The preliminary hearing officer may set a d e a d l i n e b y w h i c h d e f e n s e r e q u e s t s m u s t b e r e - ceived. Counsel for the government shall respond that either: (1) the government agrees that the evi- dence is relevant, not cumulative, and necessary for the limited scope and purpose of the preliminary hearing and shall issue subpoenas duces tecum for the evidence; or (2) the government objects to pro- duction of the evidence on the grounds that the evi- d e n c e w o u l d b e i r r e l e v a n t , c u m u l a t i v e , o r unnecessary based on the limited scope and purpose of the preliminary hearing. (iii) If the government objects to production of the evidence, defense counsel may request that the preliminary hearing officer determine whether the evidence should be produced. If the preliminary hearing officer determines that the evidence is rele- vant, not cumulative, and necessary based on the limited scope and purpose of the preliminary hearing a n d t h a t t h e i s s u a n c e o f s u b p o e n a s d u c e s t e c u m w o u l d n o t c a u s e u n d u e d e l a y t o t h e p r e l i m i n a r y hearing, the preliminary hearing officer shall direct counsel for the government to issue subpoenas duces tecum for the defense-requested evidence. The pre- liminary hearing officer shall note in the report of preliminary hearing any failure on the part of coun- sel for the government to issue subpoenas duces tecum directed by the preliminary hearing officer. Discussion A subpoena duces tecum to produce books, papers, documents, data, electronically stored information, or other objects for a pre- liminary hearing pursuant to Article 32 may be issued by counsel for the government. The preliminary hearing officer has no au- thority to issue a subpoena duces tecum . However, the prelimi- II-39 R.C.M. 405(g)(3)(B)(iii)

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nary hearing officer may direct counsel for the government to issue a subpoena duces tecum for defense-requested evidence. (h) Military Rules of Evidence. The Military Rules of Evidence do not apply in preliminary hearings under this rule except as follows: (1) Mil. R. Evid. 301-303 and 305 shall apply in their entirety. (2) Mil. R. Evid. 412 shall apply in any case that includes a charge defined as a sexual offense in Mil. R . E v i d . 4 1 2 ( d ) , e x c e p t t h a t M i l . R . E v i d . 412(b)(1)(C) shall not apply. (3) Mil. R. Evid., Section V, Privileges, shall ap- ply, except that Mil. R. Evid. 505(f)-(h) and (j); 506(f)-(h), (j), (k), and (m); and 514(d)(6) shall not apply. (4) In applying these rules to a preliminary hear- ing, the term “military judge,” as used in these rules, shall mean the preliminary hearing officer, who shall assume the military judge’s authority to exclude evi- dence from the preliminary hearing, and who shall, in discharging this duty, follow the procedures set forth in the rules cited in subsections (h)(1)-(3) of this rule. However, the preliminary hearing officer is not authorized to order production of communica- tions covered by Mil. R. Evid. 513 and 514. Discussion The prohibition against ordering production of evidence does not preclude a preliminary hearing officer from considering evi- dence offered by the parties under Mil. R. Evid. 513 or 514. (5) Failure to meet the procedural requirements of the applicable rules of evidence shall result in exclu- sion of that evidence from the preliminary hearing, unless good cause is shown. Discussion Before considering evidence offered under subsection (h)(2), the preliminary hearing officer must determine that the evidence offered is relevant for the limited scope and purpose of the hear- ing, that the evidence is proper under subsection (h)(2), and that the probative value of such evidence outweighs the danger of unfair prejudice to the alleged victim’s privacy. The preliminary hearing officer shall set forth any limitations on the scope of such evidence. Evidence offered under subsection (h)(2) must be protected pursuant to the Privacy Act of 1974, 5 U.S.C. 552a. Although Mil. R. Evid. 412(b)(1)(C) allows admission of evidence of the victim’s sexual behavior or predisposition at trial when it is con- stitutionally required, there is no constitutional requirement at an Article 32 hearing. There is likewise no constitutional require- ment for a preliminary hearing officer to consider evidence under M i l . R . E v i d . 5 1 4 ( d ) ( 6 ) a t a n A r t i c l e 3 2 h e a r i n g . E v i d e n c e deemed admissible by the preliminary hearing officer should be made a part of the report of preliminary hearing. See subsection (j)(2)(C), of this rule. Evidence not considered, and the testimony taken during a closed hearing, should not be included in the r e p o r t o f p r e l i m i n a r y h e a r i n g b u t s h o u l d b e a p p r o p r i a t e l y safeguarded or sealed. The preliminary hearing officer and coun- sel representing the government are responsible for careful han- dling of any such evidence to prevent unauthorized viewing or disclosure. (i) Procedure. (1) Generally. The preliminary hearing shall be- gin with the preliminary hearing officer informing the accused of the accused’s rights under subsection (f) of this rule. Counsel for the government will then present evidence. Upon the conclusion of counsel for the government’s presentation of evidence, de- fense counsel may present matters in defense and mitigation consistent with subsection (f) of this rule. For the purposes of this rule, “matters in mitigation” are defined as matters that may serve to explain the circumstances surrounding a charged offense. Both counsel for the government and defense shall be afforded an opportunity to cross-examine adverse witnesses. The preliminary hearing officer may also question witnesses called by the parties. If the pre- liminary hearing officer determines that additional evidence is necessary to satisfy the requirements of subsection (e) of this rule, the preliminary hearing officer may provide the parties an opportunity to present additional testimony or evidence relevant to the limited scope and purpose of the preliminary hearing. The preliminary hearing officer shall not consider evidence not presented at the preliminary hearing. The preliminary hearing officer shall not call witnesses sua sponte . Discussion A p r e l i m i n a r y h e a r i n g o f f i c e r m a y o n l y c o n s i d e r e v i d e n c e within the limited purpose of the preliminary hearing and shall ensure that the scope of the hearing is limited to that purpose. When the preliminary hearing officer finds that evidence offered by either party is not within the scope of the hearing, he shall inform the parties and halt the presentation of that information. (2) Notice to and presence of the victim(s). ( A ) T h e v i c t i m ( s ) o f a n o f f e n s e u n d e r t h e UCMJ has the right to reasonable, accurate, and timely notice of a preliminary hearing relating to the II-40 R.C.M. 405(g)(3)(B)(iii)

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alleged offense, the right to be reasonably protected from the accused, and the reasonable right to confer with counsel for the government during the prelimi- nary hearing. For the purposes of this rule, a “vic- tim” is a person who is alleged to have suffered a direct physical, emotional, or pecuniary harm as a result of the matters set forth in a charge or specifi- cation under consideration and is named in one of the specifications under consideration. (B) A victim of an offense under consideration at the preliminary hearing is not required to testify at the preliminary hearing. (C) A victim has the right not to be excluded from any portion of a preliminary hearing related to the alleged offense, unless the preliminary hearing o f f i c e r , a f t e r r e c e i v i n g c l e a r a n d c o n v i n c i n g e v i - dence, determines the testimony by the victim would be materially altered if the victim heard other testi- mony at the proceeding. (D) A victim shall be excluded if a privilege set forth in Mil. R. Evid. 505 or 506 is invoked or if evidence is offered under Mil. R. Evid. 412, 513, or 514, for charges other than those in which the victim is named. (3) Presentation of evidence. (A) Testimony. Witness testimony may be pro- vided in person, by video teleconference, by tele- phone, or by similar means of remote testimony. All testimony shall be taken under oath, except that the accused may make an unsworn statement. The pre- liminary hearing officer shall only consider testi- m o n y t h a t i s r e l e v a n t t o t h e l i m i t e d s c o p e a n d purpose of the preliminary hearing. Discussion The following oath may be given to witnesses: “Do you (swear) (affirm) that the evidence you give shall be the truth, the whole truth, and nothing but the truth (so help you God)?” The preliminary hearing officer is required to include in the report of the preliminary hearing, at a minimum, a summary of the substance of all testimony. See subsection (j)(2)(B) of this rule. All preliminary hearing officer notes of testimony and record- ings of testimony should be preserved until the end of trial. If during the preliminary hearing any witness subject to the Code is suspected of an offense under the Code, the preliminary hearing officer should comply with the warning requirements of Mil. R. Evid. 305(c), (d), and, if necessary, (e). Bearing in mind that counsel are responsible for preparing and presenting their cases, the preliminary hearing officer may ask a witness questions relevant to the limited scope and purpose of the hearing. When questioning a witness, the preliminary hearing officer may not depart from an impartial role and become an advocate for either side. (B) Other evidence. If relevant to the limited scope and purpose of the preliminary hearing, and not cumulative, a preliminary hearing officer may consider other evidence, in addition to or in lieu of witness testimony, including statements, tangible ev- idence, or reproductions thereof, offered by either side, that the preliminary hearing officer determines is reliable. This other evidence need not be sworn. (4) Access by spectators. Preliminary hearings are public proceedings and should remain open to the public whenever possible. The convening authority who directed the preliminary hearing or the prelimi- nary hearing officer may restrict or foreclose access by spectators to all or part of the proceedings if an overriding interest exists that outweighs the value of an open preliminary hearing. Examples of overriding i n t e r e s t s m a y i n c l u d e : p r e v e n t i n g p s y c h o l o g i c a l harm or trauma to a child witness or an alleged victim of a sexual crime, protecting the safety or privacy of a witness or alleged victim, protecting classified material, and receiving evidence where a witness is incapable of testifying in an open setting. Any closure must be narrowly tailored to achieve the overriding interest that justified the closure. Con- v e n i n g a u t h o r i t i e s o r p r e l i m i n a r y h e a r i n g o f f i c e r s must conclude that no lesser methods short of clos- ing the preliminary hearing can be used to protect the overriding interest in the case. Convening au- thorities or preliminary hearing officers must con- d u c t a c a s e - b y - c a s e , w i t n e s s - b y - w i t n e s s , c i r c u m s t a n c e - b y - c i r c u m s t a n c e a n a l y s i s o f w h e t h e r closure is necessary. If a convening authority or preliminary hearing officer believes closing the pre- liminary hearing is necessary, the convening author- ity or preliminary hearing officer must make specific findings of fact in writing that support the closure. The written findings of fact must be included in the report of preliminary hearing. (5) Presence of accused. The further progress of the taking of evidence shall not be prevented and the accused shall be considered to have waived the right to be present whenever the accused: (A) After being notified of the time and place of the proceeding is voluntarily absent; or ( B ) A f t e r b e i n g w a r n e d b y t h e p r e l i m i n a r y hearing officer that disruptive conduct will cause II-41 R.C.M. 405(i)(5)(B)

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removal from the proceeding, persists in conduct t h a t i s s u c h a s t o j u s t i f y e x c l u s i o n f r o m t h e proceeding. (6) Recording of the preliminary hearing. Coun- sel for the government shall ensure that the prelimi- n a r y h e a r i n g i s r e c o r d e d b y a s u i t a b l e r e c o r d i n g device. A victim, as defined by subsection (i)(2)(A) of this rule, may request access to, or a copy of, the recording of the proceedings. Upon request, counsel for the government shall provide the requested ac- cess to, or a copy of, the recording to the victim not later than a reasonable time following dismissal of the charges, unless charges are dismissed for the purpose of re-referral, or court-martial adjournment. A victim is not entitled to classified information or access to or a copy of a recording of closed sessions that the victim did not have the right to attend under subsections (i)(2)(C) or (i)(2)(D) of this rule. Discussion Counsel for the government shall provide victims with access to, or a copy of, the recording of the proceedings in accordance with such regulations as the Secretary concerned may prescribe. (7) Objections. Any objection alleging failure to comply with this rule shall be made to the conven- ing authority via the preliminary hearing officer. (8) Sealed exhibits and proceedings. The prelimi- nary hearing officer has the authority to order exhib- its, proceedings, or other matters sealed as described in R.C.M. 1103A. (j) Report of preliminary hearing. (1) In general. The preliminary hearing officer shall make a timely written report of the preliminary hearing to the convening authority who directed the preliminary hearing. Discussion If practicable, the charges and the report of preliminary hearing should be forwarded to the general court-martial convening au- thority within 8 days after an accused is ordered into arrest or confinement. See Article 33. (2) Contents. The report of preliminary hearing shall include: (A) A statement of names and organizations or addresses of defense counsel and whether defense counsel was present throughout the taking of evi- dence, or, if not present, the reason why; (B) The substance of the testimony taken on both sides; (C) Any other statements, documents, or mat- ters considered by the preliminary hearing officer, or recitals of the substance or nature of such evidence; (D) A statement that an essential witness may not be available for trial; (E) An explanation of any delays in the prelim- inary hearing; (F) A notation if counsel for the government failed to issue a subpoena duces tecum that was directed by the preliminary hearing officer; (G) The preliminary hearing officer’s determi- nation as to whether there is probable cause to be- lieve the offense(s) listed on the charge sheet or o t h e r w i s e c o n s i d e r e d a t t h e p r e l i m i n a r y h e a r i n g occurred; (H) The preliminary hearing officer’s determi- nation as to whether there is probable cause to be- lieve the accused committed the offense(s) listed on the charge sheet or otherwise considered at the pre- liminary hearing; (I) The preliminary hearing officer’s determi- nation as to whether a court-martial has jurisdiction over the offense(s) and the accused; (J) The preliminary hearing officer’s determi- nation as to whether the charge(s) and specifica- tion(s) are in proper form; and (K) The preliminary hearing officer’s recom- mendations regarding disposition of the charge(s). Discussion The preliminary hearing officer may include any additional matters useful to the convening authority in determining disposi- tion. The preliminary hearing officer may recommend that the charges and specifications be amended or that additional charges be preferred. See R.C.M. 306 and 401 concerning other possible dispositions. (3) Sealed exhibits and proceedings. If the report of preliminary hearing contains exhibits, proceed- ings, or other matters ordered sealed by the prelimi- n a r y h e a r i n g o f f i c e r i n a c c o r d a n c e w i t h R . C . M . 1103A, counsel for the government shall cause such materials to be sealed so as to prevent unauthorized viewing or disclosure. ( 4 ) D i s t r i b u t i o n o f t h e r e p o r t . T h e p r e l i m i n a r y II-42 R.C.M. 405(i)(5)(B)

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hearing officer shall cause the report to be delivered to the convening authority who directed the prelimi- n a r y h e a r i n g . T h a t c o n v e n i n g a u t h o r i t y s h a l l promptly cause a copy of the report to be delivered to each accused. (5) Objections. Any objection to the report shall be made to the convening authority who directed the preliminary hearing, via the preliminary hearing of- ficer. Upon receipt of the report, the accused has 5 days to submit objections to the preliminary hearing officer. The preliminary hearing officer will forward the objections to the convening authority as soon as practicable. This subsection does not prohibit a con- vening authority from referring the charge(s) or tak- ing other action within the 5-day period. (k) Waiver. The accused may waive a preliminary hearing under this rule. However, the convening au- thority authorized to direct the preliminary hearing may direct that it be conducted notwithstanding the waiver. Failure to make a timely objection under this rule, including an objection to the report, shall con- s t i t u t e w a i v e r o f t h e o b j e c t i o n . R e l i e f f r o m t h e waiver may be granted by the convening authority w h o d i r e c t e d t h e p r e l i m i n a r y h e a r i n g , a s u p e r i o r convening authority, or the military judge, as appro- priate, for good cause shown. Discussion See also R.C.M. 905(b)(1); 906(b)(3). The convening authority who receives an objection may direct that the preliminary hearing be reopened or take other action, as appropriate. Rule 406. Pretrial advice (a) In general. Before any charge may be referred for trial by a general court-martial, it shall be re- ferred to the staff judge advocate of the convening authority for consideration and advice. Discussion A pretrial advice need not be prepared in cases referred to special or summary courts-martial. A convening authority may, however, seek the advice of a lawyer before referring charges to such a court-martial. When charges have been withdrawn from a general court-martial ( see R.C.M. 604) or when a mistrial has been de- clared in a general court-martial ( see R.C.M. 915), supplemen- tary advice is necessary before the charges may be referred to another general court-martial. The staff judge advocate may make changes in the charges and specifications in accordance with R.C.M. 603. (b) Contents. The advice of the staff judge advocate shall include a written and signed statement which sets forth that person’s: (1) Conclusion with respect to whether each spec- ification alleges an offense under the code; (2) Conclusion with respect to whether the allega- tion of each offense is warranted by the evidence indicated in the report of preliminary hearing (if there is such a report); (3) Conclusion with respect to whether a court- martial would have jurisdiction over the accused and the offense; and (4) Recommendation of the action to be taken by the convening authority. Discussion The staff judge advocate is personally responsible for the pretrial advice and must make an independent and informed appraisal of the charges and evidence in order to render the advice. Another person may prepare the advice, but the staff judge advocate is, unless disqualified, responsible for it and must sign it personally. Grounds for disqualification in a case include previous action in that case as preliminary hearing officer, military judge, trial coun- sel, defense counsel, or member. The advice need not set forth the underlying analysis or rationale for its conclusions. Ordinarily, the charge sheet, forwar- ding letter, endorsements, and report of investigation are for- warded with the pretrial advice. In addition, the pretrial advice should include when appropriate: a brief summary of the evi- dence; discussion of significant aggravating, extenuating, or miti- gating factors; any recommendations for disposition of the case by commanders or others who have forwarded the charges; and the recommendation of the Article 32 preliminary hearing officer. However, there is no legal requirement to include such informa- tion, and failure to do so is not error. Whatever matters are included in the advice, whether or not they are required, should be accurate. Information which is incor- rect or so incomplete as to be misleading may result in a determi- nation that the advice is defective, necessitating appropriate relief. See R.C.M. 905(b)(1); 906(b)(3). The standard of proof to be applied in R.C.M. 406(b)(2) is probable cause. See R.C.M. 601(d)(1). Defects in the pretrial advice are not jurisdictional and are raised by pretrial motion. See R.C.M.905(b)(1) and its Discussion. (c) Distribution. A copy of the advice of the staff judge advocate shall be provided to the defense if charges are referred to trial by general court-martial. II-43 R.C.M. 406(c)

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Rule 407. Action by commander exercising general court-martial jurisdiction (a) Disposition. When in receipt of charges, a com- mander exercising general court-martial jurisdiction may: (1) Dismiss any charges; Discussion See R.C.M. 401(c)(1) concerning dismissal of charges and the effect of dismissing charges. (2) Forward charges (or, after dismissing charges, t h e m a t t e r ) t o a s u b o r d i n a t e c o m m a n d e r f o r disposition; Discussion See R.C.M. 401(c)(2)(B) concerning forwarding charges to a sub- ordinate. A subordinate commander may not be required to take any specific action or to dispose of charges. See R.C.M. 104. See also paragraph 1d(2) of Part V. When appropriate, charges may be sent or returned to a subordinate commander for compliance with procedural requirements. See, for example, R.C.M. 303 (prelimi- nary inquiry); R.C.M. 308 (notification to accused of charges). (3) Forward any charges to a superior commander for disposition; Discussion See R.C.M. 401 (c)(2)(A) for guidance concerning forwarding charges to a superior. (4) Refer charges to a summary court-martial or a special court-martial for trial; Discussion See R.C.M. 601; 1302(c). (5) Unless otherwise prescribed by the Secretary c o n c e r n e d , d i r e c t a p r e l i m i n a r y h e a r i n g u n d e r R.C.M. 405, after which additional action under this rule may be taken; Discussion A preliminary hearing should be directed when it appears the charges are of such a serious nature that trial by general court- martial may be warranted. See R.C.M. 405. If a preliminary hearing of the subject has already been conducted, see R.C.M. 405(b). (6) Subject to R.C.M. 601(d), refer charges to a general court-martial. Discussion See Article 22 and R.C.M. 504(b)(1) concerning who may exer- cise general court-martial jurisdiction. See R.C.M. 601 concerning referral of charges. See R.C.M. 306 and 401 concerning other dispositions. (b) National security matters. When in receipt of charges the trial of which the commander exercising general court-martial jurisdiction finds would proba- bly be inimical to the prosecution of a war or harm- f u l t o n a t i o n a l s e c u r i t y , t h a t c o m m a n d e r , u n l e s s otherwise prescribed by regulations of the Secretary concerned, shall determine whether trial is warranted and, if so, whether the security considerations in- volved are paramount to trial. As the commander finds appropriate, the commander may dismiss the charges, authorize trial of them, or forward them to a superior authority. Discussion In time of war, charges may be forwarded to the Secretary con- cerned for disposition under Article 43(e). Under Article 43(e), the Secretary may take action suspending the statute of limitations in time of war. II-44 R.C.M. 407

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CHAPTER V. COURT-MARTIAL COMPOSITION AND PERSONNEL; CONVENING COURTS-MARTIAL Rule 501. Composition and personnel of courts-martial (a) Composition of courts-martial. (1) General courts-martial. (A) Except in capital cases, general courts-mar- tial shall consist of a military judge and not less than five members, or of the military judge alone if re- quested and approved under R.C.M. 903. (B) In all capital cases, general courts-martial shall consist of a military judge and no fewer than 12 members, unless 12 members are not reasonably available because of physical conditions or military exigencies. If 12 members are not reasonably availa- ble, the convening authority shall detail the next l e s s e r n u m b e r o f r e a s o n a b l y a v a i l a b l e m e m b e r s under 12, but in no event fewer than five. In such a case, the convening authority shall state in the con- vening order the reasons why 12 members are not reasonably available. (2) Special courts-martial. Special courts-martial shall consist of: (A) Not less than three members; (B) A military judge and not less than three members; or (C) A military judge alone if a military judge i s d e t a i l e d a n d i f r e q u e s t e d a n d a p p r o v e d u n d e r R.C.M. 903. Discussion See R.C.M. 1301(a) concerning composition of summary courts- martial. (b) Counsel in general and special courts-martial. Military trial and defense counsel shall be detailed to general and special courts-martial. Assistant trial and associate or assistant defense counsel may be detailed. (c) Other personnel. Other personnel, such as re- porters, interpreters, bailiffs, clerks, escorts, and or- derlies, may be detailed or employed as appropriate but need not be detailed by the convening authority personally. Discussion The convening authority may direct that a reporter not be used in special courts-martial. Regulations of the Secretary concerned may also require or restrict the use of reporters in special courts- martial. Rule 502. Qualifications and duties of personnel of courts-martial (a) Members. ( 1 ) Q u a l i f i c a t i o n s . T h e m e m b e r s d e t a i l e d t o a court-martial shall be those persons who in the opin- ion of the convening authority are best qualified for the duty by reason of their age, education, training, experience, length of service, and judicial tempera- ment. Each member shall be on active duty with the armed forces and shall be: (A) A commissioned officer; (B) A warrant officer, except when the accused is a commissioned officer; or (C) An enlisted person if the accused is an enlisted person and has made a timely request under R.C.M. 503(a)(2). Discussion Retired members of any Regular component and members of Reserve components of the armed forces are eligible to serve as members if they are on active duty. Members of the National Oceanic and Atmospheric Admin- istration and of the Public Health Service are eligible to serve as members when assigned to and serving with an armed force. The Public Health Service includes both commissioned and warrant officers. The National Oceanic and Atmospheric Administration includes only commissioned officers. (2) Duties. The members of a court-martial shall determine whether the accused is proved guilty and, if necessary, adjudge a proper sentence, based on the evidence and in accordance with the instructions of the military judge. Each member has an equal voice and vote with other members in deliberating upon and deciding all matters submitted to them, except as otherwise specifically provided in these rules. No member may use rank or position to influence an- other member. No member of a court-martial may have access to or use in any open or closed session this Manual, reports of decided cases, or any other reference material, except the president of a special II-45

CHAPTER V. COURT-MARTIAL COMPOSITION AND PERSONNEL;

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court-martial without a military judge may use such materials in open session. Discussion Members should avoid any conduct or communication with the military judge, witnesses, or other trial personnel during the trial which might present an appearance of partiality. Except as pro- vided in these rules, members should not discuss any part of a case with anyone until the matter is submitted to them for deter- mination. Members should not on their own visit or conduct a view of the scene of the crime and should not investigate or gather evidence of the offense. Members should not form an opinion on any matter in connection with a case until that matter has been submitted to them for determination. (b) President. (1) Qualifications. The president of a court-mar- tial shall be the detailed member senior in rank then serving. (2) Duties. The president shall have the same du- ties as the other members and shall also: (A) Preside over closed sessions of the mem- bers of the court-martial during their deliberations; (B) Speak for the members of the court-martial when announcing the decision of the members or requesting instructions from the military judge; and (C) In a special court-martial without a military judge, perform the duties assigned by this Manual to t h e m i l i t a r y j u d g e e x c e p t a s o t h e r w i s e e x p r e s s l y provided. ( c ) Q u a l i f i c a t i o n s o f m i l i t a r y j u d g e . A m i l i t a r y judge shall be a commissioned officer of the armed forces who is a member of the bar of a Federal court or a member of the bar of the highest court of a State and who is certified to be qualified for duty as a military judge by the Judge Advocate General of the armed force of which such military judge is a member. In addition, the military judge of a general court-martial shall be designated for such duties by the Judge Advocate General or the Judge Advocate General’s designee, certified to be qualified for duty as a military judge of a general court-martial, and assigned and directly responsible to the Judge Advo- c a t e G e n e r a l o r t h e J u d g e A d v o c a t e G e n e r a l ’ s designee. The Secretary concerned may prescribe additional qualifications for military judges in spe- c i a l c o u r t s - m a r t i a l . A s u s e d i n t h i s s u b s e c t i o n “military judge” does not include the president of a special court-martial without a military judge. Discussion See R.C.M. 801 for description of some of the general duties of the military judge. Military judges assigned as general court-martial judges may perform duties in addition to the primary duty of judge of a general court-martial only when such duties are assigned or ap- proved by the Judge Advocate General, or a designee, of the service of which the military judge is a member. Similar restric- tions on other duties which a military judge in special courts- martial may perform may be prescribed in regulations of the Secretary concerned. (d) Counsel. (1) Certified counsel required. Only persons cer- tified under Article 27(b) as competent to perform duties as counsel in courts-martial by the Judge Ad- vocate General of the armed force of which the counsel is a member may be detailed as defense counsel or associate defense counsel in general or special courts-martial or as trial counsel in general courts-martial. Discussion To be certified by the Judge Advocate General concerned under Article 27(b), a person must be a member of the bar of a Federal court or the highest court of a State. The Judge Advocate General concerned may establish additional requirements for certification. When the accused has individual military or civilian defense counsel, the detailed counsel is “associate counsel” unless ex- cused from the case. See R.C.M. 506(b)(3). (2) Other military counsel. Any commissioned of- f i c e r m a y b e d e t a i l e d a s t r i a l c o u n s e l i n s p e c i a l courts-martial, or as assistant trial counsel or assist- ant defense counsel in general or special courts- martial. The Secretary concerned may establish addi- tional qualifications for such counsel. (3) Qualifications of individual military and civil- ian defense counsel. Individual military or civilian d e f e n s e c o u n s e l w h o r e p r e s e n t s a n a c c u s e d i n a court-martial shall be: (A) A member of the bar of a Federal court or of the bar of the highest court of a State; or (B) If not a member of such a bar, a lawyer who is authorized by a recognized licensing author- ity to practice law and is found by the military judge t o b e q u a l i f i e d t o r e p r e s e n t t h e a c c u s e d u p o n a showing to the satisfaction of the military judge that the counsel has appropriate training and familiarity II-46 R.C.M. 502(a)(2)

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with the general principles of criminal law which apply in a court-martial. Discussion In making such a determination—particularly in the case of civil- ian defense counsel who are members only of a foreign bar—the military judge also should inquire into: (i) the availability of the counsel at times at which sessions of the court-martial have been scheduled; (ii) whether the accused wants the counsel to appear with military defense counsel; (iii) the familiarity of the counsel with spoken English; (iv) practical alternatives for discipline of the counsel in the event of misconduct; (v) whether foreign witnesses are expected to testify with whom the counsel may more readily communicate than might military counsel; and (vi) whether ethnic or other similarity between the accused and the counsel may facilitate communication and confidence between the accused and civilian defense counsel. (4) Disqualifications. No person shall act as trial counsel or assistant trial counsel or, except when expressly requested by the accused, as defense coun- sel or associate or assistant defense counsel in any case in which that person is or has been: (A) The accuser; ( B ) A n i n v e s t i g a t i n g o r p r e l i m i n a r y h e a r i n g officer; (C) A military judge; or (D) A member. No person who has acted as counsel for a party may serve as counsel for an opposing party in the same case. Discussion In the absence of evidence to the contrary, it is presumed that a person who, between referral and trial of a case, has been detailed as counsel for any party to the court-martial to which the case has been referred, has acted in that capacity. (5) Duties of trial and assistant trial counsel. The trial counsel shall prosecute cases on behalf of the United States and shall cause the record of trial of such cases to be prepared. Under the supervision of trial counsel an assistant trial counsel may perform any act or duty which trial counsel may perform under law, regulation, or custom of the service. Discussion (A) General duties before trial. Immediately upon receipt of referred charges, trial counsel should cause a copy of the charges to be served upon accused. See R.C.M. 602. Trial counsel should: examine the charge sheet and allied papers for completeness and correctness; correct (and initial) mi- nor errors or obvious mistakes in the charges but may not without authority make any substantial changes ( see R.C.M. 603); and assure that the information about the accused on the charge sheet and any evidence of previous convictions are accurate. ( B ) R e l a t i o n s h i p w i t h c o n v e n i n g a u t h o r i t y . T r i a l c o u n s e l should: report to the convening authority any substantial irregu- larity in the convening orders, charges, or allied papers; report an actual or anticipated reduction of the number of members below quorum to the convening authority; bring to the attention of the convening authority any case in which trial counsel finds trial inadvisable for lack of evidence or other reasons. (C) Relations with the accused and defense counsel. Trial c o u n s e l m u s t c o m m u n i c a t e w i t h a r e p r e s e n t e d a c c u s e d o n l y through the accused’s defense counsel. However, see R.C.M. 602. Trial counsel may not attempt to induce an accused to plead guilty or surrender other important rights. (D) Preparation for trial. Trial counsel should: ensure that a suitable room, a reporter (if authorized), and necessary equipment and supplies are provided for the court-martial; obtain copies of the charges and specifications and convening orders for each member and all personnel of the court-martial; give timely notice to the members, other parties, other personnel of the court-mar- tial, and witnesses for the prosecution and (if known) defense of the date, time, place, and uniform of the meetings of the court- martial; ensure that any person having custody of the accused is a l s o i n f o r m e d ; c o m p l y w i t h a p p l i c a b l e d i s c o v e r y r u l e s ( s e e R.C.M. 701); prepare to make a prompt, full, and orderly presen- tation of the evidence at trial; consider the elements of proof of each offense charged, the burden of proof of guilt and the burdens of proof on motions which may be anticipated, and the Military Rules of Evidence; secure for use at trial such legal texts as may be available and necessary to sustain the prosecution’s conten- tions; arrange for the presence of witnesses and evidence in ac- cordance with R.C.M. 703; prepare to make an opening statement of the prosecution’s case ( see R.C.M. 913); prepare to conduct the examination and cross-examination of witnesses; and prepare to make final argument on the findings and, if necessary, on sentencing ( see R.C.M. 919; 1001(g)). (E) Trial. Trial counsel should bring to the attention of the m i l i t a r y j u d g e a n y s u b s t a n t i a l i r r e g u l a r i t y i n t h e p r o c e e d i n g s . Trial counsel should not allude to or disclose to the members any evidence not yet admitted or reasonably expected to be admitted in evidence or intimate, transmit, or purport to transmit to the military judge or members the views of the convening authority or others as to the guilt or innocence of the accused, an appropri- ate sentence, or any other matter within the discretion of the court-martial. (F) Post-trial duties. Trial counsel must promptly provide written notice of the findings and sentence adjudged to the con- vening authority or a designee, the accused’s immediate com- m a n d e r , a n d ( i f a p p l i c a b l e ) t h e o f f i c e r i n c h a r g e o f t h e c o n f i n e m e n t f a c i l i t y ( s e e R . C . M . 1 1 0 1 ( a ) ) , a n d s u p e r v i s e t h e preparation, authentication, and distribution of copies of the re- cord as required by these rules and regulations of the Secretary concerned ( see R.C.M. 1103; 1104). (G) Assistant trial counsel. An assistant trial counsel may act in that capacity only under the supervision of the detailed trial II-47 R.C.M. 502(d)(5)

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counsel. Responsibility for trial of a case may not devolve to an assistant not qualified to serve as trial counsel. Unless the con- trary appears, all acts of an assistant trial counsel are presumed to have been done by the direction of the trial counsel. An assistant trial counsel may not act in the absence of trial counsel at trial in a general court-martial unless the assistant has the qualifications required of a trial counsel. See R.C.M. 805(c). (6) Duties of defense and associate or assistant defense counsel. Defense counsel shall represent the accused in matters under the code and these rules arising from the offenses of which the accused is then suspected or charged. Under the supervision of the defense counsel an associate or assistant defense counsel may perform any act or duty which a de- fense counsel may perform under law, regulation, or custom of the service. Discussion (A) Initial advice by military defense counsel. Defense coun- sel should promptly explain to the accused the general duties of the defense counsel and inform the accused of the rights to re- quest individual military counsel of the accused’s own selection, and of the effect of such a request, and to retain civilian counsel. If the accused wants to request individual military counsel, the defense counsel should immediately inform the convening author- ity through trial counsel and, if the request is approved, serve as associate counsel if the accused requests and the convening au- thority permits. Unless the accused directs otherwise, military counsel will begin preparation of the defense immediately after being detailed without waiting for approval of a request for indi- v i d u a l m i l i t a r y c o u n s e l o r r e t e n t i o n o f c i v i l i a n c o u n s e l . S e e R.C.M. 506. ( B ) G e n e r a l d u t i e s o f d e f e n s e c o u n s e l . D e f e n s e c o u n s e l must: guard the interests of the accused zealously within the bounds of the law without regard to personal opinion as to the guilt of the accused; disclose to the accused any interest defense counsel may have in connection with the case, any disqualifica- tion, and any other matter which might influence the accused in the selection of counsel; represent the accused with undivided fidelity and may not disclose the accused’s secrets or confidences except as the accused may authorize ( see also Mil. R. Evid. 502). A defense counsel designated to represent two or more co-ac- cused in a joint or common trial or in allied cases must be particularly alert to conflicting interests of those accused. Defense counsel should bring such matters to the attention of the military judge so that the accused’s understanding and choice may be made a matter of record. See R.C.M. 901(d)(4)(D). Defense counsel must explain to the accused: the elections available as to composition of the court-martial and assist the accused to make any request necessary to effect the election ( see R.C.M. 903); the right to plead guilty or not guilty and the meaning and effect of a plea of guilty; the rights to introduce evidence, to testify or remain silent, and to assert any available defense; and the rights to present evidence during sentencing and the rights of the accused to testify under oath, make an unsworn statement, and have counsel make a statement on behalf of the accused. These explanations must be made regardless of the in- tentions of the accused as to testifying and pleading. Defense counsel should try to obtain complete knowledge of the facts of the case before advising the accused, and should give the accused a candid opinion of the merits of the case. (C) Preparation for trial. Defense counsel may have the assistance of trial counsel in obtaining the presence of witnesses and evidence for the defense. See R.C.M. 703. Defense counsel should consider the elements of proof of the offenses alleged and the pertinent rules of evidence to ensure that evidence that the defense plans to introduce is admissible and to be prepared to object to inadmissible evidence offered by the prosecution. Defense counsel should: prepare to make an opening state- ment of the defense case ( see R.C.M. 913(b)); and prepare to examine and cross-examine witnesses, and to make final argu- ment on the findings and, if necessary, on sentencing ( see R.C.M. 919; 1001(g)). (D) Trial. Defense counsel should represent and protect the interests of the accused at trial. When a trial proceeds in the absence of the accused, defense counsel must continue to represent the accused. (E) Post-trial duties. (i) Deferment of confinement. If the accused is sen- tenced to confinement, the defense counsel must explain to the accused the right to request the convening authority to defer service of the sentence to confinement and assist the accused in making such a request if the accused chooses to make one. See R.C.M. 1101(c). (ii) Examination of the record; appellate brief. The de- fense counsel should in any case examine the record for accuracy and note any errors in it. This notice may be forwarded for attachment to the record. See R.C.M. 1103(b)(3)(C). See also R.C.M. 1103(i)(1)(B). (iii) Submission of matters. If the accused is convicted, the defense counsel may submit to the convening authority mat- ters for the latter’s consideration in deciding whether to approve the sentence or to disapprove any findings. See R.C.M. 1105. Defense counsel should discuss with the accused the right to submit matters to the convening authority and the powers of the convening authority in taking action on the case. Defense counsel may also submit a brief of any matters counsel believes should be considered on further review. (iv) Appellate rights. Defense counsel must explain to the accused the rights to appellate review that apply in the case, and advise the accused concerning the exercise of those rights. If the case is subject to review by the Court of Criminal Appeals, defense counsel should explain the powers of that court and advise the accused of the right to be represented by counsel before it. See R.C.M. 1202 and 1203. Defense counsel should also explain the possibility of further review by the Court of A p p e a l s f o r t h e A r m e d F o r c e s a n d t h e S u p r e m e C o u r t . S e e R.C.M. 1204 and 1205. If the case may be examined in the office of the Judge Advocate General under Article 69(a), defense coun- sel should explain the nature of such review to the accused. See R . C . M . 1 2 0 1 ( b ) ( 1 ) . D e f e n s e c o u n s e l m u s t e x p l a i n t h e c o n s e - quences of waiver of appellate review, when applicable, and, if the accused elects to waive appellate review, defense counsel will assist in preparing the waiver. See R.C.M. 1110. If the accused waives appellate review, or if it is not available, defense counsel should explain that the case will be reviewed by a judge advocate II-48 R.C.M. 502(d)(5)

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and should submit any appropriate matters for consideration by the judge advocate. See R.C.M. 1112. The accused should be advised of the right to apply to the Judge Advocate General for relief under Article 69(b) when such review is available. See R.C.M. 1201(b)(3). (v) Examination of post-trial recommendation. When the post-trial recommendation is served on defense counsel, de- fense counsel should examine it and reply promptly in writing, noting any errors or omissions. Failure to note defects in the recommendation waives them. See R.C.M. 1106(f). (F) Associate or assistant defense counsel. Associate or as- sistant counsel may act in that capacity only under the supervision and by the general direction of the defense counsel. A detailed defense counsel becomes associate defense counsel when the ac- cused has individual military or civilian counsel and detailed counsel is not excused. Although associate counsel acts under the g e n e r a l s u p e r v i s i o n o f t h e d e f e n s e c o u n s e l , a s s o c i a t e d e f e n s e counsel may act without such supervision when circumstances require. See, for example, R.C.M. 805(c). An assistant defense counsel may do this only if such counsel has the qualifications to act as defense counsel. Responsibility for trial of a case may not devolve upon an assistant who is not qualified to serve as defense counsel. An assistant defense counsel may not act in the absence of the defense counsel at trial unless the assistant has the qualifi- cations required of a defense counsel. See also R.C.M. 805. Un- less the contrary appears, all acts of an assistant or associate defense counsel are presumed to have been done under the super- vision of the defense counsel. (e) Interpreters, reporters, escorts, bailiffs, clerks, and guards. (1) Qualifications. The qualifications of interpret- ers and reporters may be prescribed by the Secretary concerned. Any person who is not disqualified under subsection (e)(2) of this rule may serve as escort, bailiff, clerk, or orderly, subject to removal by the military judge. (2) Disqualifications. In addition to any disquali- fications which may be prescribed by the Secretary concerned, no person shall act as interpreter, report- er, escort, bailiff, clerk, or orderly in any case in which that person is or has been in the same case: (A) The accuser; (B) A witness; ( C ) A n i n v e s t i g a t i n g o r p r e l i m i n a r y h e a r i n g officer; (D) Counsel for any party; or (E) A member of the court-martial or of any earlier court-martial of which the trial is a rehearing or new or other trial. (3) Duties. In addition to such other duties as the Secretary concerned may prescribe, the following persons may perform the following duties. (A) Interpreters. Interpreters shall interpret for the court-martial or for an accused who does not speak or understand English. Discussion The accused also may retain an unofficial interpreter without expense to the United States. ( B ) R e p o r t e r s . R e p o r t e r s s h a l l r e c o r d t h e proceedings and testimony and shall transcribe them so as to comply with the requirements for the record of trial as prescribed in these rules. (C) Others. Other personnel detailed for the as- sistance of the court-martial shall have such duties as may be imposed by the military judge. (4) Payment of reporters, interpreters. The Secre- t a r y c o n c e r n e d m a y p r e s c r i b e r e g u l a t i o n s f o r t h e p a y m e n t o f a l l o w a n c e s , e x p e n s e s , p e r d i e m , a n d compensation of reporters and interpreters. Discussion See R.C.M. 807 regarding oaths for reporters, interpreters, and escorts. (f) Action upon discovery of disqualification or lack of qualifications. Any person who discovers that a person detailed to a court-martial is disqualified or lacks the qualifications specified by this rule shall cause a report of the matter to be made before the court-martial is first in session to the convening au- thority or, if discovered later, to the military judge. Rule 503. Detailing members, military judge, and counsel (a) Members. (1) In general. The convening authority shall de- tail qualified persons as members for courts-martial. Discussion The following persons are subject to challenge under R.C.M. 912(f) and should not be detailed as members: any person who is, in the same case, an accuser, witness, preliminary hearing officer, or counsel for any party; any person who, in the case of a new trial, other trial, or rehearing, was a member of any court-martial which previously heard the case; any person who is junior to the accused, unless this is unavoidable; an enlisted member from the II-49 R.C.M. 503(a)(1)

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same unit as the accused; or any person who is in arrest or confinement. (2) Enlisted members. An enlisted accused may, before assembly, request orally on the record or in writing that enlisted persons serve as members of the general or special court-martial to which that accused’s case has been or will be referred. If such a request is made, an enlisted accused may not be tried by a court-martial the membership of which does not include enlisted members in a number com- p r i s i n g a t l e a s t o n e - t h i r d o f t h e t o t a l n u m b e r o f members unless eligible enlisted members cannot be obtained because of physical conditions or military e x i g e n c i e s . I f t h e a p p r o p r i a t e n u m b e r o f e n l i s t e d members cannot be obtained, the court-martial may be assembled, and the trial may proceed without them, but the convening authority shall make a de- t a i l e d w r i t t e n e x p l a n a t i o n w h y e n l i s t e d m e m b e r s could not be obtained which must be appended to the record of trial. Discussion When such a request is made, the convening authority should: (1) Detail an appropriate number of enlisted members to the court-martial and, if appropriate, relieve an appropriate number of commissioned or warrant officers previously detailed; (2) Withdraw the charges from the court-martial to which they were originally referred and refer them to a court-martial which includes the proper proportion of enlisted members; or (3) Advise the court-martial before which the charges are then pending to proceed in the absence of enlisted members if eligible enlisted members cannot be detailed because of physical conditions or military exigencies. See also R.C.M. 1103(b)(2)(D)(iii). ( 3 ) M e m b e r s f r o m a n o t h e r c o m m a n d o r a r m e d force. A convening authority may detail as members of general and special courts-martial persons under that convening authority’s command or made availa- ble by their commander, even if those persons are members of an armed force different from that of the convening authority or accused. Discussion Concurrence of the proper commander may be oral and need not be shown by the record of trial. Members should ordinarily be of the same armed force as the accused. When a court-martial composed of members of dif- ferent armed forces is selected, at least a majority of the members should be of the same armed force as the accused unless exigent circumstances make it impractical to do so without manifest in- jury to the service. (b) Military judge. (1) By whom detailed. The military judge shall be detailed, in accordance with regulations of the Sec- retary concerned, by a person assigned as a military judge and directly responsible to the Judge Advocate General or the Judge Advocate General’s designee. The authority to detail military judges may be dele- gated to persons assigned as military judges. If au- thority to detail military judges has been delegated to a military judge, that military judge may detail himself or herself as military judge for a court-mar- tial. (2) Record of detail. The order detailing a mili- tary judge shall be reduced to writing and included in the record of trial or announced orally on the record at the court-martial. The writing or announce- ment shall indicate by whom the military judge was detailed. The Secretary concerned may require that the order be reduced to writing. (3) Military judge from a different armed force. A military judge from one armed force may be de- t a i l e d t o a c o u r t - m a r t i a l c o n v e n e d i n a d i f f e r e n t armed force, a combatant command or joint com- mand when permitted by the Judge Advocate Gen- eral of the armed force of which the military judge is a member. The Judge Advocate General may del- egate authority to make military judges available for this purpose. (c) Counsel. (1) By whom detailed. Trial and defense counsel, assistant trial and defense counsel, and associate de- fense counsel shall be detailed in accordance with regulations of the Secretary concerned. If authority to detail counsel has been delegated to a person, that person may detail himself or herself as counsel for a court-martial. (2) Record of detail. The order detailing a coun- sel shall be reduced to writing and included in the record of trial or announced orally on the record at the court-martial. The writing or announcement shall indicate by whom the counsel was detailed. The Secretary concerned may require that the order be reduced to writing. (3) Counsel from a different armed force. A per- son from one armed force may be detailed to serve as counsel in a court-martial in a different armed II-50 R.C.M. 503(a)(1)

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f o r c e , a c o m b a t a n t c o m m a n d o r j o i n t c o m m a n d when permitted by the Judge Advocate General of the armed force of which the counsel is a member. The Judge Advocate General may delegate authority to make persons available for this purpose. Rule 504. Convening courts-martial (a) In general. A court-martial is created by a con- vening order of the convening authority. (b) Who may convene courts-martial. (1) General courts-martial. Unless otherwise lim- ited by superior competent authority, general courts- martial may be convened by persons occupying po- sitions designated in Article 22(a) and by any com- mander designated by the Secretary concerned or empowered by the President. Discussion The authority to convene courts-martial is independent of rank and is retained as long as the convening authority remains a commander in one of the designated positions. The rule by which c o m m a n d d e v o l v e s a r e f o u n d i n r e g u l a t i o n s o f t h e S e c r e t a r y concerned. (2) Special courts-martial. Unless otherwise lim- ited by superior competent authority, special courts- martial may be convened by persons occupying po- sitions designated in Article 23(a) and by command- ers designated by the Secretary concerned. Discussion S e e t h e d i s c u s s i o n o f s u b s e c t i o n ( b ) ( 1 ) o f t h i s r u l e . P e r s o n s authorized to convene general courts-martial may also convene special courts-martial. (A) Definition. For purposes of Articles 23 and 24, a command or unit is “separate or detached” when isolated or removed from the immediate disci- plinary control of a superior in such manner as to make its commander the person held by superior c o m m a n d e r s p r i m a r i l y r e s p o n s i b l e f o r d i s c i p l i n e . “ S e p a r a t e o r d e t a c h e d ” i s u s e d i n a d i s c i p l i n a r y sense and not necessarily in a tactical or physical sense. A subordinate joint command or joint task f o r c e i s o r d i n a r i l y c o n s i d e r e d t o b e “ s e p a r a t e o r detached.” Discussion The power of a commander of a separate or detached unit to convene courts-martial, like that of any other commander, may be limited by superior competent authority. (B) Determination. If a commander is in doubt whether the command is separate or detached, the matter shall be determined: (i) In the Army or the Air Force, by the officer exercising general court-martial jurisdiction over the command; or (ii) In the Naval Service or Coast Guard, by the flag or general officer in command or the senior officer present who designated the detachment; or (iii) In a combatant command or joint com- mand, by the officer exercising general court-martial jurisdiction over the command. (3) Summary courts-martial. See R.C.M. 1302(a). Discussion See the discussion under subsection (b)(1) of this rule. (4) Delegation prohibited. The power to convene courts-martial may not be delegated. (c) Disqualification. (1) Accuser. An accuser may not convene a gen- eral or special court-martial for the trial of the per- son accused. Discussion S e e a l s o A r t i c l e 1 ( 9 ) ; 3 0 7 ( a ) ; 6 0 1 ( c ) . H o w e v e r , s e e R . C . M . 1302(b) (accuser may convene a summary court-martial). (2) Other. A convening authority junior in rank to an accuser may not convene a general or special court-martial for the trial of the accused unless that convening authority is superior in command to the accuser. A convening authority junior in command to an accuser may not convene a general or special court-martial for the trial of the accused. (3) Action when disqualified. When a commander who would otherwise convene a general or special court-martial is disqualified in a case, the charges shall be forwarded to a superior competent authority for disposition. That authority may personally dis- pose of the charges or forward the charges to an- other convening authority who is superior in rank to the accuser, or, if in the same chain of command, who is superior in command to the accuser. II-51 R.C.M. 504(c)(3)

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Discussion See also R.C.M. 401(c). (d) Convening orders. (1) General and special courts-martial. A con- vening order for a general or special court-martial shall designate the type of court-martial and detail the members and may designate where the court- martial will meet. If the convening authority has b e e n d e s i g n a t e d b y t h e S e c r e t a r y c o n c e r n e d , t h e convening order shall so state. Discussion See Appendix 6 for a suggested format for a convening order. (2) Summary courts-martial. A convening order for a summary court-martial shall designate that it is a summary court-martial and detail the summary court-martial, and may designate where the court- martial will meet. If the convening authority has b e e n d e s i g n a t e d b y t h e S e c r e t a r y c o n c e r n e d , t h e convening order shall so state. Discussion See also R.C.M. 1302(c). (3) Additional matters. Additional matters to be included in convening orders may be prescribed by the Secretary concerned. (e) Place. The convening authority shall ensure that an appropriate location and facilities for courts-mar- tial are provided. Rule 505. Changes of members, military judge, and counsel (a) In general. Subject to this rule, the members, military judge, and counsel may be changed by an authority competent to detail such persons. Members a l s o m a y b e e x c u s e d a s p r o v i d e d i n s u b s e c t i o n s (c)(1)(B)(ii) and (c)(2)(A) of this rule. Discussion Changes of the members of the court-martial should be kept to a minimum. If extensive changes are necessary and no session of the court-martial has begun, it may be appropriate to withdraw the charges from one court-martial and refer them to another. See R.C.M. 604. ( b ) P r o c e d u r e . W h e n n e w p e r s o n s a r e a d d e d a s members or counsel or when substitutions are made as to any members or counsel or the military judge, such persons shall be detailed in accordance with R.C.M. 503. An order changing the members of the court-martial, except one which excuses members w i t h o u t r e p l a c e m e n t , s h a l l b e r e d u c e d t o w r i t i n g before authentication of the record of trial. Discussion When members or counsel have been excused and the excusal is not reduced to writing, the excusal should be announced on the record. A member who has been temporarily excused need not be formally reappointed to the court-martial. (c) Changes of members. (1) Before assembly. (A) By convening authority. Before the court- martial is assembled, the convening authority may change the members of the court-martial without showing cause. (B) By convening authority’s delegate. (i) Delegation. The convening authority may d e l e g a t e , u n d e r r e g u l a t i o n s o f t h e S e c r e t a r y c o n - cerned, authority to excuse individual members to the staff judge advocate or legal officer or other principal assistant to the convening authority. (ii) Limitations. Before the court-martial is assembled, the convening authority’s delegate may excuse members without cause shown; however, no more than one-third of the total number of members detailed by the convening authority may be excused by the convening authority’s delegate in any one court-martial. After assembly the convening authori- ty’s delegate may not excuse members. (2) After assembly. (A) Excusal. After assembly no member may be excused, except: ( i ) B y t h e c o n v e n i n g a u t h o r i t y f o r g o o d cause shown on the record; ( i i ) B y t h e m i l i t a r y j u d g e f o r g o o d c a u s e shown on the record; or (iii) As a result of challenge under R.C.M. 912. (B) New members. New members may be de- II-52 R.C.M. 504(c)(3)

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tailed after assembly only when, as a result of ex- cusals under subsection (c)(2)(A) of this rule, the number of members of the court-martial is reduced below a quorum, or the number of enlisted mem- bers, when the accused has made a timely written request for enlisted members, is reduced below one- third of the total membership. (d) Changes of detailed counsel. (1) Trial counsel. An authority competent to de- tail trial counsel may change the trial counsel and any assistant trial counsel at any time without show- ing cause. (2) Defense counsel. ( A ) B e f o r e f o r m a t i o n o f a t t o r n e y - c l i e n t r e l a - tionship. Before an attorney-client relationship has been formed between the accused and detailed de- fense counsel or associate or assistant defense coun- sel, an authority competent to detail defense counsel may excuse or change such counsel without showing cause. (B) After formation of attorney-client relation- ship. After an attorney-client relationship has been formed between the accused and detailed defense counsel or associate or assistant defense counsel, an authority competent to detail such counsel may ex- cuse or change such counsel only: (i) Under R.C.M. 506(b)(3); (ii) Upon request of the accused or applica- tion for withdrawal by such counsel under R.C.M. 506(c); or ( i i i ) F o r o t h e r g o o d c a u s e s h o w n o n t h e record. (e) Change of military judge. (1) Before assembly. Before the court-martial is assembled, the military judge may be changed by an a u t h o r i t y c o m p e t e n t t o d e t a i l t h e m i l i t a r y j u d g e , without cause shown on the record. (2) After assembly. After the court-martial is as- sembled, the military judge may be changed by an authority competent to detail the military judge only when, as a result of disqualification under R.C.M. 902 or for good cause shown, the previously detailed military judge is unable to proceed. (f) Good cause. For purposes of this rule, “good cause” includes physical disability, military exigen- cy, and other extraordinary circumstances which ren- der the member, counsel, or military judge unable to proceed with the court-martial within a reasonable time. “Good cause” does not include temporary in- conveniences which are incident to normal condi- tions of military life. Rule 506. Accused’s rights to counsel (a) In general. The accused has the right to be rep- resented before a general or special court-martial by civilian counsel if provided at no expense to the Government, and either by the military counsel de- tailed under Article 27 or military counsel of the accused’s own selection, if reasonably available. The accused is not entitled to be represented by more than one military counsel. Discussion See R.C.M. 502(d)(3) as to qualifications of civilian counsel or individual military counsel. (b) Individual military counsel. (1) Reasonably available. Subject to this subsec- t i o n , t h e S e c r e t a r y c o n c e r n e d s h a l l d e f i n e “reasonably available.” While so assigned, the fol- lowing persons are not reasonably available to serve as individual military counsel because of the nature of their duties or positions: (A) A general or flag officer; (B) A trial or appellate military judge; (C) A trial counsel; ( D ) A n a p p e l l a t e d e f e n s e o r g o v e r n m e n t counsel; (E) A principal legal advisor to a command, organization, or agency and, when such command, organization, or agency has general court-martial ju- risdiction, the principal assistant of such an advisor; (F) An instructor or student at a service school or academy: (G) A student at a college or university; (H) A member of the staff of the Judge Advo- cate General of the Army, Navy, or Air Force, the Chief Counsel of the Coast Guard, or the Director, J u d g e A d v o c a t e D i v i s i o n , H e a d q u a r t e r s , M a r i n e Corps. T h e S e c r e t a r y c o n c e r n e d m a y d e t e r m i n e o t h e r persons to be not reasonably available because of the nature or responsibilities of their assignments, geographic considerations, exigent circumstances, or military necessity. A person who is a member of an armed force different from that of which the accused II-53 R.C.M. 506(b)(1)(H)

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is a member shall be reasonably available to serve as individual military counsel for such accused to the same extent as that person is available to serve as individual military counsel for an accused in the same armed force as the person requested. The Sec- retary concerned may prescribe circumstances under which exceptions may be made to the prohibitions in this subsection when merited by the existence of an attorney-client relationship regarding matters relating to a charge in question. However, if the attorney- client relationship arose solely because the counsel represented the accused on review under Article 70, this exception shall not apply. ( 2 ) P r o c e d u r e . S u b j e c t t o t h i s s u b s e c t i o n , t h e Secretary concerned shall prescribe procedures for d e t e r m i n i n g w h e t h e r a r e q u e s t e d p e r s o n i s “reasonably available” to act as individual military counsel. Requests for an individual military counsel shall be made by the accused or the detailed defense counsel through the trial counsel to the convening authority. If the requested person is among those not reasonably available under subsection (b)(1) of this rule or under regulations of the Secretary concerned, the convening authority shall deny the request and notify the accused, unless the accused asserts that there is an existing attorney-client relationship re- garding a charge in question or that the person re- q u e s t e d w i l l n o t , a t t h e t i m e o f t h e t r i a l o r preliminary hearing for which requested, be among those so listed as not reasonably available. If the accused’s request makes such a claim, or if the per- son is not among those so listed as not reasonably available, the convening authority shall forward the request to the commander or head of the organiza- tion, activity, or agency to which the requested per- s o n i s a s s i g n e d . T h a t a u t h o r i t y s h a l l m a k e a n administrative determination whether the requested person is reasonably available in accordance with the procedure prescribed by the Secretary concerned. This determination is a matter within the sole discre- tion of that authority. An adverse determination may be reviewed upon request of the accused through that authority to the next higher commander or level of supervision, but no administrative review may be made which requires action at the departmental or higher level. (3) Excusal of detailed counsel. If the accused is represented by individual military counsel, detailed defense counsel shall normally be excused. The au- thority who detailed the defense counsel, as a matter of discretion, may approve a request from the ac- cused that detailed defense counsel shall act as asso- c i a t e c o u n s e l . T h e a c t i o n o f t h e a u t h o r i t y w h o detailed the counsel is subject to review only for abuse of discretion. Discussion A request under subsection (b)(3) should be considered in light of the general statutory policy that the accused is not entitled to be represented by more than one military counsel. Among the factors that may be considered in the exercise of discretion are the seriousness of the case, retention of civilian defense counsel, complexity of legal or factual issues, and the detail of additional trial counsel. See R.C.M. 905(b)(6) and 906(b)(2) as to motions concern- ing denial of a request for individual military counsel or retention of detailed counsel as associate counsel. (c) Excusal or withdrawal. Except as otherwise pro- vided in R.C.M. 505(d)(2) and subsection (b)(3) of this rule, defense counsel may be excused only with the express consent of the accused, or by the mili- tary judge upon application for withdrawal by the defense counsel for good cause shown. (d) Waiver. The accused may expressly waive the right to be represented by counsel and may thereaf- t e r c o n d u c t t h e d e f e n s e p e r s o n a l l y . S u c h w a i v e r shall be accepted by the military judge only if the military judge finds that the accused is competent to understand the disadvantages of self-representation and that the waiver is voluntary and understanding. The military judge may require that a defense coun- sel remain present even if the accused waives coun- sel and conducts the defense personally. The right of the accused to conduct the defense personally may be revoked if the accused is disruptive or fails to follow basic rules of decorum and procedure. (e) Nonlawyer present. Subject to the discretion of the military judge, the accused may have present and seated at the counsel table for purpose of consulta- tion persons not qualified to serve as counsel under R.C.M. 502. Discussion See also Mil. R. Evid. 615 if the person is a potential witness in the case. II-54 R.C.M. 506(b)(1)(H)

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CHAPTER VI. REFERRAL, SERVICE, AMENDMENT, AND WITHDRAWAL OF CHARGES Rule 601. Referral (a) In general. Referral is the order of a convening authority that charges against an accused will be tried by a specified court-martial. Discussion Referral of charges requires three elements: a convening authority who is authorized to convene the court-martial and is not dis- qualified ( see R.C.M. 601(b) and (c)); preferred charges which have been received by the convening authority for disposition (see R.C.M. 307 as to preferral of charges and Chapter IV as to disposition); and a court-martial convened by that convening au- thority or a predecessor ( see R.C.M. 504). If trial would be warranted but would be detrimental to the prosecution of a war or inimical to national security, see R.C.M. 401(d) and 407(b). (b) Who may refer. Any convening authority may refer charges to a court-martial convened by that c o n v e n i n g a u t h o r i t y o r a p r e d e c e s s o r , u n l e s s t h e power to do so has been withheld by superior com- petent authority. Discussion See R.C.M. 306(a), 403, 404, 407, and 504. The convening authority may be of any command, including a command different from that of the accused, but as a practical matter the accused must be subject to the orders of the convening authority or otherwise under the convening authority’s control to assure the appearance of the accused at trial. The convening authority’s power over the accused may be based upon agree- ments between the commanders concerned. ( c ) D i s q u a l i f i c a t i o n . A n a c c u s e r m a y n o t r e f e r charges to a general or special court-martial. Discussion Convening authorities are not disqualified from referring charges by prior participation in the same case except when they have acted as accuser. For a definition of “accuser,” see Article 1(9). A convening authority who is disqualified may forward the charges and allied papers for disposition by competent authority superior in rank or command. See R.C.M. 401(c) concerning actions which the superior may take. See R.C.M. 1302 for rules relating to convening summary courts-martial. (d) When charges may be referred. (1) Basis for referral. If the convening authority finds or is advised by a judge advocate that there are reasonable grounds to believe that an offense triable by a court-martial has been committed and that the accused committed it, and that the specification al- leges an offense, the convening authority may refer it. The finding may be based on hearsay in whole or in part. The convening authority or judge advocate may consider information from any source and shall not be limited to the information reviewed by any previous authority, but a case may not be referred to a general court-martial except in compliance with subsection (d)(2) of this rule. The convening author- ity or judge advocate shall not be required before charges are referred to resolve legal issues, including objections to evidence, which may arise at trial. Discussion For a discussion of selection among alternative dispositions, see R.C.M. 306. The convening authority is not obliged to refer all charges which the evidence might support. The convening author- ity should consider the options and considerations under R.C.M. 306 in exercising the discretion to refer. (2) General courts-martial. The convening author- ity may not refer a specification under a charge to a general court-martial unless— ( A ) T h e r e h a s b e e n s u b s t a n t i a l c o m p l i a n c e with the preliminary hearing requirements of R.C.M. 405; and (B) The convening authority has received the advice of the staff judge advocate required under R.C.M. 406. These requirements may be waived by the accused. Discussion See R.C.M. 201(f)(2)(C) concerning limitations on referral of capital offenses to special courts-martial. See R.C.M. 103(3) for the definition of a capital offense. See R.C.M. 1301(c) concerning limitations on the referral of certain cases to summary courts-martial. (e) How charges shall be referred. (1) Order, instructions. Referral shall be by the personal order of the convening authority. The con- II-55

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vening authority may include proper instructions in the order. Discussion Referral is ordinarily evidenced by an indorsement on the charge sheet. Although the indorsement should be completed on all cop- ies of the charge sheet, only the original must be signed. The signature may be that of a person acting by the order or direction of the convening authority. In such a case the signature element must reflect the signer’s authority. If, for any reason, charges are referred to a court-martial different from that to which they were originally referred, the new referral is ordinarily made by a new indorsement attached to the original charge sheet. The previous indorsement should be lined out and initialed by the person signing the new referral. The original indorsement should not be obliterated. See also R.C.M. 604. If the only officer present in a command refers the charges to a summary court-martial and serves as the summary court- martial under R.C.M. 1302, the indorsement should be completed with the additional comments, “only officer present in the com- mand.” T h e c o n v e n i n g a u t h o r i t y m a y i n s t r u c t t h a t t h e c h a r g e s against the accused be tried with certain other charges against the accused. See subsection (2) below. The convening authority may instruct that charges against one accused be referred for joint or common trial with another accused. See subsection (3) below. The convening authority shall indicate that the case is to be tried as a capital case by including a special instruction in the referral block of the charge sheet. Failure to include this special instruction at the time of the referral shall not bar the convening authority from later adding the required special instruction, pro- vided that the convening authority has otherwise complied with the applicable notice requirements. If the accused demonstrates specific prejudice from such failure to include the special instruc- tion, a continuance or a recess is an adequate remedy. The convening authority should acknowledge by an instruc- tion that a bad-conduct discharge, confinement for more than six months, or forfeiture of pay for more than six months, may not be adjudged when the prerequisites under Article 19 will not be met. See R.C.M. 201(f)(2)(B)(ii). For example, this instruction may be given when a court reporter is not detailed. Any special instructions must be stated in the referral in- dorsement. When the charges have been referred to a court-martial, the indorsed charge sheet and allied papers should be promptly trans- mitted to the trial counsel. (2) Joinder of offenses. In the discretion of the convening authority, two or more offenses charged against an accused may be referred to the same court-martial for trial, whether serious or minor of- f e n s e s o r b o t h , r e g a r d l e s s w h e t h e r r e l a t e d . A d d i - tional charges may be joined with other charges for a single trial at any time before arraignment if all n e c e s s a r y p r o c e d u r a l r e q u i r e m e n t s c o n c e r n i n g t h e additional charges have been complied with. After arraignment of the accused upon charges, no addi- tional charges may be referred to the same trial without consent of the accused. Discussion Ordinarily all known charges should be referred to a single court- martial. (3) Joinder of accused. Allegations against two or more accused may be referred for joint trial if the accused are alleged to have participated in the same act or transaction or in the same series of acts or t r a n s a c t i o n s c o n s t i t u t i n g a n o f f e n s e o r o f f e n s e s . Such accused may be charged in one or more speci- fications together or separately, and every accused need not be charged in each specification. Related allegations against two or more accused which may be proved by substantially the same evidence may be referred to a common trial. Discussion A joint offense is one committed by two or more persons acting together with a common intent. Joint offenses may be referred for joint trial, along with all related offenses against each of the accused. A common trial may be used when the evidence of several offenses committed by several accused separately is es- sentially the same, even though the offenses were not jointly committed. See R.C.M. 307(c)(5) Discussion. Convening authori- ties should consider that joint and common trials may be compli- cated by procedural and evidentiary rules. (f) Superior convening authorities. Except as other- wise provided in these rules, a superior competent a u t h o r i t y m a y c a u s e c h a r g e s , w h e t h e r o r n o t r e - ferred, to be transmitted to the authority for further consideration, including, if appropriate, referral. (g) Parallel convening authorities. If it is impracti- cable for the original convening authority to con- t i n u e e x e r c i s i n g a u t h o r i t y o v e r t h e c h a r g e s , t h e convening authority may cause the charges, even if referred, to be transmitted to a parallel convening authority. This transmittal must be in writing and in accordance with such regulations as the Secretary concerned may prescribe. Subsequent actions taken by the parallel convening authority are within the sole discretion of that convening authority. Discussion Parallel convening authorities are those convening authorities II-56 R.C.M. 601(e)(1)

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that possess the same court-martial jurisdiction authority. Exam- ples of permissible transmittal of charges under this rule include the transmittal from a general court-martial convening authority to another general court-martial convening authority, or from one special court-martial convening authority to another special court- martial convening authority. It would be impracticable for an original convening authority to continue exercising authority over the charges, for example, when a command is being decommis- sioned or inactivated, or when deploying or redeploying and the accused is remaining behind. If charges have been referred, there is no requirement that the charges be withdrawn or dismissed prior to transfer. See R.C.M. 604. In the event that the case has been referred, the receiving convening authority may adopt the original court-martial convening order, including the court-martial panel selected to hear the case as indicated in that convening order. When charges are transmitted under this rule, no recom- mendation as to disposition may be made. Rule 602. Service of charges The trial counsel detailed to the court-martial to w h i c h c h a r g e s h a v e b e e n r e f e r r e d f o r t r i a l s h a l l cause to be served upon each accused a copy of the charge sheet. In time of peace, no person may, over objection, be brought to trial—including an Article 39(a) session—before a general court-martial within a period of five days after service of charges, or before a special court-martial within a period of three days after service of charges. In computing these periods, the date of service of charges and the date of trial are excluded; holidays and Sundays are included. Discussion Trial counsel should comply with this rule immediately upon receipt of the charges. Whenever after service the charges are amended or changed the trial counsel must give notice of the changes to the defense counsel. Whenever such amendments or changes add a new party, a new offense, or substantially new allegations, the charge sheet so amended or changed must be served anew. See also R.C.M. 603. Service may be made only upon the accused; substitute serv- ice upon defense counsel is insufficient. The trial counsel should promptly inform the defense counsel when charges have been served. If the accused has questions when served with charges, the accused should be told to discuss the matter with defense counsel. Rule 603. Changes to charges and specifications ( a ) M i n o r c h a n g e s d e f i n e d . M i n o r c h a n g e s i n c h a r g e s a n d s p e c i f i c a t i o n s a r e a n y e x c e p t t h o s e which add a party, offenses, or substantial matter not f a i r l y i n c l u d e d i n t h o s e p r e v i o u s l y p r e f e r r e d , o r which are likely to mislead the accused as to the offenses charged. Discussion Minor changes include those necessary to correct inartfully draf- ted or redundant specifications; to correct a misnaming of the accused; to allege the proper article; or to correct other slight errors. Minor charges also include those which reduce the serious- ness of an offense, as when the value of an allegedly stolen item in a larceny specification is reduced, or when a desertion specifi- cation is amended to allege only unauthorized absence. (b) Minor changes before arraignment. Any person forwarding, acting upon, or prosecuting charges on behalf of the United States except a preliminary hearing officer appointed under R.C.M. 405 may m a k e m i n o r c h a n g e s t o c h a r g e s o r s p e c i f i c a t i o n s before arraignment. Discussion Charges forwarded or referred for trial should be free from de- fects of form and substance. Minor errors may be corrected and the charge may be redrafted without being sworn anew by the accuser. Other changes should be signed and sworn to by an accuser. All changes in the charges should be initialed by the person who makes them. A trial counsel acting under this provi- sion ordinarily should consult with the convening authority before making any changes which, even though minor, change the nature or seriousness of the offense. (c) Minor changes after arraignment. After arraign- ment the military judge may, upon motion, permit minor changes in the charges and specifications at any time before findings are announced if no sub- stantial right of the accused is prejudiced. ( d ) M a j o r c h a n g e s . C h a n g e s o r a m e n d m e n t s t o charges or specifications other than minor changes may not be made over the objection of the accused unless the charge or specification affected is pre- ferred anew. Discussion If there has been a major change or amendment over the ac- cused’s objection to a charge already referred, a new referral is necessary. Similarly, in the case of a general court-martial, a new preliminary hearing under R.C.M. 405 will be necessary if the charge as amended or changed was not covered in the prior preliminary hearing. If the substance of the charge or specifica- tion as amended or changed has not been referred or, in the case of a general court-martial, has not been subject to a preliminary hearing, a new referral and, if appropriate, preliminary hearing are II-57 R.C.M. 603(d)

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necessary. When charges are re-referred, they must be served anew under R.C.M. 602. Rule 604. Withdrawal of charges (a) Withdrawal. The convening authority or a supe- rior competent authority may for any reason cause any charges or specifications to be withdrawn from a c o u r t - m a r t i a l a t a n y t i m e b e f o r e f i n d i n g s a r e announced. Discussion Charges which are withdrawn from a court-martial should be dismissed ( see R.C.M. 401(c)(1)) unless it is intended to refer them anew promptly or to forward them to another authority for disposition. Charges should not be withdrawn from a court-martial arbi- trarily or unfairly to an accused. See also subsection (b) of this rule. Some or all charges and specifications may be withdrawn. In a joint or common trial the withdrawal may be limited to charges against one or some of the accused. W h e n a n a l l e g e d o f f e n s e i n v o l v e s a v i c t i m , t h e v i c t i m should, whenever practicable, be provided an opportunity to ex- press views regarding the withdrawal of any charges or specifica- tions in which the victim is named. The convening authority or other individual authorized to act on the charges should consider such views of the victim prior to withdrawing said charges or specifications and should continue to consider the views of the victim until final disposition of the case. A “victim” is an individ- ual who is alleged to have suffered direct physical, emotional, or pecuniary harm as a result of the matters set forth in a charge or specification under consideration and is named in one of the specifications under consideration. Charges which have been properly referred to a court-martial may be withdrawn only by the direction of the convening author- ity or a superior competent authority in the exercise of that offi- c e r ’ s i n d e p e n d e n t j u d g m e n t . W h e n d i r e c t e d t o d o s o b y t h e convening authority or a superior competent authority, trial coun- sel may withdraw charges or specifications by lining out the affected charges or specifications, renumbering remaining charges or specifications as necessary, and initialing the changes. Charges and specifications withdrawn before commencement of trial will not be brought to the attention of the members. When charges or specifications are withdrawn after they have come to the attention of the members, the military judge must instruct them that the withdrawn charges or specifications may not be considered for any reason. (b) Referral of withdrawn charges. Charges which have been withdrawn from a court-martial may be r e f e r r e d t o a n o t h e r c o u r t - m a r t i a l u n l e s s t h e withdrawal was for an improper reason. Charges withdrawn after the introduction of evidence on the general issue of guilt may be referred to another court-martial only if the withdrawal was necessitated by urgent and unforeseen military necessity. Discussion See also R.C.M. 915 (Mistrial). When charges which have been withdrawn from a court- martial are referred to another court-martial, the reasons for the withdrawal and later referral should be included in the record of the later court-martial, if the later referral is more onerous to the accused. Therefore, if further prosecution is contemplated at the time of the withdrawal, the reasons for the withdrawal should be included in or attached to the record of the earlier proceeding. Improper reasons for withdrawal include an intent to inter- fere with the free exercise by the accused of constitutional rights or rights provided under the code, or with the impartiality of a court-martial. A withdrawal is improper if it was not directed personally and independently by the convening authority or by a superior competent authority. Whether the reason for a withdrawal is proper, for purposes of the propriety of a later referral, depends in part on the stage in the proceedings at which the withdrawal takes place. Before ar- raignment, there are many reasons for a withdrawal which will not preclude another referral. These include receipt of additional charges, absence of the accused, reconsideration by the convening authority or by a superior competent authority of the seriousness of the offenses, questions concerning the mental capacity of the accused, and routine duty rotation of the personnel constituting the court-martial. Charges withdrawn after arraignment may be referred to another court-martial under some circumstances. For example, it is permissible to refer charges which were withdrawn pursuant to a pretrial agreement if the accused fails to fulfill the terms of the agreement. See R.C.M. 705. Charges withdrawn after some evidence on the general issue of guilty is introduced may be re-referred only under the narrow circumstances described in the rule. II-58 R.C.M. 603(d)

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CHAPTER VII. PRETRIAL MATTERS Rule 701. Discovery (a) Disclosure by the trial counsel. Except as other- wise provided in subsections (f) and (g)(2) of this rule, the trial counsel shall provide the following information or matters to the defense— (1) Papers accompanying charges; convening or- ders; statements. As soon as practicable after service of charges under R.C.M. 602, the trial counsel shall provide the defense with copies of, or, if extraordi- nary circumstances make it impracticable to provide copies, permit the defense to inspect: (A) Any paper which accompanied the charges when they were referred to the court-martial, includ- ing papers sent with charges upon a rehearing or new trial; (B) The convening order and any amending or- ders; and (C) Any sworn or signed statement relating to an offense charged in the case which is in the pos- session of the trial counsel. ( 2 ) D o c u m e n t s , t a n g i b l e o b j e c t s , r e p o r t s . A f t e r service of charges, upon request of the defense, the Government shall permit the defense to inspect: ( A ) A n y b o o k s , p a p e r s , d o c u m e n t s , p h o t o - graphs, tangible objects, buildings, or places, or cop- i e s o f p o r t i o n s t h e r e o f , w h i c h a r e w i t h i n t h e possession, custody, or control of military authori- ties, and which are material to the preparation of the defense or are intended for use by the trial counsel as evidence in the prosecution case-in-chief at trial, or were obtained from or belong to the accused; and (B) Any results or reports of physical or mental examinations, and of scientific tests or experiments, or copies thereof, which are within the possession, custody, or control of military authorities, the exist- ence of which is known or by the exercise of due diligence may become known to the trial counsel, and which are material to the preparation of the defense or are intended for use by the trial counsel as evidence in the prosecution case-in-chief at trial. Discussion For specific rules concerning certain mental examinations of the accused or third party patients, see R.C.M. 701(f), R.C.M. 706, Mil. R. Evid. 302 and Mil. R. Evid. 513. (3) Witnesses. Before the beginning of trial on the merits the trial counsel shall notify the defense of the names and addresses of the witnesses the trial counsel intends to call: (A) In the prosecution case-in-chief; and (B) To rebut a defense of alibi, innocent inges- t i o n , o r l a c k o f m e n t a l r e s p o n s i b i l i t y , w h e n t r i a l counsel has received timely notice under subsection (b)(1) or (2) of this rule. Discussion Such notice should be in writing except when impracticable. (4) Prior convictions of accused offered on the merits. Before arraignment the trial counsel shall notify the defense of any records of prior civilian or court-martial convictions of the accused of which the trial counsel is aware and which the trial counsel may offer on the merits for any purpose, including impeachment, and shall permit the defense to inspect such records when they are in the trial counsel’s possession. (5) Information to be offered at sentencing. Upon request of the defense the trial counsel shall: (A) Permit the defense to inspect such written material as will be presented by the prosecution at the presentencing proceedings; and (B) Notify the defense of the names and ad- dresses of the witnesses the trial counsel intends to call at the presentencing proceedings under R.C.M. 1001(b). (6) Evidence favorable to the defense. The trial counsel shall, as soon as practicable, disclose to the defense the existence of evidence known to the trial counsel which reasonably tends to: (A) Negate the guilt of the accused of an of- fense charged; (B) Reduce the degree of guilt of the accused of an offense charged; or (C) Reduce the punishment. Discussion In addition to the matters required to be disclosed under subsec- tion (a) of this rule, the Government is required to notify the defense of or provide to the defense certain information under other rules. Mil. R. Evid. 506 covers the disclosure of unclassified II-59

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information which is under the control of the Government. Mil. R. Evid. 505 covers disclosure of classified information. Other R.C.M. and Mil. R. Evid. concern disclosure of other specific matters. See R.C.M. 308 (identification of accuser), 405 (report of Article 32 preliminary hearing), 706(c)(3)(B) (mental examination of accused), 914 (production of certain statements), and 1004(b)(1) (aggravating circumstances in capital cases); Mil. R. Evid. 301(c)(2) (notice of immunity or leniency to witnesses), 302 (mental examination of accused), 304(d)(1) (statements by accused), 311(d)(1) (evidence seized from accused), 321(c)(1) (evidence based on lineups), 507 (identity of informants), 612 (memoranda used to refresh recollection), and 613(a) (prior in- consistent statements). Requirements for notice of intent to use certain evidence are found in: Mil. R. Evid. 201A(b) (judicial notice of foreign law), 301(c)(2) (immunized witnesses), 304(d)(2) (notice of intent to use undisclosed confessions), 304(f) (testimony of accused for limited purpose on confession), 311(d)(2)(B) (notice of intent to use undisclosed evidence seized), 311(f) (testimony of accused for limited purpose on seizures), 321(c)(2)(B) (notice of intent to use undisclosed line-up evidence), 321(e) (testimony of accused for limited purpose of line-ups), 412(c)(1) and (2) (intent of defense to use evidence of sexual misconduct by a victim); 505(h) (intent to disclose classified information), 506(h) (intent to dis- close privilege government information), and 609(b) (intent to impeach with conviction over 10 years old). (b) Disclosure by the defense. Except as otherwise provided in subsections (f) and (g)(2) of this rule, the defense shall provide the following information to the trial counsel— (1) Names of witnesses and statements. (A) Before the beginning of trial on the merits, t h e d e f e n s e s h a l l n o t i f y t h e t r i a l c o u n s e l o f t h e names and addresses of all witnesses, other than the accused, whom the defense intends to call during the d e f e n s e c a s e i n c h i e f , a n d p r o v i d e a l l s w o r n o r signed statements known by the defense to have been made by such witnesses in connection with the case. (B) Upon request of the trial counsel, the de- fense shall also (i) Provide the trial counsel with the names and addresses of any witnesses whom the defense i n t e n d s t o c a l l a t t h e p r e s e n t e n c i n g p r o c e e d i n g s under R.C.M. 1001(c); and (ii) Permit the trial counsel to inspect any written material that will be presented by the de- fense at the presentencing proceeding. Discussion Such notice shall be in writing except when impracticable. See R . C . M . 7 0 1 ( f ) f o r s t a t e m e n t s t h a t w o u l d n o t b e s u b j e c t t o disclosure. (2) Notice of certain defenses. The defense shall notify the trial counsel before the beginning of trial on the merits of its intent to offer the defense of alibi, innocent ingestion, or lack of mental responsi- bility, or its intent to introduce expert testimony as to the accused’s mental condition. Such notice by the defense shall disclose, in the case of an alibi defense, the place or places at which the defense claims the accused to have been at the time of the alleged offense, and, in the case of an innocent in- gestion defense, the place or places where, and the circumstances under which the defense claims the accused innocently ingested the substance in ques- tion, and the names and addresses of the witnesses upon whom the accused intends to rely to establish any such defenses. Discussion Such notice should be in writing except when impracticable. See R.C.M. 916(k) concerning the defense of lack of mental responsi- bility. See R.C.M. 706 concerning inquiries into the mental re- sponsibility of the accused. See Mil. R. Evid. 302 concerning statements by the accused during such inquiries. If the defense needs more detail as to the time, date, or place of the offense to comply with this rule, it should request a bill of particulars. See R.C.M. 906(b)(6). (3) Documents and tangible objects. If the defense requests disclosure under subsection (a)(2)(A) of this rule, upon compliance with such request by the Gov- ernment, the defense, on request of the trial counsel, s h a l l p e r m i t t h e t r i a l c o u n s e l t o i n s p e c t b o o k s , papers, documents, photographs, tangible objects, or copies or portions thereof, which are within the pos- session, custody, or control of the defense and which the defense intends to introduce as evidence in the defense case-in-chief at trial. (4) Reports of examination and tests. If the de- fense requests disclosure under subsection (a)(2)(B) of this rule, upon compliance with such request by t h e G o v e r n m e n t , t h e d e f e n s e , o n r e q u e s t o f t r i a l counsel, shall (except as provided in R.C.M. 706, Mil. R. Evid. 302, and Mil. R. Evid. 513) permit the trial counsel to inspect any results or reports of physical or mental examinations and of scientific tests or experiments made in connection with the particular case, or copies thereof, that are within the II-60 R.C.M. 701(a)(6)(C)

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possession, custody, or control of the defense that the defense intends to introduce as evidence in the defense case-in-chief at trial or that were prepared by a witness whom the defense intends to call at trial when the results or reports relate to that wit- ness’ testimony. (5) Inadmissibility of withdrawn defense. If an in- t e n t i o n t o r e l y u p o n a d e f e n s e u n d e r s u b s e c t i o n (b)(2) of this rule is withdrawn, evidence of such intention and disclosures by the accused or defense counsel made in connection with such intention is not, in any court-martial, admissible against the ac- cused who gave notice of the intention. Discussion In addition to the matters covered in subsection (b) of this rule, defense counsel is required to give notice or disclose evidence under certain Military Rules of Evidence: Mil. R. Evid. 201A(b) (judicial notice of foreign law), 304(f) (testimony by the accused for a limited purpose in relation to a confession), 311(b) (same, search), 321(e) (same, lineup), 412(c)(1) and (2) (intent to offer evidence of sexual misconduct by a victim), 505(h) (intent to disclose classified information), 506(h) (intent to disclose privi- leged government information), 609(b) (intent to impeach a wit- ness with a conviction older than 10 years), 612(2) (writing used to refresh recollection), and 613(a) (prior inconsistent statements). (c) Failure to call witness. The fact that a witness’ name is on a list of expected or intended witnesses provided to an opposing party, whether required by this rule or not, shall not be ground for comment upon a failure to call the witness. (d) Continuing duty to disclose. If, before or during the court-martial, a party discovers additional evi- dence or material previously requested or required to be produced, which is subject to discovery or in- spection under this rule, that party shall promptly notify the other party or the military judge of the existence of the additional evidence or material. (e) Access to witnesses and evidence. Each party shall have adequate opportunity to prepare its case and equal opportunity to interview witnesses and inspect evidence, subject to the limitations in sub- s e c t i o n ( e ) ( 1 ) o f t h i s r u l e . N o p a r t y m a y u n - reasonably impede the access of another party to a witness or evidence. (1) Counsel for the Accused Interview of Victim of Alleged Sex-Related Offense. (A) Upon notice by counsel for the government to counsel for the accused of the name of an alleged victim of a sex-related offense whom counsel for the government intends to call to testify at a court-mar- tial, counsel for the accused, or that lawyer’s repre- sentative, as defined in Mil. R. Evid. 502(b)(3), shall make any request to interview that victim through special victims’ counsel or other counsel for the victim, if applicable. (B) If requested by an alleged victim of a sex- related offense who is subject to a request for inter- view under subsection (e)(1)(A) of this rule, any interview of the victim by counsel for the accused, or that lawyer’s representative, as defined in Mil. R. Evid. 502(b)(3), shall take place only in the presence of counsel for the government, counsel for the vic- tim, or a sexual assault victim advocate. (C) In this subsection, the term “sex-related of- fense” means– (i) a violation of Article 120, 120a, 120b, 120c, or 125; or (ii) an attempt to commit an offense speci- fied in subsection (e)(1)(C)(i) of this rule under Arti- cle 80. Discussion C o n v e n i n g a u t h o r i t i e s , c o m m a n d e r s a n d m e m b e r s o f t h e i r immediate staffs should make no statement, oral or written, and take no action which could reasonably be understood to discour- age or prevent witnesses from testifying truthfully before a court- martial, or as a threat of retribution for such testimony. Counsel must remain cognizant of professional responsibility rules regarding communicating with represented persons. (f) Information not subject to disclosure. Nothing in this rule shall be construed to require the disclosure of information protected from disclosure by the Mil- itary Rules of Evidence. Nothing in this rule shall require the disclosure or production of notes, memo- randa, or similar working papers prepared by coun- sel and counsel’s assistants and representatives. (g) Regulation of discovery. (1) Time, place, and manner. The military judge m a y , c o n s i s t e n t w i t h t h i s r u l e , s p e c i f y t h e t i m e , place, and manner of making discovery and may prescribe such terms and conditions as are just. (2) Protective and modifying orders. Upon a suf- ficient showing the military judge may at any time order that the discovery or inspection be denied, restricted, or deferred, or make such other order as is appropriate. Upon motion by a party, the military judge may permit the party to make such showing, II-61 R.C.M. 701(g)(2)

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in whole or in part, in writing to be inspected only by the military judge. If the military judge grants relief after such an ex parte showing, the entire text of the party’s statement shall be sealed and attached to the record of trial as an appellate exhibit. Such material may be examined by reviewing authorities in closed proceedings for the purpose of reviewing the determination of the military judge. (3) Failure to comply. If at any time during the court-martial it is brought to the attention of the military judge that a party has failed to comply with this rule, the military judge may take one or more of the following actions: (A) Order the party to permit discovery; (B) Grant a continuance; ( C ) P r o h i b i t t h e p a r t y f r o m i n t r o d u c i n g e v i - dence, calling a witness, or raising a defense not disclosed; and (D) Enter such other order as is just under the circumstances. This rule shall not limit the right of the accused to testify in the accused’s behalf. Discussion Factors to be considered in determining whether to grant an exception to exclusion under subsection (3)(C) include: the extent of disadvantage that resulted from a failure to disclose; the reason for the failure to disclose; the extent to which later events miti- gated the disadvantage caused by the failure to disclose; and any other relevant factors. The sanction of excluding the testimony of a defense witness should be used only upon finding that the defense counsel’s failure to comply with this rule was willful and motivated by a desire to obtain a tactical advantage or to conceal a plan to present fabricated testimony. Moreover, the sanction of excluding the testimony of a defense witness should only be used if alterna- tive sanctions could not have minimized the prejudice to the Government. Before imposing this sanction, the military judge must weigh the defendant’s right to compulsory process against the countervailing public interests, including (1) the integrity of the adversary process; (2) the interest in the fair and efficient administration of military justice; and (3) the potential prejudice to the truth-determining function of the trial process. Procedures governing refusal to disclose classified informa- tion are in Mil. R. Evid. 505. Procedures governing refusal to disclose other government information are in Mil. R. Evid. 506. Procedures governing refusal to disclose an informant’s identity are in Mil. R. Evid. 507. (h) Inspect. As used in this rule “inspect” includes the right to photograph and copy. Rule 702. Depositions (a) In general. A deposition may be ordered when- ever, after preferral of charges, due to exceptional circumstances of the case it is in the interest of justice that the testimony of a prospective witness be taken and preserved for use at a preliminary hearing under Article 32 or a court-martial. A victim’s decli- nation to testify at a preliminary hearing or a vic- t i m ’ s d e c l i n a t i o n t o s u b m i t t o p r e t r i a l i n t e r v i e w s shall not, by themselves, be considered exceptional circumstances. In accordance with subsection (b) of this rule, the convening authority or military judge may order a deposition of a victim only if it is determined, by a preponderance of the evidence, that the victim will not be available to testify at court- martial. Discussion A deposition is the out-of-court testimony of a witness under oath in response to questions by the parties, which is reduced to writing or recorded on videotape or audiotape or similar material. A deposition taken on oral examination is an oral deposition, and a deposition taken on written interrogatories is a written deposi- tion. Written interrogatories are questions, prepared by the prose- cution, defense, or both, which are reduced to writing before submission to a witness whose testimony is to be taken by depo- sition. The answers, reduced to writing and properly sworn to, constitute the deposition testimony of the witness. Note that under subsection (i) of this rule a deposition may be taken by agreement of the parties without necessity of an order. Part or all of a deposition, so far as otherwise admissible under the Military Rules of Evidence, may be used on the merits or on an interlocutory question as substantive evidence if the witness is unavailable under Mil. R. Evid. 804(a) except that a deposition may be admitted in a capital case only upon offer by the defense. See Mil. R. Evid. 804(b)(1). In any case, a deposition may be used by any party for the purpose of contradicting or impeaching the testimony of the deponent as a witness. See Mil. R. Evid. 613. If only a part of a deposition is offered in evidence by a party, an adverse party may require the proponent to offer all which is relevant to the part offered, and any party may offer other parts. See Mil. R. Evid. 106. A deposition which is transcribed is ordinarily read to the court-martial by the party offering it. See also subsection (g)(3) of this rule. The transcript of a deposition may not be inspected by the members. Objections may be made to testimony in a written deposition in the same way that they would be if the testimony were offered through the personal appearance of a witness. Part or all of a deposition so far as otherwise admissible under the Military Rules of Evidence may be used in presentenc- ing proceedings as substantive evidence as provided in R.C.M. 1001. DD Form 456 (Interrogatories and Deposition) may be used in conjunction with this rule. II-62 R.C.M. 701(g)(2)

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(b) Who may order. A convening authority who has the charges for disposition or, after referral, the con- vening authority or the military judge may order that a deposition be taken on request of a party. (c) Request to take deposition. ( 1 ) S u b m i s s i o n o f r e q u e s t . A t a n y t i m e a f t e r charges have been preferred, any party may request in writing that a deposition be taken. Discussion A copy of the request and any accompanying papers ordinarily s h o u l d b e s e r v e d o n t h e o t h e r p a r t i e s w h e n t h e r e q u e s t i s submitted. (2) Contents of request. A request for a deposition shall include: (A) the name and address of the person whose deposition is requested, or, if the name of the person is unknown, a description of the office or position of the person; (B) a statement of the matters on which the person is to be examined; and (C) whether an oral or written deposition is requested. (3) Action on request. (A) Upon receipt of a request for a deposition, the convening authority or military judge shall deter- mine whether the requesting party has shown, by a preponderance of the evidence, that due to excep- tional circumstances and in the interest of justice, the testimony of the prospective witness must be taken and preserved for use at a preliminary hearing under Article 32 or court-martial. (B) Written deposition. A request for a written deposition may not be approved without the consent of the opposing party except when the deposition is ordered solely in lieu of producing a witness for sentencing under R.C.M. 1001 and the authority or- dering the deposition determines that the interests of the parties and the court-martial can be adequately served by a written deposition. Discussion A request for an oral deposition may be approved without the consent of the opposing party. (C) Notification of decision. The authority who acts on the request shall promptly inform the requ- esting party of the action on the request and, if the request is denied, the reasons for denial. (D) Waiver. Failure to review before the mili- tary judge a request for a deposition denied by a convening authority waives further consideration of the request. (d) Action when request is approved. (1) Detail of deposition officer. When a request for a deposition is approved, the convening authority shall detail a judge advocate certified under Article 27(b) to serve as deposition officer. When the ap- pointment of a judge advocate as deposition officer is not practicable, the convening authority may de- tail an impartial commissioned officer or appropriate civil officer authorized to administer oaths, not the accuser, to serve as deposition officer. If the deposi- tion officer is not a judge advocate, an impartial judge advocate certified under Article 27(b) shall be made available to provide legal advice to the deposi- tion officer. Discussion See Article 49(c). When a deposition will be at a point distant from the com- m a n d , a n a p p r o p r i a t e a u t h o r i t y m a y b e r e q u e s t e d t o m a k e available an officer to serve as deposition officer. (2) Assignment of counsel. If charges have not yet been referred to a court-martial when a request to take a deposition is approved, the convening author- ity who directed the taking of the deposition shall e n s u r e t h a t c o u n s e l q u a l i f i e d a s r e q u i r e d u n d e r R.C.M. 502(d) are assigned to represent each party. Discussion The counsel who represents the accused at a deposition ordinarily will form an attorney-client relationship with the accused which will continue through a later court-martial. See R.C.M. 506. If the accused has formed an attorney-client relationship with military counsel concerning the charges in question, ordinarily that counsel should be appointed to represent the accused. ( 3 ) I n s t r u c t i o n s . T h e c o n v e n i n g a u t h o r i t y m a y give instructions not inconsistent with this rule to the deposition officer. II-63 R.C.M. 702(d)(3)

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Discussion Such instruction may include the time and place for taking the deposition. (e) Notice. The party at whose request a deposition is to be taken shall give to every other party reason- able written notice of the time and place for taking the deposition and the name and address of each person to be examined. On motion of a party upon whom the notice is served the deposition officer may for cause shown extend or shorten the time or change the place for taking the deposition, consistent with any instructions from the convening authority. (f) Duties of the deposition officer. In accordance with this rule, and subject to any instructions under subsection (d)(3) of this rule, the deposition officer shall: (1) Arrange a time and place for taking the depo- sition and, in the case of an oral deposition, notify the party who requested the deposition accordingly; ( 2 ) A r r a n g e f o r t h e p r e s e n c e o f a n y w i t n e s s whose deposition is to be taken in accordance with the procedures for production of witnesses and evi- dence under R.C.M. 703(e); (3) Maintain order during the deposition and pro- tect the parties and witnesses from annoyance, em- barrassment, or oppression; (4) Administer the oath to each witness, the re- porter, and interpreter, if any; (5) In the case of a written deposition, ask the questions submitted by counsel to the witness; (6) Cause the proceedings to be recorded so that a verbatim record is made or may be prepared; (7) Record, but not rule upon, objections or mo- tions and the testimony to which they relate; (8) Authenticate the record of the deposition and forward it to the authority who ordered the deposi- tion; and (9) Report to the convening authority any sub- stantial irregularity in the proceeding. Discussion When any unusual problem, such as improper conduct by counsel or a witness, prevents an orderly and fair proceeding, the deposi- tion officer should adjourn the proceedings and inform the con- vening authority. The authority who ordered the deposition should forward copies to the parties. (g) Procedure. (1) Oral depositions. (A) Rights of accused. At an oral deposition, the accused shall have the rights to: (i) Be present except when: (a) the accused, absent good cause shown, fails to appear after notice of time and place of the deposition; (b) the accused i s d i s r u p t i v e w i t h i n t h e m e a n i n g o f R . C . M . 804(b)(2); or (c) the deposition is ordered in lieu of production of a witness on sentencing under R.C.M. 1001 and the authority ordering the deposition deter- mines that the interests of the parties and the court- martial can be served adequately by an oral deposi- tion without the presence of the accused; and (ii) Be represented by counsel as provided in R.C.M. 506. ( B ) E x a m i n a t i o n o f w i t n e s s e s . E a c h w i t n e s s giving an oral deposition shall be examined under oath. The scope and manner of examination and cross-examination shall be such as would be allowed in the trial itself. The Government shall make availa- ble to each accused for examination and use at the taking of the deposition any statement of the witness which is in the possession of the United States and to which the accused would be entitled at the trial. Discussion As to objections, see subsections (f)(7) and (h) of this rule. As to production of prior statements of witnesses, see R.C.M. 914; Mil. R. Evid. 612, 613. A sample oath for a deposition follows. “You (swear) (affirm) that the evidence you give shall be the truth, the whole truth, and nothing but the truth (so help you God)?” (2) Written depositions. (A) Rights of accused. The accused shall have the right to be represented by counsel as provided in R.C.M. 506 for the purpose of taking a written dep- osition, except when the deposition is taken for use at a summary court-martial. (B) Presence of parties. No party has a right to be present at a written deposition. (C) Submission of interrogatories to opponent. The party requesting a written deposition shall sub- mit to opposing counsel a list of written questions to be asked of the witness. Opposing counsel may ex- II-64 R.C.M. 702(d)(3)

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amine the questions and shall be allowed a reasona- b l e t i m e t o p r e p a r e c r o s s - i n t e r r o g a t o r i e s a n d objections, if any. Discussion The interrogatories and cross-interrogatories should be sent to the deposition officer by the party who requested the deposition. See subsection (h)(3) of this rule concerning objections. ( D ) E x a m i n a t i o n o f w i t n e s s e s . T h e d e p o s i t i o n officer shall swear the witness, read each question presented by the parties to the witness, and record each response. The testimony of the witness shall be recorded on videotape, audiotape, or similar material or shall be transcribed. When the testimony is tran- scribed, the deposition shall, except when impracti- cable, be submitted to the witness for examination. The deposition officer may enter additional matters then stated by the witness under oath. The deposi- tion shall be signed by the witness if the witness is available. If the deposition is not signed by the wit- ness, the deposition officer shall record the reason. T h e c e r t i f i c a t e o f a u t h e n t i c a t i o n s h a l l t h e n b e executed. (3) How recorded. In the discretion of the author- ity who ordered the deposition, a deposition may be recorded by a reporter or by other means including videotape, audiotape, or sound film. In the discretion o f t h e m i l i t a r y j u d g e , d e p o s i t i o n s r e c o r d e d b y videotape, audiotape, or sound film may be played for the court-martial or may be transcribed and read to the court-martial. Discussion A deposition read in evidence or one that is played during a court-martial, is recorded and transcribed by the reporter in the same way as any other testimony. The deposition need not be included in the record of trial. (h) Objections. (1) In general. A failure to object prior to the deposition to the taking of the deposition on grounds which may be corrected if the objection is made prior to the deposition waives such objection. (2) Oral depositions. Objections to questions, tes- timony, or evidence at an oral deposition and the grounds for such objection shall be stated at the time of taking such deposition. If an objection relates to a matter which could have been corrected if the objec- tion had been made during the deposition, the objec- tion is waived if not made at the deposition. Discussion A p a r t y m a y s h o w t h a t a n o b j e c t i o n w a s m a d e d u r i n g t h e deposition but not recorded, but, in the absence of such evidence, the transcript of the deposition governs. (3) Written depositions. Objections to any ques- tion in written interrogatories shall be served on the party who proposed the question before the inter- rogatories are sent to the deposition officer or the objection is waived. Objections to answers in a writ- ten deposition may be made at trial. (i) Deposition by agreement not precluded. (1) Taking deposition. Nothing in this rule shall preclude the taking of a deposition without cost to the United States, orally or upon written questions, by agreement of the parties. (2) Use of deposition. Subject to Article 49, noth- ing in this rule shall preclude the use of a deposition at the court-martial by agreement of the parties un- less the military judge forbids its use for good cause. Rule 703. Production of witnesses and evidence (a) In general. The prosecution and defense and the court-martial shall have equal opportunity to obtain witnesses and evidence, subject to the limitations set forth in R.C.M. 701(e)(1), including the benefit of compulsory process. Discussion See also R.C.M. 801(c) concerning the opportunity of the court- martial to obtain witnesses and evidence. (b) Right to witnesses. (1) On the merits or on interlocutory questions. Each party is entitled to the production of any wit- ness whose testimony on a matter in issue on the merits or on an interlocutory question would be rele- vant and necessary. With the consent of both the accused and Government, the military judge may authorize any witness to testify via remote means. Over a party’s objection, the military judge may a u t h o r i z e a n y w i t n e s s t o t e s t i f y o n i n t e r l o c u t o r y questions via remote means or similar technology if the practical difficulties of producing the witness II-65 R.C.M. 703(b)(1)

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outweigh the significance of the witness’ personal appearance (although such testimony will not be ad- missible over the accused’s objection as evidence on the ultimate issue of guilt). Factors to be considered include, but are not limited to: the costs of produc- ing the witness; the timing of the request for produc- t i o n o f t h e w i t n e s s ; t h e p o t e n t i a l d e l a y i n t h e interlocutory proceeding that may be caused by the production of the witness; the willingness of the witness to testify in person; the likelihood of signifi- cant interference with military operational deploy- ment, mission accomplishment, or essential training; and, for child witnesses, the traumatic effect of pro- viding in-court testimony. Discussion See Mil. R. Evid. 401 concerning relevance. Relevant testimony is necessary when it is not cumulative and when it would contribute to a party’s presentation of the case in some positive way on a matter in issue. A matter is not in issue when it is stipulated as a fact. The procedures for receiving testimony via remote means and the definition thereof are contained in R.C.M. 914B. An issue may arise as both an interlocutory question and a question that bears on the ultimate issue of guilt. See R.C.M. 801(e)(5). In such circumstances, this rule authorizes the admission of testimony by remote means or similar technology over the accused’s objection only as evidence on the interlocutory question. In most instances, testimony taken over a party’s objection will not be admissible as evidence on the question that bears on the ultimate issue of guilt; however, there may be certain limited circumstances where the testimony is admissible on the ultimate issue of guilt. Such deter- m i n a t i o n s m u s t b e m a d e b a s e d u p o n t h e r e l e v a n t r u l e s o f evidence. (2) On sentencing. Each party is entitled to the production of a witness whose testimony on sentenc- ing is required under R.C.M. 1001(e). (3) Unavailable witness. Notwithstanding subsec- tions (b)(1) and (2) of this rule, a party is not enti- tled to the presence of a witness who is unavailable within the meaning of Mil. R. Evid. 804(a). Howev- er, if the testimony of a witness who is unavailable is of such central importance to an issue that it is essential to a fair trial, and if there is no adequate s u b s t i t u t e f o r s u c h t e s t i m o n y , t h e m i l i t a r y j u d g e shall grant a continuance or other relief in order to a t t e m p t t o s e c u r e t h e w i t n e s s ’ p r e s e n c e o r s h a l l abate the proceedings, unless the unavailability of the witness is the fault of or could have been pre- vented by the requesting party. (c) Determining which witness will be produced. (1) Witnesses for the prosecution. The trial coun- sel shall obtain the presence of witnesses whose testimony the trial counsel considers relevant and necessary for the prosecution. (2) Witnesses for the defense. (A) Request. The defense shall submit to the trial counsel a written list of witnesses whose pro- duction by the Government the defense requests. (B) Contents of request. ( i ) W i t n e s s e s o n m e r i t s o r i n t e r l o c u t o r y questions. A list of witnesses whose testimony the defense considers relevant and necessary on the mer- its or on an interlocutory question shall include the name, telephone number, if known, and address or location of the witness such that the witness can be found upon the exercise of due diligence and a syn- opsis of the expected testimony sufficient to show its relevance and necessity. (ii) Witnesses on sentencing. A list of wit- nesses wanted for presentencing proceedings shall include the name, telephone number, if known, and address or location of the witness such that the wit- ness can be found upon the exercise of due dili- gence, a synopsis of the testimony that it is expected the witness will give, and the reasons why the wit- ness’ personal appearance will be necessary under the standards set forth in R.C.M. 1001(e). (C) Time of request. A list of witnesses under this subsection shall be submitted in time reasonably to allow production of each witness on the date when the witness’ presence will be necessary. The military judge may set a specific date by which such lists must be submitted. Failure to submit the name of a witness in a timely manner shall permit denial of a motion for production of the witness, but relief from such denial may be granted for good cause shown. (D) Determination. The trial counsel shall ar- range for the presence of any witness listed by the defense unless the trial counsel contends that the witness’ production is not required under this rule. If the trial counsel contends that the witness’ produc- tion is not required by this rule, the matter may be submitted to the military judge. If the military judge grants a motion for a witness, the trial counsel shall p r o d u c e t h e w i t n e s s o r t h e p r o c e e d i n g s s h a l l b e abated. II-66 R.C.M. 703(b)(1)

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Discussion When significant or unusual costs would be involved in produc- ing witnesses, the trial counsel should inform the convening au- thority, as the convening authority may elect to dispose of the matter by means other than a court-martial. See R.C.M. 906(b)(7). See also R.C.M. 905(j). (d) Employment of expert witnesses. When the em- ployment at Government expense of an expert is considered necessary by a party, the party shall, in advance of employment of the expert, and with no- tice to the opposing party, submit a request to the c o n v e n i n g a u t h o r i t y t o a u t h o r i z e t h e e m p l o y m e n t and to fix the compensation for the expert. The request shall include a complete statement of reasons why employment of the expert is necessary and the estimated cost of employment. A request denied by the convening authority may be renewed before the military judge who shall determine whether the testi- mony of the expert is relevant and necessary, and, if so, whether the Government has provided or will provide an adequate substitute. If the military judge grants a motion for employment of an expert or finds that the Government is required to provide a substitute, the proceedings shall be abated if the Government fails to comply with the ruling. In the absence of advance authorization, an expert witness may not be paid fees other than those to which entitled under subsection (e)(2)(D) of this rule. Discussion See Mil. R. Evid. 702, 706. (e) Procedures for production of witnesses. (1) Military witnesses. The attendance of a mili- tary witness may be obtained by notifying the com- mander of the witness of the time, place, and date the witness’ presence is required and requesting the c o m m a n d e r t o i s s u e a n y n e c e s s a r y o r d e r s t o t h e witness. Discussion When military witnesses are located near the court-martial, their presence can usually be obtained through informal coordination with them and their commander. If the witness is not near the court-martial and attendance would involve travel at government expense, or if informal coordination is inadequate, the appropriate superior should be requested to issue the necessary order. If practicable, a request for the attendance of a military witness should be made so that the witness will have at least 48 hours notice before starting to travel to attend the court-martial. The attendance of persons not on active duty should be obtained in the manner prescribed in subsection (e)(2) of this rule. (2) Civilian witnesses—subpoena. (A) In general. The presence of witnesses not on active duty may be obtained by subpoena. Discussion A subpoena is not necessary if the witness appears voluntarily at no expense to the United States. Civilian employees of the Department of Defense may be d i r e c t e d b y a p p r o p r i a t e a u t h o r i t i e s t o a p p e a r a s w i t n e s s e s i n courts-martial as an incident of their employment. Appropriate travel orders may be issued for this purpose. A subpoena may not be used to compel a civilian to travel outside the United States and its territories. A witness must be subject to United States jurisdiction to be subject to a subpoena. Foreign nationals in a foreign country are not subject to subpoena. Their presence may be obtained through cooperation of the host nation. (B) Contents. A subpoena shall state the com- mand by which the proceeding is directed, and the title, if any, of the proceeding. A subpoena shall command each person to whom it is directed to attend and give testimony at the time and place specified therein. A subpoena may also command the person to whom it is directed to produce books, papers, documents, data, or other objects or electron- ically stored information designated therein at the proceeding or at an earlier time for inspection by the parties. A subpoena issued for a preliminary hearing pursuant to Article 32 shall not command any per- son to attend or give testimony at an Article 32 preliminary hearing. Discussion A subpoena may not be used to compel a witness to appear at an examination or interview before trial, but a subpoena may be used to obtain witnesses for a deposition or a court of inquiry. In accordance with subsection (f)(4)(B) of this rule, a subpoena duces tecum to produce books, papers, documents, data, or other objects or electronically stored information for preliminary hear- ings pursuant to Article 32 may be issued, following the conven- ing authority’s order directing such preliminary hearing, by the counsel representing the United States. A subpoena normally is prepared, signed, and issued in du- plicate on the official forms. See Appendix 7 for an example of a subpoena with certificate of service (DD Form 453) and a Travel Order (DD Form 453-1). II-67 R.C.M. 703(e)(2)(B)

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(C) Who may issue. (1) A subpoena to secure evidence may be issued by: (a) the summary court-martial; (b) at an Article 32 preliminary hearing, detailed counsel for the government; ( c ) a f t e r r e f e r r a l t o a c o u r t - m a r t i a l , d e - tailed trial counsel; (d) the president of a court of inquiry; or (e) an officer detailed to take a deposition. (2) A subpoena to secure witnesses may be issued by: (a) the summary court-martial; ( b ) a f t e r r e f e r r a l t o a c o u r t - m a r t i a l , d e - tailed trial counsel; (c) the president of a court of inquiry; or (d) an officer detailed to take a deposition. (D) Service. A subpoena may be served by the person authorized by this rule to issue it, a United States Marshal, or any other person who is not less than 18 years of age. Service shall be made by delivering a copy of the subpoena to the person named and by providing to the person named travel orders and a means for reimbursement for fees and mileage as may be prescribed by the Secretary con- cerned, or in the case of hardship resulting in the subpoenaed witness’s inability to comply with the s u b p o e n a a b s e n t i n i t i a l g o v e r n m e n t p a y m e n t , b y providing to the person named travel orders, fees, and mileage sufficient to comply with the subpoena in rules prescribed by the Secretary concerned. Discussion If practicable, a subpoena should be issued in time to permit service at least 24 hours before the time the witness will have to travel to comply with the subpoena. Informal service. Unless formal service is advisable, the per- son who issued the subpoena may mail it to the witness in duplicate, enclosing a postage-paid envelope bearing a return ad- dress, with the request that the witness sign the acceptance of service on the copy and return it in the envelope provided. The return envelope should be addressed to the person who issued the subpoena. The person who issued the subpoena should include with it a statement to the effect that the rights of the witness to fees and mileage will not be impaired by voluntary compliance with the request and that a voucher for fees and mileage will be delivered to the witness promptly on being discharged from at- tendance. Formal service. Formal service is advisable whenever it is anticipated that the witness will not comply voluntarily with the subpoena. Appropriate fees and mileage must be paid or tendered. See Article 47. If formal service is advisable, the person who issued the subpoena must assure timely and economical service. That person may do so by serving the subpoena personally when the witness is in the vicinity. When the witness is not in the vicinity, the subpoena may be sent in duplicate to the commander of a military installation near the witness. Such commanders should give prompt and effective assistance, issuing travel orders for their personnel to serve the subpoena when necessary. Service should ordinarily be made by a person subject to the code. The duplicate copy of the subpoena must have entered upon it proof of service as indicated on the form and must be promptly returned to the person who issued the subpoena. If service cannot be made, the person who issued the subpoena must be informed promptly. A stamped, addressed envelope should be provided for these purposes. For purposes of this Rule, “hardship” is defined as any situation which would substantially preclude reasonable efforts to appear that could be solved by providing transportation or fees and mileage to which the witness is entitled for appearing at the hearing in question. (E) Place of service. (i) In general. A subpoena requiring the at- tendance of a witness at a deposition, court-martial, o r c o u r t o f i n q u i r y m a y b e s e r v e d a t a n y p l a c e within the United States, it Territories, Common- wealths, or possessions. (ii) Foreign territory. In foreign territory, the attendance of civilian witnesses may be obtained in accordance with existing agreements or, in the ab- sence of agreements, with principles of international law. (iii) Occupied territory. In occupied enemy territory, the appropriate commander may compel the attendance of civilian witnesses located within the occupied territory. (F) Relief. If a person subpoenaed requests re- lief on grounds that compliance is unreasonable or oppressive, the convening authority or, after referral, the military judge may direct that the subpoena be modified or withdrawn if appropriate. (G) Neglect or refusal to appear. (i) Issuance of warrant of attachment. The military judge or, if there is no military judge, the convening authority may, in accordance with this rule, issue a warrant of attachment to compel the attendance of a witness or production of documents. Discussion A warrant of attachment (DD Form 454) may be used when necessary to compel a witness to appear or produce evidence under this rule. A warrant of attachment is a legal order addressed II-68 R.C.M. 703(e)(2)(C)

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to an official directing that official to have the person named in the order brought before a court. Subpoenas issued under R.C.M. 703 are federal process and a person not subject to the code may be prosecuted in a federal civilian court under Article 47 for failure to comply with a sub- poena issued in compliance with this rule and formally served. Failing to comply with such a subpoena is a felony offense, and may result in a fine or imprisonment, or both, at the discre- tion of the district court. The different purposes of the warrant of attachment and criminal complaint under Article 47 should be borne in mind. The warrant of attachment, available without the intervention of civilian judicial proceedings, has as its purpose the obtaining of the witness’s presence, testimony, or documents. The criminal complaint, prosecuted through the civilian federal courts, has as its purpose punishment for failing to comply with process issued by military authority. It serves to vindicate the military interest in obtaining compliance with its lawful process. For subpoenas issued for a preliminary hearing pursuant to Article 32 under subsection (f)(4)(B), the general court-martial convening authority with jurisdiction over the case may issue a warrant of attachment to compel production of documents. ( i i ) R e q u i r e m e n t s . A w a r r a n t o f a t t a c h m e n t may be issued only upon probable cause to believe that the witness was duly served with a subpoena, that the subpoena was issued in accordance with these rules, that a means of reimbursement of fees and mileage was provided to the witness or ad- vanced to the witness in cases of hardship, that the witness is material, that the witness refused or will- fully neglected to appear at the time and place speci- fied on the subpoena, and that no valid excuse is r e a s o n a b l y a p p a r e n t f o r t h e w i t n e s s ’ s f a i l u r e t o appear. (iii) Form. A warrant of attachment shall be written. All documents in support of the warrant of attachment shall be attached to the warrant, together with the charge sheet and convening orders. (iv) Execution. A warrant of attachment may be executed by a United States marshal or such other person who is not less than 18 years of age as the authority issuing the warrant may direct. Only such nondeadly force as may be necessary to bring t h e w i t n e s s b e f o r e t h e c o u r t - m a r t i a l o r o t h e r proceeding may be used to execute the warrant. A witness attached under this rule shall be brought before the court-martial or proceeding without delay a n d s h a l l t e s t i f y a s s o o n a s p r a c t i c a b l e a n d b e released. Discussion In executing a warrant of attachment, no more force than neces- sary to bring the witness to the court-martial, deposition, or court of inquiry may be used. ( v ) D e f i n i t i o n . F o r p u r p o s e s o f s u b s e c t i o n (e)(2)(G) of this rule “military judge” does not in- clude a summary court-martial or the president of a special court-martial without a military judge. (f) Right to evidence. (1) In general. Each party is entitled to the pro- duction of evidence which is relevant and necessary. Discussion Relevance is defined by Mil. R. Evid. 401. Relevant evidence is necessary when it is not cumulative and when it would contribute to a party’s presentation of the case in some positive way on a matter in issue. A matter is not in issue when it is stipulated as a fact. The discovery and introduction of classified or other govern- ment information is controlled by Mil. R. Evid. 505 and 506. ( 2 ) U n a v a i l a b l e e v i d e n c e . N o t w i t h s t a n d i n g s u b - section (f)(1) of this rule, a party is not entitled to the production of evidence which is destroyed, lost, o r o t h e r w i s e n o t s u b j e c t t o c o m p u l s o r y p r o c e s s . However, if such evidence is of such central impor- tance to an issue that it is essential to a fair trial, and if there is no adequate substitute for such evidence, the military judge shall grant a continuance or other relief in order to attempt to produce the evidence or shall abate the proceedings, unless the unavailability of the evidence is the fault of or could have been prevented by the requesting party. (3) Determining what evidence will be produced. The procedures in subsection (c) of this rule shall apply to a determination of what evidence will be produced, except that any defense request for the production of evidence shall list the items of evi- dence to be produced and shall include a description of each item sufficient to show its relevance and necessity, a statement where it can be obtained, and, if known, the name, address, and telephone number of the custodian of the evidence. (4) Procedures for production of evidence. (A) Evidence under the control of the Govern- ment. Evidence under the control of the Government may be obtained by notifying the custodian of the evidence of the time, place, and date the evidence is required and requesting the custodian to send or deliver the evidence. (B) Evidence not under the control of the gov- II-69 R.C.M. 703(f)(4)(B)

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ernment. Evidence not under the control of the gov- ernment may be obtained by a subpoena issued in accordance with subsection (e)(2) of this rule. A subpoena duces tecum to produce books, papers, documents, data, or other objects or electronically stored information for a preliminary hearing pur- suant to Article 32 may be issued, following the convening authority’s order directing such prelimi- nary hearing, by counsel for the government. A per- son in receipt of a subpoena duces tecum for an Article 32 hearing need not personally appear in order to comply with the subpoena. Discussion The National Defense Authorization Act for Fiscal Year 2012, P.L. 112-81, § 542, amended Article 47 to allow the issuance of subpoenas duces tecum for Article 32 hearings. Although the amended language cites Article 32(b), this new subpoena power extends to documents subpoenaed by counsel representing the United States, whether or not requested by the defense. (C) Relief. If the person having custody of evi- dence requests relief on grounds that compliance with the subpoena or order of production is unrea- sonable or oppressive, the convening authority or, after referral, the military judge may direct that the subpoena or order of production be withdrawn or modified. Subject to Mil. R. Evid. 505 and 506, the military judge may direct that the evidence be sub- mitted to the military judge for an in camera inspec- tion in order to determine whether such relief should be granted. Rule 704. Immunity (a) Types of immunity. Two types of immunity may be granted under this rule. ( 1 ) T r a n s a c t i o n a l i m m u n i t y . A p e r s o n m a y b e granted transactional immunity from trial by court- martial for one or more offenses under the code. (2) Testimonial immunity. A person may be gran- ted immunity from the use of testimony, statements, and any information directly or indirectly derived from such testimony or statements by that person in a later court-martial. Discussion “Testimonial” immunity is also called “use” immunity. Immunity ordinarily should be granted only when testimony or other information from the person is necessary to the public interest, including the needs of good order and discipline, and when the person has refused or is likely to refuse to testify or provide other information on the basis of the privilege against self-incrimination. Testimonial immunity is preferred because it does not bar prosecution of the person for the offenses about which testimony or information is given under the grant of immunity. In any trial of a person granted testimonial immunity after the testimony or information is given, the Government must meet a heavy burden to show that it has not used in any way for the prosecution of that person the person’s statements, testimony, or information derived from them. In many cases this burden makes difficult a later prosecution of such a person for any offense that was the subject of that person’s testimony or statements. There- fore, if it is intended to prosecute a person to whom testimonial immunity has been or will be granted for offenses about which that person may testify or make statements, it may be necessary to try that person before the testimony or statements are given. (b) Scope. Nothing in this rule bars: (1) A later court-martial for perjury, false swear- ing, making a false official statement, or failure to comply with an order to testify; or (2) Use in a court-martial under subsection (b)(1) of this rule of testimony or statements derived from such testimony or statements. ( c ) A u t h o r i t y t o g r a n t i m m u n i t y . O n l y a g e n e r a l court-martial convening authority may grant immu- nity, and may do so only in accordance with this rule. Discussion Only general court-martial convening authorities are authorized to grant immunity. However, in some circumstances, when a person testifies or makes statements pursuant to a promise of immunity, or a similar promise, by a person with apparent authority to make it, such testimony or statements and evidence derived from them may be inadmissible in a later trial. Under some circumstances a promise of immunity by someone other than a general court- martial convening authority may bar prosecution altogether. Per- sons not authorized to grant immunity should exercise care when dealing with accused or suspects to avoid inadvertently causing statements to be inadmissible or prosecution to be barred. A convening authority who grants immunity to a prosecution witness in a court-martial may be disqualified from taking post- trial action in the case under some circumstances. (1) Persons subject to the code. A general court- martial convening authority may grant immunity to any person subject to the code. However, a general court-martial convening authority may grant immu- nity to a person subject to the code extending to a prosecution in a United States District Court only when specifically authorized to do so by the Attor- II-70 R.C.M. 703(f)(4)(B)

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ney General of the United States or other authority designated under 18 U.S.C. § 6004. Discussion When testimony or a statement for which a person subject to the code may be granted immunity may relate to an offense for which that person could be prosecuted in a United States District Court, immunity should not be granted without prior coordination with the Department of Justice. Ordinarily coordination with the local United States Attorney is appropriate. Unless the Department of Justice indicates it has no interest in the case, authorization for the grant of immunity should be sought from the Attorney Gener- al. A request for such authorization should be forwarded through the office of the Judge Advocate General concerned. Service regulations may provide additional guidance. Even if the Depart- ment of Justice expresses no interest in the case, authorization by the Attorney General for the grant of immunity may be necessary to compel the person to testify or make a statement if such testimony or statement would make the person liable for a Federal civilian offense. (2) Persons not subject to the code. A general court-martial convening authority may grant immu- nity to persons not subject to the code only when s p e c i f i c a l l y a u t h o r i z e d t o d o s o b y t h e A t t o r n e y General of the United States or other authority des- ignated under 18 U.S.C. § 6004. Discussion See the discussion under subsection (c)(1) of this rule concerning forwarding a request for authorization to grant immunity to the Attorney General. (3) Other limitations. The authority to grant im- munity under this rule may not be delegated. The authority to grant immunity may be limited by supe- rior authority. Discussion Department of Defense Directive 1355.1 (21 July 1981) provides: “A proposed grant of immunity in a case involving espionage, subversion, aiding the enemy, sabotage, spying, or violation of rules or statutes concerning classified information or the foreign relations of the United States, shall be forwarded to the General Counsel of the Department of Defense for the purpose of consul- tation with the Department of Justice. The General Counsel shall obtain the view of other appropriate elements of the Department of defense in furtherance of such consultation.” (d) Procedure. A grant of immunity shall be written and signed by the convening authority who issues it. The grant shall include a statement of the authority under which it is made and shall identify the matters to which it extends. Discussion A person who has received a valid grant of immunity from a proper authority may be ordered to testify. In addition, a ser- vicemember who has received a valid grant of immunity may be ordered to answer questions by investigators or counsel pursuant to that grant. See Mil. R. Evid. 301(c). A person who refuses to testify despite a valid grant of immunity may be prosecuted for such refusal. Persons subject to the code may be charged under Article 134. See paragraph 108, Part IV. A grant of immunity removes the right to refuse to testify or make a statement on self- incrimination grounds. It does not, however, remove other privi- leges against disclosure of information. See Mil. R. Evid., Section V. An immunity order or grant must not specify the contents of the testimony it is expected the witness will give. When immunity is granted to a prosecution witness, the a c c u s e d m u s t b e n o t i f i e d i n a c c o r d a n c e w i t h M i l . R . E v i d . 301(c)(2). (e) Decision to grant immunity. Unless limited by superior competent authority, the decision to grant immunity is a matter within the sole discretion of the appropriate general court-martial convening au- thority. However, if a defense request to immunize a witness has been denied, the military judge may, upon motion by the defense, grant appropriate relief directing that either an appropriate convening au- thority grant testimonial immunity to a defense wit- ness or, as to the affected charges and specifications, the proceedings against the accused be abated, upon findings that: ( 1 ) T h e w i t n e s s i n t e n d s t o i n v o k e t h e r i g h t against self-incrimination to the extent permitted by law if called to testify; and (2) The Government has engaged in discrimina- tory use of immunity to obtain a tactical advantage, or the Government, through its own overreaching, h a s f o r c e d t h e w i t n e s s t o i n v o k e t h e p r i v i l e g e against self-incrimination; and (3) The witness’ testimony is material, clearly ex- culpatory, not cumulative, not obtainable from any other source and does more than merely affect the credibility of other witnesses. Rule 705. Pretrial agreements (a) In general. Subject to such limitations as the Secretary concerned may prescribe, an accused and II-71 R.C.M. 705(a)

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the convening authority may enter into a pretrial agreement in accordance with this rule. Discussion The authority of convening authorities to refer cases to trial and approve pretrial agreements extends only to trials by courts-mar- tial. To ensure that such actions do not preclude appropriate action by Federal civilian authorities in cases likely to be prose- cuted in the United States District Courts, convening authorities shall ensure that appropriate consultation under the “Memoran- dum of Understanding Between the Departments of Justice and Defense Relating to the Investigation and Prosecution of Crimes Over Which the Two Departments Have Concurrent Jurisdiction ” has taken place prior to trial by court-martial or approval of a pretrial agreement in cases where such consultation is required. See Appendix 3. (b) Nature of agreement. A pretrial agreement may include: (1) A promise by the accused to plead guilty to, or to enter a confessional stipulation as to one or more charges and specifications, and to fulfill such additional terms or conditions which may be in- cluded in the agreement and which are not prohib- ited under this rule; and (2) A promise by the convening authority to do one or more of the following: ( A ) R e f e r t h e c h a r g e s t o a c e r t a i n t y p e o f court-martial; (B) Refer a capital offense as noncapital; (C) Withdraw one or more charges or specifi- cations from the court-martial; Discussion A convening authority may withdraw certain specifications and/or charges from a court-martial and dismiss them if the accused fulfills the accused’s promises in the agreement. Except when jeopardy has attached ( see R.C.M. 907(b)(2)(C)), such withdrawal and dismissal does not bar later reinstitution of the charges by the same or a different convening authority. A judicial determination that the accused breached the pretrial agreement is not required prior to reinstitution of withdrawn or dismissed specifications and/or charges. If the defense moves to dismiss the reinstituted specifications and/or charges on the grounds that the government remains bound by the terms of the pretrial agreement, the govern- ment will be required to prove, by a preponderance of the evi- dence, that the accused has breached the terms of the pretrial agreement. If the agreement is intended to grant immunity to an accused, see R.C.M. 704. (D) Have the trial counsel present no evidence as to one or more specifications or portions thereof; and (E) Take specified action on the sentence ad- judged by the court-martial. Discussion For example, the convening authority may agree to approve no sentence in excess of a specified maximum, to suspend all or part of a sentence, to defer confinement, or to mitigate certain forms of punishment into less severe forms. (c) Terms and conditions. (1) Prohibited terms or conditions. (A) Not voluntary. A term or condition in a pretrial agreement shall not be enforced if the ac- cused did not freely and voluntarily agree to it. (B) Deprivation of certain rights. A term or condition in a pretrial agreement shall not be en- forced if it deprives the accused of: the right to counsel; the right to due process; the right to chal- lenge the jurisdiction of the court-martial; the right to a speedy trial; the right to complete sentencing proceedings; the complete and effective exercise of post-trial and appellate rights. Discussion A pretrial agreement provision which prohibits the accused from making certain pretrial motions ( see R.C.M. 905–907) may be improper. ( 2 ) P e r m i s s i b l e t e r m s o r c o n d i t i o n s . S u b j e c t t o s u b s e c t i o n ( c ) ( 1 ) ( A ) o f t h i s r u l e , s u b s e c t i o n (c)(1)(B) of this rule does not prohibit either party from proposing the following additional conditions: (A) A promise to enter into a stipulation of fact concerning offenses to which a plea of guilty or a confessional stipulation will be entered; (B) A promise to testify as a witness in the trial of another person; Discussion See R.C.M. 704(a)(2) concerning testimonial immunity. Only a general court-martial convening authority may grant immunity. (C) A promise to provide restitution; Discussion A promise to provide restitution includes restitution to a victim of II-72 R.C.M. 705(a)

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an alleged offense committed by the accused in accordance with Article 6b(a)(6). (D) A promise to conform the accused’s con- duct to certain conditions of probation before action by the convening authority as well as during any period of suspension of the sentence, provided that the requirements of R.C.M. 1109 must be complied with before an alleged violation of such terms may relieve the convening authority of the obligation to fulfill the agreement; and ( E ) A p r o m i s e t o w a i v e p r o c e d u r a l r e q u i r e - ments such as the Article 32 preliminary hearing, the right to trial by court-martial composed of members or the right to request trial by military judge alone, or the opportunity to obtain the personal appearance of witnesses at sentencing proceedings. (d) Procedure. ( 1 ) N e g o t i a t i o n . P r e t r i a l a g r e e m e n t n e g o t i a t i o n s may be initiated by the accused, defense counsel, trial counsel, the staff judge advocate, convening authority, or their duly authorized representatives. Either the defense or the government may propose any term or condition not prohibited by law or pub- lic policy. Government representatives shall negoti- a t e w i t h d e f e n s e c o u n s e l u n l e s s t h e a c c u s e d h a s waived the right to counsel. (2) Formal submission. After negotiation, if any, under subsection (d)(1) of this rule, if the accused elects to propose a pretrial agreement, the defense shall submit a written offer. All terms, conditions, and promises between the parties shall be written. The proposed agreement shall be signed by the ac- cused and defense counsel, if any. If the agreement contains any specified action on the adjudged sen- tence, such action shall be set forth on a page sepa- rate from the other portions of the agreement. Discussion The first part of the agreement ordinarily contains an offer to plead guilty and a description of the offenses to which the offer extends. It must also contain a complete and accurate statement of any other agreed terms or conditions. For example, if the conven- ing authority agrees to withdraw certain specifications, or if the accused agrees to waive the right to an Article 32 preliminary hearing, this should be stated. The written agreement should con- tain a statement by the accused that the accused enters it freely and voluntarily and may contain a statement that the accused has been advised of certain rights in connection with the agreement. (3) Acceptance. (A) In general. The convening authority may either accept or reject an offer of the accused to enter into a pretrial agreement or may propose by counteroffer any terms or conditions not prohibited by law or public policy. The decision whether to accept or reject an offer is within the sole discretion of the convening authority. When the convening au- thority has accepted a pretrial agreement, the agree- ment shall be signed by the convening authority or by a person, such as the staff judge advocate or trial counsel, who has been authorized by the convening authority to sign. (B) Victim consultation. Whenever practicable, prior to the convening authority accepting a pretrial agreement the victim shall be provided an opportu- nity to express views concerning the pretrial agree- m e n t t e r m s a n d c o n d i t i o n s i n a c c o r d a n c e w i t h regulations prescribed by the Secretary concerned. T h e c o n v e n i n g a u t h o r i t y s h a l l c o n s i d e r a n y s u c h views provided prior to accepting a pretrial agree- ment. For purposes of this rule, a “victim” is an individual who is alleged to have suffered direct physical, emotional, or pecuniary harm as a result of the matters set forth in a charge or specification under consideration and is named in one of the spec- ifications under consideration Discussion The convening authority should consult with the staff judge advo- cate or trial counsel before acting on an offer to enter into a pretrial agreement. (4) Withdrawal. (A) By accused. The accused may withdraw from a pretrial agreement at any time; however, the accused may withdraw a plea of guilty or a confes- s i o n a l s t i p u l a t i o n e n t e r e d p u r s u a n t t o a p r e t r i a l agreement only as provided in R.C.M. 910(h) or 811(d), respectively. (B) By convening authority. The convening au- thority may withdraw from a pretrial agreement at any time before the accused begins performance of promises contained in the agreement, upon the fail- ure by the accused to fulfill any material promise or condition in the agreement, when inquiry by the military judge discloses a disagreement as to a mate- rial term in the agreement, or if findings are set II-73 R.C.M. 705(d)(4)(B)

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aside because a plea of guilty entered pursuant to the agreement is held improvident on appellate review. (e) Nondisclosure of existence of agreement. Except in a special court-martial without a military judge, no member of a court-martial shall be informed of the existence of a pretrial agreement. In addition, except as provided in Mil. R. Evid. 410, the fact that an accused offered to enter into a pretrial agreement, and any statements made by an accused in connec- tion therewith, whether during negotiations or during a providence inquiry, shall not be otherwise dis- closed to the members. Discussion See also R.C.M. 910(f) (plea agreement inquiry). Rule 706. Inquiry into the mental capacity or mental responsibility of the accused (a) Initial action. If it appears to any commander who considers the disposition of charges, or to any p r e l i m i n a r y h e a r i n g o f f i c e r , t r i a l c o u n s e l , d e f e n s e c o u n s e l , m i l i t a r y j u d g e , o r m e m b e r t h a t t h e r e i s reason to believe that the accused lacked mental responsibility for any offense charged or lacks ca- pacity to stand trial, that fact and the basis of the belief or observation shall be transmitted through appropriate channels to the officer authorized to or- der an inquiry into the mental condition of the ac- cused. The submission may be accompanied by an application for a mental examination under this rule. Discussion See R.C.M. 909 concerning the capacity of the accused to stand trial and R.C.M. 916(k) concerning mental responsibility of the accused. (b) Ordering an inquiry. (1) Before referral. Before referral of charges, an inquiry into the mental capacity or mental responsi- bility of the accused may be ordered by the conven- ing authority before whom the charges are pending for disposition. (2) After referral. After referral of charges, an inquiry into the mental capacity or mental responsi- bility of the accused may be ordered by the military judge. The convening authority may order such an inquiry after referral of charges but before beginning of the first session of the court-martial (including any Article 39(a) session) when the military judge is not reasonably available. The military judge may order a mental examination of the accused regardless o f a n y e a r l i e r d e t e r m i n a t i o n b y t h e c o n v e n i n g authority. (c) Inquiry. (1) By whom conducted. When a mental examina- tion is ordered under subsection (b) of this rule, the matter shall be referred to a board consisting of one or more persons. Each member of the board shall be either a physician or a clinical psychologist. Normal- ly, at least one member of the board shall be either a psychiatrist or a clinical psychologist. The board shall report as to the mental capacity or mental re- sponsibility or both of the accused. (2) Matters in inquiry. When a mental examina- tion is ordered under this rule, the order shall con- tain the reasons for doubting the mental capacity or mental responsibility, or both, of the accused, or other reasons for requesting the examination. In ad- dition to other requirements, the order shall require the board to make separate and distinct findings as to each of the following questions: (A) At the time of the alleged criminal con- duct, did the accused have a severe mental disease or defect? (The term “severe mental disease or de- fect” does not include an abnormality manifested only by repeated criminal or otherwise antisocial conduct, or minor disorders such as nonpsychotic behavior disorders and personality defects.) (B) What is the clinical psychiatric diagnosis? (C) Was the accused, at the time of the alleged criminal conduct and as a result of such severe men- tal disease or defect, unable to appreciate the nature and quality or wrongfulness of his or her conduct? (D) Is the accused presently suffering from a mental disease or defect rendering the accused una- b l e t o u n d e r s t a n d t h e n a t u r e o f t h e p r o c e e d i n g s against the accused or to conduct or cooperate intel- ligently in the defense? Other appropriate questions may also be included. (3) Directions to board. In addition to the re- quirements specified in subsection (c)(2) of this rule, the order to the board shall specify: (A) That upon completion of the board’s inves- tigation, a statement consisting only of the board’s ultimate conclusions as to all questions specified in II-74 R.C.M. 705(d)(4)(B)

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the order shall be submitted to the officer ordering the examination, the accused’s commanding officer, the preliminary hearing officer, if any, appointed pursuant to Article 32 and to all counsel in the case, the convening authority, and, after referral, to the military judge; (B) That the full report of the board may be released by the board or other medical personnel only to other medical personnel for medical pur- poses, unless otherwise authorized by the convening authority or, after referral of charges, by the military judge, except that a copy of the full report shall be furnished to the defense and, upon request, to the commanding officer of the accused; and (C) That neither the contents of the full report nor any matter considered by the board during its investigation shall be released by the board or other medical personnel to any person not authorized to receive the full report, except pursuant to an order by the military judge. Discussion Based on the report, further action in the case may be suspended, the charges may be dismissed by the convening authority, admin- istrative action may be taken to discharge the accused from the service or, subject to Mil. R. Evid. 302, the charges may be tried by court-martial. (4) Additional examinations. Additional examina- tions may be directed under this rule at any stage of the proceedings as circumstances may require. (5) Disclosure to trial counsel. No person, other than the defense counsel, accused, or, after referral of charges, the military judge may disclose to the trial counsel any statement made by the accused to t h e b o a r d o r a n y e v i d e n c e d e r i v e d f r o m s u c h statement. Discussion See Mil. R. Evid. 302. Rule 707. Speedy trial (a) In general. The accused shall be brought to trial within 120 days after the earlier of: (1) Preferral of charges; Discussion Delay from the time of an offense to preferral of charges or the imposition of pretrial restraint is not considered for speedy trial purposes. See also Article 43 (statute of limitations). In some circumstances such delay may prejudice the accused and may result in dismissal of the charges or other relief. Offenses ordinar- ily should be disposed of promptly to serve the interests of good order and discipline. Priority shall be given to persons in arrest or confinement. ( 2 ) T h e i m p o s i t i o n o f r e s t r a i n t u n d e r R . C . M . 304(a)(2)–(4); or (3) Entry on active duty under R.C.M. 204. (b) Accountability. (1) In general. The date of preferral of charges, the date on which pretrial restraint under R.C.M. 304 (a)(2)-(4) is imposed, or the date of entry on active duty under R.C.M. 204 shall not count for purpose of computing time under subsection (a) of this rule. The date on which the accused is brought to trial shall count. The accused is brought to trial within the meaning of this rule at the time of ar- raignment under R.C.M. 904. (2) Multiple Charges. When charges are preferred a t d i f f e r e n t t i m e s , a c c o u n t a b i l i t y f o r e a c h c h a r g e shall be determined from the appropriate date under subsection (a) of this rule for that charge. (3) Events which affect time periods. (A) Dismissal or mistrial. If charges are dis- missed, or if a mistrial is granted, a new 120-day time period under this rule shall begin on the date of dismissal or mistrial for cases in which there is no repreferral and cases in which the accused is in pretrial restraint. In all other cases, a new 120-day time period under the rule shall begin on the earlier of (i) the date of repreferral; or (ii) the date of imposition of restraint under R.C.M. 304(a)(2)–(4). (B) Release from restraint. If the accused is released from pretrial restraint for a significant peri- od, the 120-day time period under this rule shall begin on the earlier of (i) the date of preferral of charges; (ii) the date on which restraint under R.C.M. 304(a) (2)-(4) is reimposed; or (iii) the date of entry on active duty under R.C.M. 204. (C) Government appeals. If notice of appeal under R.C.M. 908 is filed, a new 120-day time pe- riod under this rule shall begin, for all charges nei- II-75 R.C.M. 707(b)(3)(C)

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t h e r p r o c e e d e d o n n o r s e v e r e d u n d e r R . C . M . 908(b)(4), on the date of notice to the parties under R.C.M. 908(b)(8) or 908(c)(3), unless it is deter- mined that the appeal was filed solely for the pur- pose of delay with the knowledge that it was totally frivolous and without merit. After the decision of the Court of Criminal Appeals under R.C.M. 908, if there is a further appeal to the Court of Appeals for the Armed Forces or, subsequently, to the Supreme Court, a new 120-day time period under this rule shall begin on the date the parties are notified of the final decision of the Court of Appeals for the Armed Forces, or, if appropriate, the Supreme Court. (D) Rehearings. If a rehearing is ordered or authorized by an appellate court, a new 120-day time period under this rule shall begin on the date that the responsible convening authority receives the record of trial and the opinion authorizing or direct- ing a rehearing. An accused is brought to trial within the meaning of this rule at the time of arraignment under R.C.M. 904 or, if arraignment is not required (such as in the case of a sentence-only rehearing), at the time of the first session under R.C.M. 803. (E) Commitment of the incompetent accused. If the accused is committed to the custody of the At- t o r n e y G e n e r a l f o r h o s p i t a l i z a t i o n a s p r o v i d e d i n R.C.M. 909(f), all periods of such commitment shall be excluded when determining whether the period in subsection (a) of this rule has run. If, at the end of the period of commitment, the accused is returned to the custody of the general court-martial convening authority, a new 120-day time period under this rule shall begin on the date of such return to custody. (c) Excludable delay. All periods of time during w h i c h a p p e l l a t e c o u r t s h a v e i s s u e d s t a y s i n t h e proceedings, or the accused is absent without author- ity, or the accused is hospitalized due to incompe- tence, or is otherwise in the custody of the Attorney G e n e r a l , s h a l l b e e x c l u d e d w h e n d e t e r m i n i n g whether the period in subsection (a) of this rule has run. All other pretrial delays approved by a military judge or the convening authority shall be similarly excluded. (1) Procedure. Prior to referral, all requests for pretrial delay, together with supporting reasons, will be submitted to the convening authority or, if au- thorized under regulations prescribed by the Secre- tary concerned, to a military judge for resolution. After referral, such requests for pretrial delay will be submitted to the military judge for resolution. Discussion The decision to grant or deny a reasonable delay is a matter within the sole discretion of the convening authority or a military judge. This decision should be based on the facts and circum- stances then and there existing. Reasons to grant a delay might, for example, include the need for: time to enable counsel to prepare for trial in complex cases; time to allow examination into the mental capacity of the accused; time to process a member of the reserve component to active duty for disciplinary action; time to complete other proceedings related to the case; time requested by the defense; time to secure the availability of the accused, substantial witnesses, or other evidence; time to obtain appropri- ate security clearances for access to classified information or time to declassify evidence; or additional time for other good cause. Pretrial delays should not be granted ex parte, and when practicable, the decision granting the delay, together with support- ing reasons and the dates covering the delay, should be reduced to writing. Prior to referral, the convening authority may delegate the authority to grant continuances to an Article 32 preliminary hear- ing officer. (2) Motions. Upon accused’s timely motion to a military judge under R.C.M. 905 for speedy trial relief, counsel should provide the court a chronology detailing the processing of the case. This chronology should be made a part of the appellate record. (d) Remedy. A failure to comply with this rule will result in dismissal of the affected charges, or, in a s e n t e n c e - o n l y r e h e a r i n g , s e n t e n c e r e l i e f a s appropriate. (1) Dismissal. Dismissal will be with or without p r e j u d i c e t o t h e g o v e r n m e n t ’ s r i g h t t o r e i n s t i t u t e court-martial proceedings against the accused for the same offense at a later date. The charges must be dismissed with prejudice where the accused has been d e p r i v e d o f h i s o r h e r c o n s t i t u t i o n a l r i g h t t o a s p e e d y t r i a l . I n d e t e r m i n i n g w h e t h e r t o d i s m i s s charges with or without prejudice, the court shall consider, among others, each of the following fac- tors: the seriousness of the offense; the facts and circumstances of the case that lead to dismissal; the impact of a re-prosecution on the administration of justice; and any prejudice to the accused resulting from the denial of a speedy trial. ( 2 ) S e n t e n c e r e l i e f . I n d e t e r m i n i n g w h e t h e r o r how much sentence relief is appropriate, the military judge shall consider, among others, each of the fol- lowing factors: the length of the delay, the reasons II-76 R.C.M. 707(b)(3)(C)

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for the delay, the accused’s demand for speedy trial, and any prejudice to the accused from the delay. Any sentence relief granted will be applied against the sentence approved by the convening authority. Discussion See subsection (c)(1) and the accompanying Discussion concern- ing reasons for delay and procedures for parties to request delay. (e) Waiver. Except as provided in R.C.M. 910(a)(2), a plea of guilty which results in a finding of guilty waives any speedy trial issue as to that offense. Discussion Speedy trial issues may also be waived by a failure to raise the issue at trial. See R.C.M. 905(e) and 907(b)(2). II-77 R.C.M. 707(e)

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CHAPTER VIII. TRIAL PROCEDURE GENERALLY Rule 801. Military judge’s responsibilities; other matters (a) Responsibilities of military judge. The military judge is the presiding officer in a court-martial. Discussion The military judge is responsible for ensuring that court-martial proceedings are conducted in a fair and orderly manner, without unnecessary delay or waste of time or resources. Unless otherwise specified, the president of a special court-martial without a mili- tary judge has the same authority and responsibility as a military judge. See R.C.M. 502(b)(2). The military judge shall: (1) Determine the time and uniform for each ses- sion of a court-martial; Discussion The military judge should consult with counsel concerning the scheduling of sessions and the uniform to be worn. The military judge recesses or adjourns the court-martial as appropriate. Sub- ject to R.C.M. 504(d)(1), the military judge may also determine the place of trial. See also R.C.M. 906(b)(11). (2) Ensure that the dignity and decorum of the proceedings are maintained; Discussion See also R.C.M. 804 and 806. Courts-martial should be conducted in an atmosphere which is conducive to calm and detached delib- eration and determination of the issues presented and which re- flects the seriousness of the proceedings. (3) Subject to the code and this Manual, exercise reasonable control over the proceedings to promote the purposes of these rules and this Manual; Discussion See R.C.M. 102. The military judge may, within the framework established by the code and this Manual, prescribe the manner and order in which the proceedings may take place. Thus, the military judge may determine: when, and in what order, motions will be litigated ( see R.C.M. 905); the manner in which voir dire will be conducted and challenges made ( see R.C.M. 902(d) and 912); the order in which witnesses may testify ( see R.C.M. 913; Mil. R. Evid. 611); the order in which the parties may argue on a motion or objection; and the time limits for argument ( see R.C.M. 905; 919; 1001(g)). The military judge should prevent unnecessary waste of time and promote the ascertainment of truth, but must avoid undue interference with the parties’ presentations or the appearance of partiality. The parties are entitled to a reasonable opportunity to properly present and support their contentions on any relevant matter. (4) Subject to subsection (e) of this rule, rule on all interlocutory questions and all questions of law raised during the court-martial; and (5) Instruct the members on questions of law and procedure which may arise. Discussion The military judge instructs the members concerning findings ( see R.C.M. 920) and sentence ( see R.C.M. 1005), and when other- wise appropriate. For example, preliminary instructions to the members concerning their duties and the duties of other trial p a r t i c i p a n t s a n d o t h e r m a t t e r s a r e n o r m a l l y a p p r o p r i a t e . S e e R.C.M. 913. Other instructions (for example, instructions on the limited purpose for which evidence has been introduced, see Mil. R. Evid. 105) may be given whenever the need arises. (6) In the case of a victim of an offense under the UCMJ who is under 18 years of age and not a member of the armed forces, or who is incompetent, incapacitated, or deceased, designate in writing a family member, a representative of the estate of the victim, or another suitable individual to assume the victim’s rights under the UCMJ. (A) For the purposes of this rule, the individual is designated for the sole purpose of assuming the legal rights of the victim as they pertain to the vic- tim’s status as a victim of any offense(s) properly before the court. Discussion The rights that a designee may exercise on behalf of a victim include the right to receive notice of public hearings in the case; the right to be reasonably heard at such hearings, if permitted by law; and the right to confer with counsel representing the govern- ment at such hearings. The designee may also be the custodial guardian of the child. When determining whom to appoint under this rule, the mili- tary judge may consider the following: the age and maturity, relationship to the victim, and physical proximity of any proposed designee; the costs incurred in effecting the appointment; the willingness of the proposed designee to serve in such a role; the previous appointment of a guardian by another court of competent jurisdiction; the preference of the victim; any potential delay in II-78

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any proceeding that may be caused by a specific appointment; and any other relevant information. ( B ) P r o c e d u r e t o d e t e r m i n e a p p o i n t m e n t o f designee. (i) As soon as practicable, trial counsel shall notify the military judge, counsel for the accused, and the victim(s) of any offense(s) properly before the court when there is an apparent requirement to appoint a designee under this rule. Discussion In the event a case involves multiple victims who are entitled to notice under this rule, each victim is only entitled to notice relating to his or her own designated representative. (ii) The military judge will determine if the appointment of a designee is required under this rule. (iii) At the discretion of the military judge, v i c t i m ( s ) , t r i a l c o u n s e l , a n d t h e a c c u s e d m a y b e given the opportunity to recommend to the military judge individual(s) for appointment. ( i v ) T h e m i l i t a r y j u d g e i s n o t r e q u i r e d t o hold a hearing before determining whether a desig- nation is required or making such an appointment under this rule. (v) If the military judge determines a hearing pursuant to Article 39(a), UCMJ, is necessary, the following shall be notified of the hearing and af- forded the right to be present at the hearing: trial counsel, accused, and the victim(s). (vi) The individual designated shall not be the accused. (C) At any time after appointment, a designee shall be excused upon request by the designee or a finding of good cause by the military judge. (D) If the individual appointed to assume the victim’s rights is excused, the military judge shall appoint a successor consistent with this rule. Discussion The term “victim of an offense under the UCMJ” means a person who has suffered direct physical, emotional, or pecuniary harm as a result of the commission of an offense under the UCMJ. “Good cause” means adequate or reasonable grounds to believe that the individual appointed to assume the victim’s rights is not acting or does not intend to act in the best interest of the victim. (b) Rules of court; contempt. The military judge may: (1) Subject to R.C.M. 108, promulgate and en- force rules of court. ( 2 ) S u b j e c t t o R . C . M . 8 0 9 , e x e r c i s e c o n t e m p t power. (c) Obtaining evidence. The court-martial may act to obtain evidence in addition to that presented by the parties. The right of the members to have addi- tional evidence obtained is subject to an interlocu- tory ruling by the military judge. Discussion The members may request and the military judge may require that a witness be recalled, or that a new witness be summoned, or other evidence produced. The members or military judge may direct trial counsel to make an inquiry along certain lines to discover and produce additional evidence. See also Mil. R. Evid. 614. In taking such action, the court-martial must not depart from an impartial role. (d) Uncharged offenses. If during the trial there is evidence that the accused may be guilty of an un- tried offense not alleged in any specification before t h e c o u r t - m a r t i a l , t h e c o u r t - m a r t i a l s h a l l p r o c e e d with the trial of the offense charged. Discussion A report of the matter may be made to the convening authority after trial. If charges are preferred for an offense indicated by the evidence referred to in this subsection, no member of the court- martial who participated in the first trial should sit in any later trial. Such a member would ordinarily be subject to a challenge for cause. See R.C.M. 912. See also Mil. R. Evid. 105 concerning instructing the members on evidence of uncharged misconduct. ( e ) I n t e r l o c u t o r y q u e s t i o n s a n d q u e s t i o n s o f l a w . F o r p u r p o s e s o f t h i s s u b s e c t i o n “ m i l i t a r y j u d g e ” does not include the president of a special court- martial without a military judge. (1) Rulings by the military judge. (A) Finality of rulings. Any ruling by the mili- tary judge upon a question of law, including a mo- t i o n f o r a f i n d i n g o f n o t g u i l t y , o r u p o n a n y interlocutory question is final. (B) Changing a ruling. The military judge may change a ruling made by that or another military II-79 R.C.M. 801(e)(1)(B)

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judge in the case except a previously granted motion for a finding of not guilty, at any time during the trial. (C) Article 39(a) sessions. When required by this Manual or otherwise deemed appropriate by the military judge, interlocutory questions or questions of law shall be presented and decided at sessions held without members under R.C.M. 803. Discussion Sessions without members are appropriate for interlocutory ques- tions, questions of law, and instructions. See also Mil. R. Evid. 103; 304; 311; 321. Such sessions should be used to the extent possible consistent with the orderly, expeditious progress of the proceedings. (2) Ruling by the president of a special court- martial without a military judge. (A) Questions of law. Any ruling by the presi- dent of a special court-martial without a military judge on any question of law other than a motion for a finding of not guilty is final. (B) Questions of fact. Any ruling by the presi- dent of a special court-martial without a military judge on any interlocutory question of fact, includ- ing a factual issue of mental capacity of the accused, or on a motion for a finding of not guilty, is final unless objected to by a member. (C) Changing a ruling. The president of a spe- c i a l c o u r t - m a r t i a l w i t h o u t a m i l i t a r y j u d g e m a y change a ruling made by that or another president in the case except a previously granted motion for a finding of not guilty, at any time during the trial. (D) Presence of members. Except as provided in R.C.M. 505 and 912, all members will be present at all sessions of a special court-martial without a military judge, including sessions at which questions of law or interlocutory questions are litigated. How- ever, the president of a special court-martial without a military judge may examine an offered item of real or documentary evidence before ruling on its admis- sibility without exposing it to other members. (3) Procedures for rulings by the president of a special court-martial without a military judge which are subject to objection by a member. (A) Determination. The president of a special court-martial without a military judge shall deter- mine whether a ruling is subject to objection. (B) Instructions. When a ruling by the presi- dent of a special court-martial without a military judge is subject to objection, the president shall so advise the members and shall give such instructions on the issue as may be necessary to enable the members to understand the issue and the legal stand- ards by which they will determine it if objection is made. (C) Voting. When a member objects to a ruling by the president of a special court-martial without a m i l i t a r y j u d g e w h i c h i s s u b j e c t t o o b j e c t i o n , t h e court-martial shall be closed, and the members shall vote orally, beginning with the junior in rank, and the question shall be decided by a majority vote. A tie vote on a motion for a finding of not guilty is a determination against the accused. A tie vote on any other question is a determination in favor of the accused. (D) Consultation. The president of a special court-martial without a military judge may close the court-martial and consult with other members before ruling on a matter, when such ruling is subject to the objection of any member. (4) Standard of proof. Questions of fact in an interlocutory question shall be determined by a pre- ponderance of the evidence, unless otherwise stated in this Manual. In the absence of a rule in this Manual assigning the burden of persuasion, the party making the motion or raising the objection shall bear the burden of persuasion. Discussion A ruling on an interlocutory question should be preceded by any necessary inquiry into the pertinent facts and law. For example, the party making the objection, motion, or request may be re- quired to furnish evidence or legal authority in support of the contention. An interlocutory issue may have a different standard of proof. See, for example, Mil. R. Evid. 314(e)(5), which re- quires consent for a search to be proved by clear and convincing evidence. Most of the common motions are discussed in specific rules in this Manual, and the burden of persuasion is assigned therein. The prosecution usually bears the burden of persuasion ( see Mil. R. Evid. 304(e); 311(e); see also R.C.M. 905 through 907) once an issue has been raised. What “raises” an issue may vary with the issue. Some issues may be raised by a timely motion or objection. See, for example, Mil. R. Evid. 304(e). Others may not be raised until the defense has made an offer of proof or pres- ented evidence in support of its position. See, for example, Mil. R. Evid. 311(g)(2). The rules in this Manual and relevant deci- sions should be consulted when a question arises as to whether an issue is raised, as well as which side has the burden of persua- sion. The military judge or president of a special court-martial may require a party to clarify a motion or objection or to make an offer of proof, regardless of the burden of persuasion, when it II-80 R.C.M. 801(e)(1)(B)

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appears that the motion or objection is vague, inapposite, irrele- vant, or spurious. (5) Scope. Subsection (e) of this rule applies to the disposition of questions of law and interlocutory q u e s t i o n s a r i s i n g d u r i n g t r i a l e x c e p t t h e q u e s t i o n whether a challenge should be sustained. Discussion Questions of law and interlocutory questions include all issues which arise during trial other than the findings (that is, guilty or not guilty), sentence, and administrative matters such as declaring recesses and adjournments. A question may be both interlocutory and a question of law. Challenges are specifically covered in R.C.M. 902 and 912. Questions of the applicability of a rule of law to an undis- puted set of facts are normally questions of law. Similarly, the legality of an act is normally a question of law. For example, the legality of an order when disobedience of an order is charged, the legality of restraint when there is a prosecution for breach of arrest, or the sufficiency of warnings before interrogation are normally questions of law. It is possible, however, for such ques- tions to be decided solely upon some factual issue, in which case they would be questions of fact. For example, the question of what warnings, if any, were given by an interrogator to a suspect would be a factual question. A question is interlocutory unless the ruling on it would finally decide whether the accused is guilty. Questions which may determine the ultimate issue of guilt are not interlocutory. An issue may arise as both an interlocutory question and a question which may determine the ultimate issue of guilt. An issued is not purely interlocutory if an accused raises a defense or objection and the disputed facts involved determine the ultimate question of guilt. For example, if during a trial for desertion the accused moves to dismiss for lack of jurisdiction and presents some evi- dence that the accused is not a member of an armed force, the accused’s status as a military person may determine the ultimate question of guilt because status is an element of the offense. If the motion is denied, the disputed facts must be resolved by each member in deliberation upon the findings. (The accused’s status as a servicemember would have to be proved by a preponderance of the evidence to uphold jurisdiction, see R.C.M. 907, but be- yond a reasonable doubt to permit a finding of guilty.) If, on the other hand, the accused was charged with larceny and presented the same evidence as to military status, the evidence would bear only upon amenability to trial and the issue would be disposed of solely as an interlocutory question. Interlocutory questions may be questions of fact or questions of law. This distinction is important because the president of a special court-martial without a military judge rules finally on interlocutory questions of law, but not on interlocutory questions of fact. On interlocutory questions of fact the president of a special court-martial without a military judge rules subject to the objection of any other member. On mixed questions of fact and law, rulings by the president are subject to objection by any member to the extent that the issue of fact can be isolated and considered separately. (f) Rulings on record. All sessions involving rulings or instructions made or given by the military judge or the president of a special court-martial without a military judge shall be made a part of the record. All rulings and instructions shall be made or given in open session in the presence of the parties and the members, except as otherwise may be determined in the discretion of the military judge. For purposes of t h i s s u b s e c t i o n [ R . C . M . 8 0 1 ( f ) ] “ m i l i t a r y j u d g e ” does not include the president of a special court- martial without a military judge. Discussion See R.C.M. 808 and 1103 concerning preparation of the record of trial. (g) Effect of failure to raise defenses or objections. Failure by a party to raise defenses or objections or to make requests or motions which must be made at the time set by this Manual or by the military judge under authority of this Manual, or prior to any ex- tension thereof made by the military judge, shall constitute waiver thereof, but the military judge for good cause shown may grant relief from the waiver. Rule 802. Conferences ( a ) I n g e n e r a l . A f t e r r e f e r r a l , t h e m i l i t a r y j u d g e may, upon request of any party or sua sponte, order one or more conferences with the parties to consider such matters as will promote a fair and expeditious trial. Discussion Conferences between the military judge and counsel may be held when necessary before or during trial. The purpose of such con- ference is to inform the military judge of anticipated issues and to expeditiously resolve matters on which the parties can agree, not to litigate or decide contested issues. See subsection (c) below. No party may be compelled to resolve any matter at a conference. A conference may be appropriate in order to resolve schedul- ing difficulties, so that witnesses and members are not unneces- sarily inconvenienced. Matters which will ultimately be in the military judge’s discretion, such as conduct of voir dire, seating arrangements in the courtroom, or procedures when there are multiple accused may be resolved at a conference. Conferences may be used to advise the military judge of issues or problems, such as unusual motions or objections, which are likely to arise during trial. Occasionally it may be appropriate to resolve certain issues, II-81 R.C.M. 802(a)

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in addition to routine or administrative matters, if this can be done with the consent of the parties. For example, a request for a witness which, if litigated and approved at trial, would delay the proceedings and cause expense or inconvenience, might be re- solved at a conference. Note, however, that this could only be done by an agreement of the parties and not by a binding ruling of the military judge. Such a resolution must be included in the record. See subsection (b) below. A military judge may not participate in negotiations relating to pleas. See R.C.M. 705 and Mil. R. Evid. 410. No place or method is prescribed for conducting a confer- ence. A conference may be conducted by remote means or similar technology consistent with the definition in R.C.M. 914B. ( b ) M a t t e r s o n r e c o r d . C o n f e r e n c e s n e e d n o t b e made part of the record, but matters agreed upon at a conference shall be included in the record orally or in writing. Failure of a party to object at trial to failure to comply with this subsection shall waive this requirement. (c) Rights of parties. No party may be prevented under this rule from presenting evidence or from making any argument, objection, or motion at trial. (d) Accused’s presence. The presence of the accused is neither required nor prohibited at a conference. Discussion Normally the defense counsel may be presumed to speak for the accused. (e) Admission. No admissions made by the accused or defense counsel at a conference shall be used against the accused unless the admissions are re- duced to writing and signed by the accused and defense counsel. (f) Limitations. This rule shall not be invoked in the case of an accused who is not represented by coun- sel, or in special court-martial without a military judge. Rule 803. Court-martial sessions without members under Article 39(a) A military judge who has been detailed to the court-martial may, under Article 39(a), after service of charges, call the court-martial into session with- out the presence of members. Such sessions may be held before and after assembly of the court-martial, and when authorized in these rules, after adjourn- ment and before action by the convening authority. All such sessions are a part of the trial and shall be conducted in the presence of the accused, defense c o u n s e l , a n d t r i a l c o u n s e l , i n a c c o r d a n c e w i t h R.C.M. 804 and 805, and shall be made a part of the record. For purposes of this rule “military judge” does not include the president of a special court- martial without a military judge. Discussion The purpose of Article 39(a) is “to give statutory sanction to pretrial and other hearings without the presence of the members concerning those matters which are amenable to disposition on either a tentative or final basis by the military judge.” The mili- tary judge and members may, and ordinarily should, call the court-martial into session without members to ascertain the ac- cused’s understanding of the right to counsel, the right to request trial by military judge alone, or when applicable, enlisted mem- bers, and the accused’s choices with respect to these matters; dispose of interlocutory matters; hear objections and motions; rule upon other matters that may legally be ruled upon by the military judge, such as admitting evidence; and perform other procedural functions which do not require the presence of members. See, for example, R.C.M. 901–910. The military judge may, if permitted by regulations of the Secretary concerned, hold the arraignment, receive pleas, and enter findings of guilty upon an accepted plea of guilty. Evidence may be admitted and process, including a subpoe- na, may be issued to compel attendance of witnesses and produc- tion of evidence at such sessions. See R.C.M. 703. Article 39(a) authorizes sessions only after charges have been referred to trial and served on the accused, but the accused has an absolute right to object, in time of peace, to any session until the period prescribed by Article 35 has run. See R.C.M. 804 concerning waiver by the accused of the right to be present. See also R.C.M. 802 concerning conferences. Rule 804. Presence of the accused at trial proceedings (a) Presence required. The accused shall be present at the arraignment, the time of the plea, every stage of the trial including sessions conducted under Arti- cle 39(a), voir dire and challenges of members, the return of the findings, sentencing proceedings, and post-trial sessions, if any, except as otherwise pro- vided by this rule. (b) Presence by remote means. If authorized by the regulations of the Secretary concerned, the military judge may order the use of audiovisual technology, such as videoteleconferencing technology, between the parties and the military judge for purposes of Article 39(a) sessions. Use of such audiovisual tech- nology will satisfy the “presence” requirement of the accused only when the accused has a defense coun- sel physically present at his location. Such technol- II-82 R.C.M. 802(a)

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ogy may include two or more remote sites as long as all parties can see and hear each other. (c) Continued presence not required. The further progress of the trial to and including the return of the findings and, if necessary, determination of a s e n t e n c e s h a l l n o t b e p r e v e n t e d a n d t h e a c c u s e d shall be considered to have waived the right to be present whenever an accused, initially present: ( 1 ) I s v o l u n t a r i l y a b s e n t a f t e r a r r a i g n m e n t (whether or not informed by the military judge of the obligation to remain during the trial); or (2) After being warned by the military judge that disruptive conduct will cause the accused to be re- m o v e d f r o m t h e c o u r t r o o m , p e r s i s t s i n c o n d u c t w h i c h i s s u c h a s t o j u s t i f y e x c l u s i o n f r o m t h e courtroom. Discussion Express waiver. The accused may expressly waive the right to be present at trial proceedings. There is no right to be absent, how- ever, and the accused may be required to be present over objec- tion. Thus, an accused cannot frustrate efforts to identify the accused at trial by waiving the right to be present. The right to be present is so fundamental, and the Government’s interest in the attendance of the accused so substantial, that the accused should be permitted to waive the right to be present only for good cause, and only after the military judge explains to the accused the right, and the consequences of foregoing it, and secures the accused’s personal consent to proceeding without the accused. Voluntary absence. In any case the accused may forfeit the right to be present by being voluntarily absent after arraignment. “Voluntary absence” means voluntary absence from trial. For an absence from court-martial proceedings to be voluntary, the accused must have known of the scheduled proceedings and in- tentionally missed them. For example, although an accused ser- vicemember might voluntarily be absent without authority, this would not justify proceeding with a court-martial in the accused’s a b s e n c e u n l e s s t h e a c c u s e d w a s a w a r e t h a t t h e c o u r t - m a r t i a l would be held during the period of the absence. An accused who is in military custody or otherwise subject to military control at the time of trial or other proceeding may not properly be absent from the trial or proceeding without securing the permission of the military judge on the record. The prosecution has the burden to establish by a preponder- ance of the evidence that the accused’s absence from trial is voluntary. Voluntariness may not be presumed, but it may be inferred, depending on the circumstances. For example, it may be inferred, in the absence of evidence to the contrary, that an ac- cused who was present when the trial recessed and who knew when the proceedings were scheduled to resume, but who none- theless is not present when court reconvenes at the designated time, is absent voluntarily. Where there is some evidence that an accused who is absent for a hearing or trial may lack mental capacity to stand trial, capacity to voluntarily waive the right to be present for trial must be shown. See R.C.M. 909. Subsection (1) authorizes but does not require trial to pro- ceed in the absence of the accused upon the accused’s voluntary absence. When an accused is absent from trial after arraignment, a continuance or a recess may be appropriate, depending on all the circumstances. Presence of the accused by remote means does not require the consent of the accused. Removal for disruption. Trial may proceed without the pres- ence of an accused who has disrupted the proceedings, but only after at least one warning by the military judge that such behavior may result in removal from the courtroom. In order to justify removal from the proceedings, the accused’s behavior should be of such a nature as to materially interfere with the conduct of the proceedings. The military judge should consider alternatives to removal of a disruptive accused. Such alternatives include physical restraint (such as binding, shackling, and gagging) of the accused, or physically segregating the accused in the courtroom. Such alterna- tives need not be tried before removing a disruptive accused under subsection (2). Removal may be preferable to such an alternative as binding and gagging, which can be an affront to the dignity and decorum of the proceedings. Disruptive behavior of the accused may also constitute con- tempt. See R.C.M. 809. When the accused is removed from the courtroom for disruptive behavior, the military judge should— (A) Afford the accused and defense counsel ample opportu- nity to consult throughout the proceedings. To this end, the ac- cused should be held or otherwise required to remain in the vicinity of the trial, and frequent recesses permitted to allow counsel to confer with the accused. (B) Take such additional steps as may be reasonably practi- cable to enable the accused to be informed about the proceedings. Although not required, technological aids, such as closed-circuit television or audio transmissions, may be used for this purpose. (C) Afford the accused a continuing opportunity to return to the courtroom upon assurance of good behavior. To this end, the accused should be brought to the courtroom at appropriate inter- vals, and offered the opportunity to remain upon good behavior. (D) Ensure that the reasons for removal appear in the record. (d) Voluntary absence for limited purpose of child testimony. (1) Election by accused. Following a determina- tion by the military judge that remote live testimony of a child is appropriate pursuant to Mil. R. Evid. 611(d)(3), the accused may elect to voluntarily ab- sent himself from the courtroom in order to preclude the use of procedures described in R.C.M. 914A. ( 2 ) P r o c e d u r e . T h e a c c u s e d ’ s a b s e n c e w i l l b e conditional upon his being able to view the witness’ testimony from a remote location. Normally, trans- mission of the testimony will include a system that will transmit the accused’s image and voice into the courtroom from a remote location as well as trans- II-83 R.C.M. 804(d)(2)

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mission of the child’s testimony from the courtroom to the accused’s location. A one-way transmission may be used if deemed necessary by the military judge. The accused will also be provided private, contemporaneous communication with his counsel. The procedures described herein shall be employed unless the accused has made a knowing and affirma- tive waiver of these procedures. (3) Effect on accused’s rights generally. An elec- tion by the accused to be absent pursuant to subsec- tion (c)(1) shall not otherwise affect the accused’s right to be present at the remainder of the trial in accordance with this rule. (e) Appearance and security of accused. (1) Appearance. The accused shall be properly attired in the uniform or dress prescribed by the m i l i t a r y j u d g e . A n a c c u s e d s e r v i c e m e m b e r s h a l l wear the insignia of grade and may wear any deco- rations, emblems, or ribbons to which entitled. The accused and defense counsel are responsible for en- suring that the accused is properly attired; however, upon request, the accused’s commander shall render such assistance as may be reasonably necessary to ensure that the accused is properly attired. Discussion This subsection recognizes the right, as well as the obligation, of an accused servicemember to present a good military appearance at trial. An accused servicemember who refuses to present a proper military appearance before a court-martial may be com- pelled to do so. (2) Custody. Responsibility for maintaining cus- tody or control of an accused before and during trial may be assigned, subject to R.C.M. 304 and 305, and subsection (c)(3) of this rule, under such regula- tions as the Secretary concerned may prescribe. (3) Restraint. Physical restraint shall not be im- posed on the accused during open sessions of the court-martial unless prescribed by the military judge. Rule 805. Presence of military judge, members, and counsel (a) Military judge. No court-martial proceeding, ex- cept the deliberations of the members, may take place in the absence of the military judge, if de- tailed. If authorized by regulations of the Secretary concerned, for purposes of Article 39(a) sessions solely, the presence of the military judge at Article 39(a) sessions may be satisfied by the use of audio- v i s u a l t e c h n o l o g y , s u c h a s v i d e o t e l e c o n f e r e n c i n g technology. (b) Members. Unless trial is by military judge alone pursuant to a request by the accused, no court-mar- tial proceeding may take place in the absence of any detailed member except: Article 39(a) sessions under R.C.M. 803; examination of members under R.C.M. 912(d); when the member has been excused under R.C.M. 505 or 912(f); or as otherwise provided in R.C.M. 1102. No general court-martial proceeding r e q u i r i n g t h e p r e s e n c e o f m e m b e r s m a y b e c o n - ducted unless at least five members are present, or in capital cases, at least 12 members are present except as provided in R.C.M. 501(a)(1)(B), where 12 members are not reasonably available because of physical conditions or military exigencies. No spe- cial court-martial proceeding requiring the presence of members may be conducted unless at least three members are present except as provided in R.C.M. 9 1 2 ( h ) . E x c e p t a s p r o v i d e d i n R . C . M . 5 0 3 ( a ) ( 2 ) , w h e n a n e n l i s t e d a c c u s e d h a s r e q u e s t e d e n l i s t e d members, no proceeding requiring the presence of members may be conducted unless at least one-third of the members actually sitting on the court-martial are enlisted persons. (c) Counsel. As long as at least one qualified coun- sel for each party is present, other counsel for each party may be absent from a court-martial session. An assistant counsel who lacks the qualifications necessary to serve as counsel for a party may not act at a session in the absence of such qualified counsel. If authorized by regulations of the Secretary con- cerned, for purposes of Article 39(a) sessions solely, the presence of counsel at Article 39(a) sessions may be satisfied by the use of audiovisual technolo- g y , s u c h a s v i d e o t e l e c o n f e r e n c i n g t e c h n o l o g y . A t least one qualified defense counsel shall be physi- cally present with the accused. Discussion See R.C.M. 504(d) concerning qualifications of counsel. Ordinarily, no court-martial proceeding should take place if any defense or assistant defense counsel is absent unless the accused expressly consents to the absence. The military judge may, however proceed in the absence of one or more defense counsel, without the consent of the accused, if the military judge finds that, under the circumstances, a continuance is not war- ranted and that the accused’s right to be adequately represented would not be impaired. See R.C.M. 502(d)(6) and 505(d)(2) concerning withdrawal or substitution of counsel. See R.C.M. 506(d) concerning the right II-84 R.C.M. 804(d)(2)

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of the accused to proceed without counsel. ( d ) E f f e c t o f r e p l a c e m e n t o f m e m b e r o r m i l i t a r y judge. ( 1 ) M e m b e r s . W h e n a f t e r p r e s e n t a t i o n o f e v i - dence on the merits has begun, a new member is detailed under R.C.M. 505(c)(2)(B), trial may not p r o c e e d u n l e s s t h e t e s t i m o n y a n d e v i d e n c e previously admitted on the merits, if recorded verba- tim, is read to the new member, or, if not recorded verbatim, and in the absence of a stipulation as to such testimony and evidence, the trial proceeds as if no evidence has been presented. Discussion When a new member is detailed, the military judge should give such instructions as may be appropriate. See also R.C.M. 912 concerning voir dire and challenges. When the court-martial has been reduced below a quorum, a mistrial may be appropriate. See R.C.M. 915. (2) Military judge. When, after the presentation of evidence on the merits has begun in trial before military judge alone, a new military judge is detailed under R.C.M. 505(e)(2) trial may not proceed unless t h e a c c u s e d r e q u e s t s , a n d t h e m i l i t a r y j u d g e a p - proves, trial by military judge alone, and a verbatim record of the testimony and evidence or a stipulation thereof is read to the military judge, or the trial proceeds as if no evidence had been presented. Rule 806. Public trial (a) In general. Except as otherwise provided in this rule, courts-martial shall be open to the public. For purposes of this rule, “public” includes members of both the military and civilian communities. Discussion Because of the requirement for public trials, courts-martial must be conducted in facilities which can accommodate a reasonable number of spectators. Military exigencies may occasionally make attendance at courts-martial difficult or impracticable, as, for ex- ample, when a court-martial is conducted on a ship at sea or in a unit in a combat zone. This does not violate this rule. However, such exigencies should not be manipulated to prevent attendance at a court-martial. The requirements of this rule may be met even though only servicemembers are able to attend a court-martial. Although not required, servicemembers should be encouraged to attend courts-martial. When public access to a court-martial is limited for some reason, including lack of space, special care must be taken to avoid arbitrary exclusion of specific groups or persons. This may include allocating a reasonable number of seats to members of the press and to relatives of the accused, and establishing procedures for entering and exiting from the courtroom. See also subsection (b) below. There is no requirement that there actually be specta- tors at a court-martial. The fact that a trial is conducted with members does not make it a public trial. (b) Control of spectators and closure. (1) Control of spectators. In order to maintain the dignity and decorum of the proceedings or for other good cause, the military judge may reasonably limit the number of spectators in, and the means of access to, the courtroom, and exclude specific persons from the courtroom. When excluding specific persons, the military judge must make findings on the record establishing the reason for the exclusion, the basis for the military judge’s belief that exclusion is nec- essary, and that the exclusion is as narrowly tailored as possible. (2) Right of victim to notice. A victim of an al- l e g e d o f f e n s e c o m m i t t e d b y t h e a c c u s e d h a s t h e right to reasonable, accurate, and timely notice of court-martial proceedings relating to the offense. Discussion The military judge must ensure that the dignity and decorum of the proceedings are maintained and that the other rights and interests of the parties and society are protected. Public access to a session may be limited, specific persons may be excluded from the courtroom, and, under unusual circumstances, a session may be closed. Exclusion of specific persons, if unreasonable under the cir- cumstances, may violate the accused’s right to a public trial, even though other spectators remain. Whenever specific persons or some members of the public are excluded, exclusion must be limited in time and scope to the minimum extent necessary to achieve the purpose for which it is ordered. Prevention of over¡ crowding or noise may justify limiting access to the courtroom. Disruptive or distracting appearance or conduct may justify ex- cluding specific persons. Specific persons may be excluded when necessary to protect witness’s from harm or intimidation. Access may be reduced when no other means is available to relieve a witness’s inability to testify due to embarrassment or extreme n e r v o u s n e s s . W i t n e s s e s w i l l o r d i n a r i l y b e e x c l u d e d f r o m t h e courtroom so that they cannot hear the testimony of other wit- nesses. See Mil. R. Evid. 615. For purposes of this rule, the term “victim of an alleged of- f e n s e ” m e a n s a p e r s o n w h o h a s s u f f e r e d d i r e c t p h y s i c a l , emotional, or pecuniary harm as a result of the commission of an offense under the UCMJ. (3) Right of victim to attend. A victim of an al- II-85 R.C.M. 806(b)(3)

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leged offense committed by the accused may not be excluded from a court-martial relating to the offense unless the military judge, after receiving clear and convincing evidence, determines that testimony by the victim would be materially altered if the victim heard other testimony at that hearing or proceeding. The right to attend requires reasonable, accurate, and t i m e l y n o t i c e o f a c o u r t - m a r t i a l r e l a t i n g t o t h e offense. (4) Right of victim to confer. A victim of an al- leged offense committed by the accused has the rea- sonable right to confer with the trial counsel. (5) Closure. Courts-martial shall be open to the public unless (1) there is a substantial probability that an overriding interest will be prejudiced if the proceedings remain open; (2) closure is no broader than necessary to protect the overriding interest; (3) reasonable alternatives to closure were considered and found inadequate; and (4) the military judge makes case-specific findings on the record justifying closure. (6) Right of victim to be reasonably protected from the accused A victim of an alleged offense committed by the accused has the right to be reason- ably protected from the accused. Discussion The military judge is responsible for protecting both the accused’s right to, and the public’s interest in, a public trial. A court-martial session is “closed” when no member of the public is permitted to attend. A court-martial is not “closed” merely because the exclu- sion of certain individuals results in there being no spectators present, as long as the exclusion is not so broad as to effectively bar everyone who might attend the sessions and is put into place for a proper purpose. A session may be closed over the objection of the accused or the public upon meeting the constitutional standard set forth in this Rule. See also Mil. R. Evid. 412(c), 505(i), and 513(e)(2). The accused may waive his right to a public trial. The fact that the prosecution and defense jointly seek to have a session closed does not, however, automatically justify closure, for the public has a right in attending courts-martial. Opening trials to public scrutiny reduces the chance of arbitrary and capricious decisions and enhances public confidence in the court-martial process. The most likely reason for a defense request to close court- martial proceedings is to minimize the potentially adverse effect of publicity on the trial. For example, a pretrial Article 39(a) hearing at which the admissibility of a confession will be litigated may, under some circumstances, be closed, in accordance with this Rule, in order to prevent disclosure to the public (and hence to potential members) of the very evidence that may be excluded. When such publicity may be a problem, a session should be closed only as a last resort. There are alternative means of protecting the proceedings from harmful effects of publicity, including a thorough voir dire (see R.C.M. 912), and, if necessary, a continuance to allow the harmful effects of publicity to dissipate ( see R.C.M. 906(b)(1)). Alternatives that may occasionally be appropriate and are usually preferable to closing a session include: directing members not to read, listen to, or watch any accounts concerning the case; issuing a protective order ( see R.C.M. 806(d)); selecting members from recent arrivals in the command, or from outside the immediate area ( see R.C.M. 503(a)(3)); changing the place of trial ( see R.C.M. 906(b)(11)); or sequestering the members. ( c ) P h o t o g r a p h y a n d b r o a d c a s t i n g p r o h i b i t e d . V i d e o a n d a u d i o r e c o r d i n g a n d t h e t a k i n g o f photographs—except for the purpose of preparing t h e r e c o r d o f t r i a l — i n t h e c o u r t r o o m d u r i n g t h e proceedings and radio or television broadcasting of proceedings from the courtroom shall not be permit- ted. However, the military judge may, as a matter of d i s c r e t i o n p e r m i t c o n t e m p o r a n e o u s c l o s e d - c i r c u i t video or audio transmission to permit viewing or hearing by an accused removed under R.C.M. 804 or by spectators when courtroom facilities are inade- q u a t e t o a c c o m m o d a t e a r e a s o n a b l e n u m b e r o f spectators. (d) Protective orders. The military judge may, upon request of any party or sua sponte , issue an appro- priate protective order, in writing, to prevent parties and witnesses from making extrajudicial statements that present a substantial likelihood of material prej- udice to a fair trial by impartial members. For pur- poses of this subsection, “military judge” does not include the president of a special court-martial with- out a military judge. Discussion A protective order may proscribe extrajudicial statements by counsel, parties, and witnesses that might divulge prejudicial mat- ter not of public record in the case. Other appropriate matters may also be addressed by such a protective order. Before issuing a protective order, the military judge must consider whether other available remedies would effectively mitigate the adverse effects that any publicity might create, and consider such an order’s likely effectiveness in ensuring an impartial court-martial panel. A military judge should not issue a protective order without first providing notice to the parties and an opportunity to be heard. The military judge must state on the record the reasons for issu- ing the protective order. If the reasons for issuing the order change, the military judge may reconsider the continued necessity for a protective order. II-86 R.C.M. 806(b)(3)

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Rule 807. Oaths (a) Definition. “Oath” includes “affirmation.” Discussion An affirmation is the same as an oath, except in an affirmation the words “so help you God” are omitted. (b) Oaths in courts-martial. (1) Who must be sworn. ( A ) C o u r t - m a r t i a l p e r s o n n e l . T h e m i l i t a r y judge, members of a general or special court-martial, trial counsel, assistant trial counsel, defense counsel, associate defense counsel, assistant defense counsel, reporter, interpreter, and escort shall take an oath to perform their duties faithfully. For purposes of this rule, “defense counsel,” “associate defense counsel,” and “assistant defense counsel,” include detailed and individual military and civilian counsel. Discussion Article 42(a) provides that regulations of the Secretary concerned shall prescribe: the form of the oath; the time and place of the taking thereof; the manner of recording it; and whether the oath shall be taken for all cases in which the duties are to be per- formed or in each case separately. In the case of certified legal personnel (Article 26(b); Article 27(b)) these regulations may provide for the administration of an oath on a one-time basis. See also R.C.M. 813 and 901 concerning the point in the proceedings at which it is ordinarily determined whether the required oaths have been taken or are then administered. (B) Witnesses. Each witness before a court-mar- tial shall be examined on oath. Discussion See R.C.M. 307 concerning the requirement for an oath in preferral of charges. See R.C.M. 405 and 702 concerning the requirements for an oath in Article 32 preliminary hearings and depositions. An accused making an unsworn statement is not a “witness.” See R.C.M. 1001(c)(2)(C). A victim of an offense of which the accused has been found guilty is not a “witness” when making an unsworn statement during the presentencing phase of a court-martial. See R.C.M. 1001A. (2) Procedure for administering oaths. Any pro- cedure which appeals to the conscience of the per- son to whom the oath is administered and which binds that person to speak the truth, or, in the case of one other than a witness, properly to perform certain duties, is sufficient. Discussion When the oath is administered in a session to the military judge, members, or any counsel, all persons in the courtroom should stand. In those rare circumstances in which the trial counsel testifies as a witness, the military judge administers the oath. Unless otherwise prescribed by the Secretary concerned the forms below may be used, as appropriate, to administer an oath. (A) Oath for military judge. When the military judge is not previously sworn, the trial counsel will administer the following oath to the military judge: “Do you (swear) (affirm) that you will faithfully and impar- tially perform, according to your conscience and the laws applica- ble to trial by court-martial, all the duties incumbent upon you as military judge of this court-martial (,so help you God)?” (B) Oath for members. The following oath, as appropriate, will be administered to the members by the trial counsel: “Do you (swear) (affirm) that you will answer truthfully the questions concerning whether you should serve as a member of this court-martial; that you will faithfully and impartially try, according to the evidence, your conscience, and the laws applica- ble to trial by court-martial, the case of the accused now before this court; and that you will not disclose or discover the vote or opinion of any particular member of the court (upon a challenge or) upon the findings or sentence unless required to do so in due course of law (,so help you God)?” (C) Oaths for counsel. When counsel for either side, includ- ing any associate or assistant, is not previously sworn the follow- ing oath, as appropriate, will be administered by the military judge: “Do you (swear) (affirm) that you will faithfully perform all the duties of (trial) (assistant trial) (defense)(associate defense) (assistant defense) counsel in the case now in hearing (,so help you God)?” (D) Oath for reporter. The trial counsel will administer the following oath to every reporter of a court-martial who has not been previously sworn: “Do you (swear) (affirm) that you will faithfully perform the duties of reporter to this court-martial (,so help you God)?” (E) Oath for interpreter. The trial counsel or the summary court-martial shall administer the following oath to every inter- preter in the trial of any case before a court-martial: “Do you (swear) (affirm) that in the case now in hearing you will interpret truly the testimony you are called upon to interpret (,so help you God)?” (F) Oath for witnesses. The trial counsel or the summary court-martial will administer the following oath to each witness before the witness first testifies in a case: “Do you (swear) (affirm) that the evidence you shall give in the case now in hearing shall be the truth, the whole truth, and nothing but the truth (,so help you God)?” (G) Oath for escort. The escort on views or inspections by the court-martial will, before serving, take the following oath, which will be administered by the trial counsel: “Do you (swear) (affirm) that you will escort the court- martial and will well and truly point out to them (the place in which the offense charged in this case is alleged to have been committed) ( ); and that you will not speak to the II-87 R.C.M. 807(b)(2)

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members concerning (the alleged offense) ( ), ex- cept to describe (the place aforesaid) ( ) (,so help you God)?” See Article 136 concerning persons authorized to administer oaths. Rule 808. Record of trial The trial counsel of a general or special court- martial shall take such action as may be necessary to ensure that a record which will meet the require- ments of R.C.M. 1103 can be prepared. Discussion Except in a special court-martial not authorized to adjudge a bad- conduct discharge, confinement for more than six months, or forfeiture of pay for more than six months, the trial counsel should ensure that a qualified court reporter is detailed to the court-martial. Trial counsel should also ensure that all exhibits and other documents relating to the case are properly maintained for later inclusion in the record. See also R.C.M. 1103(j) as to the use of videotapes, audiotapes, and similar recordings for the re- cord of trial. Because of the potential requirement for a verbatim transcript, all proceedings, including sidebar conferences, argu- ments, and rulings and instructions by the military judge, should be recorded. Where there is recorder failure or loss of court reporter’s notes, the record should be reconstructed as completely as possi- ble. See also R.C.M. 1103(f). If the interruption is discovered during trial, the military judge should summarize or reconstruct the portion of the proceedings which has not been recorded and then proceed anew and repeat the proceedings from the point where the interruption began. See R.C.M. 1305 concerning the record of trial in summary courts-martial. See DD Forms 490 (Record of Trial), 491 (Summarized Record of Trial), and 491–1 (Summarized Record of Trial-Article 39(a) Session). Rule 809. Contempt proceedings ( a ) I n g e n e r a l . C o u r t s - m a r t i a l m a y e x e r c i s e c o n - tempt power under Article 48. Discussion Article 48 makes punishable “direct” contempt, as well as “in- d i r e c t ” o r “ c o n s t r u c t i v e ” c o n t e m p t . “ D i r e c t ” c o n t e m p t i s t h a t which is committed in the presence of the court-martial or its immediate proximity. “Presence” includes those places outside the courtroom itself, such as waiting areas, deliberation rooms, and other places set aside for the use of the court-martial while it is in session. “Indirect” or “constructive” contempt is non-compli- ance with lawful writs, processes, orders, rules, decrees, or com- mands of the court-martial. A “direct” or “indirect” contempt may be actually seen or heard by the court-martial, in which case it may be punished summarily. See subsection (b)(1) of this Rule. A “direct” or “indirect” contempt may also be a contempt not actu- ally observed by the court-martial, for example, when an unseen person makes loud noises, whether inside or outside the court- room, which impede the orderly progress of the proceedings. In such a case the procedures for punishing contempt are more extensive. See subsection (b)(2) of this Rule. The words “any person,” as used in Article 48, include all persons, whether or not subject to military law, except the mili- tary judge and foreign nationals outside the territorial limits of the United States who are not subject to the code. The military judge m a y o r d e r t h e o f f e n d e r r e m o v e d w h e t h e r o r n o t c o n t e m p t proceedings are held. It may be appropriate to warn a person whose conduct is improper that persistence in a course of behav- i o r m a y r e s u l t i n r e m o v a l o r p u n i s h m e n t f o r c o n t e m p t . S e e R.C.M. 804, 806. Each finding of contempt may be separately punished. A person subject to the code who commits contempt may be tried by court-martial or otherwise disciplined under Article 134 for such misconduct in addition to or instead of punishment for contempt. See paragraph 108, Part IV; see also Article 98. The 2011 amendment of Article 48 expanded the contempt power of military courts to enable them to enforce orders, such as discov- ery orders or protective orders regarding evidence, against mili- t a r y o r c i v i l i a n a t t o r n e y s . P e r s o n s n o t s u b j e c t t o m i l i t a r y jurisdiction under Article 2, having been duly subpoenaed, may be prosecuted in Federal civilian court under Article 47 for neg- lect or refusal to appear or refusal to qualify as a witness or to testify or to produce evidence. (b) Method of disposition. (1) Summary disposition. When conduct consti- tuting contempt is directly witnessed by the court- martial, the conduct may be punished summarily. (2) Disposition upon notice and hearing. When the conduct apparently constituting contempt is not directly witnessed by the court-martial, the alleged offender shall be brought before the court-martial and informed orally or in writing of the alleged contempt. The alleged offender shall be given a rea- sonable opportunity to present evidence, including calling witnesses. The alleged offender shall have the right to be represented by counsel and shall be so advised. The contempt must be proved beyond a reasonable doubt before it may be punished. (c) Procedure. The military judge shall in all cases determine whether to punish for contempt and, if so, what the punishment shall be. The military judge shall also determine when during the court-martial the contempt proceedings shall be conducted; how- ever, if the court-martial is composed of members, t h e m i l i t a r y j u d g e s h a l l c o n d u c t t h e c o n t e m p t p r o c e e d i n g s o u t s i d e t h e m e m b e r s ’ p r e s e n c e . T h e II-88 R.C.M. 807(b)(2)

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military judge may punish summarily under subsec- tion (b)(1) only if the military judge recites the facts for the record and states that they were directly witnessed by the military judge in the actual pres- ence of the court-martial. Otherwise, the provisions of subsection (b)(2) shall apply. ( d ) R e c o r d ; r e v i e w . A r e c o r d o f t h e c o n t e m p t proceedings shall be part of the record of the court- martial during which it occurred. If the person was held in contempt, then a separate record of the con- tempt proceedings shall be prepared and forwarded to the convening authority for review. The conven- ing authority may approve or disapprove all or part of the sentence. The action of the convening author- ity is not subject to further review or appeal. (e) Sentence. A sentence of confinement pursuant to a finding of contempt shall begin to run when it is adjudged unless deferred, suspended, or disapproved by the convening authority. The place of confine- ment for a civilian or military person who is held in contempt and is to be punished by confinement shall be designated by the convening authority. A fine does not become effective until ordered executed by the convening authority. The military judge may de- lay announcing the sentence after a finding of con- tempt to permit the person involved to continue to participate in the proceedings. Discussion The immediate commander of the person held in contempt, or, in the case of a civilian, the convening authority should be notified immediately so that the necessary action on the sentence may be taken. See R.C.M. 1101. (f) Informing person held in contempt. The person held in contempt shall be informed by the convening authority in writing of the holding and sentence, if any, of the court-martial and of the action of the convening authority upon the sentence. Discussion Copies of this communication should be furnished to such other persons including the immediate commander of the offender as may be concerned with the execution of the punishment. A copy shall be included with the record of both the trial and the con- tempt proceeding. Rule 810. Procedures for rehearings, new trials, and other trials (a) In general. (1) Rehearings in full and new or other trials. In rehearings which require findings on all charges and specifications referred to a court-martial and in new or other trials, the procedure shall be the same as in an original trial except as otherwise provided in this rule. (2) Rehearings on sentence only. In a rehearing on sentence only, the procedure shall be the same as in an original trial, except that the portion of the procedure which ordinarily occurs after challenges and through and including the findings is omitted, and except as otherwise provided in this rule. (A) Contents of the record. The contents of the record of the original trial consisting of evidence properly admitted on the merits relating to each of- fense of which the accused stands convicted but not sentenced may be established by any party whether or not testimony so read is otherwise admissible under Mil. R. Evid. 804(b)(1) and whether or not it was given through an interpreter. Discussion Matters excluded from the record of the original trial on the merits or improperly admitted on the merits must not be brought to the attention of the members as a part of the original record of trial. (B) Plea. The accused at a rehearing only on sentence may not withdraw any plea of guilty upon which findings of guilty are based. However, if such a plea is found to be improvident, the rehearing shall be suspended and the matter reported to the author- ity ordering the rehearing. (3) Combined rehearings. When a rehearing on sentence is combined with a trial on the merits of one or more specifications referred to the court-mar- tial, whether or not such specifications are being tried for the first time or reheard, the trial will pro- ceed first on the merits, without reference to the offenses being reheard on sentence only. After find- ings on the merits are announced, the members, if any, shall be advised of the offenses on which the rehearing on sentence has been directed. Additional challenges for cause may be permitted, and the sen- tencing procedure shall be the same as at an original II-89 R.C.M. 810(a)(3)

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trial, except as otherwise provided in this rule. A single sentence shall be adjudged for all offenses. (b) Composition. ( 1 ) M e m b e r s . N o m e m b e r o f t h e c o u r t - m a r t i a l which previously heard the case may sit as a mem- ber of the court-martial at any rehearing, new trial, or other trial of the same case. (2) Military judge. The military judge at a rehear- ing may be the same military judge who presided over a previous trial of the same case. The existence or absence of a request for trial by military judge alone at a previous hearing shall have no effect on the composition of a court-martial on rehearing. (3) Accused’s election. The accused at a rehearing or new or other trial shall have the same right to request enlisted members or trial by military judge alone as the accused would have at an original trial. Discussion See R.C.M. 902; 903. (c) Examination of record of former proceedings. No member may, upon a rehearing or upon a new or o t h e r t r i a l , e x a m i n e t h e r e c o r d o f a n y f o r m e r proceedings in the same case except: (1) When permitted to do so by the military judge after such matters have been received in evidence; or (2) That the president of a special court-martial without a military judge may examine that part of the record of former proceedings which relates to errors committed at the former proceedings when necessary to decide the admissibility of offered evi- dence or other questions of law, and such a part of the record may be read to the members when neces- sary for them to consider a matter subject to objec- tion by any member. Discussion See R.C.M. 801(e)(2). When a rehearing is ordered, the trial counsel should be provided a record of the former proceedings, accompanying docu- ments, and any decision or review relating to the case, as well as a statement of the reason for the rehearing. (d) Sentence limitations. (1) In general. Sentences at rehearings, new tri- als, or other trials shall be adjudged within the limi- t a t i o n s s e t f o r t h i n R . C . M . 1 0 0 3 . E x c e p t a s otherwise provided in subsection (d)(2) of this rule, offenses on which a rehearing, new trial, or other trial has been ordered shall not be the basis for an approved sentence in excess of or more severe than the sentence ultimately approved by the convening or higher authority following the previous trial or hearing, unless the sentence prescribed for the of- fense is mandatory. When a rehearing or sentencing is combined with trial on new charges, the maxi- mum punishment that may be approved by the con- vening authority shall be the maximum punishment under R.C.M. 1003 for the offenses being reheard as limited above, plus the total maximum punishment under R.C.M. 1003 for any new charges of which the accused has been found guilty. In the case of an “ o t h e r t r i a l ” n o s e n t e n c e l i m i t a t i o n s a p p l y i f t h e original trial was invalid because a summary or spe- cial court-martial improperly tried an offense involv- i n g a m a n d a t o r y p u n i s h m e n t o r o n e o t h e r w i s e considered capital. Discussion At a rehearing, the trier of fact is not bound by the sentence previously adjudged or approved. The members should not be advised of the sentence limitation under this rule. See R.C.M. 1005(e)(1). An appropriate sentence on a retried or reheard of- fense should be adjudged without regard to any credit to which the accused may be entitled. See R.C.M. 103(2) and R.C.M. 103(3) as to when a rehearing may be a capital case. (2) Pretrial agreement. If, after the earlier court- martial, the sentence was approved in accordance with a pretrial agreement and at the rehearing the accused fails to comply with the pretrial agreement, by failing to enter a plea of guilty or otherwise, the approved sentence resulting at a rehearing of the affected charges and specifications may include any otherwise lawful punishment not in excess of or more serious than lawfully adjudged at the earlier court-martial. (e) Definition. “Other trial” means another trial of a case in which the original proceedings were declared invalid because of lack of jurisdiction or failure of a charge to state an offense. Rule 811. Stipulations (a) In general. The parties may make an oral or written stipulation to any fact, the contents of a document, or the expected testimony of a witness. II-90 R.C.M. 810(a)(3)

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(b) Authority to reject. The military judge may, in the interest of justice, decline to accept a stipulation. Discussion Although the decision to stipulate should ordinarily be left to the parties, the military judge should not accept a stipulation if there is any doubt of the accused’s or any other party’s understanding of the nature and effect of the stipulation. The military judge should also refuse to accept a stipulation which is unclear or ambiguous. A stipulation of fact which amounts to a complete defense to any offense charged should not be accepted nor, if a plea of not guilty is outstanding, should one which practically amounts to a confession, except as described in the discussion under subsection (c) of this rule. If a stipulation is rejected, the parties may be entitled to a continuance. (c) Requirements. Before accepting a stipulation in evidence, the military judge must be satisfied that the parties consent to its admission. Discussion Ordinarily, before accepting any stipulation the military judge should inquire to ensure that the accused understands the right not to stipulate, understands the stipulation, and consents to it. If the stipulation practically amounts to a confession to an offense to which a not guilty plea is outstanding, it may not be accepted unless the military judge ascertains: (A) from the ac- cused that the accused understands the right not to stipulate and that the stipulation will not be accepted without the accused’s consent; that the accused understands the contents and effect of the stipulation; that a factual basis exists for the stipulation; and that the accused, after consulting with counsel, consents to the stipulation; and (B) from the accused and counsel for each party whether there are any agreements between the parties in connec- tion with the stipulation, and, if so, what the terms of such agreements are. A stipulation practically amounts to a confession when it is the equivalent of a guilty plea, that is, when it establishes, directly or by reasonable inference, every element of a charged offense and when the defense does not present evidence to contest any potential remaining issue of the merits. Thus, a stipulation which tends to establish, by reasonable inference, every element of a charged offense does not practically amount to a confession if the defense contests an issue going to guilt which is not foreclosed by the stipulation. For example, a stipulation of fact that contraband drugs were discovered in a vehicle owned by the accused would normally practically amount to a confession if no other evidence were presented on the issue, but would not if the defense pres- ented evidence to show that the accused was unaware of the presence of the drugs. Whenever a stipulation establishes the elements of a charged offense, the military judge should conduct an inquiry as described above. If, during an inquiry into a confessional stipulation the mili- tary judge discovers that there is a pretrial agreement, the military judge must conduct an inquiry into the pretrial agreement. See R.C.M. 910(f). See also R.C.M. 705. ( d ) W i t h d r a w a l . A p a r t y m a y w i t h d r a w f r o m a n agreement to stipulate or from a stipulation at any time before a stipulation is accepted; the stipulation may not then be accepted. After a stipulation has been accepted a party may withdraw from it only if permitted to do so in the discretion of the military judge. Discussion If a party withdraws from an agreement to stipulate or from a stipulation, before or after it has been accepted, the opposing party may be entitled to a continuance to obtain proof of the matters which were to have been stipulated. I f a p a r t y i s p e r m i t t e d t o w i t h d r a w f r o m a s t i p u l a t i o n previously accepted, the stipulation must be disregarded by the court-martial, and an instruction to that effect should be given. (e) Effect of stipulation. Unless properly withdrawn or ordered stricken from the record, a stipulation of fact that has been accepted is binding on the court- martial and may not be contradicted by the parties thereto. The contents of a stipulation of expected testimony or of a document’s contents may be at- tacked, contradicted, or explained in the same way as if the witness had actually so testified or the document had been actually admitted. The fact that the parties so stipulated does not admit the truth of the indicated testimony or document’s contents, nor does it add anything to the evidentiary nature of the testimony or document. The Military Rules of Evi- dence apply to the contents of stipulations. (f) Procedure. When offered, a written stipulation shall be presented to the military judge and shall be included in the record whether accepted or not. Once accepted, a written stipulation of expected testimony shall be read to the members, if any, but shall not be presented to them; a written stipulation of fact or of a document’s contents may be read to the members, if any, presented to them, or both. Once accepted, an oral stipulation shall be announced to the members, if any. Rule 812. Joint and common trials In joint trials and in common trials, each accused II-91 R.C.M. 812

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shall be accorded the rights and privileges as if tried separately. Discussion See R.C.M. 307(c)(5) concerning preparing charges and specifica- tions for joint trials. See R.C.M. 601(e)(3) concerning referral of charges for joint or common trials, and the distinction between the two. See R.C.M. 906(b)(9) concerning motions to sever and other appropriate motions in joint or common trials. In a joint or common trial, each accused may be represented by separate counsel, make challenges for cause, make peremptory c h a l l e n g e s ( s e e R . C . M . 9 1 2 ) , c r o s s - e x a m i n e w i t n e s s e s , e l e c t whether to testify, introduce evidence, request that the member- ship of the court include enlisted persons, if an enlisted accused, and, if a military judge has been detailed, request trial by military judge alone. Where different elections are made (and, when necessary, approved) as to court-martial composition a severance is neces- sary. Thus, if one co-accused elects to be tried by a court-martial composed of officers, and a second requests that enlisted mem- bers be detailed to the court, and a third submits a request for trial by military judge alone, which request is approved, three separate trials must be conducted. In a joint or common trial, evidence which is admissible against only one or some of the joint or several accused may be c o n s i d e r e d o n l y a g a i n s t t h e a c c u s e d c o n c e r n e d . F o r e x a m p l e , when a stipulation is accepted which was made by only one or some of the accused, the stipulation does not apply to those accused who did not join it. See also Mil. R. Evid. 306. In such instances the members must be instructed that the stipulation or evidence may be considered only with respect to the accused with respect to whom it is accepted. Rule 813. Announcing personnel of the court-martial and accused (a) Opening sessions. When the court-martial is cal- led to order for the first time in a case, the military judge shall ensure that the following is announced: ( 1 ) T h e o r d e r , i n c l u d i n g a n y a m e n d m e n t , b y which the court-martial is convened; (2) The name, rank, and unit or address of the accused; (3) The name and rank of the military judge, if one has been detailed; (4) The names and ranks of the members, if any, who are present; (5) The names and ranks of members who are absent, if presence of members is required; (6) The names and ranks (if any) of counsel who are present; (7) The names and ranks (if any) of counsel who are absent; and (8) The name and rank (if any) of any detailed court reporter. ( b ) L a t e r p r o c e e d i n g s . W h e n t h e c o u r t - m a r t i a l i s called to order after a recess or adjournment or after it has been closed for any reason, the military judge shall ensure that the record reflects whether all par- ties and members who were present at the time of the adjournment or recess, or at the time the court- martial closed, are present. (c) Additions, replacement, and absences of person- nel. Whenever there is a replacement of the military judge, any member, or counsel, either through the a p p e a r a n c e o f n e w p e r s o n n e l o r p e r s o n n e l previously absent or through the absence of person- nel previously present, the military judge shall en- sure the record reflects the change and the reason for it. II-92 R.C.M. 812

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CHAPTER IX. TRIAL PROCEDURES THROUGH FINDINGS Rule 901. Opening session (a) Call to order. A court-martial is in session when the military judge so declares. Discussion The military judge should examine the charge sheet, convening order, and any amending orders before calling the initial session to order. Article 35 provides that in time of peace, no proceedings, including Article 39(a) sessions, may be conducted over the ac- cused’s objection until five days have elapsed from the service of charges on the accused in the case of a general court-martial. The period is three days for a special court-martial. In computing these periods, the date of service and the date of the proceedings are excluded. Holidays and Sundays are not excluded. Failure to object waives the right to the waiting period, but if it appears that the waiting period has not elapsed, the military judge should bring this to the attention of the defense and secure an affirmative waiver on the record. (b) Announcement of parties. After the court-martial is called to order, the presence or absence of the p a r t i e s , m i l i t a r y j u d g e , a n d m e m b e r s s h a l l b e announced. Discussion If the orders detailing the military judge and counsel have not been reduced to writing, an oral announcement of such detailing is required. See R.C.M. 503(b) and (c). (c) Swearing reporter and interpreter. After the per- sonnel have been accounted for as required in sub- s e c t i o n ( b ) o f t h i s r u l e , t h e t r i a l c o u n s e l s h a l l announce whether the reporter and interpreter, if any is present, have been properly sworn. If not sworn, the reporter and interpreter, if any, shall be sworn. Discussion See R.C.M. 807 concerning the oath to be administered to a court reporter or interpreter. If a reporter or interpreter is replaced at any time during trial, this should be noted for the record, and the procedures in this subsection should be repeated. (d) Counsel. ( 1 ) T r i a l c o u n s e l . T h e t r i a l c o u n s e l s h a l l a n - nounce the legal qualifications and status as to oaths of the members of the prosecution and whether any member of the prosecution has acted in any manner which might tend to disqualify that counsel. (2) Defense counsel. The detailed defense counsel shall announce the legal qualifications and status as to oaths of the detailed members of the defense and whether any member of the defense has acted in any manner which might tend to disqualify that counsel. Any defense counsel not detailed shall state that c o u n s e l ’ s l e g a l q u a l i f i c a t i o n s , a n d w h e t h e r t h a t counsel has acted in any manner which might tend to disqualify the counsel. (3) Disqualification. If it appears that any counsel may be disqualified, the military judge shall decide the matter and take appropriate action. Discussion Counsel may be disqualified because of lack of necessary qualifi- cations, or because of duties or actions which are inconsistent with the role of counsel. See R.C.M. 502(d) concerning qualifica- tions of counsel. If it appears that any counsel may be disqualified, the mili- tary judge should conduct an inquiry or hearing. If any detailed counsel is disqualified, the appropriate authority should be in- formed. If any defense counsel is disqualified, the accused should be so informed. If the disqualification of trial or defense counsel is one which the accused may waive, the accused should be so informed b y t h e m i l i t a r y j u d g e , a n d g i v e n t h e o p p o r t u n i t y t o d e c i d e whether to waive the disqualification. In the case of defense counsel, if the disqualification is not waivable or if the accused elects not to waive the disqualification, the accused should be informed of the choices available and given the opportunity to exercise such options. If any counsel is disqualified, the military judge should en- sure that the accused is not prejudiced by any actions of the disqualified counsel or any break in representation of the accused. Disqualification of counsel is not a jurisdictional defect; such error must be tested for prejudice. If the membership of the prosecution or defense changes at any time during the proceedings, the procedures in this subsection should be repeated as to the new counsel. In addition, the military judge should ascertain on the record whether the accused objects to a change of defense counsel. See R.C.M. 505(d)(2) and 506(c). ( 4 ) I n q u i r y . T h e m i l i t a r y j u d g e s h a l l , i n o p e n session: (A) Inform the accused of the rights to be rep- resented by military counsel detailed to the defense; or by individual military counsel requested by the accused, if such military counsel is reasonably avail- able; and by civilian counsel, either alone or in asso- II-93

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properly submitted under subsection (b)(3) of this rule and may prescribe the manner by which an application for relief under subsection (b)(3) of this rule may be made and, if submitted by a person other than the accused, may require that the appli- cant show authority to act on behalf of the accused. Discussion See R.C.M. 1114 concerning orders promulgating action under this rule. (C) Time limits on applications. Any application for review by the Judge Advocate General under Article 69 must be made on or before the last day of the two year period beginning on the date the sen- tence is approved by the convening authority or the date the findings are announced for cases which do not proceed to sentencing, unless the accused es- tablishes good cause for failure to file within that time. ( 4 ) R e h e a r i n g . I f t h e J u d g e A d v o c a t e G e n e r a l sets aside the findings or sentence, the Judge Advo- cate General may, except when the setting aside is based on lack of sufficient evidence in the record to support the findings, order a rehearing. If the Judge Advocate General sets aside the findings and sen- tence and does not order a rehearing, the Judge Ad- v o c a t e G e n e r a l s h a l l o r d e r t h a t t h e c h a r g e s b e dismissed. If the Judge Advocate General orders a rehearing but the convening authority finds a rehear- ing impractical, the convening authority shall dis- miss the charges. (c) Remission and suspension. The Judge Advocate General may, when so authorized by the Secretary concerned under Article 74, at any time remit or suspend the unexecuted part of any sentence, other than a sentence approved by the President. Rule 1202. Appellate counsel (a) In general. The Judge Advocate General con- cerned shall detail one or more commissioned offi- cers as appellate Government counsel and one or m o r e c o m m i s s i o n e d o f f i c e r s a s a p p e l l a t e d e f e n s e counsel who are qualified under Article 27(b)(1). (b) Duties. ( 1 ) A p p e l l a t e G o v e r n m e n t c o u n s e l . A p p e l l a t e G o v e r n m e n t c o u n s e l s h a l l r e p r e s e n t t h e U n i t e d States before the Court of Criminal Appeals or the U n i t e d S t a t e s C o u r t o f A p p e a l s f o r t h e A r m e d Forces when directed to do so by the Judge Advo- c a t e G e n e r a l c o n c e r n e d . A p p e l l a t e G o v e r n m e n t counsel may represent the United States before the United States Supreme Court when requested to do so by the Attorney General. (2) Appellate defense counsel. Appellate defense counsel shall represent the accused before the Court of Criminal Appeals, the Court of Appeals for the Armed Forces, or the Supreme Court when the ac- cused is a party in the case before such court and: (A) The accused requests to be represented by appellate defense counsel; (B) The United States is represented by coun- sel; or (C) The Judge Advocate General has sent the case to the United States Court of Appeals for the Armed Forces. Appellate defense counsel is author- ized to communicate directly with the accused. The accused is a party in the case when named as a party in pleadings before the court or, even if not so named, when the military judge is named as re- spondent in a petition by the Government for ex- t r a o r d i n a r y r e l i e f f r o m a r u l i n g i n f a v o r o f t h e accused at trial. Discussion For a discussion of the duties of the trial defense counsel con- cerning post-trial and appellate matters, see R.C.M. 502(d)(6) Discussion (E). Appellate defense counsel may communicate with trial defense counsel concerning the case. See also Mil. R. Evid. 502 (privileges). If all or part of the findings and sentence are affirmed by the Court of Criminal Appeals, appellate defense counsel should ad- vise the accused whether the accused should petition for further review in the United States Court of Appeals for the Armed Forces and concerning which issues should be raised. The accused may be represented by civilian counsel before the Court of Criminal Appeals, the Court of Appeals for the Armed Forces, and the Supreme Court. Such counsel will not be provided at the expense of the United States. Civilian counsel may represent the accused before these courts in addition to or instead of military counsel. If, after any decision of the Court of Appeals for the Armed Forces, the accused may apply for a writ of certiorari ( see R.C.M. 1 2 0 5 ) , a p p e l l a t e d e f e n s e c o u n s e l s h o u l d a d v i s e t h e a c c u s e d whether to apply for review by the Supreme Court and which issues might be raised. If authorized to do so by the accused, appellate defense counsel may prepare and file a petition for a writ of certiorari on behalf of the accused. The accused has no right to select appellate defense counsel. Under some circumstances, however, the accused may be entitled II-181 R.C.M. 1202(b)(2)(C)

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to request that the detailed appellate defense counsel be replaced by another appellate defense counsel. See also R.C.M. 1204(b)(1) concerning detailing counsel with respect to the right to petition the Court of Appeals for the Armed Forces for review. Rule 1203. Review by a Court of Criminal Appeals (a) In general. Each Judge Advocate General shall establish a Court of Criminal Appeals composed of appellate military judges. Discussion See Article 66 concerning the composition of the Courts of Crimi- nal Appeals, the qualifications of appellate military judges, the grounds for their ineligibility, and restrictions upon the official relationship of the members of the court to other members. Uni- form rules of court for the Courts of Criminal Appeals are pre- scribed by the Judge Advocates General. (b) Cases reviewed by a Court of Criminal Appeals. A Court of Criminal Appeals shall review cases re- ferred to it by the Judge Advocate General under R.C.M. 1201(a) or (b)(1). Discussion See R.C.M. 1110 concerning withdrawal of a case pending before a Court of Criminal Appeals. See R.C.M. 908 concerning procedures for interlocutory ap- peals by the Government. In cases referred to it under R.C.M. 1201, a Court of Crimi- n a l A p p e a l s m a y a c t o n l y w i t h r e s p e c t t o t h e f i n d i n g s a n d sentence as approved by proper authority. It may affirm only such findings of guilty or such part of a finding of guilty as includes an included offense, as it finds correct in law and fact and deter- mines on the basis of the entire record should be approved. A Court of Criminal Appeals has generally the same powers as the convening authority to modify a sentence ( see R.C.M. 1107), but it may not suspend all or part of a sentence. However, it may reduce the period of a suspension prescribed by a convening authority. It may not defer service of a sentence to confinement. ( see R.C.M. 1101(c)). It may, however, review a decision by a convening authority concerning deferral, to determine whether that decision was an abuse of the convening authority’s discre- tion. In considering the record of a case referred to it under R.C.M. 1201, a Court of Criminal Appeals may weigh the evi- dence, judge the credibility of witnesses, and determine contro- verted questions of fact, recognizing that the court-martial saw and heard the evidence. A finding or sentence of a court-martial may not be held incorrect on the ground of an error of law unless the error materially prejudices the substantial rights of the ac- cused. Article 59(a). If a Court of Criminal Appeals sets aside any findings of guilty or the sentence, it may, except as to findings set aside for lack of sufficient evidence in the record to support the findings, order an appropriate type of rehearing or reassess the sentence as appropriate. See R.C.M. 810 concerning rehearings. If the Court of Criminal Appeals sets aside all the findings and the sentence and does not order a rehearing, it must order the charges dis- missed. See Articles 59(a) and 66. A Court of Criminal Appeals may on petition for extraordi- nary relief issue all writs necessary or appropriate in aid of its jurisdiction and agreeable to the usages and principles of law. Any party may petition a Court of Criminal Appeals for extraor- dinary relief. (c) Action on cases reviewed by a Court of Criminal Appeals. (1) Forwarding by the Judge Advocate General to the Court of Appeals for the Armed Forces. The Judge Advocate General may forward the decision of the Court of Criminal Appeals to the Court of A p p e a l s f o r t h e A r m e d F o r c e s f o r r e v i e w w i t h respect to any matter of law. In such a case, the Judge Advocate General shall cause a copy of the decision of the Court of Criminal Appeals and the order forwarding the case to be served on the ac- cused and on appellate defense counsel. While a review of a forwarded case is pending, the Secretary concerned may defer further service of a sentence to confinement that has been ordered executed in such a case. (2) Action when sentence is set aside. In a case reviewed by it under this rule in which the Court of Criminal Appeals has set aside the sentence and which is not forwarded to the Court of Appeals for the Armed Forces under subsection (c)(1) of this rule, the Judge Advocate General shall instruct an appropriate convening authority to take action in ac- cordance with the decision of the Court of Criminal Appeals. If the Court of Criminal Appeals has or- dered a rehearing, the record shall be sent to an appropriate convening authority. If that convening authority finds a rehearing impracticable that con- vening authority may dismiss the charges. Discussion If charges are dismissed, see R.C.M. 1208 concerning restoration of rights, privileges, and property. See R.C.M. 1114 concerning promulgating orders. (3) Action when sentence is affirmed in whole or part. (A) Sentence requiring approval by the Presi- II-182 R.C.M. 1202(b)(2)(C)

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dent. If the Court of Criminal Appeals affirms any sentence which includes death, the Judge Advocate General shall transmit the record of trial and the decision of the Court of Criminal Appeals directly to the Court of Appeals for the Armed Forces when any period for reconsideration provided by the rules of the Courts of Criminal Appeals has expired. (B) Other cases. If the Court of Criminal Ap- peals affirms any sentence other than one which includes death, the Judge Advocate General shall cause a copy of the decision of the Court of Crimi- nal Appeals to be served on the accused in accord- ance with subsection (d) of this rule. (4) Remission or suspension. If the Judge Advo- cate General believes that a sentence as affirmed by the Court of Criminal Appeals, other than one which includes death, should be remitted or suspended in whole or part, the Judge Advocate General may, before taking action under subsections (c)(1) or (3) of this rule, transmit the record of trial and the decision of the Court of Criminal Appeals to the secretary concerned with a recommendation for ac- tion under Article 74 or may take such action as may be authorized by the Secretary concerned under Article 74(a). Discussion See R.C.M. 1201(c); 1206. (5) Action when accused lacks mental capacity. An appellate authority may not affirm the proceed- ings while the accused lacks mental capacity to un- derstand and to conduct or cooperate intelligently in the appellate proceedings. In the absence of substan- tial evidence to the contrary, the accused is pre- sumed to have the capacity to understand and to conduct or cooperate intelligently in the appellate proceedings. If a substantial question is raised as to the requisite mental capacity of the accused, the appellate authority may direct that the record be forwarded to an appropriate authority for an exami- nation of the accused in accordance with R.C.M. 706, but the examination may be limited to deter- mining the accused’s present capacity to understand and cooperate in the appellate proceedings. The or- der of the appellate authority will instruct the appro- priate authority as to permissible actions that may be taken to dispose of the matter. If the record is there- after returned to the appellate authority, the appellate authority may affirm part or all of the findings or sentence unless it is established, by a preponderance of the evidence—including matters outside the re- cord of trial—that the accused does not have the requisite mental capacity. If the accused does not have the requisite mental capacity, the appellate au- thority shall stay the proceedings until the accused regains appropriate capacity, or take other appropri- ate action. Nothing in this subsection shall prohibit the appellate authority from making a determination in favor of the accused which will result in the setting aside of a conviction. (d) Notification to accused. (1) Notification of decision. The accused shall be notified of the decision of the Court of Criminal Appeals in accordance with regulations of the Secre- tary concerned. Discussion The accused may be notified personally, or a copy of the decision may be sent, after service on appellate counsel of record, if any, by first class certified mail to the accused at an address provided by the accused or, if no such address has been provided by the accused, at the latest address listed for the accused in the ac- cused’s official service record. If the Judge Advocate General has forwarded the case to the Court of Appeals for the Armed Forces, the accused should be so notified. See subsection (c)(1) of this rule. (2) Notification of right to petition the Court of Appeals for the Armed Forces for review. If the accused has the right to petition the Court of Ap- peals for the Armed Forces for review, the accused shall be provided with a copy of the decision of the Court of Criminal Appeals bearing an endorsement notifying the accused of this right. The endorsement shall inform the accused that such a petition: (A) May be filed only within 60 days from the time the accused was in fact notified of the decision of the Court of Criminal Appeals or the mailed copy of the decision was postmarked, whichever is earli- er; and (B) May be forwarded through the officer im- mediately exercising general court-martial jurisdic- tion over the accused and through the appropriate Judge Advocate General or filed directly with the Court of Appeals for the Armed Forces. Discussion See Article 67(c). See also R.C.M. 1204(b). II-183 R.C.M. 1203(d)(2)(B)

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T h e a c c u s e d m a y p e t i t i o n t h e C o u r t o f A p p e a l s f o r t h e Armed Forces for review, as to any matter of law, of any decision of the Court of Criminal Appeals except: (1) a case which was referred to the Court of Criminal Appeals by the Judge Advocate General under R.C.M. 1201(b)(1); (2) a case in which the Court of Criminal Appeals has set aside the sentence; and (3) a case in which the sentence includes death (because review by the Court of Appeals for the Armed Forces is mandatory). The placing of a petition for review in proper military chan- nels divests the Court of Criminal Appeals of jurisdiction over the case, and jurisdiction is thereby conferred on the Court of Ap- peals for the Armed Forces. See R.C.M. 1113 concerning action to be taken if the accused does not file or the Court of Appeals for the Armed Forces denies a petition for review. (3) Receipt by the accused—disposition. When the accused has the right to petition the Court of Ap- peals for the Armed Forces for review, the receipt of the accused for the copy of the decision of the Court of Criminal Appeals, a certificate of service on the accused, or the postal receipt for delivery of certified mail shall be transmitted in duplicate by expeditious means to the appropriate Judge Advocate General. If the accused is personally served, the receipt or cer- tificate of service shall show the date of service. The Judge Advocate General shall forward one copy of the receipt, certificate, or postal receipt to the clerk of the Court of Appeals for the Armed Forces when required by the court. (e) Cases not reviewed by the Court of Appeals for the Armed Forces. If the decision of the Court of Criminal Appeals is not subject to review by the Court of Appeals for the Armed Forces, or if the Judge Advocate General has not forwarded the case to the Court of Appeals for the Armed Forces and the accused has not filed or the Court of Appeals for the Armed Forces has denied a petition for review, the Judge Advocate General shall— (1) If the sentence affirmed by the Court of Crim- inal Appeals includes a dismissal, transmit the re- cord, the decision of the Court of Criminal Appeals, and the Judge Advocate General’s recommendation to the Secretary concerned for action under R.C.M. 1206; or (2) If the sentence affirmed by the Court of Crim- inal Appeals does not include a dismissal, notify the convening authority, the officer exercising general court-martial jurisdiction over the accused, or the Secretary concerned, as appropriate, who, subject to R.C.M. 1113(c)(1), may order into execution any unexecuted sentence affirmed by the Court of Crimi- nal Appeals or take other action, as authorized. Discussion See R.C.M. 1113, 1206, and Article 74(a) concerning the author- ity of the Secretary and others to take action. (f) Scope. Except as otherwise expressly provided in this rule, this rule does not apply to appeals by the Government under R.C.M. 908. (g) Article 6b(e) petition for writ of mandamus. The Judge Advocates General shall establish the means by which the petitions for writs of mandamus de- scribed in Article 6b(e) are forwarded to the Courts of Criminal Appeals in accordance with their rule- making functions of Article 66(f). Rule 1204. Review by the Court of Appeals for the Armed Forces (a) Cases reviewed by the Court of Appeals for the Armed Forces. Under such rules as it may prescribe, the Court of Appeals for the Armed Forces shall review the record in all cases: (1) In which the sentence, as affirmed by a Court of Criminal Appeals, extends to death; (2) Reviewed by a Court of Criminal Appeals which the Judge Advocate General orders sent to the Court of Appeals for the Armed Forces for review; and (3) Reviewed by a Court of Criminal Appeals, except those referred to it by the Judge Advocate General under R.C.M. 1201(b)(1), in which, upon petition by the accused and on good cause shown, the Court of Appeals for the Armed Forces has gran- ted a review. Discussion See Article 67(a) concerning the composition of the Court of Appeals for the Armed Forces. In any case reviewed by it, the Court of Appeals for the Armed Forces may act only with respect to the findings and sentence as approved by the convening author- ity and as affirmed or set aside as incorrect in law by the Court of Criminal Appeals. See Article 67(d) and (e). The rules of practice and procedure before the Court of Appeals for the Armed Forces are published in the Military Justice Reporter. The Court of Appeals for the Armed Forces may entertain petitions for extraordinary relief and may issue all writs necessary or appropriate in aid of its jurisdiction and agreeable to the usages and principles of law. Any party may petition the Court of Ap- peals for the Armed Forces for extraordinary relief. However, in the interest of judicial economy, such petitions usually should be II-184 R.C.M. 1203(d)(2)(B)

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filed with and adjudicated before the appropriate Court of Crimi- nal Appeals prior to submission to the Court of Appeals for the Armed Forces. (b) Petition by the accused for review by the Court of Appeals for the Armed Forces. (1) Counsel. When the accused is notified of the right to forward a petition for review by the Court of Appeals for the Armed Forces, if requested by the accused, associate counsel qualified under R.C.M. 502(d)(1) shall be detailed to advise and assist the accused in connection with preparing a petition for further appellate review. Discussion If reasonably available, the counsel who conducted the defense at trial may perform these duties. The counsel detailed to represent the accused should communicate with the appellate defense coun- sel representing the accused. See R.C.M. 1202. ( 2 ) F o r w a r d i n g p e t i t i o n . T h e a c c u s e d s h a l l f i l e any petition for review by the Court of Appeals for the Armed Forces under subsection (a)(3) of this r u l e d i r e c t l y w i t h t h e C o u r t o f A p p e a l s f o r t h e Armed Forces. Discussion See Article 67(c) and R.C.M. 1203(d)(2) concerning notifying the accused of the right to petition the Court of Appeals for the Armed Forces for review and the time limits for submitting a petition. See also the rules of the Court of Appeals for the Armed Forces concerning when the time for filing a petition begins to run and when a petition is now timely. (c) Action on decision by the Court of Appeals for the Armed Forces. (1) In general. After it has acted on a case, the Court of Appeals for the Armed Forces may direct the Judge Advocate General to return the record to the Court of Criminal Appeals for further proceed- ings in accordance with the decision of the court. Otherwise, unless the decision is subject to review by the Supreme Court, or there is to be further action by the President or the Secretary concerned, the Judge Advocate General shall instruct the con- vening authority to take action in accordance with that decision. If the Court has ordered a rehearing, but the convening authority to whom the record is transmitted finds a rehearing impracticable, the con- vening authority may dismiss the charges. Discussion See R.C.M. 1114 concerning final orders in the case. See also R.C.M. 1206 and Article 74(a). (2) Sentence requiring approval of the President. ( A ) I f t h e C o u r t o f A p p e a l s f o r t h e A r m e d Forces has affirmed a sentence that must be ap- proved by the President before it may be executed, the Judge Advocate General shall transmit the record of trial, the decision of the Court of Criminal Ap- peals, the decision of the Court of Appeals for the Armed Forces, and the recommendation of the Judge Advocate General to the Secretary concerned. (B) If the Secretary concerned is the Secretary of a military department, the Secretary concerned shall forward the material received under paragraph (A) to the Secretary of Defense, together with the r e c o m m e n d a t i o n o f t h e S e c r e t a r y c o n c e r n e d . T h e Secretary of Defense shall forward the material, with the recommendation of the Secretary concerned and the recommendation of the Secretary of Defense, to the President for the action of the President. (C) If the Secretary concerned is the Secretary of Homeland Security, the Secretary concerned shall forward the material received under paragraph (A) to the President, together with the recommendation of t h e S e c r e t a r y c o n c e r n e d , f o r t h e a c t i o n o f t h e President. Discussion See Article 71(a) and R.C.M. 1207. (3) Sentence requiring approval of the Secretary concerned. If the Court of Appeals for the Armed Forces has affirmed a sentence which requires ap- proval of the Secretary concerned before it may be executed, the Judge Advocate General shall follow the procedure in R.C.M. 1203(e)(1). Discussion See Article 71(b) and R.C.M. 1206. ( 4 ) D e c i s i o n s u b j e c t t o r e v i e w b y t h e S u p r e m e Court. If the decision of the Court of Appeals for t h e A r m e d F o r c e s i s s u b j e c t t o r e v i e w b y t h e II-185 R.C.M. 1204(c)(4)

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Supreme Court, the Judge Advocate General shall take no action under subsections (c)(1), (2), or (3) of this rule until: (A) the time for filing a petition for a writ of certiorari with the Supreme Court has ex- pired; or (B) the Supreme Court has denied any petitions for writ of certiorari filed in the case. After (A) or (B) has occurred, the Judge Advocate General shall take action under subsection (c)(1), (2), or (3). If the Supreme Court grants a writ of certiorari, the J u d g e A d v o c a t e G e n e r a l s h a l l t a k e a c t i o n u n d e r R.C.M. 1205(b). Rule 1205. Review by the Supreme Court (a) Cases subject to review by the Supreme Court. Under 28 U.S.C. § 1259 and Article 67(h), decisions of the Court of Appeals for the Armed Forces may be reviewed by the Supreme Court by writ of certio- rari in the following cases: (1) Cases reviewed by the Court of Appeals for the Armed Forces under Article 67(b)(1); (2) Cases certified to the Court of Appeals for the Armed Forces by the Judge Advocate General under Article 67(b)(2); (3) Cases in which the Court of Appeals for the Armed Forces granted a petition for review under Article 67(b)(3); and (4) Cases other than those described in subsec- tions (a)(1), (2), and (3) of this rule in which the Court of Appeals for the Armed Forces granted re- lief. The Supreme Court may not review by writ of certiorari any action of the Court of Appeals for the Armed Forces in refusing to grant a petition for review. (b) Action by the Supreme Court. After the Supreme Court has taken action, other than denial of a peti- tion for writ of certiorari, in any case, the Judge Advocate General shall, unless the case is returned to the Court of Appeals for the Armed Forces for further proceedings, forward the case to the Presi- dent or the Secretary concerned in accordance with R.C.M. 1204(c)(2) or (3) when appropriate, or in- struct the convening authority to take action in ac- cordance with the decision. Rule 1206. Powers and responsibilities of the Secretary (a) Sentences requiring approval by the Secretary. No part of a sentence extending to dismissal of a commissioned officer, cadet, or midshipman may be executed until approved by the Secretary concerned or such Under Secretary or Assistant Secretary as may be designated by the Secretary. Discussion See Article 71(b). (b) Remission and suspension. ( 1 ) I n g e n e r a l . T h e S e c r e t a r y c o n c e r n e d a n d , when designated by the Secretary concerned, any Under Secretary, Assistant Secretary, Judge Advo- cate General, or commander may remit or suspend any part or amount of the unexecuted part of any sentence, including all uncollected forfeitures, other than a sentence approved by the President. (2) Substitution of discharge. The Secretary con- cerned may, for good cause, substitute an adminis- t r a t i v e d i s c h a r g e f o r a d i s c h a r g e o r d i s m i s s a l executed in accordance with the sentence of a court- martial. (3) Sentence commuted by the President. When the President has commuted a death sentence to a lesser punishment, the Secretary concerned may re- mit or suspend any remaining part or amount of the unexecuted portion of the sentence of a person con- victed by a military tribunal under the Secretary’s jurisdiction. Rule 1207. Sentences requiring approval by the President No part of a court-martial sentence extending to d e a t h m a y b e e x e c u t e d u n t i l a p p r o v e d b y t h e President. Discussion See Article 71(a). See also R.C.M. 1203 and 1204 concerning review by the Court of Criminal Appeals and Court of Appeals for the Armed Forces in capital cases. Rule 1208. Restoration (a) New trial. All rights, privileges, and property affected by an executed portion of a court-martial sentence—except an executed dismissal or dischar- ge—which has not again been adjudged upon a new trial or which, after the new trial, has not been II-186 R.C.M. 1204(c)(4)

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sustained upon the action of any reviewing authori- ty, shall be restored. So much of the findings and so much of the sentence adjudged at the earlier trial shall be set aside as may be required by the findings a n d s e n t e n c e a t t h e n e w t r i a l . O r d i n a r i l y , a c t i o n taken under this subsection shall be announced in the court-martial order promulgating the final results of the proceedings. Discussion See Article 75(b) and (c) concerning the action to be taken on an executed dismissal or discharge which is not imposed at a new trial. (b) Other cases. In cases other than those in subsec- tion (a) of this rule, all rights, privileges, and prop- erty affected by an executed part of a court-martial sentence which has been set aside or disapproved by any competent authority shall be restored unless a new trial, other trial, or rehearing is ordered and such executed part is included in a sentence imposed at the new trial, other trial, or rehearing. Ordinarily, any restoration shall be announced in the court-mar- t i a l o r d e r p r o m u l g a t i n g t h e f i n a l r e s u l t s o f t h e proceedings. Discussion See R.C.M. 1114 concerning promulgating orders. Rule 1209. Finality of courts-martial (a) When a conviction is final. A court-martial con- viction is final when: (1) Review is completed by a Court of Criminal Appeals and— (A) The accused does not file a timely petition for review by the Court of Appeals for the Armed Forces and the case is not otherwise under review by that court; (B) A petition for review is denied or other- wise rejected by the Court of Appeals for the Armed Forces; or (C) Review is completed in accordance with the judgment of the Court of Appeals for the Armed Forces and— (i) A petition for a writ of certiorari is not f i l e d w i t h i n t h e t i m e l i m i t s p r e s c r i b e d b y t h e Supreme Court, (ii) A petition for writ of certiorari is denied or otherwise rejected by the Supreme Court, or (iii) Review is otherwise completed in ac- cordance with the judgment of the Supreme Court; or Discussion See R.C.M. 1201, 1203, 1204, and 1205 concerning cases subject to review by a Court of Criminal Appeals, the Court of Appeals for the Armed Forces, and the Supreme Court. See also R.C.M. 1110. (2) In cases not reviewed by a Court of Criminal Appeals— (A) The findings and sentence have been found legally sufficient by a judge advocate and, when action by such officer is required, have been ap- proved by the officer exercising general court-mar- tial jurisdiction over the accused at the time the court-martial was convened (or that officer’s succes- sor); or (B) The findings and sentence have been af- firmed by the Judge Advocate General when review by the Judge Advocate General is required under R.C.M. 1112(g)(1) or 1201(b)(1). (b) Effect of finality. The appellate review of re- cords of trial provided by the code, the proceedings, f i n d i n g s , a n d s e n t e n c e s o f c o u r t s - m a r t i a l a s a p - proved, reviewed, or affirmed as required by the code, and all dismissals and discharges carried into execution under sentences by courts-martial follow- ing approval, review, or affirmation as required by the code, are final and conclusive. Orders publishing t h e p r o c e e d i n g s o f c o u r t s - m a r t i a l a n d a l l a c t i o n t a k e n p u r s u a n t t o t h o s e p r o c e e d i n g s a r e b i n d i n g upon all departments, courts, agencies, and officers of the United States, subject only to action upon a petition for a new trial under Article 73, to action by the Judge Advocate General under Article 69(b), to action by the Secretary concerned as provided in Article 74, and the authority of the President. Rule 1210. New trial (a) In general. At any time within 2 years after approval by the convening authority of a court-mar- tial sentence, the accused may petition the Judge Advocate General for a new trial on the ground of newly discovered evidence or fraud on the court- martial. A petition may not be submitted after the II-187 R.C.M. 1210(a)

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death of the accused. A petition for a new trial of the facts may not be submitted on the basis of newly discovered evidence when the petitioner was found guilty of the relevant offense pursuant to a guilty plea. (b) Who may petition. A petition for a new trial may be submitted by the accused personally, or by ac- cused’s counsel, regardless whether the accused has been separated from the service. (c) Form of petition. A petition for a new trial shall be written and shall be signed under oath or affirma- tion by the accused, by a person possessing the power of attorney of the accused for that purpose, or by a person with the authorization of an appropriate court to sign the petition as the representative of the accused. The petition shall contain the following in- formation, or an explanation why such matters are not included: (1) The name, service number, and current ad- dress of the accused; (2) The date and location of the trial; (3) The type of court-martial and the title or posi- tion of the convening authority; (4) The request for the new trial; (5) The sentence or a description thereof as ap- proved or affirmed, with any later reduction thereof by clemency or otherwise; (6) A brief description of any finding or sentence believed to be unjust; (7) A full statement of the newly discovered evi- dence or fraud on the court-martial which is relied upon for the remedy sought; (8) Affidavits pertinent to the matters in subsec- tion (c)(6) of this rule; and (9) The affidavit of each person whom the ac- cused expects to present as a witness in the event of a new trial. Each such affidavit should set forth briefly the relevant facts within the personal knowl- edge of the witness. (d) Effect of petition. The submission of a petition for a new trial does not stay the execution of a sentence. (e) Who may act on petition. If the accused’s case is pending before a Court of Criminal Appeals or the Court of Appeals for the Armed Forces, the Judge Advocate General shall refer the petition to the ap- propriate court for action. Otherwise, the Judge Ad- vocate General of the armed force which reviewed the previous trial shall act on the petition, except that petitions submitted by persons who, at the time of trial and sentence from which the petitioner seeks relief, were members of the Coast Guard, and who, and who were members of the Coast Guard at the time the petition is submitted, shall be acted on in the Department in which the Coast Guard is serving at the time the petition is so submitted. (f) Grounds for new trial. (1) In general. A new trial may be granted only on grounds of newly discovered evidence or fraud on the court-martial. (2) Newly discovered evidence. A new trial shall not be granted on the grounds of newly discovered evidence unless the petition shows that: ( A ) T h e e v i d e n c e w a s d i s c o v e r e d a f t e r t h e trial; (B) The evidence is not such that it would have been discovered by the petitioner at the time of trial in the exercise of due diligence; and (C) The newly discovered evidence, if consid- ered by a court-martial in the light of all other perti- n e n t e v i d e n c e , w o u l d p r o b a b l y p r o d u c e a substantially more favorable result for the accused. ( 3 ) F r a u d o n c o u r t - m a r t i a l . N o f r a u d o n t h e court-martial warrants a new trial unless it had a substantial contributing effect on a finding of guilty or the sentence adjudged. Discussion Examples of fraud on a court-martial which may warrant granting a new trial are: confessed or proved perjury in testimony or forgery of documentary evidence which clearly had a substantial contributing effect on a finding of guilty and without which there probably would not have been a finding of guilty of the offense; willful concealment by the prosecution from the defense of evi- dence favorable to the defense which, if presented to the court- martial, would probably have resulted in a finding of not guilty; and willful concealment of a material ground for challenge of the military judge or any member or of the disqualification of counsel or the convening authority, when the basis for challenge or dis- qualification was not known to the defense at the time of trial (see R.C.M. 912). (g) Action on the petition. (1) In general. The authority considering the peti- tion may cause such additional investigation to be made and such additional information to be secured as that authority believes appropriate. Upon written request, and in its discretion, the authority consider- II-188 R.C.M. 1210(a)

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ing the petition may permit oral argument on the matter. (2) Courts of Criminal Appeals; Court of Appeals for the Armed Forces. The Courts of Criminal Ap- p e a l s a n d t h e C o u r t o f A p p e a l s f o r t h e A r m e d Forces shall act on a petition for a new trial in accordance with their respective rules. (3) The Judge Advocates General. When a peti- tion is considered by the Judge Advocate General, any hearing may be before the Judge Advocate Gen- eral or before an officer or officers designated by the J u d g e A d v o c a t e G e n e r a l . I f t h e J u d g e A d v o c a t e G e n e r a l b e l i e v e s m e r i t o r i o u s g r o u n d s f o r r e l i e f under Article 74 have been established but that a new trial is not appropriate, the Judge Advocate General may act under Article 74 if authorized to do so, or transmit the petition and related papers to the Secretary concerned with a recommendation. The Judge Advocate General may also, in cases which have been finally reviewed but have not been re- viewed by a Court of Criminal Appeals, act under Article 69. Discussion See also R.C.M. 1201(b)(3). (h) Action when new trial is granted. (1) Forwarding to convening authority. When a petition for a new trial is granted, the Judge Advo- cate General shall select and forward the case to a convening authority for disposition. (2) Charges at new trial. At a new trial, the ac- cused may not be tried for any offense of which the accused was found not guilty or upon which the accused was not tried at the earlier court-martial. Discussion See also R.C.M. 810 concerning additional special rules which apply at a new trial. In other respects a new trial is conducted like any other court-martial. (3) Action by convening authority. The convening authority’s action on the record of a new trial is the same as in other courts-martial. (4) Disposition of record. The disposition of the record of a new trial is the same as for other courts- martial. ( 5 ) C o u r t - m a r t i a l o r d e r s . C o u r t - m a r t i a l o r d e r s promulgating the final action taken as a result of a new trial, including any restoration of rights, privi- leges, and property, shall be promulgated in accord- ance with R.C.M. 1114. Discussion See Article 75 and R.C.M. 1208 concerning restoration of rights when the executed portion of a sentence is not sustained in a new trial or action following it. (6) Action by persons charged with execution of the sentence. Persons charged with the administra- tive duty of executing a sentence adjudged upon a new trial after it has been ordered executed shall c r e d i t t h e a c c u s e d w i t h a n y e x e c u t e d p o r t i o n o r amount of the original sentence included in the new sentence in computing the term or amount of pun- i s h m e n t a c t u a l l y t o b e e x e c u t e d p u r s u a n t t o t h e sentence. II-189 R.C.M. 1210(h)(6)

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CHAPTER XIII. SUMMARY COURTS-MARTIAL Rule 1301. Summary courts-martial generally (a) Composition. A summary court-martial is com- posed of one commissioned officer on active duty. Unless otherwise prescribed by the Secretary con- cerned a summary court-martial shall be of the same armed force as the accused. Summary courts-martial shall be conducted in accordance with the regula- tions of the military service to which the accused belongs. Whenever practicable, a summary court- martial should be an officer whose grade is not be- low lieutenant of the Navy or Coast Guard or cap- tain of the Army, Air Force, or Marine Corps. When only one commissioned officer is present with a command or detachment, that officer shall be the summary court-martial of that command or detach- ment. When more than one commissioned officer is present with a command or detachment, the conven- ing authority may not be the summary court-martial of that command or detachment. (b) Function. The function of the summary court- m a r t i a l i s t o p r o m p t l y a d j u d i c a t e m i n o r o f f e n s e s under a simple procedure. The summary court-mar- t i a l s h a l l t h o r o u g h l y a n d i m p a r t i a l l y i n q u i r e i n t o both sides of the matter and shall ensure that the interests of both the Government and the accused are safeguarded and that justice is done. A summary court-martial may seek advice from a judge advocate or legal officer on questions of law, but the sum- mary court-martial may not seek advice from any p e r s o n o n f a c t u a l c o n c l u s i o n s w h i c h s h o u l d b e drawn from evidence or the sentence which should be imposed, as the summary court-martial has the independent duty to make these determinations. Discussion For a definition of “minor offenses,” see paragraph 1e, Part V. (c) Jurisdiction. [Note: R.C.M. 1301(c) applies to offenses committed on or after 24 June 2014.] (1) Subject to Chapter II, summary courts-martial have the power to try persons subject to the code, except commissioned officers, warrant officers, ca- dets, aviation cadets, and midshipmen, for any non- capital offense made punishable by the code. Discussion See R.C.M. 103(3) for a definition of capital offenses. (2) Notwithstanding subsection (c)(1) of this rule, s u m m a r y c o u r t s - m a r t i a l d o n o t h a v e j u r i s d i c t i o n over offenses under Articles 120(a), 120(b), 120b(a), 120b(b), forcible sodomy under Article 125, and at- tempts thereof under Article 80. Such offenses shall not be referred to a summary court-martial. Discussion Pursuant to the National Defense Authorization Act for Fiscal Year 2014, only a general court-martial has jurisdiction to try penetrative sex offenses under subsections (a) and (b) of Article 120, subsections (a) and (b) of Article 120b, Article 125, and attempts to commit such penetrative sex offenses under Article 80. (d) Punishments. (1) Limitations—amount. Subject to R.C.M. 1003, summary courts-martial may adjudge any punish- ment not forbidden by the code except death, dis- m i s s a l , d i s h o n o r a b l e o r b a d - c o n d u c t d i s c h a r g e , confinement for more than 1 month, hard labor with- out confinement for more than 45 days, restriction to specified limits for more than 2 months, or forfeiture of more than two-thirds of 1 month’s pay. Discussion The maximum penalty which can be adjudged in a summary court-martial is confinement for 30 days, forfeiture of two-thirds pay per month for one month, and reduction to the lowest pay grade. See subsection (2) below for additional limits on enlisted persons serving in pay grades above the fourth enlisted pay grade. A summary court-martial may not suspend all or part of a sentence, although the summary court-martial may recommend to the convening authority that all or part of a sentence be sus- pended. If a sentence includes both reduction in grade and forfei- tures, the maximum forfeiture is calculated at the reduced pay grade. See also R.C.M. 1003 concerning other punishments which may be adjudged, the effects of certain types of punishment, and combination of certain types of punishment. The summary court- martial should ascertain the effect of Article 58a in that armed force. (2) Limitations—pay grade. In the case of enlisted members above the fourth enlisted pay grade, sum- mary courts-martial may not adjudge confinement, II-190

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p r e l i m i n a r y q u e s t i o n a b o u t w h e t h e r a w i t n e s s i s available or qualified, a privilege exists, a continu- ance should be granted, or evidence is admissible. In so deciding, the military judge is not bound by evi- dence rules, except those on privilege. (b) Relevance that Depends on a Fact. When the relevance of evidence depends on whether a fact exists, proof must be introduced sufficient to support a finding that the fact does exist. The military judge may admit the proposed evidence on the condition that the proof be introduced later. A ruling on the sufficiency of evidence to support a finding of ful- fillment of a condition of fact is the sole responsibil- ity of the military judge, except where these rules or this Manual provide expressly to the contrary. (c) Conducting a Hearing so that the Members Can- not Hear It. Except in cases tried before a special court-martial without a military judge, the military judge must conduct any hearing on a preliminary question so that the members cannot hear it if: ( 1 ) t h e h e a r i n g i n v o l v e s t h e a d m i s s i b i l i t y o f a statement of the accused under Mil. R. Evid. 301- 306; (2) the accused is a witness and so requests; or (3) justice so requires. (d) Cross-Examining the Accused. By testifying on a preliminary question, the accused does not become subject to cross-examination on other issues in the case. ( e ) E v i d e n c e R e l e v a n t t o W e i g h t a n d C r e d i b i l i t y . This rule does not limit a party’s right to introduce before the members evidence that is relevant to the weight or credibility of other evidence. Rule 105. Limiting evidence that is not admissible against other parties or for other purposes If the military judge admits evidence that is ad- missible against a party or for a purpose – but not against another party or for another purpose – the military judge, on timely request, must restrict the evidence to its proper scope and instruct the mem- bers accordingly. Rule 106. Remainder of or related writings or recorded statements If a party introduces all or part of a writing or recorded statement, an adverse party may require the introduction, at that time, of any other part – or any other writing or recorded statement – that in fairness ought to be considered at the same time. SECTION II JUDICIAL NOTICE Rule 201. Judicial notice of adjudicative facts (a) Scope. This rule governs judicial notice of an adjudicative fact only, not a legislative fact. (b) Kinds of Facts that May Be Judicially Noticed. The military judge may judicially notice a fact that is not subject to reasonable dispute because it: (1) is generally known universally, locally, or in the area pertinent to the event; or (2) can be accurately and readily determined from s o u r c e s w h o s e a c c u r a c y c a n n o t r e a s o n a b l y b e questioned. (c) Taking Notice. The military judge: (1) may take judicial notice whether requested or not; or (2) must take judicial notice if a party requests it and the military judge is supplied with the necessary information. The military judge must inform the parties in open court when, without being requested, he or she takes judicial notice of an adjudicative fact essential to establishing an element of the case. (d) Timing. The military judge may take judicial notice at any stage of the proceeding. (e) Opportunity to Be Heard. On timely request, a party is entitled to be heard on the propriety of taking judicial notice and the nature of the fact to be noticed. If the military judge takes judicial notice before notifying a party, the party, on request, is still entitled to be heard. ( f ) I n s t r u c t i n g t h e M e m b e r s . T h e m i l i t a r y j u d g e must instruct the members that they may or may not accept the noticed fact as conclusive. Rule 202. Judicial notice of law (a) Domestic Law. The military judge may take ju- dicial notice of domestic law. If a domestic law is a fact that is of consequence to the determination of the action, the procedural requirements of Mil. R. Evid. 201 – except Rule 201(f) – apply. (b) Foreign Law. A party who intends to raise an III-2 M.R.E. 104(a)

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issue concerning the law of a foreign country must give reasonable written notice. The military judge, in determining foreign law, may consider any relevant material or source, in accordance with Mil. R. Evid. 104. Such a determination is a ruling on a question of law. SECTION III EXCLUSIONARY RULES AND RELATED MATTERS CONCERNING SELF- INCRIMINATION, SEARCH AND SEIZURE, AND EYEWITNESS IDENTIFICATION Rule 301. Privilege concerning compulsory self-incrimination (a) General Rule. An individual may claim the most favorable privilege provided by the Fifth Amend- ment to the United States Constitution, Article 31, or these rules. The privileges against self-incrimination are applicable only to evidence of a testimonial or communicative nature. (b) Standing. The privilege of a witness to refuse to respond to a question that may tend to incriminate the witness is a personal one that the witness may exercise or waive at his or her discretion. (c) Limited Waiver. An accused who chooses to tes- tify as a witness waives the privilege against self- incrimination only with respect to the matters about which he or she testifies. If the accused is on trial for two or more offenses and on direct examination testifies about only one or some of the offenses, the accused may not be cross-examined as to guilt or innocence with respect to the other offenses unless the cross-examination is relevant to an offense con- cerning which the accused has testified. This waiver is subject to Mil. R. Evid. 608(b). Discussion A military judge is not required to provide Article 31 warnings. If a witness who seems uninformed of the privileges under this rule appears likely to incriminate himself or herself, the military judge may advise the witness of the right to decline to make any answer that might tend to incriminate the witness and that any self- incriminating answer the witness might make can later be used as evidence against the witness. Counsel for any party or for the witness may ask the military judge to so advise a witness if such a request is made out of the hearing of the witness and the members, if present. Failure to so advise a witness does not make the testimony of the witness inadmissible. (d) Exercise of the Privilege. If a witness states that the answer to a question may tend to incriminate him or her, the witness cannot be required to answer unless the military judge finds that the facts and circumstances are such that no answer the witness might make to the question would tend to incrimi- nate the witness or that the witness has, with respect to the question, waived the privilege against self- incrimination. A witness may not assert the privilege if he or she is not subject to criminal penalty as a result of an answer by reason of immunity, running of the statute of limitations, or similar reason. (1) Immunity Requirements. The minimum grant of immunity adequate to overcome the privilege is that which under either R.C.M. 704 or other proper authority provides that neither the testimony of the witness nor any evidence obtained from that testi- mony may be used against the witness at any subse- quent trial other than in a prosecution for perjury, false swearing, the making of a false official state- ment, or failure to comply with an order to testify after the military judge has ruled that the privilege may not be asserted by reason of immunity. (2) Notification of Immunity or Leniency. When a prosecution witness before a court-martial has been granted immunity or leniency in exchange for testi- mony, the grant must be reduced to writing and must be served on the accused prior to arraignment or within a reasonable time before the witness tes- tifies. If notification is not made as required by this rule, the military judge may grant a continuance until notification is made, prohibit or strike the testi- mony of the witness, or enter such other order as may be required. (e) Waiver of the Privilege. A witness who answers a self-incriminating question without having asserted the privilege against self-incrimination may be re- quired to answer questions relevant to the disclosure, unless the questions are likely to elicit additional self-incriminating information. (1) If a witness asserts the privilege against self- i n c r i m i n a t i o n o n c r o s s - e x a m i n a t i o n , t h e m i l i t a r y judge, upon motion, may strike the direct testimony of the witness in whole or in part, unless the matters to which the witness refuses to testify are purely collateral. ( 2 ) A n y l i m i t e d w a i v e r o f t h e p r i v i l e g e u n d e r subdivision (e) applies only at the trial in which the answer is given, does not extend to a rehearing or III-3 M.R.E. 301(e)(2)

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new or other trial, and is subject to Mil. R. Evid. 608(b). (f) Effect of Claiming the Privilege. (1) No Inference to Be Drawn. The fact that a witness has asserted the privilege against self-in- crimination cannot be considered as raising any in- f e r e n c e u n f a v o r a b l e t o e i t h e r t h e a c c u s e d o r t h e government. (2) Pretrial Invocation Not Admissible. The fact that the accused during official questioning and in exercise of rights under the Fifth Amendment to the United States Constitution or Article 31 remained s i l e n t , r e f u s e d t o a n s w e r a c e r t a i n q u e s t i o n , r e - quested counsel, or requested that the questioning be terminated, is not admissible against the accused. (3) Instructions Regarding the Privilege. When the accused does not testify at trial, defense counsel may request that the members of the court be in- structed to disregard that fact and not to draw any adverse inference from it. Defense counsel may re- quest that the members not be so instructed. Defense counsel’s election will be binding upon the military judge except that the military judge may give the instruction when the instruction is necessary in the interests of justice. Rule 302. Privilege concerning mental examination of an accused (a) General rule. The accused has a privilege to prevent any statement made by the accused at a mental examination ordered under R.C.M. 706 and a n y d e r i v a t i v e e v i d e n c e o b t a i n e d t h r o u g h u s e o f such a statement from being received into evidence against the accused on the issue of guilt or inno- cence or during sentencing proceedings. This privi- lege may be claimed by the accused notwithstanding the fact that the accused may have been warned of the rights provided by Mil. R. Evid. 305 at the examination. (b) Exceptions. (1) There is no privilege under this rule when the accused first introduces into evidence such state- ments or derivative evidence. (2) If the court-martial has allowed the defense to present expert testimony as to the mental condition of the accused, an expert witness for the prosecution may testify as to the reasons for his or her conclu- sions, but such testimony may not extend to state- m e n t s o f t h e a c c u s e d e x c e p t a s p r o v i d e d i n subdivision (b)(1). (c) Release of Evidence from an R.C.M. 706 Exami- nation. If the defense offers expert testimony con- cerning the mental condition of the accused, the military judge, upon motion, must order the release to the prosecution of the full contents, other than any statements made by the accused, of any report prepared pursuant to R.C.M. 706. If the defense of- fers statements made by the accused at such exami- nation, the military judge, upon motion, may order the disclosure of such statements made by the ac- cused and contained in the report as may be neces- sary in the interests of justice. ( d ) N o n c o m p l i a n c e b y t h e A c c u s e d . T h e m i l i t a r y judge may prohibit an accused who refuses to coop- e r a t e i n a m e n t a l e x a m i n a t i o n a u t h o r i z e d u n d e r R.C.M. 706 from presenting any expert medical tes- timony as to any issue that would have been the subject of the mental examination. (e) Procedure. The privilege in this rule may be claimed by the accused only under the procedure set forth in Mil. R. Evid. 304 for an objection or a motion to suppress. Rule 303. Degrading questions Statements and evidence are inadmissible if they are not material to the issue and may tend to de- grade the person testifying. Rule 304. Confessions and admissions (a) General rule. If the accused makes a timely mo- t i o n o r o b j e c t i o n u n d e r t h i s r u l e , a n i n v o l u n t a r y statement from the accused, or any evidence derived therefrom, is inadmissible at trial except as provided in subdivision (e). (1) Definitions. As used in this rule: (A) “Involuntary statement” means a statement obtained in violation of the self-incrimination privi- lege or Due Process Clause of the Fifth Amendment t o t h e U n i t e d S t a t e s C o n s t i t u t i o n , A r t i c l e 3 1 , o r through the use of coercion, unlawful influence, or unlawful inducement. (B) “Confession” means an acknowledgment of guilt. ( C ) “ A d m i s s i o n ” m e a n s a s e l f - i n c r i m i n a t i n g s t a t e m e n t f a l l i n g s h o r t o f a n a c k n o w l e d g m e n t o f III-4 M.R.E. 301(e)(2)

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guilt, even if it was intended by its maker to be exculpatory. (2) Failure to deny an accusation of wrongdoing is not an admission of the truth of the accusation if at the time of the alleged failure the person was under investigation or was in confinement, arrest, or custody for the alleged wrongdoing. (b) Evidence Derived from a Statement of the Ac- cused. When the defense has made an appropriate and timely motion or objection under this rule, evi- dence allegedly derived from a statement of the ac- cused may not be admitted unless the military judge finds by a preponderance of the evidence that: (1) the statement was made voluntarily, (2) the evidence was not obtained by use of the accused’s statement, or (3) the evidence would have been obtained even if the statement had not been made. (c) Corroboration of a Confession or Admission. (1) An admission or a confession of the accused may be considered as evidence against the accused on the question of guilt or innocence only if inde- pendent evidence, either direct or circumstantial, has been admitted into evidence that would tend to es- t a b l i s h t h e t r u s t w o r t h i n e s s o f t h e a d m i s s i o n o r confession. (2) Other uncorroborated confessions or admis- sions of the accused that would themselves require corroboration may not be used to supply this inde- pendent evidence. If the independent evidence raises an inference of the truth of the admission or confes- sion, then it may be considered as evidence against the accused. Not every element or fact contained in the confession or admission must be independently proven for the confession or admission to be admit- ted into evidence in its entirety. (3) Corroboration is not required for a statement made by the accused before the court by which the accused is being tried, for statements made prior to or contemporaneously with the act, or for statements offered under a rule of evidence other than that p e r t a i n i n g t o t h e a d m i s s i b i l i t y o f a d m i s s i o n s o r confessions. (4) Quantum of Evidence Needed. The independ- e n t e v i d e n c e n e c e s s a r y t o e s t a b l i s h c o r r o b o r a t i o n need not be sufficient of itself to establish beyond a reasonable doubt the truth of facts stated in the ad- m i s s i o n o r c o n f e s s i o n . T h e i n d e p e n d e n t e v i d e n c e need raise only an inference of the truth of the admission or confession. The amount and type of evidence introduced as corroboration is a factor to be considered by the trier of fact in determining the w e i g h t , i f a n y , t o b e g i v e n t o t h e a d m i s s i o n o r confession. (5) Procedure. The military judge alone is to de- termine when adequate evidence of corroboration has been received. Corroborating evidence must be introduced before the admission or confession is in- troduced unless the military judge allows submission of such evidence subject to later corroboration. (d) Disclosure of Statements by the Accused and Derivative Evidence. Before arraignment, the prose- cution must disclose to the defense the contents of all statements, oral or written, made by the accused that are relevant to the case, known to the trial counsel, and within the control of the Armed Forces, and all evidence derived from such statements, that the prosecution intends to offer against the accused. ( e ) L i m i t e d U s e o f a n I n v o l u n t a r y S t a t e m e n t . A statement obtained in violation of Article 31 or Mil. R. Evid. 305(b)-(c) may be used only: (1) to impeach by contradiction the in-court testi- mony of the accused; or (2) in a later prosecution against the accused for perjury, false swearing, or the making of a false official statement. (f) Motions and Objections. (1) Motions to suppress or objections under this rule, or Mil. R. Evid. 302 or 305, to any statement or derivative evidence that has been disclosed must be made by the defense prior to submission of a plea. In the absence of such motion or objection, the defense may not raise the issue at a later time except as permitted by the military judge for good cause shown. Failure to so move or object constitutes a waiver of the objection. (2) If the prosecution seeks to offer a statement made by the accused or derivative evidence that was n o t d i s c l o s e d b e f o r e a r r a i g n m e n t , t h e p r o s e c u t i o n must provide timely notice to the military judge and d e f e n s e c o u n s e l . T h e d e f e n s e m a y o b j e c t a t t h a t time, and the military judge may make such orders as are required in the interests of justice. (3) The defense may present evidence relevant to the admissibility of evidence as to which there has been an objection or motion to suppress under this rule. An accused may testify for the limited purpose III-5 M.R.E. 304(f)(3)

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of denying that the accused made the statement or that the statement was made voluntarily. (A) Prior to the introduction of such testimony by the accused, the defense must inform the military judge that the testimony is offered under subdivision (f)(3). (B) When the accused testifies under subdivi- sion (f)(3), the accused may be cross-examined only as to the matter on which he or she testifies. Nothing said by the accused on either direct or cross-exami- nation may be used against the accused for any purpose other than in a prosecution for perjury, false swearing, or the making of a false official statement. (4) Specificity. The military judge may require the defense to specify the grounds upon which the defense moves to suppress or object to evidence. If defense counsel, despite the exercise of due dili- gence, has been unable to interview adequately those persons involved in the taking of a statement, the military judge may make any order required in the interests of justice, including authorization for the defense to make a general motion to suppress or general objection. (5) Rulings. The military judge must rule, prior to plea, upon any motion to suppress or objection to evidence made prior to plea unless, for good cause, the military judge orders that the ruling be deferred for determination at trial or after findings. The mili- tary judge may not defer ruling if doing so adversely affects a party’s right to appeal the ruling. The mili- tary judge must state essential findings of fact on the record when the ruling involves factual issues. (6) Burden of Proof. When the defense has made an appropriate motion or objection under this rule, the prosecution has the burden of establishing the a d m i s s i b i l i t y o f t h e e v i d e n c e . W h e n t h e m i l i t a r y judge has required a specific motion or objection under subdivision (f)(4), the burden on the prosecu- tion extends only to the grounds upon which the defense moved to suppress or object to the evidence. (7) Standard of Proof. The military judge must find by a preponderance of the evidence that a state- ment by the accused was made voluntarily before it may be received into evidence. When trial is by a special court-martial without a military judge, a de- termination by the president of the court that a state- ment was made voluntarily is subject to objection by any member of the court. When such objection is m a d e , i t w i l l b e r e s o l v e d p u r s u a n t t o R . C . M . 801(e)(3)(C). (8) Effect of Guilty Plea. Except as otherwise ex- p r e s s l y p r o v i d e d i n R . C . M . 9 1 0 ( a ) ( 2 ) , a p l e a o f guilty to an offense that results in a finding of guilty waives all privileges against self-incrimination and a l l m o t i o n s a n d o b j e c t i o n s u n d e r t h i s r u l e w i t h respect to that offense regardless of whether raised prior to plea. (g) Weight of the Evidence. If a statement is admit- ted into evidence, the military judge must permit the defense to present relevant evidence with respect to the voluntariness of the statement and must instruct the members to give such weight to the statement as it deserves under all the circumstances. (h) Completeness. If only part of an alleged admis- sion or confession is introduced against the accused, the defense, by cross-examination or otherwise, may introduce the remaining portions of the statement. (i) Evidence of an Oral Statement. A voluntary oral c o n f e s s i o n o r a d m i s s i o n o f t h e a c c u s e d m a y b e proved by the testimony of anyone who heard the accused make it, even if it was reduced to writing and the writing is not accounted for. (j) Refusal to Obey an Order to Submit a Body Substance. If an accused refuses a lawful order to submit for chemical analysis a sample of his or her blood, breath, urine or other body substance, evi- dence of such refusal may be admitted into evidence on: (1) A charge of violating an order to submit such a sample; or (2) Any other charge on which the results of the chemical analysis would have been admissible. Rule 305. Warnings about rights (a) General rule. A statement obtained in violation of this rule is involuntary and will be treated under Mil. R. Evid. 304. (b) Definitions. As used in this rule: (1) “Person subject to the code” means a person subject to the Uniform Code of Military Justice as contained in Chapter 47 of Title 10, United States Code. This term includes, for purposes of subdivi- sion (c) of this rule, a knowing agent of any such person or of a military unit. (2) “Interrogation” means any formal or informal questioning in which an incriminating response ei- III-6 M.R.E. 304(f)(3)

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ther is sought or is a reasonable consequence of such questioning. (3) “Custodial interrogation” means questioning that takes place while the accused or suspect is in custody, could reasonably believe himself or herself to be in custody, or is otherwise deprived of his or her freedom of action in any significant way. (c) Warnings Concerning the Accusation, Right to Remain Silent, and Use of Statements. (1) Article 31 Rights Warnings. A statement ob- tained from the accused in violation of the accused’s rights under Article 31 is involuntary and therefore inadmissible against the accused except as provided in subdivision (d). Pursuant to Article 31, a person subject to the code may not interrogate or request any statement from an accused or a person suspected of an offense without first: (A) informing the accused or suspect of the nature of the accusation; (B) advising the accused or suspect that the accused or suspect has the right to remain silent; and (C) advising the accused or suspect that any statement made may be used as evidence against the accused or suspect in a trial by court-martial. (2) Fifth Amendment Right to Counsel. If a per- son suspected of an offense and subjected to custo- d i a l i n t e r r o g a t i o n r e q u e s t s c o u n s e l , a n y s t a t e m e n t made in the interrogation after such request, or evi- dence derived from the interrogation after such re- q u e s t , i s i n a d m i s s i b l e a g a i n s t t h e a c c u s e d u n l e s s counsel was present for the interrogation. (3) Sixth Amendment Right to Counsel. If an ac- cused against whom charges have been preferred is i n t e r r o g a t e d o n m a t t e r s c o n c e r n i n g t h e p r e f e r r e d charges by anyone acting in a law enforcement ca- pacity, or the agent of such a person, and the ac- c u s e d r e q u e s t s c o u n s e l , o r i f t h e a c c u s e d h a s appointed or retained counsel, any statement made in the interrogation, or evidence derived from the i n t e r r o g a t i o n , i s i n a d m i s s i b l e u n l e s s c o u n s e l w a s present for the interrogation. (4) Exercise of Rights. If a person chooses to e x e r c i s e t h e p r i v i l e g e a g a i n s t s e l f - i n c r i m i n a t i o n , q u e s t i o n i n g m u s t c e a s e i m m e d i a t e l y . I f a p e r s o n who is subjected to interrogation under the circum- stances described in subdivisions (c)(2) or (c)(3) of this rule chooses to exercise the right to counsel, questioning must cease until counsel is present. (d) Presence of Counsel. When a person entitled to counsel under this rule requests counsel, a judge advocate or an individual certified in accordance with Article 27(b) will be provided by the United S t a t e s a t n o e x p e n s e t o t h e p e r s o n a n d w i t h o u t regard to the person’s indigency and must be present before the interrogation may proceed. In addition to counsel supplied by the United States, the person may retain civilian counsel at no expense to the United States. Unless otherwise provided by regula- tions of the Secretary concerned, an accused or sus- pect does not have a right under this rule to have military counsel of his or her own selection. (e) Waiver. (1) Waiver of the Privilege Against Self-Incrimi- nation. After receiving applicable warnings under this rule, a person may waive the rights described therein and in Mil. R. Evid. 301 and make a state- ment. The waiver must be made freely, knowingly, and intelligently. A written waiver is not required. The accused or suspect must affirmatively acknowl- edge that he or she understands the rights involved, affirmatively decline the right to counsel, and af- firmatively consent to making a statement. (2) Waiver of the Right to Counsel. If the right to counsel is applicable under this rule and the accused or suspect does not affirmatively decline the right to counsel, the prosecution must demonstrate by a pre- p o n d e r a n c e o f t h e e v i d e n c e t h a t t h e i n d i v i d u a l waived the right to counsel. (3) Waiver After Initially Invoking the Right to Counsel. (A) Fifth Amendment Right to Counsel. If an accused or suspect subjected to custodial interroga- tion requests counsel, any subsequent waiver of the right to counsel obtained during a custodial interro- gation concerning the same or different offenses is invalid unless the prosecution can demonstrate by a preponderance of the evidence that: (i) the accused or suspect initiated the com- munication leading to the waiver; or ( i i ) t h e a c c u s e d o r s u s p e c t h a s n o t c o n - tinuously had his or her freedom restricted by con- finement, or other means, during the period between the request for counsel and the subsequent waiver. (B) Sixth Amendment Right to Counsel. If an a c c u s e d o r s u s p e c t i n t e r r o g a t e d a f t e r p r e f e r r a l o f charges as described in subdivision (c)(1) requests counsel, any subsequent waiver of the right to coun- sel obtained during an interrogation concerning the III-7 M.R.E. 305(e)(3)(B)

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same offenses is invalid unless the prosecution can demonstrate by a preponderance of the evidence that the accused or suspect initiated the communication leading to the waiver. (f) Standards for Nonmilitary Interrogations. (1) United States Civilian Interrogations. When a person subject to the code is interrogated by an official or agent of the United States, of the District of Columbia, or of a State, Commonwealth, or pos- session of the United States, or any political subdivi- sion of such a State, Commonwealth, or possession, the person’s entitlement to rights warnings and the validity of any waiver of applicable rights will be determined by the principles of law generally recog- nized in the trial of criminal cases in the United States district courts involving similar interrogations. (2) Foreign Interrogations. Warnings under Arti- cle 31 and the Fifth and Sixth Amendments to the United States Constitution are not required during an interrogation conducted outside of a State, district, C o m m o n w e a l t h , t e r r i t o r y , o r p o s s e s s i o n o f t h e United States by officials of a foreign government or their agents unless such interrogation is conducted, instigated, or participated in by military personnel or their agents or by those officials or agents listed in subdivision (f)(1). A statement obtained from a for- eign interrogation is admissible unless the statement is obtained through the use of coercion, unlawful influence, or unlawful inducement. An interrogation is not “participated in” by military personnel or their agents or by the officials or agents listed in subdivi- sion (f)(1) merely because such a person was present at an interrogation conducted in a foreign nation by officials of a foreign government or their agents, or because such a person acted as an interpreter or took steps to mitigate damage to property or physical harm during the foreign interrogation. Rule 306. Statements by one of several accused When two or more accused are tried at the same trial, evidence of a statement made by one of them which is admissible only against him or her or only against some but not all of the accused may not be received in evidence unless all references inculpat- ing an accused against whom the statement is inad- missible are deleted effectively or the maker of the statement is subject to cross-examination. Rule 311. Evidence obtained from unlawful searches and seizures (a) General rule. Evidence obtained as a result of an unlawful search or seizure made by a person acting in a governmental capacity is inadmissible against the accused if: (1) the accused makes a timely motion to sup- press or an objection to the evidence under this rule; (2) the accused had a reasonable expectation of privacy in the person, place, or property searched; the accused had a legitimate interest in the property or evidence seized when challenging a seizure; or the accused would otherwise have grounds to object to the search or seizure under the Constitution of the United States as applied to members of the Armed Forces; and (3) exclusion of the evidence results in apprecia- ble deterrence of future unlawful searches or sei- zures and the benefits of such deterrence outweigh the costs to the justice system. (b) Definition. As used in this rule, a search or sei- zure is “unlawful” if it was conducted, instigated, or participated in by: (1) military personnel or their agents and was in violation of the Constitution of the United States as applied to members of the Armed Forces, a federal statute applicable to trials by court-martial that re- quires exclusion of evidence obtained in violation thereof, or Mil. R. Evid. 312-317; (2) other officials or agents of the United States, of the District of Columbia, or of a State, Common- wealth, or possession of the United States or any p o l i t i c a l s u b d i v i s i o n o f s u c h a S t a t e , C o m m o n - wealth, or possession, and was in violation of the Constitution of the United States, or is unlawful under the principles of law generally applied in the trial of criminal cases in the United States district courts involving a similar search or seizure; or ( 3 ) o f f i c i a l s o f a f o r e i g n g o v e r n m e n t o r t h e i r agents, where evidence was obtained as a result of a foreign search or seizure that subjected the accused to gross and brutal maltreatment. A search or seizure is not “participated in” by a United States military or civilian official merely because that person is pres- ent at a search or seizure conducted in a foreign nation by officials of a foreign government or their agents, or because that person acted as an interpreter or took steps to mitigate damage to property or physical harm during the foreign search or seizure. III-8 M.R.E. 305(e)(3)(B)

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(c) Exceptions. (1) Impeachment. Evidence that was obtained as a result of an unlawful search or seizure may be used to impeach by contradiction the in-court testi- mony of the accused. (2) Inevitable Discovery. Evidence that was ob- tained as a result of an unlawful search or seizure may be used when the evidence would have been obtained even if such unlawful search or seizure had not been made. (3) Good Faith Execution of a Warrant or Search Authorization. Evidence that was obtained as a result of an unlawful search or seizure may be used if: (A) the search or seizure resulted from an au- thorization to search, seize or apprehend issued by an individual competent to issue the authorization under Mil. R. Evid. 315(d) or from a search warrant o r a r r e s t w a r r a n t i s s u e d b y c o m p e t e n t c i v i l i a n authority; (B) the individual issuing the authorization or warrant had a substantial basis for determining the existence of probable cause; and (C) the officials seeking and executing the au- t h o r i z a t i o n o r w a r r a n t r e a s o n a b l y a n d w i t h g o o d faith relied on the issuance of the authorization or warrant. Good faith is to be determined using an objective standard. (4) Reliance on Statute. Evidence that was ob- tained as a result of an unlawful search or seizure may be used when the official seeking the evidence acts in objectively reasonable reliance on a statute later held violative of the Fourth Amendment. (d) Motions to Suppress and Objections. (1) Disclosure. Prior to arraignment, the prosecu- tion must disclose to the defense all evidence seized from the person or property of the accused, or be- lieved to be owned by the accused, or evidence derived therefrom, that it intends to offer into evi- dence against the accused at trial. (2) Time Requirements. (A) When evidence has been disclosed prior to arraignment under subdivision (d)(1), the defense m u s t m a k e a n y m o t i o n t o s u p p r e s s o r o b j e c t i o n under this rule prior to submission of a plea. In the absence of such motion or objection, the defense may not raise the issue at a later time except as p e r m i t t e d b y t h e m i l i t a r y j u d g e f o r g o o d c a u s e shown. Failure to so move or object constitutes a waiver of the motion or objection. (B) If the prosecution intends to offer evidence described in subdivision (d)(1) that was not dis- closed prior to arraignment, the prosecution must provide timely notice to the military judge and to counsel for the accused. The defense may enter an objection at that time and the military judge may make such orders as are required in the interest of justice. (3) Specificity. The military judge may require the defense to specify the grounds upon which the defense moves to suppress or object to evidence described in subdivision (d)(1). If defense counsel, despite the exercise of due diligence, has been una- ble to interview adequately those persons involved in the search or seizure, the military judge may enter any order required by the interests of justice, includ- ing authorization for the defense to make a general motion to suppress or a general objection. (4) Challenging Probable Cause. ( A ) R e l e v a n t E v i d e n c e . I f t h e d e f e n s e c h a l - lenges evidence seized pursuant to a search warrant or search authorization on the ground that the war- rant or authorization was not based upon probable cause, the evidence relevant to the motion is limited t o e v i d e n c e c o n c e r n i n g t h e i n f o r m a t i o n a c t u a l l y presented to or otherwise known by the authorizing officer, except as provided in subdivision (d)(4)(B). (B) False Statements. If the defense makes a substantial preliminary showing that a government agent included a false statement knowingly and in- tentionally or with reckless disregard for the truth in the information presented to the authorizing officer, and if the allegedly false statement is necessary to the finding of probable cause, the defense, upon request, is entitled to a hearing. At the hearing, the defense has the burden of establishing by a prepon- derance of the evidence the allegation of knowing and intentional falsity or reckless disregard for the truth. If the defense meets its burden, the prosecu- tion has the burden of proving by a preponderance of the evidence, with the false information set aside, t h a t t h e r e m a i n i n g i n f o r m a t i o n p r e s e n t e d t o t h e authorizing officer is sufficient to establish probable cause. If the prosecution does not meet its burden, the objection or motion must be granted unless the search is otherwise lawful under these rules. (5) Burden and Standard of Proof. III-9 M.R.E. 311(d)(5)

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(A) In general. When the defense makes an appropriate motion or objection under subdivision (d), the prosecution has the burden of proving by a preponderance of the evidence that the evidence was not obtained as a result of an unlawful search or seizure, that the evidence would have been obtained even if the unlawful search or seizure had not been made, that the evidence was obtained by officials who reasonably and with good faith relied on the issuance of an authorization to search, seize, or ap- prehend or a search warrant or an arrest warrant; that the evidence was obtained by officials in objec- t i v e l y r e a s o n a b l e r e l i a n c e o n a s t a t u t e l a t e r h e l d violative of the Fourth Amendment; or that the de- terrence of future unlawful searches or seizures is not appreciable or such deterrence does not out- weigh the costs to the justice system of excluding the evidence. (B) Statement Following Apprehension. In ad- dition to subdivision (d)(5)(A), a statement obtained from a person apprehended in a dwelling in viola- tion R.C.M. 302(d)(2) and (e), is admissible if the prosecution shows by a preponderance of the evi- dence that the apprehension was based on probable cause, the statement was made at a location outside the dwelling subsequent to the apprehension, and the statement was otherwise in compliance with these rules. (C) Specific Grounds of Motion or Objection. When the military judge has required the defense to make a specific motion or objection under subdivi- sion (d)(3), the burden on the prosecution extends only to the grounds upon which the defense moved to suppress or objected to the evidence. (6) Defense Evidence. The defense may present evidence relevant to the admissibility of evidence as to which there has been an appropriate motion or objection under this rule. An accused may testify for the limited purpose of contesting the legality of the search or seizure giving rise to the challenged evi- dence. Prior to the introduction of such testimony by the accused, the defense must inform the military judge that the testimony is offered under subdivision (d). When the accused testifies under subdivision (d), the accused may be cross-examined only as to the matter on which he or she testifies. Nothing said by the accused on either direct or cross-examination may be used against the accused for any purpose other than in a prosecution for perjury, false swear- ing, or the making of a false official statement. (7) Rulings. The military judge must rule, prior to plea, upon any motion to suppress or objection to evidence made prior to plea unless, for good cause, the military judge orders that the ruling be deferred for determination at trial or after findings. The mili- tary judge may not defer ruling if doing so adversely affects a party’s right to appeal the ruling. The mili- tary judge must state essential findings of fact on the record when the ruling involves factual issues. (8) Informing the Members. If a defense motion or objection under this rule is sustained in whole or in part, the court-martial members may not be in- formed of that fact except when the military judge must instruct the members to disregard evidence. (e) Effect of Guilty Plea. Except as otherwise ex- p r e s s l y p r o v i d e d i n R . C . M . 9 1 0 ( a ) ( 2 ) , a p l e a o f guilty to an offense that results in a finding of guilty waives all issues under the Fourth Amendment to the Constitution of the United States and Mil. R. Evid. 311-317 with respect to the offense, whether or not raised prior to plea. Rule 312. Body views and intrusions ( a ) G e n e r a l r u l e . E v i d e n c e o b t a i n e d f r o m b o d y views and intrusions conducted in accordance with this rule is admissible at trial when relevant and not otherwise inadmissible under these rules. (b) Visual examination of the body. (1) Consensual Examination. Evidence obtained from a visual examination of the unclothed body is admissible if the person consented to the inspection in accordance with Mil. R. Evid. 314(e). (2) Involuntary Examination. Evidence obtained from an involuntary display of the unclothed body, including a visual examination of body cavities, is admissible only if the inspection was conducted in a reasonable fashion and authorized under the follow- ing provisions of the Military Rules of Evidence: (A) inspections and inventories under Mil. R. Evid. 313; (B) searches under Mil. R. Evid. 314(b) and 314(c) if there is a reasonable suspicion that weap- ons, contraband, or evidence of crime is concealed on the body of the person to be searched; ( C ) s e a r c h e s i n c i d e n t t o l a w f u l a p p r e h e n s i o n under Mil. R. Evid. 314(g); (D) searches within a jail, confinement facility, or similar facility under Mil. R. Evid. 314(h) if rea- III-10 M.R.E. 311(d)(5)(A)

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sonably necessary to maintain the security of the institution or its personnel; (E) emergency searches under Mil. R. Evid. 314(i); and ( F ) p r o b a b l e c a u s e s e a r c h e s u n d e r M i l . R . Evid. 315. Discussion An examination of the unclothed body under this rule should be conducted whenever practicable by a person of the same sex as that of the person being examined; however, failure to comply with this requirement does not make an examination an unlawful search within the meaning of Mil. R. Evid. 311. (c) Intrusion into Body Cavities. (1) Mouth, Nose, and Ears. Evidence obtained from a reasonable nonconsensual physical intrusion into the mouth, nose, and ears is admissible under the same standards that apply to a visual examina- tion of the body under subdivision (b). (2) Other Body Cavities. Evidence obtained from nonconsensual intrusions into other body cavities is admissible only if made in a reasonable fashion by a person with appropriate medical qualifications and if: (A) at the time of the intrusion there was prob- able cause to believe that a weapon, contraband, or other evidence of crime was present; (B) conducted to remove weapons, contraband, or evidence of crime discovered under subdivisions (b) or (c)(2)(A) of this rule; ( C ) c o n d u c t e d p u r s u a n t t o M i l . R . E v i d . 316(c)(5)(C); (D) conducted pursuant to a search warrant or search authorization under Mil. R. Evid. 315; or (E) conducted pursuant to Mil. R. Evid. 314(h) based on a reasonable suspicion that the individual is concealing a weapon, contraband, or evidence of crime. (d) Extraction of Body Fluids. Evidence obtained from nonconsensual extraction of body fluids is ad- missible if seized pursuant to a search warrant or a search authorization under Mil. R. Evid. 315. Evi- d e n c e o b t a i n e d f r o m n o n c o n s e n s u a l e x t r a c t i o n o f body fluids made without such a warrant or authori- zation is admissible, notwithstanding Mil. R. Evid. 315(g), only when probable cause existed at the time of extraction to believe that evidence of crime would be found and that the delay necessary to obtain a search warrant or search authorization could have resulted in the destruction of the evidence. Evidence obtained from nonconsensual extraction of body flu- ids is admissible only when executed in a reasonable f a s h i o n b y a p e r s o n w i t h a p p r o p r i a t e m e d i c a l qualifications. ( e ) O t h e r I n t r u s i v e S e a r c h e s . E v i d e n c e o b t a i n e d from a nonconsensual intrusive search of the body, other than searches described in subdivisions (c) or (d), conducted to locate or obtain weapons, contra- band, or evidence of crime is admissible only if obtained pursuant to a search warrant or search au- thorization under Mil. R. Evid. 315 and conducted in a reasonable fashion by a person with appropriate medical qualifications in such a manner so as not to endanger the health of the person to be searched. Discussion Compelling a person to ingest substances for the purposes of locating the property described above or to compel the bodily elimination of such property is a search within the meaning of this section. (f) Intrusions for Valid Medical Purposes. Evidence or contraband obtained in the course of a medical examination or an intrusion conducted for a valid medical purpose is admissible. Such an examination or intrusion may not, for the purpose of obtaining evidence or contraband, exceed what is necessary for the medical purpose. Discussion Nothing in this rule will be deemed to interfere with the lawful authority of the Armed Forces to take whatever action may be necessary to preserve the health of a service member. (g) Medical Qualifications. The Secretary concerned may prescribe appropriate medical qualifications for persons who conduct searches and seizures under this rule. Rule 313. Inspections and inventories in the Armed Forces (a) General Rule. Evidence obtained from lawful inspections and inventories in the Armed Forces is admissible at trial when relevant and not otherwise inadmissible under these rules. An unlawful weapon, contraband, or other evidence of a crime discovered III-11 M.R.E. 313(a)

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d u r i n g a l a w f u l i n s p e c t i o n o r i n v e n t o r y m a y b e seized and is admissible in accordance with this rule. (b) Lawful Inspections. An “inspection” is an exam- ination of the whole or part of a unit, organization, installation, vessel, aircraft, or vehicle, including an examination conducted at entrance and exit points, conducted as an incident of command the primary purpose of which is to determine and to ensure the security, military fitness, or good order and disci- pline of the unit, organization, installation, vessel, aircraft, or vehicle. Inspections must be conducted in a reasonable fashion and, if applicable, must comply with Mil. R. Evid. 312. Inspections may utilize any reasonable natural or technological aid and may be conducted with or without notice to those inspected. (1) Purpose of Inspections. An inspection may include, but is not limited to, an examination to determine and to ensure that any or all of the fol- lowing requirements are met: that the command is properly equipped, functioning properly, maintaining proper standards of readiness, sea or airworthiness, sanitation and cleanliness; and that personnel are present, fit, and ready for duty. An order to produce body fluids, such as urine, is permissible in accord- ance with this rule. (2) Searches for Evidence. An examination made for the primary purpose of obtaining evidence for use in a trial by court-martial or in other disciplinary proceedings is not an inspection within the meaning of this rule. (3) Examinations to Locate and Confiscate Weap- ons or Contraband. (A) An inspection may include an examination to locate and confiscate unlawful weapons and other contraband provided that the criteria set forth in sub- division (b)(3)(B) are not implicated. (B) The prosecution must prove by clear and convincing evidence that the examination was an inspection within the meaning of this rule if a pur- pose of an examination is to locate weapons or con- traband, and if: (i) the examination was directed immediately following a report of a specific offense in the unit, organization, installation, vessel, aircraft, or vehicle and was not previously scheduled; (ii) specific individuals are selected for ex- amination; or (iii) persons examined are subjected to sub- s t a n t i a l l y d i f f e r e n t i n t r u s i o n s d u r i n g t h e s a m e examination. (c) Lawful Inventories. An “inventory” is a reasona- ble examination, accounting, or other control meas- ure used to account for or control property, assets, or o t h e r r e s o u r c e s . I t i s a d m i n i s t r a t i v e a n d n o t prosecutorial in nature, and if applicable, the inven- tory must comply with Mil. R. Evid. 312. An exami- nation made for the primary purpose of obtaining evidence for use in a trial by court-martial or in other disciplinary proceedings is not an inventory within the meaning of this rule. Rule 314. Searches not requiring probable cause (a) General Rule. Evidence obtained from reasona- ble searches not requiring probable cause is admissi- b l e a t t r i a l w h e n r e l e v a n t a n d n o t o t h e r w i s e inadmissible under these rules or the Constitution of t h e U n i t e d S t a t e s a s a p p l i e d t o m e m b e r s o f t h e Armed Forces. (b) Border Searches. Evidence from a border search for customs or immigration purposes authorized by a federal statute is admissible. (c) Searches Upon Entry to or Exit from United States Installations, Aircraft, and Vessels Abroad. In addition to inspections under Mil. R. Evid. 313(b), e v i d e n c e i s a d m i s s i b l e w h e n a c o m m a n d e r o f a United States military installation, enclave, or air- craft on foreign soil, or in foreign or international airspace, or a United States vessel in foreign or international waters, has authorized appropriate per- sonnel to search persons or the property of such persons upon entry to or exit from the installation, enclave, aircraft, or vessel to ensure the security, military fitness, or good order and discipline of the command. A search made for the primary purpose of obtaining evidence for use in a trial by court-martial or other disciplinary proceeding is not authorized by subdivision (c). Discussion Searches under subdivision (c) may not be conducted at a time or in a manner contrary to an express provision of a treaty or agreement to which the United States is a party; however, failure to comply with a treaty or agreement does not render a search unlawful within the meaning of Mil. R. Evid. 311. ( d ) S e a r c h e s o f G o v e r n m e n t P r o p e r t y . E v i d e n c e III-12 M.R.E. 313(a)

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r e s u l t i n g f r o m a s e a r c h o f g o v e r n m e n t p r o p e r t y without probable cause is admissible under this rule unless the person to whom the property is issued or a s s i g n e d h a s a r e a s o n a b l e e x p e c t a t i o n o f p r i v a c y therein at the time of the search. Normally a person does not have a reasonable expectation of privacy in government property that is not issued for personal use. Wall or floor lockers in living quarters issued for the purpose of storing personal possessions nor- mally are issued for personal use, but the determina- t i o n a s t o w h e t h e r a p e r s o n h a s a r e a s o n a b l e expectation of privacy in government property is- sued for personal use depends on the facts and cir- cumstances at the time of the search. (e) Consent Searches. (1) General Rule. Evidence of a search conducted without probable cause is admissible if conducted with lawful consent. (2) Who May Consent. A person may consent to a search of his or her person or property, or both, unless control over such property has been given to another. A person may grant consent to search prop- erty when the person exercises control over that property. Discussion Where a co-occupant of property is physically present at the time of the requested search and expressly states his refusal to consent to the search, a warrantless search is unreasonable as to that co- occupant and evidence from the search is inadmissible as to that co-occupant. Georgia v. Randolph , 547 U.S. 103 (2006). (3) Scope of Consent. Consent may be limited in any way by the person granting consent, including limitations in terms of time, place, or property, and may be withdrawn at any time. (4) Voluntariness. To be valid, consent must be given voluntarily. Voluntariness is a question to be determined from all the circumstances. Although a person’s knowledge of the right to refuse to give consent is a factor to be considered in determining v o l u n t a r i n e s s , t h e p r o s e c u t i o n i s n o t r e q u i r e d t o demonstrate such knowledge as a prerequisite to es- tablishing a voluntary consent. Mere submission to the color of authority of personnel performing law enforcement duties or acquiescence in an announced or indicated purpose to search is not a voluntary consent. (5) Burden and Standard of Proof. The prosecu- tion must prove consent by clear and convincing evidence. The fact that a person was in custody while granting consent is a factor to be considered in determining the voluntariness of consent, but it does not affect the standard of proof. (f) Searches Incident to a Lawful Stop. (1) Lawfulness. A stop is lawful when conducted by a person authorized to apprehend under R.C.M. 302(b) or others performing law enforcement duties and when the person making the stop has informa- tion or observes unusual conduct that leads him or her reasonably to conclude in light of his or her experience that criminal activity may be afoot. The stop must be temporary and investigatory in nature. ( 2 ) S t o p a n d F r i s k . E v i d e n c e i s a d m i s s i b l e i f seized from a person who was lawfully stopped and who was frisked for weapons because he or she was reasonably suspected to be armed and dangerous. Contraband or evidence that is located in the process of a lawful frisk may be seized. Discussion Subdivision (f)(2) requires that the official making the stop have a reasonable suspicion based on specific and articulable facts that the person being frisked is armed and dangerous. Officer safety is a factor, and the officer need not be absolutely certain that the individual detained is armed for the purposes of frisking or pat- ting down that person’s outer clothing for weapons. The test is whether a reasonably prudent person in similar circumstances would be warranted in a belief that his or her safety was in danger. The purpose of a frisk is to search for weapons or other dangerous items, including but not limited to: firearms, knives, needles, or razor blades. A limited search of outer clothing for weapons serves to protect both the officer and the public; there- fore, a frisk is reasonable under the Fourth Amendment. (3) Vehicles. Evidence is admissible if seized in the course of a search for weapons in the areas of the passenger compartment of a vehicle in which a weapon may be placed or hidden, so long as the person lawfully stopped is the driver or a passenger and the official who made the stop has a reasonable suspicion that the person stopped is dangerous and may gain immediate control of a weapon. Discussion The scope of the search is similar to the “stop and frisk” defined in subdivision (f)(2) of this rule. During the search for weapons, the official may seize any item that is immediately apparent as contraband or as evidence related to the offense serving as the basis for the stop. As a matter of safety, the official may, after conducting a lawful stop of a vehicle, order the driver and any III-13 M.R.E. 314(f)(3)

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passengers out of the car without any additional suspicion or justification. (g) Searches Incident to Apprehension. ( 1 ) G e n e r a l R u l e . E v i d e n c e i s a d m i s s i b l e i f seized in a search of a person who has been lawfully apprehended or if seized as a result of a reasonable protective sweep. ( 2 ) S e a r c h f o r W e a p o n s a n d D e s t r u c t i b l e E v i - dence. A lawful search incident to apprehension may include a search for weapons or destructible evi- dence in the area within the immediate control of a person who has been apprehended. ’Immediate con- trol’ means that area in which the individual search- i n g c o u l d r e a s o n a b l y b e l i e v e t h a t t h e p e r s o n apprehended could reach with a sudden movement to obtain such property. Discussion The scope of the search for weapons is limited to that which is necessary to protect the arresting official. The official may not search a vehicle for weapons if there is no possibility that the arrestee could reach into the searched area, for example, after the arrestee is handcuffed and removed from the vehicle. The scope of the search is broader for destructible evidence related to the offense for which the individual is being arrested. Unlike a search for weapons, the search for destructible offense-related evidence may take place after the arrestee is handcuffed and removed from a vehicle. If, however, the official cannot expect to find destructi- ble offense-related evidence, this exception does not apply. (3) Protective Sweep for Other Persons. (A) Area of Potential Immediate Attack. Ap- prehending officials may, incident to apprehension, a s a p r e c a u t i o n a r y m a t t e r a n d w i t h o u t p r o b a b l e cause or reasonable suspicion, look in closets and other spaces immediately adjoining the place of ap- prehension from which an attack could be immedi- ately launched. (B) Wider Protective Sweep. When an appre- hension takes place at a location in which another person might be present who might endanger the apprehending officials or others in the area of the apprehension, a search incident to arrest may law- f u l l y i n c l u d e a r e a s o n a b l e e x a m i n a t i o n o f t h o s e spaces where a person might be found. Such a rea- sonable examination is lawful under subdivision (g) if the apprehending official has a reasonable suspi- cion based on specific and articulable facts that the area to be examined harbors an individual posing a danger to those in the area of the apprehension. (h) Searches within Jails, Confinement Facilities, or Similar Facilities. Evidence obtained from a search within a jail, confinement facility, or similar facility is admissible even if conducted without probable cause provided that it was authorized by persons with authority over the institution. (i) Emergency Searches to Save Life or for Related P u r p o s e s . E v i d e n c e o b t a i n e d f r o m e m e r g e n c y searches of persons or property conducted to save life, or for a related purpose, is admissible provided that the search was conducted in a good faith effort to render immediate medical aid, to obtain informa- tion that will assist in the rendering of such aid, or to prevent immediate or ongoing personal injury. ( j ) S e a r c h e s o f O p e n F i e l d s o r W o o d l a n d s . E v i - dence obtained from a search of an open field or woodland is admissible provided that the search was not unlawful within the meaning of Mil. R. Evid. 311. Rule 315. Probable cause searches (a) General rule. Evidence obtained from reasona- ble searches conducted pursuant to a search warrant or search authorization, or under the exigent circum- stances described in this rule, is admissible at trial when relevant and not otherwise inadmissible under these rules or the Constitution of the United States as applied to members of the Armed Forces. Discussion Although military personnel should adhere to procedural guidance regarding the conduct of searches, violation of such procedural guidance does not render evidence inadmissible unless the search is unlawful under these rules or the Constitution of the United States as applied to members of the Armed Forces. For example, if the person whose property is to be searched is present during a search conducted pursuant to a search authorization granted under this rule, the person conducting the search should notify him or her of the fact of authorization and the general substance of the authorization. Such notice may be made prior to or contem- poraneously with the search. Property seized should be invento- ried at the time of a seizure or as soon thereafter as practicable. A copy of the inventory should be given to a person from whose possession or premises the property was taken. Failure to provide notice, make an inventory, furnish a copy thereof, or otherwise comply with this guidance does not render a search or seizure unlawful within the meaning of Mil. R. Evid. 311. (b) Definitions. As used in these rules: III-14 M.R.E. 314(f)(3)

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(1) “Search authorization” means express permis- sion, written or oral, issued by competent military authority to search a person or an area for specified property or evidence or for a specific person and to seize such property, evidence, or person. It may con- tain an order directing subordinate personnel to con- duct a search in a specified manner. (2) “Search warrant” means express permission to s e a r c h a n d s e i z e i s s u e d b y c o m p e t e n t c i v i l i a n authority. (c) Scope of Search Authorization. A search authori- zation may be valid under this rule for a search of: (1) the physical person of anyone subject to mili- tary law or the law of war wherever found; (2) military property of the United States or of nonappropriated fund activities of an Armed force of the United States wherever located; (3) persons or property situated on or in a mili- tary installation, encampment, vessel, aircraft, vehi- cle, or any other location under military control, wherever located; or (4) nonmilitary property within a foreign country. Discussion If nonmilitary property within a foreign country is owned, used, occupied by, or in the possession of an agency of the United States other than the Department of Defense, a search should be conducted in coordination with an appropriate representative of the agency concerned, although failure to obtain such coordina- tion would not render a search unlawful within the meaning of Mil. R. Evid. 311. If other nonmilitary property within a foreign country is to be searched, the search should be conducted in accordance with any relevant treaty or agreement or in coordina- tion with an appropriate representative of the foreign country, although failure to obtain such coordination or noncompliance with a treaty or agreement would not render a search unlawful within the meaning of Mil. R. Evid. 311. ( d ) W h o M a y A u t h o r i z e . A s e a r c h a u t h o r i z a t i o n under this rule is valid only if issued by an impartial individual in one of the categories set forth in subdi- v i s i o n s ( d ) ( 1 ) a n d ( d ) ( 2 ) . A n o t h e r w i s e i m p a r t i a l authorizing official does not lose impartiality merely because he or she is present at the scene of a search or is otherwise readily available to persons who may seek the issuance of a search authorization; nor does such an official lose impartial character merely be- cause the official previously and impartially author- i z e d i n v e s t i g a t i v e a c t i v i t i e s w h e n s u c h p r e v i o u s authorization is similar in intent or function to a pretrial authorization made by the United States dis- trict courts. (1) Commander. A commander or other person serving in a position designated by the Secretary concerned as either a position analogous to an offi- cer in charge or a position of command, who has control over the place where the property or person to be searched is situated or found, or, if that place is not under military control, having control over persons subject to military law or the law of war; or ( 2 ) M i l i t a r y J u d g e o r M a g i s t r a t e . A m i l i t a r y judge or magistrate if authorized under regulations prescribed by the Secretary of Defense or the Secre- tary concerned. (e) Who May Search. (1) Search Authorization. Any commissioned of- f i c e r , w a r r a n t o f f i c e r , p e t t y o f f i c e r , n o n c o m m i s - sioned officer, and, when in the execution of guard or police duties, any criminal investigator, member of the Air Force security forces, military police, or shore patrol, or person designated by proper author- ity to perform guard or police duties, or any agent of any such person, may conduct or authorize a search when a search authorization has been granted under this rule or a search would otherwise be proper under subdivision (g). ( 2 ) S e a r c h W a r r a n t s . A n y c i v i l i a n o r m i l i t a r y c r i m i n a l i n v e s t i g a t o r a u t h o r i z e d t o r e q u e s t s e a r c h warrants pursuant to applicable law or regulation is authorized to serve and execute search warrants. The execution of a search warrant affects admissibility only insofar as exclusion of evidence is required by the Constitution of the United States or an applica- ble federal statute. (f) Basis for Search Authorizations. (1) Probable Cause Requirement. A search au- t h o r i z a t i o n i s s u e d u n d e r t h i s r u l e m u s t b e b a s e d upon probable cause. ( 2 ) P r o b a b l e C a u s e D e t e r m i n a t i o n . P r o b a b l e cause to search exists when there is a reasonable belief that the person, property, or evidence sought is located in the place or on the person to be sear- ched. A search authorization may be based upon hearsay evidence in whole or in part. A determina- tion of probable cause under this rule will be based upon any or all of the following: ( A ) w r i t t e n s t a t e m e n t s c o m m u n i c a t e d t o t h e authorizing official; ( B ) o r a l s t a t e m e n t s c o m m u n i c a t e d t o t h e III-15 M.R.E. 315(f)(2)(B)

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authorizing official in person, via telephone, or by other appropriate means of communication; or (C) such information as may be known by the authorizing official that would not preclude the offi- cer from acting in an impartial fashion. The Secre- t a r y o f D e f e n s e o r t h e S e c r e t a r y c o n c e r n e d m a y prescribe additional requirements through regulation. (g) Exigencies. Evidence obtained from a probable cause search is admissible without a search warrant or search authorization when there is a reasonable belief that the delay necessary to obtain a search warrant or search authorization would result in the removal, destruction, or concealment of the property or evidence sought. Military operational necessity may create an exigency by prohibiting or preventing communication with a person empowered to grant a search authorization. Rule 316. Seizures (a) General rule. Evidence obtained from reasona- ble seizures is admissible at trial when relevant and not otherwise inadmissible under these rules or the Constitution of the United States as applied to mem- bers of the Armed Forces. ( b ) A p p r e h e n s i o n . A p p r e h e n s i o n i s g o v e r n e d b y R.C.M. 302. (c) Seizure of Property or Evidence. (1) Based on Probable Cause. Evidence is admis- sible when seized based on a reasonable belief that the property or evidence is an unlawful weapon, contraband, evidence of crime, or might be used to resist apprehension or to escape. ( 2 ) A b a n d o n e d P r o p e r t y . A b a n d o n e d p r o p e r t y may be seized without probable cause and without a search warrant or search authorization. Such seizure may be made by any person. (3) Consent. Property or evidence may be seized with consent consistent with the requirements appli- cable to consensual searches under Mil. R. Evid. 314. (4) Government Property. Government property may be seized without probable cause and without a search warrant or search authorization by any person listed in subdivision (d), unless the person to whom the property is issued or assigned has a reasonable expectation of privacy therein, as provided in Mil. R. Evid. 314(d), at the time of the seizure. (5) Other Property. Property or evidence not in- cluded in subdivisions (c)(1)-(4) may be seized for use in evidence by any person listed in subdivision (d) if: (A) Authorization. The person is authorized to seize the property or evidence by a search warrant or a search authorization under Mil. R. Evid. 315; ( B ) E x i g e n t C i r c u m s t a n c e s . T h e p e r s o n h a s probable cause to seize the property or evidence and u n d e r M i l . R . E v i d . 3 1 5 ( g ) a s e a r c h w a r r a n t o r search authorization is not required; or (C) Plain View. The person while in the course of otherwise lawful activity observes in a reasonable fashion property or evidence that the person has probable cause to seize. ( 6 ) T e m p o r a r y D e t e n t i o n . N o t h i n g i n t h i s r u l e prohibits temporary detention of property on less than probable cause when authorized under the Con- stitution of the United States. ( d ) W h o M a y S e i z e . A n y c o m m i s s i o n e d o f f i c e r , warrant officer, petty officer, noncommissioned offi- cer, and, when in the execution of guard or police duties, any criminal investigator, member of the Air Force security forces, military police, or shore pa- trol, or individual designated by proper authority to perform guard or police duties, or any agent of any such person, may seize property pursuant to this rule. (e) Other Seizures. Evidence obtained from a sei- zure not addressed in this rule is admissible pro- v i d e d t h a t i t s s e i z u r e w a s p e r m i s s i b l e u n d e r t h e Constitution of the United States as applied to mem- bers of the Armed Forces. Rule 317. Interception of wire and oral communications (a) General rule. Wire or oral communications con- stitute evidence obtained as a result of an unlawful search or seizure within the meaning of Mil. R. Evid. 311 when such evidence must be excluded under the Fourth Amendment to the Constitution of t h e U n i t e d S t a t e s a s a p p l i e d t o m e m b e r s o f t h e Armed Forces or if such evidence must be excluded under a federal statute applicable to members of the Armed Forces. (b) When Authorized by Court Order Evidence from the interception of wire or oral communications is admissible when authorized pursuant to an applica- III-16 M.R.E. 315(f)(2)(B)

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t i o n t o a f e d e r a l j u d g e o f c o m p e t e n t j u r i s d i c t i o n under the provisions of a federal statute. Discussion Pursuant to 18 U.S.C. § 2516(1), the Attorney General, Deputy Attorney General, Associate Attorney General, or any Assistant Attorney General, any acting Assistant Attorney General, or any Deputy Assistant Attorney General or acting Deputy Assistant Attorney General in the Criminal Division or National Security Division specially designated by the Attorney General, may au- thorize an application to a Federal judge of competent jurisdiction for, and such judge may grant in conformity with 18 U.S.C. § 2518, an order authorizing or approving the interception of wire or oral communications by the Federal Bureau of Investigation, or a Federal agency having responsibility for the investigation of the offense as to which the application is made, for purposes of obtaining evidence concerning the offenses enumerated in 18 U.S.C. § 2516(1), to the extent such offenses are punishable under the Uniform Code of Military Justice. (c) Regulations. Notwithstanding any other provi- sion of these rules, evidence obtained by members of the Armed Forces or their agents through inter- ception of wire or oral communications for law en- forcement purposes is not admissible unless such interception: (1) takes place in the United States and is author- ized under subdivision (b); (2) takes place outside the United States and is authorized under regulations issued by the Secretary of Defense or the Secretary concerned; or (3) is authorized under regulations issued by the Secretary of Defense or the Secretary concerned and is not unlawful under applicable federal statutes. Rule 321. Eyewitness identification (a) General rule. Testimony concerning a relevant out-of-court identification by any person is admissi- ble, subject to an appropriate objection under this rule, if such testimony is otherwise admissible under these rules. The witness making the identification and any person who has observed the previous iden- tification may testify concerning it. When in testi- mony a witness identifies the accused as being, or not being, a participant in an offense or makes any other relevant identification concerning a person in the courtroom, evidence that on a previous occasion the witness made a similar identification is admissi- ble to corroborate the witness’s testimony as to iden- tity even if the credibility of the witness has not been attacked directly, subject to appropriate objec- tion under this rule. (b) When Inadmissible. An identification of the ac- cused as being a participant in an offense, whether such identification is made at the trial or otherwise, is inadmissible against the accused if: (1) The identification is the result of an unlawful lineup or other unlawful identification process, as defined in subdivision (c), conducted by the United States or other domestic authorities and the accused makes a timely motion to suppress or an objection to the evidence under this rule; or (2) Exclusion of the evidence is required by the Due Process Clause of the Fifth Amendment to the Constitution of the United States as applied to mem- bers of the Armed Forces. Evidence other than an identification of the accused that is obtained as a result of the unlawful lineup or unlawful identifica- tion process is inadmissible against the accused if the accused makes a timely motion to suppress or an objection to the evidence under this rule and if ex- clusion of the evidence is required under the Consti- tution of the United States as applied to members of the Armed Forces. (c) Unlawful Lineup or Identification Process. (1) Unreliable. A lineup or other identification process is unreliable, and therefore unlawful, if the lineup or other identification process is so suggestive a s t o c r e a t e a s u b s t a n t i a l l i k e l i h o o d o f misidentification. (2) In Violation of Right to Counsel. A lineup is unlawful if it is conducted in violation of the ac- cused’s rights to counsel. (A) Military Lineups. An accused or suspect is entitled to counsel if, after preferral of charges or imposition of pretrial restraint under R.C.M. 304 for the offense under investigation, the accused is re- quired by persons subject to the code or their agents to participate in a lineup for the purpose of identifi- cation. When a person entitled to counsel under this rule requests counsel, a judge advocate or a person certified in accordance with Article 27(b) will be provided by the United States at no expense to the accused or suspect and without regard to indigency or lack thereof before the lineup may proceed. The accused or suspect may waive the rights provided in this rule if the waiver is freely, knowingly, and intel- ligently made. (B) Nonmilitary Lineups. When a person sub- III-17 M.R.E. 321(c)(2)(B)

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ject to the code is required to participate in a lineup for purposes of identification by an official or agent of the United States, of the District of Columbia, or o f a S t a t e , C o m m o n w e a l t h , o r p o s s e s s i o n o f t h e United States, or any political subdivision of such a State, Commonwealth, or possession, and the provi- sions of subdivision (c)(2)(A) do not apply, the per- son’s entitlement to counsel and the validity of any waiver of applicable rights will be determined by the principles of law generally recognized in the trial of criminal cases in the United States district courts involving similar lineups. (d) Motions to Suppress and Objections. (1) Disclosure. Prior to arraignment, the prosecu- tion must disclose to the defense all evidence of, or derived from, a prior identification of the accused as a lineup or other identification process that it intends to offer into evidence against the accused at trial. (2) Time Requirement. When such evidence has been disclosed, any motion to suppress or objection under this rule must be made by the defense prior to submission of a plea. In the absence of such motion or objection, the defense may not raise the issue at a later time except as permitted by the military judge for good cause shown. Failure to so move consti- tutes a waiver of the motion or objection. (3) Continuing Duty. If the prosecution intends to offer such evidence and the evidence was not dis- closed prior to arraignment, the prosecution must provide timely notice to the military judge and coun- sel for the accused. The defense may enter an objec- tion at that time, and the military judge may make such orders as are required in the interests of justice. (4) Specificity. The military judge may require the defense to specify the grounds upon which the defense moves to suppress or object to evidence. If defense counsel, despite the exercise of due dili- gence, has been unable to interview adequately those persons involved in the lineup or other identification process, the military judge may enter any order re- quired by the interests of justice, including authori- zation for the defense to make a general motion to suppress or a general objection. (5) Defense Evidence. The defense may present evidence relevant to the issue of the admissibility of evidence as to which there has been an appropriate motion or objection under this rule. An accused may testify for the limited purpose of contesting the le- gality of the lineup or identification process giving rise to the challenged evidence. Prior to the intro- duction of such testimony by the accused, the de- f e n s e m u s t i n f o r m t h e m i l i t a r y j u d g e t h a t t h e testimony is offered under subdivision (d). When the accused testifies under subdivision (d), the accused may be cross-examined only as to the matter on which he or she testifies. Nothing said by the ac- cused on either direct or cross-examination may be used against the accused for any purpose other than in a prosecution for perjury, false swearing, or the making of a false official statement. (6) Burden and Standard of Proof. When the de- fense has raised a specific motion or objection under subdivision (d)(3), the burden on the prosecution extends only to the grounds upon which the defense moved to suppress or object to the evidence. (A) Right to Counsel. (i) Initial Violation of Right to Counsel at a Lineup. When the accused raises the right to pres- ence of counsel under this rule, the prosecution must prove by a preponderance of the evidence that coun- sel was present at the lineup or that the accused, having been advised of the right to the presence of c o u n s e l , v o l u n t a r i l y a n d i n t e l l i g e n t l y w a i v e d t h a t right prior to the lineup. ( i i ) I d e n t i f i c a t i o n S u b s e q u e n t t o a L i n e u p C o n d u c t e d i n V i o l a t i o n o f t h e R i g h t t o C o u n s e l . When the military judge determines that an identifi- cation is the result of a lineup conducted without the presence of counsel or an appropriate waiver, any later identification by one present at such unlawful lineup is also a result thereof unless the military judge determines that the contrary has been shown by clear and convincing evidence. (B) Unreliable Identification. (i) Initial Unreliable Identification. When an objection raises the issue of an unreliable identifica- tion, the prosecution must prove by a preponderance of the evidence that the identification was reliable under the circumstances. (ii) Identification Subsequent to an Unreli- able Identification. When the military judge deter- m i n e s t h a t a n i d e n t i f i c a t i o n i s t h e r e s u l t o f a n unreliable identification, a later identification may be admitted if the prosecution proves by clear and convincing evidence that the later identification is not the result of the inadmissible identification. (7) Rulings. A motion to suppress or an objection to evidence made prior to plea under this rule will III-18 M.R.E. 321(c)(2)(B)

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be ruled upon prior to plea unless the military judge, for good cause, orders that it be deferred for deter- mination at the trial of the general issue or until after findings, but no such determination will be deferred if a party’s right to appeal the ruling is affected adversely. Where factual issues are involved in ruling upon such motion or objection, the military judge will state his or her essential findings of fact on the record. (e) Effect of Guilty Pleas. Except as otherwise ex- p r e s s l y p r o v i d e d i n R . C . M . 9 1 0 ( a ) ( 2 ) , a p l e a o f guilty to an offense that results in a finding of guilty waives all issues under this rule with respect to that offense whether or not raised prior to the plea. SECTION IV RELEVANCY AND ITS LIMITS Rule 401. Test for relevant evidence Evidence is relevant if: (a) it has any tendency to make a fact more or less probable than it would be without the evidence; and (b) the fact is of consequence in determining the action. Rule 402. General admissibility of relevant evidence (a) Relevant evidence is admissible unless any of the following provides otherwise: (1) the United States Constitution as it applies to members of the Armed Forces; (2) a federal statute applicable to trial by courts- martial; (3) these rules; or (4) this Manual. (b) Irrelevant evidence is not admissible. Rule 403. Excluding relevant evidence for prejudice, confusion, waste of time, or other reasons The military judge may exclude relevant evidence if its probative value is substantially outweighed by a danger of one or more of the following: unfair prejudice, confusing the issues, misleading the mem- b e r s , u n d u e d e l a y , w a s t i n g t i m e , o r n e e d l e s s l y presenting cumulative evidence. Rule 404. Character evidence; crimes or other acts (a) Character Evidence. (1) Prohibited Uses. Evidence of a person’s char- acter or character trait is not admissible to prove that on a particular occasion the person acted in accord- ance with the character or trait. (2) Exceptions for an Accused or Victim (A) The accused may offer evidence of the ac- cused’s pertinent trait and, if the evidence is admit- ted, the prosecution may offer evidence to rebut it. General military character is not a pertinent trait for the purposes of showing the probability of innocence of the accused for the following offenses under the UCMJ: (i) Articles 120-123a; (ii) Articles 125-127; (iii) Articles 129-132; (iv) Any other offense in which evidence of general military character of the accused is not rele- vant to any element of an offense for which the accused has been charged; or (v) An attempt or conspiracy to commit one of the above offenses. (B) Subject to the limitations in Mil. R. Evid. 412, the accused may offer evidence of an alleged victim’s pertinent trait, and if the evidence is admit- ted, the prosecution may: (i) offer evidence to rebut it; and ( i i ) o f f e r e v i d e n c e o f t h e a c c u s e d ’ s s a m e trait; and (C) in a homicide or assault case, the prosecu- tion may offer evidence of the alleged victim’s trait of peacefulness to rebut evidence that the victim was the first aggressor. (3) Exceptions for a Witness. Evidence of a wit- ness’s character may be admitted under Mil R. Evid. 607, 608, and 609. (b) Crimes, Wrongs, or Other Acts. (1) Prohibited Uses. Evidence of a crime, wrong, or other act is not admissible to prove a person’s character in order to show that on a particular occa- s i o n t h e p e r s o n a c t e d i n a c c o r d a n c e w i t h t h e character. (2) Permitted Uses; Notice. This evidence may be admissible for another purpose, such as proving mo- tive, opportunity, intent, preparation, plan, knowl- e d g e , i d e n t i t y , a b s e n c e o f m i s t a k e , o r l a c k o f III-19 M.R.E. 404(b)(2)

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accident. On request by the accused, the prosecution must: (A) provide reasonable notice of the general nature of any such evidence that the prosecution intends to offer at trial; and (B) do so before trial – or during trial if the military judge, for good cause, excuses lack of pre- trial notice. Rule 405. Methods of proving character (a) By Reputation or Opinion. When evidence of a person’s character or character trait is admissible, it may be proved by testimony about the person’s rep- utation or by testimony in the form of an opinion. On cross-examination of the character witness, the military judge may allow an inquiry into relevant specific instances of the person’s conduct. (b) By Specific Instances of Conduct. When a per- son’s character or character trait is an essential ele- ment of a charge, claim, or defense, the character or trait may also be proved by relevant specific in- stances of the person’s conduct. (c) By Affidavit. The defense may introduce affida- vits or other written statements of persons other than the accused concerning the character of the accused. If the defense introduces affidavits or other written statements under this subdivision, the prosecution may, in rebuttal, also introduce affidavits or other written statements regarding the character of the ac- cused. Evidence of this type may be introduced by the defense or prosecution only if, aside from being contained in an affidavit or other written statement, it would otherwise be admissible under these rules. (d) Definitions. “Reputation” means the estimation in which a person generally is held in the commu- nity in which the person lives or pursues a business or profession. “Community” in the Armed Forces includes a post, camp, ship, station, or other military organization regardless of size. Rule 406. Habit; routine practice Evidence of a person’s habit or an organization’s routine practice may be admitted to prove that on a particular occasion the person or organization acted in accordance with the habit or routine practice. The military judge may admit this evidence regardless of whether it is corroborated or whether there was an eyewitness. Rule 407. Subsequent remedial measures (a) When measures are taken that would have made an earlier injury or harm less likely to occur, evi- dence of the subsequent measures is not admissible to prove: (1) negligence; (2) culpable conduct; (3) a defect in a product or its design; or (4) a need for a warning or instruction. (b) The military judge may admit this evidence for another purpose, such as impeachment or – if dis- puted – proving ownership, control, or the feasibility of precautionary measures. Rule 408. Compromise offers and negotiations (a) Prohibited Uses. Evidence of the following is not admissible – on behalf of any party – either to prove or disprove the validity or amount of a dis- puted claim or to impeach by a prior inconsistent statement or a contradiction: (1) furnishing, promising, or offering – or accept- ing, promising to accept, or offering to accept – a valuable consideration in order to compromise the claim; and (2) conduct or a statement made during compro- mise negotiations about the claim – except when the negotiations related to a claim by a public office in the exercise of its regulatory, investigative, or en- forcement authority. (b) Exceptions. The military judge may admit this evidence for another purpose, such as proving wit- ness bias or prejudice, negating a contention of un- due delay, or proving an effort to obstruct a criminal investigation or prosecution. Rule 409. Offers to pay medical and similar expenses Evidence of furnishing, promising to pay, or of- fering to pay medical, hospital, or similar expenses resulting from an injury is not admissible to prove liability for the injury. III-20 M.R.E. 404(b)(2)

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Rule 410. Pleas, plea discussions, and related statements (a) Prohibited Uses. Evidence of the following is not admissible against the accused who made the plea or participated in the plea discussions: (1) a guilty plea that was later withdrawn; (2) a nolo contendere plea; (3) any statement made in the course of any judi- cial inquiry regarding either of the foregoing pleas; or (4) any statement made during plea discussions with the convening authority, staff judge advocate, trial counsel or other counsel for the government if the discussions did not result in a guilty plea or they resulted in a later-withdrawn guilty plea. ( b ) E x c e p t i o n s . T h e m i l i t a r y j u d g e m a y a d m i t a statement described in subdivision (a)(3) or (a)(4): (1) when another statement made during the same plea or plea discussions has been introduced, if in fairness the statements ought to be considered to- gether; or (2) in a proceeding for perjury or false statement, if the accused made the statement under oath, on the record, and with counsel present. (c) Request for Administrative Disposition. A “state- ment made during plea discussions” includes a state- ment made by the accused solely for the purpose of requesting disposition under an authorized procedure for administrative action in lieu of trial by court- martial; “on the record” includes the written state- ment submitted by the accused in furtherance of such request. Rule 411. Liability Insurance Evidence that a person was or was not insured against liability is not admissible to prove whether the person acted negligently or otherwise wrongful- ly. The military judge may admit this evidence for another purpose, such as proving witness bias or prejudice or proving agency, ownership, or control. Rule 412. Sex offense cases: The victim’s sexual behavior or predisposition (a) Evidence generally inadmissible. The following evidence is not admissible in any proceeding involv- ing an alleged sexual offense except as provided in subdivisions (b) and (c): (1) Evidence offered to prove that any alleged victim engaged in other sexual behavior. (2) Evidence offered to prove any alleged vic- tim’s sexual predisposition. (b) Exceptions. (1) In a proceeding, the following evidence is ad- missible, if otherwise admissible under these rules: (A) evidence of specific instances of sexual be- havior by the alleged victim offered to prove that a person other than the accused was the source of semen, injury, or other physical evidence; (B) evidence of specific instances of sexual be- havior by the alleged victim with respect to the person accused of the sexual misconduct offered by the accused to prove consent or by the prosecution; and (C) evidence the exclusion of which would vi- olate the constitutional rights of the accused. (c) Procedure to determine admissibility. (1) A party intending to offer evidence under sub- section (b) must— (A) file a written motion at least 5 days prior to entry of pleas specifically describing the evidence and stating the purpose for which it is offered unless the military judge, for good cause shown, requires a different time for filing or permits filing during trial; and (B) serve the motion on the opposing party and the military judge and notify the alleged victim or, when appropriate, the alleged victim’s guardian or representative. (2) Before admitting evidence under this rule, the military judge must conduct a hearing, which shall be closed. At this hearing, the parties may call wit- nesses, including the alleged victim, and offer rele- vant evidence. The alleged victim must be afforded a reasonable opportunity to attend and be heard. However, the hearing may not be unduly delayed for this purpose. The right to be heard under this rule includes the right to be heard through counsel, in- c l u d i n g S p e c i a l V i c t i m s ’ C o u n s e l u n d e r s e c t i o n 1044e of title 10, United States Code. In a case before a court-martial composed of a military judge and members, the military judge shall conduct the hearing outside the presence of the members pur- suant to Article 39(a). The motion, related papers, and the record of the hearing must be sealed in accordance with R.C.M. 1103A and remain under III-21 M.R.E. 412(c)(2)

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seal unless the military judge or an appellate court orders otherwise. (3) If the military judge determines on the basis of the hearing described in paragraph (2) of this subsection that the evidence that the accused seeks to offer is relevant for a purpose under subsection (b) and that the probative value of such evidence outweighs the danger of unfair prejudice to the al- leged victim’s privacy, such evidence shall be ad- missible under this rule to the extent an order made by the military judge specifies evidence that may be offered and areas with respect to which the alleged victim may be examined or cross-examined. Such evidence is still subject to challenge under Mil. R. Evid. 403. (d) For purposes of this rule, the term “sexual of- fense” includes any sexual misconduct punishable under the Uniform Code of Military Justice, federal law or state law. “Sexual behavior” includes any sexual behavior not encompassed by the alleged of- fense. The term “sexual predisposition” refers to an alleged victim’s mode of dress, speech, or lifestyle that does not directly refer to sexual activities or thoughts but that may have a sexual connotation for the factfinder. Rule 413. Similar crimes in sexual offense cases (a) Permitted Uses. In a court-martial proceeding for a sexual offense, the military judge may admit evidence that the accused committed any other sex- ual offense. The evidence may be considered on any matter to which it is relevant. (b) Disclosure to the Accused. If the prosecution intends to offer this evidence, the prosecution must disclose it to the accused, including any witnesses’ statements or a summary of the expected testimony. The prosecution must do so at least 5 days prior to entry of pleas or at a later time that the military judge allows for good cause. (c) Effect on Other Rules. This rule does not limit the admission or consideration of evidence under any other rule. (d) Definition. As used in this rule, “sexual offense” m e a n s a n o f f e n s e p u n i s h a b l e u n d e r t h e U n i f o r m Code of Military Justice, or a crime under federal or state law (as “state” is defined in 18 U.S.C. § 513), involving: (1) any conduct prohibited by Article 120; (2) any conduct prohibited by 18 U.S.C. chapter 109A; (3) contact, without consent, between any part of the accused’s body, or an object held or controlled by the accused, and another person’s genitals or anus; ( 4 ) c o n t a c t , w i t h o u t c o n s e n t , b e t w e e n t h e a c - cused’s genitals or anus and any part of another person’s body; (5) contact with the aim of deriving sexual pleas- ure or gratification from inflicting death, bodily inju- ry, or physical pain on another person; or (6) an attempt or conspiracy to engage in conduct described in subdivisions (d)(1)-(5). Rule 414. Similar crimes in child-molestation cases (a) Permitted Uses. In a court-martial proceeding in which an accused is charged with an act of child molestation, the military judge may admit evidence that the accused committed any other offense of child molestation. The evidence may be considered on any matter to which it is relevant. (b) Disclosure to the Accused. If the prosecution intends to offer this evidence, the prosecution must disclose it to the accused, including witnesses’ state- ments or a summary of the expected testimony. The prosecution must do so at least 5 days prior to entry of pleas or at a later time that the military judge allows for good cause. (c) Effect on Other Rules. This rule does not limit the admission or consideration of evidence under any other rule. (d) Definitions. As used in this rule: (1) “Child” means a person below the age of 16; and (2) “Child molestation” means an offense punish- able under the Uniform Code of Military Justice, or a crime under federal law or under state law (as “state” is defined in 18 U.S.C. § 513), that involves: (A) any conduct prohibited by Article 120 and committed with a child, or prohibited by Article 120b. (B) any conduct prohibited by 18 U.S.C. chap- ter 109A and committed with a child; (C) any conduct prohibited by 18 U.S.C. chap- ter 110; (D) contact between any part of the accused’s III-22 M.R.E. 412(c)(2)

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body, or an object held or controlled by the accused, and a child’s genitals or anus; (E) contact between the accused’s genitals or anus and any part of a child’s body; ( F ) c o n t a c t w i t h t h e a i m o f d e r i v i n g s e x u a l pleasure or gratification from inflicting death, bodily injury, or physical pain on a child; or (G) an attempt or conspiracy to engage in con- duct described in subdivisions (d)(2)(A)-(F). SECTION V PRIVILEGES Rule 501. Privilege in general (a) A person may not claim a privilege with respect to any matter except as required by or provided for in: (1) the United States Constitution as applied to members of the Armed Forces; (2) a federal statute applicable to trials by courts- martial; (3) these rules; (4) this Manual; or (5) the principles of common law generally rec- ognized in the trial of criminal cases in the United States district courts under rule 501 of the Federal Rules of Evidence, insofar as the application of such principles in trials by courts-martial is practicable and not contrary to or inconsistent with the Uniform Code of Military Justice, these rules, or this Manual. (b) A claim of privilege includes, but is not limited to, the assertion by any person of a privilege to: (1) refuse to be a witness; (2) refuse to disclose any matter; (3) refuse to produce any object or writing; or (4) prevent another from being a witness or dis- c l o s i n g a n y m a t t e r o r p r o d u c i n g a n y o b j e c t o r writing. (c) The term “person” includes an appropriate repre- sentative of the Federal Government, a State, or po- l i t i c a l s u b d i v i s i o n t h e r e o f , o r a n y o t h e r e n t i t y claiming to be the holder of a privilege. ( d ) N o t w i t h s t a n d i n g a n y o t h e r p r o v i s i o n o f t h e s e rules, information not otherwise privileged does not become privileged on the basis that it was acquired b y a m e d i c a l o f f i c e r o r c i v i l i a n p h y s i c i a n i n a professional capacity. Rule 502. Lawyer-client privilege (a) General Rule. A client has a privilege to refuse to disclose and to prevent any other person from disclosing confidential communications made for the purpose of facilitating the rendition of professional legal services to the client: (1) between the client or the client’s representa- tive and the lawyer or the lawyer’s representative; ( 2 ) b e t w e e n t h e l a w y e r a n d t h e l a w y e r ’ s representative; (3) by the client or the client’s lawyer to a lawyer representing another in a matter of common interest; (4) between representatives of the client or be- tween the client and a representative of the client; or (5) between lawyers representing the client. (b) Definitions. As used in this rule: (1) “Client” means a person, public officer, cor- poration, association, organization, or other entity, either public or private, who receives professional legal services from a lawyer, or who consults a lawyer with a view to obtaining professional legal services from the lawyer. (2) “Lawyer” means a person authorized, or rea- sonably believed by the client to be authorized, to practice law; or a member of the Armed Forces detailed, assigned, or otherwise provided to repre- sent a person in a court-martial case or in any mili- tary investigation or proceeding. The term “lawyer” does not include a member of the Armed Forces serving in a capacity other than as a judge advocate, legal officer, or law specialist as defined in Article 1, unless the member: (A) is detailed, assigned, or otherwise provided to represent a person in a court-martial case or in any military investigation or proceeding; (B) is authorized by the Armed Forces, or rea- sonably believed by the client to be authorized, to render professional legal services to members of the Armed Forces; or (C) is authorized to practice law and renders p r o f e s s i o n a l l e g a l s e r v i c e s d u r i n g o f f - d u t y employment. ( 3 ) “ L a w y e r ’ s r e p r e s e n t a t i v e ” m e a n s a p e r s o n employed by or assigned to assist a lawyer in pro- viding professional legal services. III-23 M.R.E. 502(b)(3)

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(4) A communication is “confidential” if not in- tended to be disclosed to third persons other than those to whom disclosure is in furtherance of the rendition of professional legal services to the client or those reasonably necessary for the transmission of the communication. ( c ) W h o M a y C l a i m t h e P r i v i l e g e . T h e p r i v i l e g e may be claimed by the client, the guardian or con- servator of the client, the personal representative of a deceased client, or the successor, trustee, or similar representative of a corporation, association, or other organization, whether or not in existence. The law- yer or the lawyer’s representative who received the communication may claim the privilege on behalf of the client. The authority of the lawyer to do so is presumed in the absence of evidence to the contrary. (d) Exceptions. There is no privilege under this rule under any of the following circumstances: (1) Crime or Fraud. If the communication clearly contemplated the future commission of a fraud or crime or if services of the lawyer were sought or obtained to enable or aid anyone to commit or plan t o c o m m i t w h a t t h e c l i e n t k n e w o r r e a s o n a b l y should have known to be a crime or fraud; (2) Claimants through Same Deceased Client. As to a communication relevant to an issue between parties who claim through the same deceased client, regardless of whether the claims are by testate or intestate succession or by inter vivos transaction; (3) Breach of Duty by Lawyer or Client. As to a communication relevant to an issue of breach of duty by the lawyer to the client or by the client to the lawyer; (4) Document Attested by the Lawyer. As to a communication relevant to an issue concerning an attested document to which the lawyer is an attesting witness; or (5) Joint Clients. As to a communication relevant to a matter of common interest between two or more clients if the communication was made by any of them to a lawyer retained or consulted in common, w h e n o f f e r e d i n a n a c t i o n b e t w e e n a n y o f t h e clients. Rule 503. Communications to clergy (a) General Rule. A person has a privilege to refuse to disclose and to prevent another from disclosing a confidential communication by the person to a cler- gyman or to a clergyman’s assistant, if such commu- nication is made either as a formal act of religion or as a matter of conscience. (b) Definitions. As used in this rule: (1) “Clergyman” means a minister, priest, rabbi, chaplain, or other similar functionary of a religious organization, or an individual reasonably believed to be so by the person consulting the clergyman. (2) “Clergyman’s assistant” means a person em- ployed by or assigned to assist a clergyman in his capacity as a spiritual advisor. (3) A communication is “confidential” if made to a clergyman in the clergyman’s capacity as a spirit- ual adviser or to a clergyman’s assistant in the as- sistant’s official capacity and is not intended to be disclosed to third persons other than those to whom disclosure is in furtherance of the purpose of the communication or to those reasonably necessary for the transmission of the communication. ( c ) W h o M a y C l a i m t h e P r i v i l e g e . T h e p r i v i l e g e may be claimed by the person, guardian, or conser- vator, or by a personal representative if the person is deceased. The clergyman or clergyman’s assistant w h o r e c e i v e d t h e c o m m u n i c a t i o n m a y c l a i m t h e privilege on behalf of the person. The authority of the clergyman or clergyman’s assistant to do so is presumed in the absence of evidence to the contrary. Rule 504. Marital privilege (a) Spousal Incapacity. A person has a privilege to refuse to testify against his or her spouse. There is no privilege under subdivision (a) when, at the time of the testimony, the parties are divorced, or the marriage has been annulled. (b) Confidential Communication Made During the Marriage. (1) General Rule. A person has a privilege during and after the marital relationship to refuse to dis- close, and to prevent another from disclosing, any confidential communication made to the spouse of the person while they were married and not sepa- rated as provided by law. (2) Who May Claim the Privilege. The privilege may be claimed by the spouse who made the com- munication or by the other spouse on his or her behalf. The authority ofthe latter spouse to do so is presumed in the absence of evidence of a waiver. The privilege will not prevent disclosure of the com- munication at the request of the spouse to whom the communication was made if that spouse is an ac- III-24 M.R.E. 502(b)(4)

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cused regardless of whether the spouse who made the communication objects to its disclosure. (c) Exceptions. (1) To Confidential Communications Only. Where both parties have been substantial participants in il- l e g a l a c t i v i t y , t h o s e c o m m u n i c a t i o n s b e t w e e n t h e spouses during the marriage regarding the illegal activity in which they have jointly participated are not marital communications for purposes of the priv- ilege in subdivision (b) and are not entitled to pro- tection under the privilege in subdivision (b). (2) To Spousal Incapacity and Confidential Com- munications. There is no privilege under subdivi- sions (a) or (b): ( A ) I n p r o c e e d i n g s i n w h i c h o n e s p o u s e i s charged with a crime against the person or property of the other spouse or a child of either, or with a crime against the person or property of a third per- son committed in the course of committing a crime against the other spouse; (B) When the marital relationship was entered into with no intention of the parties to live together as spouses, but only for the purpose of using the purported marital relationship as a sham, and with respect to the privilege in subdivision (a), the rela- tionship remains a sham at the time the testimony or statement of one of the parties is to be introduced against the other, or with respect to the privilege in subdivision (b), the relationship was a sham at the time of the communication; or ( C ) I n p r o c e e d i n g s i n w h i c h a s p o u s e i s charged, in accordance with Article 133 or 134, with importing the other spouse as an alien for prostitu- t i o n o r o t h e r i m m o r a l p u r p o s e i n v i o l a t i o n o f 8 U.S.C. § 1328 with transporting the other spouse in interstate commerce for prostitution, immoral pur- poses, or another offense in violation of 18 U.S.C. §§ 2421-2424; or with violation of such other simi- lar statutes under which such privilege may not be claimed in the trial of criminal cases in the United States district courts. (d) Definitions. As used in this rule: (1) “A child of either” means a biological child, adopted child, or ward of one of the spouses and includes a child who is under the permanent or tem- porary physical custody of one of the spouses, re- g a r d l e s s o f t h e e x i s t e n c e o f a l e g a l p a r e n t - c h i l d relationship. For purposes of this rule only, a child is: (A) an individual under the age of 18; or (B) an individual with a mental handicap who functions under the age of 18. (2) “Temporary physical custody” means a parent has entrusted his or her child with another. There is no minimum amount of time necessary to establish temporary physical custody, nor is a written agree- ment required. Rather, the focus is on the parent’s agreement with another for assuming parental re- sponsibility for the child. For example, temporary physical custody may include instances where a par- ent entrusts another with the care of his or her child for recurring care or during absences due to tempo- rary duty or deployments. (3) As used in this rule, a communication is “con- fidential” if made privately by any person to the spouse of the person and is not intended to be dis- closed to third persons other than those reasonably necessary for transmission of the communication. Rule 505. Classified information (a) General Rule. Classified information must be protected and is privileged from disclosure if disclo- sure would be detrimental to the national security. Under no circumstances may a military judge order the release of classified information to any person not authorized to receive such information. The Sec- retary of Defense may prescribe security procedures for protection against the compromise of classified information submitted to courts-martial and appel- late authorities. (b) Definitions. As used in this rule: (1) “Classified information” means any informa- tion or material that has been determined by the United States Government pursuant to an executive order, statute, or regulations, to require protection against unauthorized disclosure for reasons of na- tional security, and any restricted data, as defined in 42 U.S.C. §2014(y). ( 2 ) “ N a t i o n a l s e c u r i t y ” m e a n s t h e n a t i o n a l d e - fense and foreign relations of the United States. (3) “In camera hearing” means a session under Article 39(a) from which the public is excluded. (4) “In camera review” means an inspection of documents or other evidence conducted by the mili- tary judge alone in chambers and not on the record. (5) “Ex parte” means a discussion between the m i l i t a r y j u d g e a n d e i t h e r t h e d e f e n s e c o u n s e l o r prosecution, without the other party or the public III-25 M.R.E. 505(b)(5)

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present. This discussion can be on or off the record, depending on the circumstances. The military judge will grant a request for an ex parte discussion or hearing only after finding that such discussion or hearing is necessary to protect classified information or other good cause. Prior to granting a request from one party for an ex parte discussion or hearing, the military judge must provide notice to the opposing party on the record. If the ex parte discussion is conducted off the record, the military judge should later state on the record that such ex parte discussion took place and generally summarize the subject mat- ter of the discussion, as appropriate. (c) Access to Evidence. Any information admitted into evidence pursuant to any rule, procedure, or order by the military judge must be provided to the accused. ( d ) D e c l a s s i f i c a t i o n . T r i a l c o u n s e l s h o u l d , w h e n p r a c t i c a b l e , s e e k d e c l a s s i f i c a t i o n o f e v i d e n c e t h a t may be used at trial, consistent with the require- ments of national security. A decision not to declas- sify evidence under this section is not subject to review by a military judge or upon appeal. (e) Action Prior to Referral of Charges (1) Prior to referral of charges, upon a showing by the accused that the classified information sought is relevant and necessary to an element of the of- fense or a legally cognizable defense, the convening authority must respond in writing to a request by the accused for classified information if the privilege in this rule is claimed for such information. In response to such a request, the convening authority may: (A) delete specified items of classified infor- m a t i o n f r o m d o c u m e n t s m a d e a v a i l a b l e t o t h e accused; (B) substitute a portion or summary of the in- formation for such classified documents; ( C ) s u b s t i t u t e a s t a t e m e n t a d m i t t i n g r e l e v a n t facts that the classified information would tend to prove; (D) provide the document subject to conditions that will guard against the compromise of the infor- mation disclosed to the accused; or ( E ) w i t h h o l d d i s c l o s u r e i f a c t i o n s u n d e r ( A ) through (D) cannot be taken without causing identi- fiable damage to the national security. (2) An Article 32 preliminary hearing officer may not rule on any objection by the accused to the release of documents or information protected by this rule. (3) Any objection by the accused to the withhold- ing of information or to the conditions of disclosure must be raised through a motion for appropriate re- lief at a pretrial conference. (f) Actions after Referral of Charges. (1) Pretrial Conference. At any time after referral of charges, any party may move for a pretrial con- ference under Article 39(a) to consider matters relat- i n g t o c l a s s i f i e d i n f o r m a t i o n t h a t m a y a r i s e i n connection with the trial. Following such a motion, or when the military judge recognizes the need for such conference, the military judge must promptly hold a pretrial conference under Article 39(a). (2) Ex Parte Permissible. Upon request by either party and with a showing of good cause, the military judge must hold such conference ex parte to the e x t e n t n e c e s s a r y t o p r o t e c t c l a s s i f i e d i n f o r m a t i o n from disclosure. (3) Matters to be Established at Pretrial Confer- ence. (A) Timing of Subsequent Actions. At the pre- trial conference, the military judge must establish the timing of: (i) requests for discovery; (ii) the provision of notice required by sub- division (i) of this rule; and ( i i i ) e s t a b l i s h e d b y s u b d i v i s i o n ( j ) o f t h i s rule. (B) Other Matters. At the pretrial conference, the military judge may also consider any matter that relates to classified information or that may promote a fair and expeditious trial. (4) Convening Authority Notice and Action. If a claim of privilege has been made under this rule with respect to classified information that apparently contains evidence that is relevant and necessary to an element of the offense or a legally cognizable defense and is otherwise admissible in evidence in t h e c o u r t - m a r t i a l p r o c e e d i n g , t h e m a t t e r m u s t b e reported to the convening authority. The convening authority may: (A) institute action to obtain the classified in- formation for the use by the military judge in mak- ing a determination under subdivision (j); (B) dismiss the charges; III-26 M.R.E. 505(b)(5)

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( C ) d i s m i s s t h e c h a r g e s o r s p e c i f i c a t i o n s o r both to which the information relates; or (D) take such other action as may be required in the interests of justice. ( 5 ) R e m e d i e s . I f , a f t e r a r e a s o n a b l e p e r i o d o f time, the information is not provided to the military judge in circumstances where proceeding with the case without such information would materially prej- udice a substantial right of the accused, the military judge must dismiss the charges or specifications or both to which the classified information relates. ( g ) P r o t e c t i v e O r d e r s . U p o n m o t i o n o f t h e t r i a l counsel, the military judge must issue an order to protect against the disclosure of any classified infor- mation that has been disclosed by the United States to any accused in any court-martial proceeding or that has otherwise been provided to, or obtained by, any such accused in any such court-martial proceed- ing. The terms of any such protective order may include, but are not limited to, provisions. (1) prohibiting the disclosure of the information except as authorized by the military judge; (2) requiring storage of material in a manner ap- propriate for the level of classification assigned to the documents to be disclosed; ( 3 ) r e q u i r i n g c o n t r o l l e d a c c e s s t o t h e m a t e r i a l during normal business hours and at other times upon reasonable notice; (4) mandating that all persons requiring security clearances will cooperate with investigatory person- nel in any investigations that are necessary to obtain a security clearance; (5) requiring the maintenance of logs regarding a c c e s s b y a l l p e r s o n s a u t h o r i z e d b y t h e m i l i t a r y judge to have access to the classified information in connection with the preparation of the defense; (6) regulating the making and handling of notes taken from material containing classified informa- tion; or (7) requesting the convening authority to author- ize the assignment of government security personnel and the provision of government storage facilities. (h) Discovery and Access by the Accused. (1) Limitations. (A) Government Claim of Privilege. In a court- martial proceeding in which the government seeks to d e l e t e , w i t h h o l d , o r o t h e r w i s e o b t a i n o t h e r r e l i e f with respect to the discovery of or access to any classified information, the trial counsel must submit a declaration invoking the United States’ classified information privilege and setting forth the damage to the national security that the discovery of or access to such information reasonably could be expected to cause. The declaration must be signed by the head, or designee, of the executive or military department or government agency concerned. (B) Standard for Discovery or Access by the A c c u s e d . U p o n t h e s u b m i s s i o n o f a d e c l a r a t i o n under subdivision (h)(1)(A), the military judge may not authorize the discovery of or access to such classified information unless the military judge de- termines that such classified information would be noncumulative and relevant to a legally cognizable defense, rebuttal of the prosecution’s case, or to sen- tencing. If the discovery of or access to such classi- fied information is authorized, it must be addressed in accordance with the requirements of subdivision (h)(2). (2) Alternatives to Full Discovery. (A) Substitutions and Other Alternatives. The military judge, in assessing the accused’s right to discover or access classified information under sub- division (h), may authorize the government: (i) to delete or withhold specified items of classified information; (ii) to substitute a summary for classified in- formation; or (iii) to substitute a statement admitting rele- vant facts that the classified information or material would tend to prove, unless the military judge deter- mines that disclosure of the classified information itself is necessary to enable the accused to prepare for trial. ( B ) I n C a m e r a R e v i e w . T h e m i l i t a r y j u d g e must, upon the request of the prosecution, conduct an in camera review of the prosecution’s motion and any materials submitted in support thereof and must not disclose such information to the accused. ( C ) A c t i o n b y M i l i t a r y J u d g e . T h e m i l i t a r y judge must grant the request of the trial counsel to substitute a summary or to substitute a statement admitting relevant facts, or to provide other relief in accordance with subdivision (h)(2)(A), if the mili- tary judge finds that the summary, statement, or other relief would provide the accused with substan- tially the same ability to make a defense as would III-27 M.R.E. 505(h)(2)(C)

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d i s c o v e r y o f o r a c c e s s t o t h e s p e c i f i c c l a s s i f i e d information. (3) Reconsideration. An order of a military judge authorizing a request of the trial counsel to sub- stitute, summarize, withhold, or prevent access to classified information under subdivision (h) is not subject to a motion for reconsideration by the ac- cused, if such order was entered pursuant to an ex parte showing under subdivision (h). (i) Disclosure by the Accused. ( 1 ) N o t i f i c a t i o n t o T r i a l C o u n s e l a n d M i l i t a r y Judge. If an accused reasonably expects to disclose, or to cause the disclosure of, classified information in any manner in connection with any trial or pre- trial proceeding involving the prosecution of such accused, the accused must, within the time specified by the military judge or, where no time is specified, prior to arraignment of the accused, notify the trial counsel and the military judge in writing. (2) Content of Notice. Such notice must include a brief description of the classified information. (3) Continuing Duty to Notify. Whenever the ac- cused learns of additional classified information the accused reasonably expects to disclose, or to cause the disclosure of, at any such proceeding, the ac- c u s e d m u s t n o t i f y t r i a l c o u n s e l a n d t h e m i l i t a r y judge in writing as soon as possible thereafter and must include a brief description of the classified information. (4) Limitation on Disclosure by Accused. The ac- cused may not disclose, or cause the disclosure of, any information known or believed to be classified i n c o n n e c t i o n w i t h a t r i a l o r p r e t r i a l p r o c e e d i n g until: (A) notice has been given under subdivision (i); and (B) the government has been afforded a rea- sonable opportunity to seek a determination pursuant to the procedure set forth in subdivision (j). (5) Failure to comply. If the accused fails to com- ply with the requirements of subdivision (i), the mil- itary judge: (A) may preclude disclosure of any classified information not made the subject of notification; and (B) may prohibit the examination by the ac- c u s e d o f a n y w i t n e s s w i t h r e s p e c t t o a n y s u c h information. (j) Procedure for Use of Classified Information in Trials and Pretrial Proceedings. (1) Hearing on Use of Classified Information. (A) Motion for Hearing. Within the time speci- fied by the military judge for the filing of a motion under this rule, either party may move for a hearing concerning the use at any proceeding of any classi- fied information. Upon a request by either party, the military judge must conduct such a hearing and must rule prior to conducting any further proceedings. (B) Request for In Camera Hearing. Any hear- ing held pursuant to subdivision (j) (or any portion of such hearing specified in the request of a knowl- e d g e a b l e U n i t e d S t a t e s o f f i c i a l ) m u s t b e h e l d i n camera if a knowledgeable United States official possessing authority to classify information submits t o t h e m i l i t a r y j u d g e a d e c l a r a t i o n t h a t a p u b l i c proceeding may result in the disclosure of classified information. (C) Notice to Accused. Before the hearing, trial counsel must provide the accused with notice of the classified information that is at issue. Such notice must identify the specific classified information at issue whenever that information previously has been made available to the accused by the United States. When the United States has not previously made the information available to the accused in connection with the case the information may be described by generic category, in such forms as the military judge may approve, rather than by identification of the specific information of concern to the United States. (D) Standard for Disclosure. Classified infor- mation is not subject to disclosure under subdivision (j) unless the information is relevant and necessary to an element of the offense or a legally cognizable defense and is otherwise admissible in evidence. In p r e s e n t e n c i n g p r o c e e d i n g s , r e l e v a n t a n d m a t e r i a l classified information pertaining to the appropriate- ness of, or the appropriate degree of, punishment must be admitted only if no unclassified version of such information is available. (E) Written Findings. As to each item of classi- fied information, the military judge must set forth in writing the basis for the determination. (2) Alternatives to Full Disclosure. (A) Motion by the Prosecution. Upon any de- termination by the military judge authorizing the dis- closure of specific classified information under the procedures established by subdivision (j), the trial III-28 M.R.E. 505(h)(2)(C)

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counsel may move that, in lieu of the disclosure of s u c h s p e c i f i c c l a s s i f i e d i n f o r m a t i o n , t h e m i l i t a r y judge order: (i) the substitution for such classified infor- mation of a statement admitting relevant facts that t h e s p e c i f i c c l a s s i f i e d i n f o r m a t i o n w o u l d t e n d t o prove; (ii) the substitution for such classified infor- mation of a summary of the specific classified infor- mation; or (iii) any other procedure or redaction limit- ing the disclosure of specific classified information. (B) Declaration of Damage to National Securi- ty. The trial counsel may, in connection with a mo- tion under subdivision (j), submit to the military judge a declaration signed by the head, or designee, of the executive or military department or govern- ment agency concerned certifying that disclosure of classified information would cause identifiable dam- age to the national security of the United States and explaining the basis for the classification of such information. If so requested by the trial counsel, the military judge must examine such declaration during an in camera review. (C) Hearing. The military judge must hold a hearing on any motion under subdivision (j). Any such hearing must be held in camera at the request of a knowledgeable United States official possessing authority to classify information. (D) Standard for Use of Alternatives. The mili- tary judge must grant such a motion of the trial counsel if the military judge finds that the statement, summary, or other procedure or redaction will pro- vide the accused with substantially the same ability to make his or her defense as would disclosure of the specific classified information. (3) Sealing of Records of In Camera Hearings. If at the close of an in camera hearing under subdivi- sion (j) (or any portion of a hearing under subdivi- sion (j) that is held in camera), the military judge determines that the classified information at issue may not be disclosed or elicited at the trial or pre- trial proceeding, the record of such in camera hear- i n g m u s t b e s e a l e d i n a c c o r d a n c e w i t h R . C . M . 1103A and preserved for use in the event of an appeal. The accused may seek reconsideration of the m i l i t a r y j u d g e ’ s d e t e r m i n a t i o n p r i o r t o o r d u r i n g trial. (4) Remedies. (A) If the military judge determines that alter- natives to full disclosure may not be used and the prosecution continues to object to disclosure of the information, the military judge must issue any order that the interests of justice require, including but not limited to, an order: (i) striking or precluding all or part of the testimony of a witness; (ii) declaring a mistrial; (iii) finding against the government on any issue as to which the evidence is relevant and mate- rial to the defense; (iv) dismissing the charges, with or without prejudice; or (v) dismissing the charges or specifications or both to which the information relates. (B) The government may avoid the sanction for nondisclosure by permitting the accused to dis- close the information at the pertinent court-martial proceeding. (5) Disclosure of Rebuttal Information. Whenever the military judge determines that classified informa- tion may be disclosed in connection with a trial or pretrial proceeding, the military judge must, unless the interests of fairness do not so require, order the prosecution to provide the accused with the informa- t i o n i t e x p e c t s t o u s e t o r e b u t t h e c l a s s i f i e d information. (A) Continuing Duty. The military judge may place the prosecution under a continuing duty to disclose such rebuttal information. ( B ) S a n c t i o n f o r F a i l u r e t o C o m p l y . I f t h e prosecution fails to comply with its obligation under subdivision (j), the military judge: (i) may exclude any evidence not made the subject of a required disclosure; and ( i i ) m a y p r o h i b i t t h e e x a m i n a t i o n b y t h e p r o s e c u t i o n o f a n y w i t n e s s w i t h r e s p e c t t o s u c h information. (6) Disclosure at Trial of Previous Statements by a Witness. ( A ) M o t i o n f o r P r o d u c t i o n o f S t a t e m e n t s i n Possession of the Prosecution. After a witness called by the trial counsel has testified on direct examina- tion, the military judge, on motion of the accused, may order production of statements of the witness in the possession of the prosecution that relate to the subject matter as to which the witness has testified. III-29 M.R.E. 505(j)(6)(A)

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This paragraph does not preclude discovery or asser- tion of a privilege otherwise authorized. (B) Invocation of Privilege by the Government. If the government invokes a privilege, the trial coun- sel may provide the prior statements of the witness to the military judge for in camera review to the e x t e n t n e c e s s a r y t o p r o t e c t c l a s s i f i e d i n f o r m a t i o n from disclosure. (C) Action by Military Judge. If the military judge finds that disclosure of any portion of the statement identified by the government as classified would be detrimental to the national security in the degree required to warrant classification under the applicable Executive Order, statute, or regulation, that such portion of the statement is consistent with the testimony of the witness, and that the disclosure of such portion is not necessary to afford the ac- cused a fair trial, the military judge must excise that portion from the statement. If the military judge finds that such portion of the statement is inconsis- tent with the testimony of the witness or that its disclosure is necessary to afford the accused a fair trial, the military judge must, upon the request of the trial counsel, consider alternatives to disclosure in accordance with subdivision (j)(2). (k) Introduction into Evidence of Classified Infor- mation. ( 1 ) P r e s e r v a t i o n o f C l a s s i f i c a t i o n S t a t u s . W r i t - ings, recordings, and photographs containing classi- fied information may be admitted into evidence in c o u r t - m a r t i a l p r o c e e d i n g s u n d e r t h i s r u l e w i t h o u t change in their classification status. (A) Precautions. The military judge in a trial by court-martial, in order to prevent unnecessary disclosure of classified information, may order ad- mission into evidence of only part of a writing, recording, or photograph, or may order admission into evidence of the whole writing, recording, or photograph with excision of some or all of the clas- s i f i e d i n f o r m a t i o n c o n t a i n e d t h e r e i n , u n l e s s t h e whole ought in fairness be considered. ( B ) C l a s s i f i e d I n f o r m a t i o n K e p t U n d e r S e a l . The military judge must allow classified information offered or accepted into evidence to remain under seal during the trial, even if such evidence is dis- c l o s e d i n t h e c o u r t - m a r t i a l p r o c e e d i n g , a n d m a y , upon motion by the government, seal exhibits con- t a i n i n g c l a s s i f i e d i n f o r m a t i o n i n a c c o r d a n c e w i t h R.C.M. 1103A for any period after trial as necessary t o p r e v e n t a d i s c l o s u r e o f c l a s s i f i e d i n f o r m a t i o n when a knowledgeable United States official posses- sing authority to classify information submits to the military judge a declaration setting forth the damage to the national security that the disclosure of such information reasonably could be expected to cause. (2) Testimony. (A) Objection by Trial Counsel. During the ex- amination of a witness, trial counsel may object to any question or line of inquiry that may require the w i t n e s s t o d i s c l o s e c l a s s i f i e d i n f o r m a t i o n n o t previously found to be admissible. (B) Action by Military Judge. Following an ob- j e c t i o n u n d e r s u b d i v i s i o n ( k ) , t h e m i l i t a r y j u d g e must take such suitable action to determine whether the response is admissible as will safeguard against the compromise of any classified information. Such action may include requiring trial counsel to provide the military judge with a proffer of the witness’s response to the question or line of inquiry and re- quiring the accused to provide the military judge w i t h a p r o f f e r o f t h e n a t u r e o f t h e i n f o r m a t i o n sought to be elicited by the accused. Upon request, the military judge may accept an ex parte proffer by trial counsel to the extent necessary to protect classi- fied information from disclosure. (3) Closed session. The military judge may, sub- ject to the requirements of the United States Consti- tution, exclude the public during that portion of the p r e s e n t a t i o n o f e v i d e n c e t h a t d i s c l o s e s c l a s s i f i e d information. (l) Record of Trial. If under this rule any informa- tion is withheld from the accused, the accused ob- jects to such withholding, and the trial is continued to an adjudication of guilt of the accused, the entire unaltered text of the relevant documents as well as the prosecution’s motion and any materials submit- ted in support thereof must be sealed in accordance with R.C.M. 1103A and attached to the record of trial as an appellate exhibit. Such material must be made available to reviewing authorities in closed proceedings for the purpose of reviewing the deter- mination of the military judge. The record of trial with respect to any classified matter will be prepared under R.C.M. 1103(h) and 1104(b)(1)(D). Discussion In addition to the Sixth Amendment right of an accused to a public trial, the Supreme Court has held that the press and general public have a constitutional right under the First Amendment to III-30 M.R.E. 505(j)(6)(A)

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access to criminal trials. United States v. Hershey , 20 M.J. 433, 436 (C.M.A. 1985) (citing Richmond Newspapers, Inc. v. Virgin- ia, 448 U.S. 555 (1980)). The test that must be met before closure of a criminal trial to the public is set out in Press-Enterprise Co. v. Superior Court , 464 U.S. 501 (1984), to wit: the presumption of openness “may be overcome only by an overriding interest based on findings that closure is essential to preserve higher values and is narrowly tailored to serve that interest.” Id. at 510. The military judge must consider reasonable alternatives to clo- sure and must make adequate findings supporting the closure to aid in review. Rule 506. Government information other than classified information (a) Protection of Government Information. Except where disclosure is required by a federal statute, government information is privileged from disclo- sure if disclosure would be detrimental to the public interest. (b) Scope. “Government information” includes offi- cial communication and documents and other infor- mation within the custody or control of the Federal Government. This rule does not apply to classified information (Mil. R. Evid. 505) or to the identity of an informant (Mil. R. Evid. 507). (c) Definitions. As used in this rule: (1) “In camera hearing” means a session under Article 39(a) from which the public is excluded. (2) “In camera review” means an inspection of documents or other evidence conducted by the mili- tary judge alone in chambers and not on the record. (3) “Ex parte” means a discussion between the m i l i t a r y j u d g e a n d e i t h e r t h e d e f e n s e c o u n s e l o r prosecution, without the other party or the public present. This discussion can be on or off the record, depending on the circumstances. The military judge will grant a request for an ex parte discussion or hearing only after finding that such discussion or hearing is necessary to protect government informa- tion or other good cause. Prior to granting a request from one party for an ex parte discussion or hearing, the military judge must provide notice to the oppos- ing party on the record. If the ex parte discussion is conducted off the record, the military judge should later state on the record that such ex parte discussion took place and generally summarize the subject mat- ter of the discussion, as appropriate. (d) Who May Claim the Privilege. The privilege may be claimed by the head, or designee, of the e x e c u t i v e o r m i l i t a r y d e p a r t m e n t o r g o v e r n m e n t agency concerned. The privilege for records and in- formation of the Inspector General may be claimed by the immediate superior of the inspector general officer responsible for creation of the records or information, the Inspector General, or any other su- perior authority. A person who may claim the privi- lege may authorize a witness or the trial counsel to claim the privilege on his or her behalf. The author- ity of a witness or the trial counsel to do so is presumed in the absence of evidence to the contrary. (e) Action Prior to Referral of Charges. (1) Prior to referral of charges, upon a showing b y t h e a c c u s e d t h a t t h e g o v e r n m e n t i n f o r m a t i o n sought is relevant and necessary to an element of the offense or a legally cognizable defense, the conven- ing authority must respond in writing to a request by the accused for government information if the privi- lege in this rule is claimed for such information. In response to such a request, the convening authority may: (A) delete specified items of government infor- mation claimed to be privileged from documents made available to the accused; (B) substitute a portion or summary of the in- formation for such documents; ( C ) s u b s t i t u t e a s t a t e m e n t a d m i t t i n g r e l e v a n t facts that the government information would tend to prove; (D) provide the document subject to conditions similar to those set forth in subdivision (g) of this rule; or (E) withhold disclosure if actions under subdi- visions (e)(1)(1)-(4) cannot be taken without causing identifiable damage to the public interest. (2) Any objection by the accused to withholding of information or to the conditions of disclosure must be raised through a motion for appropriate re- lief at a pretrial conference. (f) Action After Referral of Charges. (1) Pretrial Conference. At any time after referral of charges, any party may move for a pretrial con- ference under Article 39(a) to consider matters relat- ing to government information that may arise in connection with the trial. Following such a motion, or when the military judge recognizes the need for such conference, the military judge must promptly hold a pretrial conference under Article 39(a). (2) Ex Parte Permissible. Upon request by either III-31 M.R.E. 506(f)(2)

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party and with a showing of good cause, the military judge must hold such conference ex parte to the extent necessary to protect government information from disclosure. (3) Matters to be Established at Pretrial Confer- ence. (A) Timing of Subsequent Actions. At the pre- trial conference, the military judge must establish the timing of: (i) requests for discovery; (ii) the provision of notice required by sub- division (i) of this rule; and ( i i i ) t h e i n i t i a t i o n o f t h e p r o c e d u r e e s t a b - lished by subdivision (j) of this rule. (B) Other Matters. At the pretrial conference, t h e m i l i t a r y j u d g e m a y a l s o c o n s i d e r a n y m a t t e r which relates to government information or which may promote a fair and expeditious trial. (4) Convening Authority Notice and Action. If a claim of privilege has been made under this rule w i t h r e s p e c t t o g o v e r n m e n t i n f o r m a t i o n t h a t a p - parently contains evidence that is relevant and nec- essary to an element of the offense or a legally cognizable defense and is otherwise admissible in evidence in the court-martial proceeding, the matter must be reported to the convening authority. The convening authority may: (A) institute action to obtain the information for use by the military judge in making a determina- tion under subdivision (j); (B) dismiss the charges; ( C ) d i s m i s s t h e c h a r g e s o r s p e c i f i c a t i o n s o r both to which the information relates; or (D) take such other action as may be required in the interests of justice. (5) Remedies. If after a reasonable period of time the information is not provided to the military judge in circumstances where proceeding with the case without such information would materially prejudice a substantial right of the accused, the military judge must dismiss the charges or specifications or both to which the information relates. ( g ) P r o t e c t i v e O r d e r s . U p o n m o t i o n o f t h e t r i a l counsel, the military judge must issue an order to protect against the disclosure of any government in- f o r m a t i o n t h a t h a s b e e n d i s c l o s e d b y t h e U n i t e d States to any accused in any court-martial proceed- ing or that has otherwise been provided to, or ob- t a i n e d b y , a n y s u c h a c c u s e d i n a n y s u c h c o u r t - martial proceeding. The terms of any such protective order may include, but are not limited to, provisions: (1) prohibiting the disclosure of the information except as authorized by the military judge; (2) requiring storage of the material in a manner a p p r o p r i a t e f o r t h e n a t u r e o f t h e m a t e r i a l t o b e disclosed; ( 3 ) r e q u i r i n g c o n t r o l l e d a c c e s s t o t h e m a t e r i a l during normal business hours and at other times upon reasonable notice; (4) requiring the maintenance of logs recording access by persons authorized by the military judge to have access to the government information in connection with the preparation of the defense; (5) regulating the making and handling of notes taken from material containing government informa- tion; or (6) requesting the convening authority to author- ize the assignment of government security personnel and the provision of government storage facilities. (h) Discovery and Access by the Accused. (1) Limitations. (A) Government Claim of Privilege. In a court- martial proceeding in which the government seeks to d e l e t e , w i t h h o l d , o r o t h e r w i s e o b t a i n o t h e r r e l i e f with respect to the discovery of or access to any government information subject to a claim of privi- lege, the trial counsel must submit a declaration in- voking the United States’ government information privilege and setting forth the detriment to the public interest that the discovery of or access to such infor- mation reasonably could be expected to cause. The d e c l a r a t i o n m u s t b e s i g n e d b y a k n o w l e d g e a b l e United States official as described in subdivision (d) of this rule. (B) Standard for Discovery or Access by the A c c u s e d . U p o n t h e s u b m i s s i o n o f a d e c l a r a t i o n under subdivision (h)(1)(A), the military judge may not authorize the discovery of or access to such government information unless the military judge determines that such government information would be noncumulative, relevant, and helpful to a legally c o g n i z a b l e d e f e n s e , r e b u t t a l o f t h e p r o s e c u t i o n ’ s case, or to sentencing. If the discovery of or access t o s u c h g o v e r n m e n t i n f o r m a t i o n i s a u t h o r i z e d , i t must be addressed in accordance with the require- ments of subdivision (h)(2). (2) Alternatives to Full Disclosure. III-32 M.R.E. 506(f)(2)

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(A) Substitutions and Other Alternatives. The military judge, in assessing the accused’s right to d i s c o v e r o r a c c e s s g o v e r n m e n t i n f o r m a t i o n u n d e r subdivision (h), may authorize the government: (i) to delete or withhold specified items of government information; (ii) to substitute a summary for government information; or (iii) to substitute a statement admitting rele- vant facts that the government information or mate- rial would tend to prove, unless the military judge determines that disclosure of the government infor- mation itself is necessary to enable the accused to prepare for trial. ( B ) I n C a m e r a R e v i e w . T h e m i l i t a r y j u d g e must, upon the request of the prosecution, conduct an in camera review of the prosecution’s motion and any materials submitted in support thereof and must not disclose such information to the accused. ( C ) A c t i o n b y M i l i t a r y J u d g e . T h e m i l i t a r y judge must grant the request of the trial counsel to substitute a summary or to substitute a statement admitting relevant facts, or to provide other relief in accordance with subdivision (h)(2)(A), if the mili- tary judge finds that the summary, statement, or other relief would provide the accused with substan- tially the same ability to make a defense as would discovery of or access to the specific government information. (i) Disclosure by the Accused. ( 1 ) N o t i f i c a t i o n t o T r i a l C o u n s e l a n d M i l i t a r y Judge. If an accused reasonably expects to disclose, or to cause the disclosure of, government informa- tion subject to a claim of privilege in any manner in connection with any trial or pretrial proceeding in- volving the prosecution of such accused, the accused must, within the time specified by the military judge or, where no time is specified, prior to arraignment of the accused, notify the trial counsel and the mili- tary judge in writing. (2) Content of Notice. Such notice must include a brief description of the government information. (3) Continuing Duty to Notify. Whenever the ac- cused learns of additional government information the accused reasonably expects to disclose, or to cause the disclosure of, at any such proceeding, the accused must notify trial counsel and the military judge in writing as soon as possible thereafter and must include a brief description of the government information. (4) Limitation on Disclosure by Accused. The ac- cused may not disclose, or cause the disclosure of, any information known or believed to be subject to a claim of privilege in connection with a trial or pre- trial proceeding until: (A) notice has been given under subdivision (i); and (B) the government has been afforded a rea- sonable opportunity to seek a determination pursuant to the procedure set forth in subdivision (j). ( 5 ) F a i l u r e t o C o m p l y . I f t h e a c c u s e d f a i l s t o comply with the requirements of subdivision (i), the military judge: ( A ) m a y p r e c l u d e d i s c l o s u r e o f a n y g o v e r n - ment information not made the subject of notifica- tion; and (B) may prohibit the examination by the ac- c u s e d o f a n y w i t n e s s w i t h r e s p e c t t o a n y s u c h information. (j) Procedure for Use of Government Information Subject to a Claim of Privilege in Trials and Pre- trial Proceedings. (1) Hearing on Use of Government Information. (A) Motion for Hearing. Within the time speci- fied by the military judge for the filing of a motion under this rule, either party may move for an in camera hearing concerning the use at any proceeding of any government information that may be subject to a claim of privilege. Upon a request by either party, the military judge must conduct such a hear- ing and must rule prior to conducting any further proceedings. (B) Request for In Camera Hearing. Any hear- ing held pursuant to subdivision (j) must be held in camera if a knowledgeable United States official de- scribed in subdivision (d) of this rule submits to the military judge a declaration that disclosure of the information reasonably could be expected to cause identifiable damage to the public interest. (C) Notice to Accused. Subject to subdivision (j)(2) below, the prosecution must disclose govern- ment information claimed to be privileged under this rule for the limited purpose of litigating, in camera, the admissibility of the information at trial. The mil- itary judge must enter an appropriate protective or- der to the accused and all other appropriate trial participants concerning the disclosure of the infor- III-33 M.R.E. 506(j)(1)(C)

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mation according to subdivision (g), above. The ac- cused may not disclose any information provided under subdivision (j) unless, and until, such informa- tion has been admitted into evidence by the military judge. In the in camera hearing, both parties may have the opportunity to brief and argue the admissi- bility of the government information at trial. (D) Standard for Disclosure. Government in- formation is subject to disclosure at the court-martial proceeding under subdivision (j) if the party making the request demonstrates a specific need for informa- tion containing evidence that is relevant to the guilt or innocence or to punishment of the accused, and is otherwise admissible in the court-martial proceeding. (E) Written Findings. As to each item of gov- e r n m e n t i n f o r m a t i o n , t h e m i l i t a r y j u d g e m u s t s e t forth in writing the basis for the determination. (2) Alternatives to Full Disclosure. (A) Motion by the Prosecution. Upon any de- termination by the military judge authorizing disclo- sure of specific government information under the procedures established by subdivision (j), the prose- cution may move that, in lieu of the disclosure of such information, the military judge order: (i) the substitution for such government in- formation of a statement admitting relevant facts that the specific government information would tend to prove; (ii) the substitution for such government in- formation of a summary of the specific government information; or (iii) any other procedure or redaction limit- i n g t h e d i s c l o s u r e o f s p e c i f i c g o v e r n m e n t information. (B) Hearing. The military judge must hold a hearing on any motion under subdivision (j). At the request of the trial counsel, the military judge will conduct an in camera hearing. (C) Standard for Use of Alternatives. The mili- tary judge must grant such a motion of the trial counsel if the military judge finds that the statement, summary, or other procedure or redaction will pro- vide the accused with substantially the same ability to make his or her defense as would disclosure of the specific government information. (3) Sealing of Records of In Camera Hearings. If at the close of an in camera hearing under subdivi- sion (j) (or any portion of a hearing under subdivi- sion (j) that is held in camera), the military judge determines that the government information at issue may not be disclosed or elicited at the trial or pre- trial proceeding, the record of such in camera hear- i n g m u s t b e s e a l e d i n a c c o r d a n c e w i t h R . C . M . 1103A and preserved for use in the event of an appeal. The accused may seek reconsideration of the m i l i t a r y j u d g e ’ s d e t e r m i n a t i o n p r i o r t o o r d u r i n g trial. (4) Remedies. (A) If the military judge determines that alter- natives to full disclosure may not be used and the prosecution continues to object to disclosure of the information, the military judge must issue any order that the interests of justice require, including but not limited to, an order: (i) striking or precluding all or part of the testimony of a witness; (ii) declaring a mistrial; (iii) finding against the government on any issue as to which the evidence is relevant and neces- sary to the defense; (iv) dismissing the charges, with or without prejudice; or (v) dismissing the charges or specifications or both to which the information relates. (B) The government may avoid the sanction for nondisclosure by permitting the accused to dis- close the information at the pertinent court-martial proceeding. (5) Disclosure of Rebuttal Information. Whenever the military judge determines that government infor- mation may be disclosed in connection with a trial or pretrial proceeding, the military judge must, un- less the interests of fairness do not so require, order the prosecution to provide the accused with the in- formation it expects to use to rebut the government information. (A) Continuing Duty. The military judge may place the prosecution under a continuing duty to disclose such rebuttal information. ( B ) S a n c t i o n f o r F a i l u r e t o C o m p l y . I f t h e prosecution fails to comply with its obligation under subdivision (j), the military judge may make such ruling as the interests of justice require, to include: (i) excluding any evidence not made the sub- ject of a required disclosure; and (ii) prohibiting the examination by the prose- III-34 M.R.E. 506(j)(1)(C)

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c u t i o n o f a n y w i t n e s s w i t h r e s p e c t t o s u c h information. (k) Appeals of Orders and Rulings. In a court-mar- tial in which a punitive discharge may be adjudged, the government may appeal an order or ruling of the military judge that terminates the proceedings with respect to a charge or specification, directs the dis- closure of government information, or imposes sanc- tions for nondisclosure of government information. The government may also appeal an order or ruling in which the military judge refuses to issue a protec- tive order sought by the United States to prevent the disclosure of government information, or to enforce such an order previously issued by appropriate au- thority. The government may not appeal an order or ruling that is, or amounts to, a finding of not guilty with respect to the charge or specification. (l) Introduction into Evidence of Government Infor- mation Subject to a Claim of Privilege. (1) Precautions. The military judge in a trial by court-martial, in order to prevent unnecessary disclo- sure of government information after there has been a claim of privilege under this rule, may order ad- mission into evidence of only part of a writing, recording, or photograph or admit into evidence the whole writing, recording, or photograph with exci- sion of some or all of the government information contained therein, unless the whole ought in fairness to be considered. ( 2 ) G o v e r n m e n t I n f o r m a t i o n K e p t U n d e r S e a l . The military judge must allow government informa- tion offered or accepted into evidence to remain under seal during the trial, even if such evidence is disclosed in the court-martial proceeding, and may, upon motion by the prosecution, seal exhibits con- taining government information in accordance with R.C.M. 1103A for any period after trial as necessary to prevent a disclosure of government information w h e n a k n o w l e d g e a b l e U n i t e d S t a t e s o f f i c i a l d e - scribed in subdivision (d) submits to the military judge a declaration setting forth the detriment to the public interest that the disclosure of such informa- tion reasonably could be expected to cause. (3) Testimony. (A) Objection by Trial Counsel. During exami- nation of a witness, trial counsel may object to any question or line of inquiry that may require the wit- n e s s t o d i s c l o s e g o v e r n m e n t i n f o r m a t i o n n o t previously found admissible if such information has been or is reasonably likely to be the subject of a claim of privilege under this rule. (B) Action by Military Judge. Following such an objection, the military judge must take such suita- ble action to determine whether the response is ad- missible as will safeguard against the compromise of any government information. Such action may in- clude requiring trial counsel to provide the military judge with a proffer of the witness’s response to the question or line of inquiry and requiring the accused to provide the military judge with a proffer of the nature of the information sought to be elicited by the accused. Upon request, the military judge may ac- cept an ex parte proffer by trial counsel to the extent necessary to protect government information from disclosure. (m) Record of Trial. If under this rule any informa- tion is withheld from the accused, the accused ob- jects to such withholding, and the trial is continued to an adjudication of guilt of the accused, the entire unaltered text of the relevant documents as well as the prosecution’s motion and any materials submit- ted in support thereof must be sealed in accordance with R.C.M. 1103A and attached to the record of trial as an appellate exhibit. Such material must be made available to reviewing authorities in closed proceedings for the purpose of reviewing the deter- mination of the military judge. Rule 507. Identity of informants (a) General Rule. The United States or a State or subdivision thereof has a privilege to refuse to dis- close the identity of an informant. Unless otherwise privileged under these rules, the communications of an informant are not privileged except to the extent necessary to prevent the disclosure of the inform- ant’s identity. (b) Definitions. As used in this rule: ( 1 ) “ I n f o r m a n t ” m e a n s a p e r s o n w h o h a s f u r - nished information relating to or assisting in an in- vestigation of a possible violation of law to a person whose official duties include the discovery, investi- gation, or prosecution of crime. (2) “In camera review” means an inspection of documents or other evidence conducted by the mili- tary judge alone in chambers and not on the record. ( c ) W h o M a y C l a i m t h e P r i v i l e g e . T h e p r i v i l e g e may be claimed by an appropriate representative of the United States, regardless of whether information III-35 M.R.E. 507(c)

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was furnished to an officer of the United States or a State or subdivision thereof. The privilege may be claimed by an appropriate representative of a State or subdivision if the information was furnished to an officer thereof, except the privilege will not be al- lowed if the prosecution objects. (d) Exceptions. (1) Voluntary Disclosures; Informant as a Prose- cution Witness. No privilege exists under this rule: (A) if the identity of the informant has been disclosed to those who would have cause to resent the communication by a holder of the privilege or by the informant’s own action; or (B) if the informant appears as a witness for the prosecution. (2) Informant as a Defense Witness. If a claim of privilege has been made under this rule, the military judge must, upon motion by the accused, determine whether disclosure of the identity of the informant is necessary to the accused’s defense on the issue of guilt or innocence. Whether such a necessity exists will depend on the particular circumstances of each case, taking into consideration the offense charged, the possible defense, the possible significance of the informant’s testimony, and other relevant factors. If it appears from the evidence in the case or from other showing by a party that an informant may be able to give testimony necessary to the accused’s defense on the issue of guilt or innocence, the mili- tary judge may make any order required by the in- terests of justice. (3) Informant as a Witness regarding a Motion to Suppress Evidence. If a claim of privilege has been made under this rule with respect to a motion under Mil. R. Evid. 311, the military judge must, upon motion of the accused, determine whether disclosure of the identity of the informant is required by the United States Constitution as applied to members of the Armed Forces. In making this determination, the military judge may make any order required by the interests of justice. (e) Procedures. (1) In Camera Review. If the accused has articu- lated a basis for disclosure under the standards set forth in this rule, the prosecution may ask the mili- tary judge to conduct an in camera review of affida- vits or other evidence relevant to disclosure. (2) Order by the Military Judge. If a claim of privilege has been made under this rule, the military judge may make any order required by the interests of justice. (3) Action by the Convening Authority. If the mil- itary judge determines that disclosure of the identity of the informant is required under the standards set forth in this rule, and the prosecution elects not to disclose the identity of the informant, the matter must be reported to the convening authority. The convening authority may institute action to secure disclosure of the identity of the informant, terminate the proceedings, or take such other action as may be appropriate under the circumstances. (4) Remedies. If, after a reasonable period of time d i s c l o s u r e i s n o t m a d e , t h e m i l i t a r y j u d g e , s u a sponte or upon motion of either counsel and after a hearing if requested by either party, may dismiss the charge or specifications or both to which the infor- mation regarding the informant would relate if the military judge determines that further proceedings would materially prejudice a substantial right of the accused. Rule 508. Political vote A person has a privilege to refuse to disclose the tenor of the person’s vote at a political election conducted by secret ballot unless the vote was cast illegally. Rule 509. Deliberations of courts and juries Except as provided in Mil. R. Evid. 606, the de- liberations of courts, courts-martial, military judges, and grand and petit juries are privileged to the extent that such matters are privileged in trial of criminal cases in the United States district courts, but the results of the deliberations are not privileged. Rule 510. Waiver of privilege by voluntary disclosure (a) A person upon whom these rules confer a privi- lege against disclosure of a confidential matter or communication waives the privilege if the person or the person’s predecessor while holder of the privi- lege voluntarily discloses or consents to disclosure of any significant part of the matter or communica- tion under such circumstances that it would be inap- propriate to allow the claim of privilege. This rule does not apply if the disclosure is itself a privileged communication. (b) Unless testifying voluntarily concerning a privi- III-36 M.R.E. 507(c)

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leged matter or communication, an accused who tes- tifies in his or her own behalf or a person who testifies under a grant or promise of immunity does not, merely by reason of testifying, waive a privilege to which he or she may be entitled pertaining to the confidential matter or communication. Rule 511. Privileged matter disclosed under compulsion or without opportunity to claim privilege (a) General Rule. Evidence of a statement or other d i s c l o s u r e o f p r i v i l e g e d m a t t e r i s n o t a d m i s s i b l e against the holder of the privilege if disclosure was compelled erroneously or was made without an op- portunity for the holder of the privilege to claim the privilege. (b) Use of Communications Media. The telephonic t r a n s m i s s i o n o f i n f o r m a t i o n o t h e r w i s e p r i v i l e g e d under these rules does not affect its privileged char- acter. Use of electronic means of communication other than the telephone for transmission of informa- tion otherwise privileged under these rules does not affect the privileged character of such information if use of such means of communication is necessary and in furtherance of the communication. Rule 512. Comment upon or inference from claim of privilege; instruction (a) Comment or Inference Not Permitted. ( 1 ) T h e c l a i m o f a p r i v i l e g e b y t h e a c c u s e d whether in the present proceeding or upon a prior occasion is not a proper subject of comment by the military judge or counsel for any party. No inference may be drawn therefrom. (2) The claim of a privilege by a person other than the accused whether in the present proceeding or upon a prior occasion normally is not a proper subject of comment by the military judge or counsel for any party. An adverse inference may not be drawn there from except when determined by the military judge to be required by the interests of justice. (b) Claiming a Privilege Without the Knowledge of the Members. In a trial before a court-martial with members, proceedings must be conducted, to the ex- tent practicable, so as to facilitate the making of claims of privilege without the knowledge of the members. Subdivision (b) does not apply to a special court-martial without a military judge. ( c ) I n s t r u c t i o n . U p o n r e q u e s t , a n y p a r t y a g a i n s t whom the members might draw an adverse inference from a claim of privilege is entitled to an instruction that no inference may be drawn there from except as provided in subdivision (a)(2). Rule 513. Psychotherapist—patient privilege (a) General Rule. A patient has a privilege to refuse to disclose and to prevent any other person from disclosing a confidential communication made be- tween the patient and a psychotherapist or an assist- ant to the psychotherapist, in a case arising under the Uniform Code of Military Justice, if such com- munication was made for the purpose of facilitating diagnosis or treatment of the patient’s mental or emotional condition. (b) Definitions. As used in this rule: (1) “Patient” means a person who consults with or is examined or interviewed by a psychotherapist for purposes of advice, diagnosis, or treatment of a mental or emotional condition. (2) “Psychotherapist” means a psychiatrist, clini- c a l p s y c h o l o g i s t , c l i n i c a l s o c i a l w o r k e r , o r o t h e r mental health professional who is licensed in any State, territory, possession, the District of Columbia, or Puerto Rico to perform professional services as such, or who holds credentials to provide such serv- ices as such, or who holds credentials to provide such services from any military health care facility, or is a person reasonably believed by the patient to have such license or credentials. (3) “Assistant to a psychotherapist” means a per- s o n d i r e c t e d b y o r a s s i g n e d t o a s s i s t a psychotherapist in providing professional services, or is reasonably believed by the patient to be such. (4) A communication is “confidential” if not in- tended to be disclosed to third persons other than those to whom disclosure is in furtherance of the rendition of professional services to the patient or those reasonably necessary for such transmission of the communication. (5) “Evidence of a patient’s records or communi- cations” means testimony of a psychotherapist, or assistant to the same, or patient records that pertain to communications by a patient to a psychotherapist, or assistant to the same, for the purposes of diagno- III-37 M.R.E. 513(b)(5)

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sis or treatment of the patient’s mental or emotional condition. ( c ) W h o M a y C l a i m t h e P r i v i l e g e . T h e p r i v i l e g e may be claimed by the patient or the guardian or conservator of the patient. A person who may claim the privilege may authorize trial counsel or defense counsel to claim the privilege on his or her behalf. T h e p s y c h o t h e r a p i s t o r a s s i s t a n t t o t h e p s y c h o - t h e r a p i s t w h o r e c e i v e d t h e c o m m u n i c a t i o n m a y claim the privilege on behalf of the patient. The authority of such a psychotherapist, assistant, guardi- an, or conservator to so assert the privilege is pre- sumed in the absence of evidence to the contrary. (d) Exceptions. There is no privilege under this rule: (1) when the patient is dead; (2) when the communication is evidence of child abuse or of neglect, or in a proceeding in which one spouse is charged with a crime against a child of either spouse; (3) when federal law, state law, or service regula- tion imposes a duty to report information contained in a communication; ( 4 ) w h e n a p s y c h o t h e r a p i s t o r a s s i s t a n t t o a psychotherapist believes that a patient’s mental or emotional condition makes the patient a danger to any person, including the patient; (5) if the communication clearly contemplated the future commission of a fraud or crime or if the services of the psychotherapist are sought or ob- tained to enable or aid anyone to commit or plan to commit what the patient knew or reasonably should have known to be a crime or fraud; (6) when necessary to ensure the safety and secu- rity of military personnel, military dependents, mili- t a r y p r o p e r t y , c l a s s i f i e d i n f o r m a t i o n , o r t h e accomplishment of a military mission; (7) when an accused offers statements or other evidence concerning his mental condition in defense, extenuation, or mitigation, under circumstances not covered by R.C.M. 706 or Mil. R. Evid. 302. In such situations, the military judge may, upon mo- tion, order disclosure of any statement made by the accused to a psychotherapist as may be necessary in the interests of justice; or (e) Procedure to Determine Admissibility of Patient Records or Communications. (1) In any case in which the production or admis- sion of records or communications of a patient other than the accused is a matter in dispute, a party may seek an interlocutory ruling by the military judge. In order to obtain such a ruling, the party must: (A) file a written motion at least 5 days prior to entry of pleas specifically describing the evidence and stating the purpose for which it is sought or offered, or objected to, unless the military judge, for good cause shown, requires a different time for fil- ing or permits filing during trial; and (B) serve the motion on the opposing party, the military judge and, if practical, notify the patient or the patient’s guardian, conservator, or representative that the motion has been filed and that the patient has an opportunity to be heard as set forth in subdi- vision (e)(2). (2) Before ordering the production or admission of evidence of a patient’s records or communication, the military judge must conduct a hearing, which shall be closed. At the hearing, the parties may call witnesses, including the patient, and offer other rele- vant evidence. The patient must be afforded a rea- sonable opportunity to attend the hearing and be heard. However, the hearing may not be unduly de- layed for this purpose. The right to be heard under this rule includes the right to be heard through coun- sel, including Special Victims’ Counsel under sec- tion 1044e of title 10, United States Code. In a case before a court-martial composed of a military judge and members, the military judge must conduct the hearing outside the presence of the members. (3) The military judge may examine the evidence or a proffer thereof in camera, if such examination is necessary to rule on the production or admissibility of protected records or communications. Prior to conducting an in camera review, the military judge must find by a preponderance of the evidence that the moving party showed: ( A ) a s p e c i f i c f a c t u a l b a s i s d e m o n s t r a t i n g a reasonable likelihood that the records or communi- cations would yield evidence admissible under an exception to the privilege; (B) that the requested information meets one of the enumerated exceptions under subsection (d) of this rule; (C) that the information sought is not merely cumulative of other information available; and (D) that the party made reasonable efforts to obtain the same or substantially similar information through non-privileged sources. III-38 M.R.E. 513(b)(5)

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(4) Any production or disclosure permitted by the military judge under this rule must be narrowly tai- lored to only the specific records or communica- t i o n s , o r p o r t i o n s o f s u c h r e c o r d s o r communications, that meet the requirements for one of the enumerated exceptions to the privilege under subsection (d) above and are included in the stated purpose for which the records or communications are sought under subsection (e)(1)(A) above. ( 5 ) T o p r e v e n t u n n e c e s s a r y d i s c l o s u r e o f e v i - dence of a patient’s records or communications, the military judge may issue protective orders or may admit only portions of the evidence. (6) The motion, related papers, and the record of t h e h e a r i n g m u s t b e s e a l e d i n a c c o r d a n c e w i t h R.C.M. 1103A and must remain under seal unless t h e m i l i t a r y j u d g e o r a n a p p e l l a t e c o u r t o r d e r s otherwise. Rule 514. Victim advocate-victim and Department of Defense Safe Helpline staff- victim privilege. (a) General rule. A victim has a privilege to refuse to disclose and to prevent any other person from disclosing a confidential communication made be- tween the alleged victim and a victim advocate or between the alleged victim and Department of De- fense Safe Helpline staff, in a case arising under the UCMJ, if such communication was made for the purpose of facilitating advice or assistance to the alleged victim. (b) Definitions. As used in this rule: (1) “Victim” means any person who is alleged to have suffered direct physical or emotional harm as the result of a sexual or violent offense. (2) “Victim advocate” means a person who: (A) is designated in writing as a victim advo- cate in accordance with service regulation; (B) is authorized to perform victim advocate duties in accordance with service regulation and is acting in the performance of those duties; or (C) is certified as a victim advocate pursuant to federal or state requirements. (3) “Department of Defense Safe Helpline staff” are persons who are designated by competent au- thority in writing as Department of Defense Safe Helpline staff. (4) A communication is “confidential” if made in the course of the victim advocate-victim relationship or Department of Defense Safe Helpline staff-victim relationship and not intended to be disclosed to third persons other than those to whom disclosure is made in furtherance of the rendition of advice or assist- ance to the alleged victim or those reasonably neces- sary for such transmission of the communication. (5) “Evidence of a victim’s records or communi- cations” means testimony of a victim advocate or Department of Defense Safe Helpline staff, or re- cords that pertain to communications by a victim to a victim advocate or Department of Defense Safe Helpline staff, for the purposes of advising or pro- viding assistance to the victim. (c) Who may claim the privilege. The privilege may be claimed by the victim or the guardian or conser- vator of the victim. A person who may claim the privilege may authorize trial counsel or a counsel representing the victim to claim the privilege on his or her behalf. The victim advocate or Department of Defense Safe Helpline staff who received the com- munication may claim the privilege on behalf of the victim. The authority of such a victim advocate, Department of Defense Safe Helpline staff, guardi- an, conservator, or a counsel representing the victim to so assert the privilege is presumed in the absence of evidence to the contrary. (d) Exceptions. There is no privilege under this rule: (1) when the victim is dead; (2) When federal law, state law, Department of Defense regulation, or service regulation imposes a d u t y t o r e p o r t i n f o r m a t i o n c o n t a i n e d i n a communication; (3) When a victim advocate or Department of De- fense Safe Helpline staff believes that a victim’s mental or emotional condition makes the victim a danger to any person, including the victim; ( 4 ) I f t h e c o m m u n i c a t i o n c l e a r l y c o n t e m p l a t e d the future commission of a fraud or crime, or if the services of the victim advocate or Department of Defense Safe Helpline staff are sought or obtained to enable or aid anyone to commit or plan to commit what the victim knew or reasonably should have known to be a crime or fraud; (5) when necessary to ensure the safety and secu- rity of military personnel, military dependents, mili- t a r y p r o p e r t y , c l a s s i f i e d i n f o r m a t i o n , o r t h e accomplishment of a military mission; or III-39 M.R.E. 514(d)(5)

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(6) when admission or disclosure of a communi- cation is constitutionally required. (e) Procedure to Determine Admissibility of Victim Records or Communications. (1) In any case in which the production or admis- sion of records or communications of a victim is a matter in dispute, a party may seek an interlocutory ruling by the military judge. In order to obtain such a ruling, the party must: (A) file a written motion at least 5 days prior to entry of pleas specifically describing the evidence and stating the purpose for which it is sought or offered, or objected to, unless the military judge, for good cause shown, requires a different time for fil- ing or permits filing during trial; and (B) serve the motion on the opposing party, the military judge and, if practicable, notify the victim or the victim’s guardian, conservator, or representa- tive that the motion has been filed and that the victim has an opportunity to be heard as set forth in subdivision (e)(2). (2) Before ordering the production or admission of evidence of a victim’s records or communication, the military judge must conduct a hearing, which shall be closed. At the hearing, the parties may call witnesses, including the victim, and offer other rele- vant evidence. The victim must be afforded a rea- sonable opportunity to attend the hearing and be heard. However, the hearing may not be unduly de- layed for this purpose. The right to be heard under this rule includes the right to be heard through coun- sel, including Special Victims’ Counsel under sec- tion 1044e of title 10, United States Code. In a case before a court-martial composed of a military judge and members, the military judge must conduct the hearing outside the presence of the members. (3) The military judge may examine the evidence, or a proffer thereof, in camera if such examination is necessary to rule on the production or admissibility of protected records or communications. Prior to conducting an in camera review, the military judge must find by a preponderance of the evidence that the moving party showed: ( A ) a s p e c i f i c f a c t u a l b a s i s d e m o n s t r a t i n g a reasonable likelihood that the records or communi- cations would yield evidence admissible under an exception to the privilege; (B) that the requested information meets one of the enumerated exceptions under subsection (d) of this rule; (C) that the information sought is not merely cumulative of other information available; and (D) that the party made reasonable efforts to obtain the same or substantially similar information through non-privileged sources. (4) Any production or disclosure permitted by the military judge under this rule must be narrowly tai- lored to only the specific records or communica- t i o n s , o r p o r t i o n s o f s u c h r e c o r d s o r communications, that meet the requirements for one of the enumerated exceptions to the privilege under subsection (d) of this rule and are included in the stated purpose for which the records or communica- tions are sought under subsection (e)(1)(A) of this rule. ( 5 ) T o p r e v e n t u n n e c e s s a r y d i s c l o s u r e o f e v i - dence of a victim’s records or communications, the military judge may issue protective orders or may admit only portions of the evidence. (6) The motion, related papers, and the record of t h e h e a r i n g m u s t b e s e a l e d i n a c c o r d a n c e w i t h R.C.M. 1103A and must remain under seal unless t h e m i l i t a r y j u d g e o r a n a p p e l l a t e c o u r t o r d e r s otherwise. SECTION VI WITNESSES Rule 601. Competency to testify in general Every person is competent to be a witness unless these rules provide otherwise. Rule 602. Need for personal knowledge A witness may testify to a matter only if evidence is introduced sufficient to support a finding that the witness has personal knowledge of the matter. Evi- dence to prove personal knowledge may consist of the witness’s own testimony. This rule does not ap- ply to a witness’s expert testimony under Mil. R. Evid. 703. Rule 603. Oath or affirmation to testify truthfully Before testifying, a witness must give an oath or affirmation to testify truthfully. It must be in a form III-40 M.R.E. 514(d)(6)

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d e s i g n e d t o i m p r e s s t h a t d u t y o n t h e w i t n e s s ’ s conscience. Rule 604. Interpreter An interpreter must be qualified and must give an oath or affirmation to make a true translation. Rule 605. Military judge’s competency as a witness. (a) The presiding military judge may not testify as a witness at any proceeding of that court-martial. A party need not object to preserve the issue. (b) This rule does not preclude the military judge from placing on the record matters concerning do- cketing of the case. Rule 606. Member’s competency as a witness. (a) At the Trial by Court-Martial. A member of a court-martial may not testify as a witness before the other members at any proceeding of that court-mar- tial. If a member is called to testify, the military judge must – except in a special court-martial with- out a military judge – give the opposing party an opportunity to object outside the presence of the members. (b) During an Inquiry into the Validity of a Finding or Sentence. (1) Prohibited Testimony or Other Evidence. Dur- ing an inquiry into the validity of a finding or sen- tence, a member of a court-martial may not testify about any statement made or incident that occurred during the deliberations of that court-martial; the e f f e c t o f a n y t h i n g o n t h a t m e m b e r ’ s o r a n o t h e r member’s vote; or any member’s mental processes c o n c e r n i n g t h e f i n d i n g o r s e n t e n c e . T h e m i l i t a r y judge may not receive a member’s affidavit or evi- dence of a member’s statement on these matters. ( 2 ) E x c e p t i o n s . A m e m b e r m a y t e s t i f y a b o u t whether: (A) extraneous prejudicial information was im- properly brought to the members’ attention; (B) unlawful command influence or any other outside influence was improperly brought to bear on any member; or (C) a mistake was made in entering the finding or sentence on the finding or sentence forms. Rule 607. Who may impeach a witness. Any party, including the party that called the wit- ness, may attack the witness’s credibility. Rule 608. A witness’s character for truthfulness or untruthfulness. ( a ) R e p u t a t i o n o r O p i n i o n E v i d e n c e . A w i t n e s s ’ s credibility may be attacked or supported by testi- mony about the witness’s reputation for having a character for truthfulness or untruthfulness, or by testimony in the form of an opinion about that char- acter. Evidence of truthful character is admissible only after the witness’s character for truthfulness has been attacked. ( b ) S p e c i f i c I n s t a n c e s o f C o n d u c t . E x c e p t f o r a criminal conviction under Mil. R. Evid. 609, extrin- sic evidence is not admissible to prove specific in- stances of a witness’s conduct in order to attack or support the witness’s character for truthfulness. The m i l i t a r y j u d g e m a y , o n c r o s s - e x a m i n a t i o n , a l l o w them to be inquired into if they are probative of the character for truthfulness or untruthfulness of: (1) the witness; or (2) another witness whose character the witness being cross-examined has testified about. By testify- ing on another matter, a witness does not waive any p r i v i l e g e a g a i n s t s e l f - i n c r i m i n a t i o n f o r t e s t i m o n y t h a t r e l a t e s o n l y t o t h e w i t n e s s ’ s c h a r a c t e r f o r truthfulness. (c) Evidence of Bias. Bias, prejudice, or any motive to misrepresent may be shown to impeach the wit- ness either by examination of the witness or by evidence otherwise adduced. Rule 609. Impeachment by evidence of a criminal conviction. (a) In General. The following rules apply to attack- ing a witness’s character for truthfulness by evi- dence of a criminal conviction: (1) For a crime that, in the convicting jurisdic- t i o n , w a s p u n i s h a b l e b y d e a t h , d i s h o n o r a b l e d i s - charge, or by imprisonment for more than one year, the evidence: (A) must be admitted, subject to Mil. R. Evid. III-41 M.R.E. 609(a)(1)(A)

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403, in a court-martial in which the witness is not the accused; and ( B ) m u s t b e a d m i t t e d i n a c o u r t - m a r t i a l i n which the witness is the accused, if the probative value of the evidence outweighs its prejudicial effect to that accused; and (2) For any crime regardless of the punishment, the evidence must be admitted if the court can read- ily determine that establishing the elements of the crime required proving – or the witness’s admitting – a dishonest act or false statement. (3) In determining whether a crime tried by court- martial was punishable by death, dishonorable dis- charge, or imprisonment in excess of one year, the maximum punishment prescribed by the President under Article 56 at the time of the conviction applies without regard to whether the case was tried by general, special, or summary court-martial. (b) Limit on Using the Evidence After 10 Years. Subdivision (b) applies if more than 10 years have passed since the witness’s conviction or release from confinement for it, whichever is later. Evidence of the conviction is admissible only if: (1) its probative value, supported by specific facts and circumstances, substantially outweighs its preju- dicial effect; and (2) the proponent gives an adverse party reasona- ble written notice of the intent to use it so that the party has a fair opportunity to contest its use. (c) Effect of a Pardon, Annulment, or Certificate of Rehabilitation. Evidence of a conviction is not ad- missible if: (1) the conviction has been the subject of a par- don, annulment, certificate of rehabilitation, or other equivalent procedure based on a finding that the person has been rehabilitated, and the person has not been convicted of a later crime punishable by death, dishonorable discharge, or imprisonment for more than one year; or (2) the conviction has been the subject of a par- don, annulment, or other equivalent procedure based on a finding of innocence. (d) Juvenile Adjudications. Evidence of a juvenile adjudication is admissible under this rule only if: (1) the adjudication was of a witness other than the accused; (2) an adult’s conviction for that offense would be admissible to attack the adult’s credibility; and (3) admitting the evidence is necessary to fairly determine guilt or innocence. ( e ) P e n d e n c y o f a n A p p e a l . A c o n v i c t i o n t h a t satisfies this rule is admissible even if an appeal is pending, except that a conviction by summary court- martial or special court-martial without a military judge may not be used for purposes of impeachment until review has been completed under Article 64 or Article 66, if applicable. Evidence of the pendency is also admissible. (f) Definition. For purposes of this rule, there is a “conviction” in a court-martial case when a sentence has been adjudged. Rule 610. Religious beliefs or opinions. Evidence of a witness’s religious beliefs or opin- ions is not admissible to attack or support the wit- ness’s credibility. Rule 611. Mode and order of examining witnesses and presenting evidence. (a) Control by the Military Judge; Purposes. The m i l i t a r y j u d g e s h o u l d e x e r c i s e r e a s o n a b l e c o n t r o l over the mode and order of examining witnesses and presenting evidence so as to: (1) make those procedures effective for determin- ing the truth; (2) avoid wasting time; and (3) protect witnesses from harassment or undue embarrassment. (b) Scope of Cross-Examination. Cross-examination should not go beyond the subject matter of the direct e x a m i n a t i o n a n d m a t t e r s a f f e c t i n g t h e w i t n e s s ’ s credibility. The military judge may allow inquiry into additional matters as if on direct examination. ( c ) L e a d i n g Q u e s t i o n s . L e a d i n g q u e s t i o n s s h o u l d not be used on direct examination except as neces- sary to develop the witness’s testimony. Ordinarily, the military judge should allow leading questions: (1) on cross-examination; and (2) when a party calls a hostile witness or a wit- ness identified with an adverse party. (d) Remote live testimony of a child. (1) In a case involving domestic violence or the abuse of a child, the military judge must, subject to the requirements of subdivision (d)(3) of this rule, allow a child victim or witness to testify from an III-42 M.R.E. 609(a)(1)(A)

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area outside the courtroom as prescribed in R.C.M. 914A. (2) Definitions. As used in this rule: (A) “Child” means a person who is under the age of 16 at the time of his or her testimony. (B) “Abuse of a child” means the physical or mental injury, sexual abuse or exploitation, or negli- gent treatment of a child. (C) “Exploitation” means child pornography or child prostitution. (D) “Negligent treatment” means the failure to provide, for reasons other than poverty, adequate food, clothing, shelter, or medical care so as to en- danger seriously the physical health of the child. (E) “Domestic violence” means an offense that has as an element the use, or attempted or threatened use of physical force against a person by a current or former spouse, parent, or guardian of the victim; by a person with whom the victim shares a child in common; by a person who is cohabiting with or has cohabited with the victim as a spouse, parent, or g u a r d i a n ; o r b y a p e r s o n s i m i l a r l y s i t u a t e d t o a spouse, parent, or guardian of the victim. ( 3 ) R e m o t e l i v e t e s t i m o n y w i l l b e u s e d o n l y where the military judge makes the following three findings on the record: (A) that it is necessary to protect the welfare of the particular child witness; ( B ) t h a t t h e c h i l d w i t n e s s w o u l d b e traumatized, not by the courtroom generally, but by the presence of the defendant; and (C) that the emotional distress suffered by the child witness in the presence of the defendant is more than de minimis . (4) Remote live testimony of a child will not be used when the accused elects to absent himself from the courtroom in accordance with R.C.M. 804(d). (5) In making a determination under subdivision (d)(3), the military judge may question the child in chambers, or at some comfortable place other than the courtroom, on the record for a reasonable period of time, in the presence of the child, a representative of the prosecution, a representative of the defense, and the child’s attorney or guardian ad litem. Rule 612. Writing used to refresh a witness’s memory. (a) Scope. This rule gives an adverse party certain options when a witness uses a writing to refresh memory: (1) while testifying; or (2) before testifying, if the military judge decides that justice requires the party to have those options. ( b ) A d v e r s e P a r t y ’ s O p t i o n s ; D e l e t i n g U n r e l a t e d Matter. An adverse party is entitled to have the writing produced at the hearing, to inspect it, to cross-examine the witness about it, and to introduce in evidence any portion that relates to the witness’s testimony. If the producing party claims that the writing includes unrelated or privileged matter, the military judge must examine the writing in camera, delete any unrelated or privileged portion, and order that the rest be delivered to the adverse party. Any portion deleted over objection must be preserved for the record. (c) Failure to Produce or Deliver the Writing. If a writing is not produced or is not delivered as or- dered, the military judge may issue any appropriate order. If the prosecution does not comply, the mili- tary judge must strike the witness’s testimony or – if justice so requires – declare a mistrial. (d) No Effect on Other Disclosure Requirements. This rule does not preclude disclosure of information required to be disclosed under other provisions of these rules or this Manual. Rule 613. Witness’s prior statement. (a) Showing or Disclosing the Statement During Ex- amination. When examining a witness about the wit- ness’s prior statement, a party need not show it or disclose its contents to the witness. The party must, on request, show it or disclose its contents to an adverse party’s attorney. (b) Extrinsic Evidence of a Prior Inconsistent State- ment. Extrinsic evidence of a witness’s prior incon- sistent statement is admissible only if the witness is given an opportunity to explain or deny the state- ment and an adverse party is given an opportunity to examine the witness about it, or if justice so re- quires. Subdivision (b) does not apply to an oppos- ing party’s statement under Mil R. Evid. 801(d)(2). Rule 614. Court-martial’s calling or examining a witness. (a) Calling. The military judge may – sua sponte or at the request of the members or the suggestion of a party – call a witness. Each party is entitled to cross- III-43 M.R.E. 614(a)

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examine the witness. When the members wish to call or recall a witness, the military judge must de- termine whether the testimony would be relevant and not barred by any rule or provision of this Manual. (b) Examining. The military judge or members may examine a witness regardless of who calls the wit- ness. Members must submit their questions to the military judge in writing. Following the opportunity for review by both parties, the military judge must rule on the propriety of the questions, and ask the questions in an acceptable form on behalf of the members. When the military judge or the members call a witness who has not previously testified, the military judge may conduct the direct examination or may assign the responsibility to counsel for any party. ( c ) O b j e c t i o n s . O b j e c t i o n s t o t h e c a l l i n g o f w i t - nesses by the military judge or the members or to the interrogation by the military judge or the mem- bers may be made at the time or at the next availa- ble opportunity when the members are not present. Rule 615. Excluding witnesses. At a party’s request, the military judge must order witnesses excluded so that they cannot hear other witnesses’ testimony, or the military judge may do s o s u a s p o n t e . T h i s r u l e d o e s n o t a u t h o r i z e excluding: (a) the accused; (b) a member of an Armed service or an employee of the United States after being designated as a rep- resentative of the United States by the trial counsel; (c) a person whose presence a party shows to be essential to presenting the party’s case; (d) a person authorized by statute to be present; or (e) A victim of an offense from the trial of an ac- cused for that offense, unless the military judge, after receiving clear and convincing evidence, deter- mines that testimony by the victim would be materi- ally altered if the victim heard other testimony at that hearing or proceeding. SECTION VII OPINIONS AND EXPERT TESTIMONY Rule 701. Opinion testimony by lay witnesses. If a witness is not testifying as an expert, testi- mony in the form of an opinion is limited to one that is: (a) rationally based on the witness’s perception; (b) helpful to clearly understanding the witness’s testimony or to determining a fact in issue; and (c) not based on scientific, technical, or other spe- cialized knowledge within the scope of Mil. R. Evid. 702. Rule 702. Testimony by expert witnesses. A witness who is qualified as an expert by knowl- edge, skill, experience, training, or education may testify in the form of an opinion or otherwise if: (a) the expert’s scientific, technical, or other spe- cialized knowledge will help the trier of fact to un- derstand the evidence or to determine a fact in issue; ( b ) t h e t e s t i m o n y i s b a s e d o n s u f f i c i e n t f a c t s o r data; (c) the testimony is the product of reliable principles and methods; and (d) the expert has reliably applied the principles and methods to the facts of the case. Rule 703. Bases of an expert’s opinion testimony An expert may base an opinion on facts or data in the case that the expert has been made aware of or personally observed. If experts in the particular field would reasonably rely on those kinds of facts or data in forming an opinion on the subject, they need not be admissible for the opinion to be admitted. If the facts or data would otherwise be inadmissible, the proponent of the opinion may disclose them to the members of a court-martial only if the military judge finds that their probative value in helping the mem- b e r s e v a l u a t e t h e o p i n i o n s u b s t a n t i a l l y o u t w e i g h s their prejudicial effect. Rule 704. Opinion on an ultimate issue An opinion is not objectionable just because it embraces an ultimate issue. III-44 M.R.E. 614(a)

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Rule 705. Disclosing the facts or data underlying an expert’s opinion Unless the military judge orders otherwise, an ex- pert may state an opinion – and give the reasons for it – without first testifying to the underlying facts or data. The expert may be required to disclose those facts or data on cross-examination. Rule 706. Court-appointed expert witnesses (a) Appointment Process. The trial counsel, the de- fense counsel, and the court-martial have equal op- portunity to obtain expert witnesses under Article 46 and R.C.M. 703. (b) Compensation. The compensation of expert wit- nesses is governed by R.C.M. 703. (c) Accused’s Choice of Experts. This rule does not limit an accused in calling any expert at the ac- cused’s own expense. Rule 707. Polygraph examinations (a) Prohibitions. Notwithstanding any other provi- sion of law, the result of a polygraph examination, the polygraph examiner’s opinion, or any reference to an offer to take, failure to take, or taking of a polygraph examination is not admissible. (b) Statements Made During a Polygraph Examina- tion. This rule does not prohibit admission of an otherwise admissible statement made during a poly- graph examination. SECTION VIII HEARSAY Rule 801. Definitions that apply to this section; exclusions from hearsay (a) Statement. “Statement” means a person’s oral assertion, written assertion, or nonverbal conduct, if the person intended it as an assertion. (b) Declarant. “Declarant” means the person who made the statement. (c) Hearsay. “Hearsay” means a statement that: (1) the declarant does not make while testifying at the current trial or hearing; and (2) a party offers in evidence to prove the truth of the matter asserted in the statement. (d) Statements that Are Not Hearsay. A statement that meets the following conditions is not hearsay: (1) A Declarant-Witness’s Prior Statement. The declarant testifies and is subject to cross-examina- tion about a prior statement, and the statement: (A) is inconsistent with the declarant’s testi- mony and was given under penalty of perjury at a trial, hearing, or other proceeding or in a deposition; (B) is consistent with the declarant’s testimony and is offered: (i) to rebut an express or implied charge that the declarant recently fabricated it or acted from a recent improper influence or motive in so testifying; or (ii) to rehabilitate the declarant’s credibility as a witness when attacked on another ground; or ( C ) i d e n t i f i e s a p e r s o n a s s o m e o n e t h e declarant perceived earlier. ( 2 ) A n O p p o s i n g P a r t y ’ s S t a t e m e n t . T h e s t a t e - ment is offered against an opposing party and: (A) was made by the party in an individual or representative capacity; (B) is one the party manifested that it adopted or believed to be true; (C) was made by a person whom the party authorized to make a statement on the subject; (D) was made by the party’s agent or employee on a matter within the scope of that relationship and while it existed; or ( E ) w a s m a d e b y t h e p a r t y ’ s c o - c o n s p i r a t o r during and in furtherance of the conspiracy. The statement must be considered but does not by itself establish the declarant’s authority under (C); the existence or scope of the relationship under (D); or the existence of the conspiracy or participation in it under (E). Rule 802. The rule against hearsay Hearsay is not admissible unless any of the fol- lowing provides otherwise: (a) a federal statute applicable in trial by courts- martial; or (b) these rules. Rule 803. Exceptions to the rule against hearsay – regardless of whether the declarant is available as a witness The following are not excluded by the rule against III-45 M.R.E. 803

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hearsay, regardless of whether the declarant is avail- able as a witness: (1) Present Sense Impression. A statement describ- ing or explaining an event or condition, made while or immediately after the declarant perceived it. ( 2 ) E x c i t e d U t t e r a n c e . A s t a t e m e n t r e l a t i n g t o a s t a r t l i n g e v e n t o r c o n d i t i o n , m a d e w h i l e t h e declarant was under the stress of excitement that it caused. ( 3 ) T h e n - E x i s t i n g M e n t a l , E m o t i o n a l , o r P h y s i c a l Condition. A statement of the declarant’s then-exist- ing state of mind (such as motive, intent, or plan) or emotional, sensory, or physical condition (such as mental feeling, pain, or bodily health), but not in- cluding a statement of memory or belief to prove the fact remembered or believed unless it relates to the validity or terms of the declarant’s will. (4) Statement Made for Medical Diagnosis or Treat- ment. A statement that - (A) is made for – and is reasonably pertinent to – medical diagnosis or treatment; and ( B ) d e s c r i b e s m e d i c a l h i s t o r y ; p a s t o r p r e s e n t s y m p t o m s o r s e n s a t i o n s ; t h e i r i n c e p t i o n ; o r t h e i r general cause. (5) Recorded Recollection. A record that: (A) is on a matter the witness once knew about but now cannot recall well enough to testify fully and accurately; (B) was made or adopted by the witness when the matter was fresh in the witness’s memory; and (C) accurately reflects the witness’s knowledge. If admitted, the record may be read into evidence but may be received as an exhibit only if offered by an adverse party. (6) Records of a Regularly Conducted Activity. A record of an act, event, condition, opinion, or diag- nosis if: (A) the record was made at or near the time by – or from information transmitted by – someone with knowledge; ( B ) t h e r e c o r d w a s k e p t i n t h e c o u r s e o f a regularly conducted activity of a uniformed service, business, institution, association, profession, organi- zation, occupation, or calling of any kind, whether or not conducted for profit; (C) making the record was a regular practice of that activity; (D) all these conditions are shown by the testi- mony of the custodian or another qualified witness, or by a certification that complies with Mil. R. Evid. 902(11) or with a statute permitting certification in a criminal proceeding in a court of the United States; and (E) the opponent does not show that the source of information or the method or circumstance of prepa- ration indicate a lack of trustworthiness. Records of regularly conducted activities include, but are not limited to, enlistment papers, physical examination papers, fingerprint cards, forensic laboratory reports, chain of custody documents, morning reports and o t h e r p e r s o n n e l a c c o u n t a b i l i t y d o c u m e n t s , s e r v i c e records, officer and enlisted qualification records, logs, unit personnel diaries, individual equipment re- cords, daily strength records of prisoners, and rosters of prisoners. (7) Absence of a Record of a Regularly Conducted Activity. Evidence that a matter is not included in a record described in paragraph (6) if: (A) the evidence is admitted to prove that the matter did not occur or exist; (B) a record was regularly kept for a matter of that kind; and (C) the opponent does not show that the possible source of the information or other circumstances in- dicate a lack of trustworthiness. (8) Public Records. A record or statement of a pub- lic office if: (A) it sets out: (i) the office’s activities; (ii) a matter observed while under a legal duty to report, but not including a matter observed by law-enforcement personnel and other personnel act- ing in a law enforcement capacity; or ( i i i ) a g a i n s t t h e g o v e r n m e n t , f a c t u a l f i n d i n g s from a legally authorized investigation; and (B) the opponent does not show that the source of information or other circumstances indicate a lack of t r u s t w o r t h i n e s s . N o t w i t h s t a n d i n g s u b d i v i s i o n (8)(A)(ii), the following are admissible as a record of a fact or event if made by a person within the scope of the person’s official duties and those duties included a duty to know or to ascertain through appropriate and trustworthy channels of information the truth of the fact or event and to record such fact or event: enlistment papers, physical examination papers, fingerprint cards, forensic laboratory reports, chain of custody documents, morning reports and III-46 M.R.E. 803

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o t h e r p e r s o n n e l a c c o u n t a b i l i t y d o c u m e n t s , s e r v i c e records, officer and enlisted qualification records, court-martial conviction records, logs, unit personnel diaries, individual equipment records, daily strength records of prisoners, and rosters of prisoners. (9) Public Records of Vital Statistics. A record of a birth, death, or marriage, if reported to a public office in accordance with a legal duty. (10) Absence of a Public Record. Testimony – or a certification under Rule 902 – that a diligent search failed to disclose a public record or statement if: (A) the testimony or certification is admitted to prove that (i) the record or statement does not exist; or (ii) a matter did not occur or exist, if a public office regularly kept a record or statement for a matter of that kind; and (B) a counsel for the government who intends to offer a certification provides written notice of that intent at least 14 days before trial, and the accused does not object in writing within 7 days of receiving the notice — unless the military judge sets a differ- ent time for the notice or the objection. (11) Records of Religious Organizations Concern- i n g P e r s o n a l o r F a m i l y H i s t o r y . A s t a t e m e n t o f birth, legitimacy, ancestry, marriage, divorce, death, relationship by blood or marriage, or similar facts of personal or family history, contained in a regularly kept record of a religious organization. (12) Certificates of Marriage, Baptism, and Similar C e r e m o n i e s . A s t a t e m e n t o f f a c t c o n t a i n e d i n a certificate: (A) made by a person who is authorized by a religious organization or by law to perform the act certified; (B) attesting that the person performed a marriage or similar ceremony or administered a sacrament; and (C) purporting to have been issued at the time of the act or within a reasonable time after it. (13) Family Records. A statement of fact about per- sonal or family history contained in a family record, such as a Bible, genealogy, chart, engraving on a ring, inscription on a portrait, or engraving on an urn or burial marker. (14) Records of Documents that Affect an Interest in Property. The record of a document that purports to establish or affect an interest in property if: (A) the record is admitted to prove the content of the original recorded document, along with its sign- ing and its delivery by each person who purports to have signed it; (B) the record is kept in a public office; and (C) a statute authorizes recording documents of that kind in that office. (15) Statements in Documents that Affect an Interest in Property. A statement contained in a document that purports to establish or affect an interest in property if the matter stated was relevant to the document’s purpose unless later dealings with the property are inconsistent with the truth of the state- ment or the purport of the document. (16) Statements in Ancient Documents. A statement in a document that is at least 20 years old and whose authenticity is established. (17) Market Reports and Similar Commercial Publi- cations. Market quotations, lists (including govern- ment price lists), directories, or other compilations that are generally relied on by the public or by persons in particular occupations. (18) Statements in Learned Treatises, Periodicals, or Pamphlets. A statement contained in a treatise, periodical, or pamphlet if: (A) the statement is called to the attention of an expert witness on cross-examination or relied on by the expert on direct examination; and (B) the publication is established as a reliable au- thority by the expert’s admission or testimony, by another expert’s testimony, or by judicial notice. If admitted, the statement may be read into evidence but not received as an exhibit. ( 1 9 ) R e p u t a t i o n C o n c e r n i n g P e r s o n a l o r F a m i l y History. A reputation among a person’s family by blood, adoption, or marriage – or among a person’s associates or in the community – concerning the person’s birth, adoption, legitimacy, ancestry, mar- riage, divorce, death, relationship by blood, adop- tion, or marriage, or similar facts of personal or family history, age, ancestry, or other similar fact of the person’s personal or family history. (20) Reputation Concerning Boundaries or General H i s t o r y . A r e p u t a t i o n i n a c o m m u n i t y – a r i s i n g before the controversy – concerning boundaries of land in the community or customs that affect the land, or concerning general historical events impor- tant to that community, State, or nation. (21) Reputation Concerning Character. A reputa- III-47 M.R.E. 803(21)

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tion among a person’s associates or in the commu- nity concerning the person’s character. (22) Judgment of a Previous Conviction. Evidence of a final judgment of conviction if: ( A ) t h e j u d g m e n t w a s e n t e r e d a f t e r a t r i a l o r guilty plea, but not a nolo contendere plea; (B) the conviction was for a crime punishable by death, dishonorable discharge, or by imprisonment for more than a year; (C) the evidence is admitted to prove any fact essential to the judgment; and (D) when offered by the prosecution for a pur- p o s e o t h e r t h a n i m p e a c h m e n t , t h e j u d g m e n t w a s against the accused. The pendency of an appeal may be shown but does not affect admissibility. In determining whether a c r i m e t r i e d b y c o u r t - m a r t i a l w a s p u n i s h a b l e b y death, dishonorable discharge, or imprisonment for more than one year, the maximum punishment pre- scribed by the President under Article 56 of the Uniform of Military Justice at the time of the con- viction applies without regard to whether the case was tried by general, special, or summary court- martial. (23) Judgments Involving Personal, Family, or Gen- eral History, or a Boundary. A judgment that is admitted to prove a matter of personal, family, or general history, or boundaries, if the matter: (A) was essential to the judgment; and (B) could be proved by evidence of reputation. Rule 804. Exceptions to the rule against hearsay – when the declarant Is unavailable as a witness (a) Criteria for Being Unavailable. A declarant is considered to be unavailable as a witness if the declarant: (1) is exempted from testifying about the subject matter of the declarant’s statement because the mili- tary judge rules that a privilege applies; (2) refuses to testify about the subject matter de- spite the military judge’s order to do so; ( 3 ) t e s t i f i e s t o n o t r e m e m b e r i n g t h e s u b j e c t matter; (4) cannot be present or testify at the trial or hearing because of death or a then-existing infirmity, physical illness, or mental illness; or (5) is absent from the trial or hearing and the statement’s proponent has not been able, by process or other reasonable means, to procure: (A) the declarant’s attendance, in the case of a hearsay exception under subdivision (b)(1) or (b)(5); (B) the declarant’s attendance or testimony, in the case of a hearsay exception under subdivision (b)(2), (b)(3), or (b)(4); or (6) is unavailable within the meaning of Article 49(d)(2). Subdivision (a) does not apply if the statement’s p r o p o n e n t p r o c u r e d o r w r o n g f u l l y c a u s e d t h e declarant’s unavailability as a witness in order to prevent the declarant from attending or testifying. (b) The Exceptions. The following are exceptions to the rule against hearsay, and are not excluded by that rule if the declarant is unavailable as a witness: (1) Former Testimony. Testimony that: (A) was given by a witness at a trial, hearing, or lawful deposition, whether given during the cur- rent proceeding or a different one; and (B) is now offered against a party who had an opportunity and similar motive to develop it by di- rect, cross-, or redirect examination. Subject to the limitations in Articles 49 and 50, a record of testi- mony given before a court-martial, court of inquiry, military commission, other military tribunal, or pre- l i m i n a r y h e a r i n g u n d e r A r t i c l e 3 2 i s a d m i s s i b l e under subdivision (b)(1) if the record of the testi- mony is a verbatim record. (2) Statement under the Belief of Imminent Death. In a prosecution for any offense resulting in the death of the alleged victim, a statement that the declarant, while believing the declarant’s death to be imminent, made about its cause or circumstances. (3) Statement against Interest. A statement that: (A) a reasonable person in the declarant’s posi- tion would have made only if the person believed it to be true because, when made, it was so contrary to the declarant’s proprietary or pecuniary interest or had so great a tendency to invalidate the declarant’s c l a i m a g a i n s t s o m e o n e e l s e o r t o e x p o s e t h e declarant to civil or criminal liability; and ( B ) i s s u p p o r t e d b y c o r r o b o r a t i n g c i r c u m - stances that clearly indicate its trustworthiness, if it tends to expose the declarant to criminal liability and is offered to exculpate the accused. III-48 M.R.E. 803(21)

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(4) Statement of Personal or Family History. A statement about: (A) the declarant’s own birth, adoption, legiti- macy, ancestry, marriage, divorce, relationship by blood or marriage, or similar facts of personal or family history, even though the declarant had no w a y o f a c q u i r i n g p e r s o n a l k n o w l e d g e a b o u t t h a t fact; or ( B ) a n o t h e r p e r s o n c o n c e r n i n g a n y o f t h e s e facts, as well as death, if the declarant was related to the person by blood, adoption, or marriage or was so intimately associated with the person’s family that the declarant’s information is likely to be accurate. (5) Other Exceptions. [Transferred to Mil.R.Evid. 807] ( 6 ) S t a t e m e n t O f f e r e d a g a i n s t a P a r t y t h a t Wrongfully Caused the Declarant’s Unavailability. A statement offered against a party that wrongfully c a u s e d o r a c q u i e s c e d i n w r o n g f u l l y c a u s i n g t h e declarant’s unavailability as a witness, and did so intending that result. Rule 805. Hearsay within hearsay Hearsay within hearsay is not excluded by the rule against hearsay if each part of the combined statements conforms with an exception or exclusion to the rule. Rule 806. Attacking and supporting the declarant’s credibility When a hearsay statement – or a statement de- scribed in Mil. R. Evid. 801(d)(2)(C), (D), or (E) – has been admitted in evidence, the declarant’s credi- bility may be attacked, and then supported, by any evidence that would be admissible for those pur- poses if the declarant had testified as a witness. The military judge may admit evidence of the declarant’s i n c o n s i s t e n t s t a t e m e n t o r c o n d u c t , r e g a r d l e s s o f when it occurred or whether the declarant had an opportunity to explain or deny it. If the party against whom the statement was admitted calls the declarant as a witness, the party may examine the declarant on the statement as if on cross-examination. Rule 807. Residual exception. (a) In General. Under the following circumstances, a h e a r s a y s t a t e m e n t i s n o t e x c l u d e d b y t h e r u l e against hearsay even if the statement is not specifi- cally covered by a hearsay exception in Mil. R. Evid. 803 or 804: ( 1 ) t h e s t a t e m e n t h a s e q u i v a l e n t c i r c u m s t a n t i a l guarantees of trustworthiness; (2) it is offered as evidence of a material fact; (3) it is more probative on the point for which it is offered than any other evidence that the proponent can obtain through reasonable efforts; and (4) admitting it will best serve the purposes of these rules and the interests of justice. ( b ) N o t i c e . T h e s t a t e m e n t i s a d m i s s i b l e o n l y i f , before the trial or hearing, the proponent gives an adverse party reasonable notice of the intent to offer t h e s t a t e m e n t a n d i t s p a r t i c u l a r s , i n c l u d i n g t h e declarant’s name and address, so that the party has a fair opportunity to meet it. SECTION IX AUTHENTICATION AND IDENTIFICATION Rule 901. Authenticating or identifying evidence (a) In General. To satisfy the requirement of au- thenticating or identifying an item of evidence, the proponent must produce evidence sufficient to sup- port a finding that the item is what the proponent claims it is. (b) Examples. The following are examples only – not a complete list – of evidence that satisfies the requirement: (1) Testimony of a Witness with Knowledge. Tes- timony that an item is what it is claimed to be. ( 2 ) N o n e x p e r t O p i n i o n a b o u t H a n d w r i t i n g . A n o n e x p e r t ’ s o p i n i o n t h a t h a n d w r i t i n g i s g e n u i n e , based on a familiarity with it that was not acquired for the current litigation. (3) Comparison by an Expert Witness or the Trier of Fact. A comparison with an authenticated speci- men by an expert witness or the trier of fact. (4) Distinctive Characteristics and the Like. The appearance, contents, substance, internal patterns, or other distinctive characteristics of the item, taken together with all the circumstances. (5) Opinion about a Voice. An opinion identify- ing a person’s voice – whether heard firsthand or t h r o u g h m e c h a n i c a l o r e l e c t r o n i c t r a n s m i s s i o n o r recording – based on hearing the voice at any time III-49 M.R.E. 901(b)(5)

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under circumstances that connect it with the alleged speaker. ( 6 ) E v i d e n c e a b o u t a T e l e p h o n e C o n v e r s a t i o n . For a telephone conversation, evidence that a call was made to the number assigned at the time to: (A) a particular person, if circumstances, in- c l u d i n g s e l f - i d e n t i f i c a t i o n , s h o w t h a t t h e p e r s o n answering was the one called; or (B) a particular business, if the call was made to a business and the call related to business reason- ably transacted over the telephone. ( 7 ) E v i d e n c e a b o u t P u b l i c R e c o r d s . E v i d e n c e that: (A) a document was recorded or filed in a pub- lic office as authorized by law; or (B) a purported public record or statement is from the office where items of this kind are kept. (8) Evidence about Ancient Documents or Data Compilations. For a document or data compilation, evidence that it: (A) is in a condition that creates no suspicion about its authenticity; (B) was in a place where, if authentic, it would likely be; and (C) is at least 20 years old when offered. ( 9 ) E v i d e n c e a b o u t a P r o c e s s o r S y s t e m . E v i - dence describing a process or system and showing that it produces an accurate result. (10) Methods Provided by a Statute or Rule. Any method of authentication or identification allowed b y a f e d e r a l s t a t u t e , a r u l e p r e s c r i b e d b y t h e S u p r e m e C o u r t , o r a n a p p l i c a b l e r e g u l a t i o n p r e - scribed pursuant to statutory authority. Rule 902. Evidence that Is self- authenticating The following items of evidence are self-authenti- cating; they require no extrinsic evidence of authen- ticity in order to be admitted: (1) Domestic Public Documents that are Sealed and Signed. A document that bears: (A) a seal purporting to be that of the United States; any State, district, Commonwealth, territory, or insular possession of the United States; the for- mer Panama Canal Zone; the Trust Territory of the P a c i f i c I s l a n d s ; a p o l i t i c a l s u b d i v i s i o n o f a n y o f these entities; or a department, agency, or officer of any entity named above; and (B) a signature purporting to be an execution or attestation. (2) Domestic Public Documents that are Not Sealed but are Signed and Certified. A document that bears no seal if: (A) it bears the signature of an officer or em- p l o y e e o f a n e n t i t y n a m e d i n s u b d i v i s i o n ( 1 ) ( A ) above; and (B) another public officer who has a seal and official duties within that same entity certifies under seal – or its equivalent – that the signer has the official capacity and that the signature is genuine. ( 3 ) F o r e i g n P u b l i c D o c u m e n t s . A d o c u m e n t t h a t purports to be signed or attested by a person who is authorized by a foreign country’s law to do so. The document must be accompanied by a final certifica- tion that certifies the genuineness of the signature and official position of the signer or attester – or of any foreign official whose certificate of genuineness relates to the signature or attestation or is in a chain of certificates of genuineness relating to the signa- ture or attestation. The certification may be made by a secretary of a United States embassy or legation; by a consul general, vice consul, or consular agent of the United States; or by a diplomatic or consular official of the foreign country assigned or accredited to the United States. If all parties have been given a reasonable opportunity to investigate the document’s authenticity and accuracy, the military judge may, for good cause, either: (A) order that it be treated as presumptively au- thentic without final certification; or (B) allow it to be evidenced by an attested sum- mary with or without final certification. (4) Certified Copies of Public Records. A copy of an official record – or a copy of a document that was recorded or filed in a public office as authorized by law – if the copy is certified as correct by: (A) the custodian or another person authorized to make the certification; or (B) a certificate that complies with subdivision (1), (2), or (3) above, a federal statute, a rule pre- scribed by the Supreme Court, or an applicable regu- lation prescribed pursuant to statutory authority. (4a) Documents or Records of the United States Ac- companied by Attesting Certificates. Documents or records kept under the authority of the United States III-50 M.R.E. 901(b)(5)

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by any department, bureau, agency, office, or court thereof when attached to or accompanied by an at- testing certificate of the custodian of the document or record without further authentication. ( 5 ) O f f i c i a l P u b l i c a t i o n s . A b o o k , p a m p h l e t , o r other publication purporting to be issued by a public authority. ( 6 ) N e w s p a p e r s a n d P e r i o d i c a l s . P r i n t e d m a t e r i a l purporting to be a newspaper or periodical. (7) Trade Inscriptions and the Like. An inscription, sign, tag, or label purporting to have been affixed in the course of business and indicating origin, owner- ship, or control. (8) Acknowledged Documents. A document accom- panied by a certificate of acknowledgment that is lawfully executed by a notary public or another offi- cer who is authorized to take acknowledgments. ( 9 ) C o m m e r c i a l P a p e r a n d R e l a t e d D o c u m e n t s . Commercial paper, a signature on it, and related documents, to the extent allowed by general com- mercial law. (10) Presumptions under a Federal Statute or Regu- lation. A signature, document, or anything else that a federal statute, or an applicable regulation pre- scribed pursuant to statutory authority, declares to be presumptively or prima facie genuine or authentic. ( 1 1 ) C e r t i f i e d D o m e s t i c R e c o r d s o f a R e g u l a r l y Conducted Activity. The original or a copy of a domestic record that meets the requirements of Mil. R. Evid. 803(6)(A)-(C), as shown by a certification of the custodian or another qualified person that complies with a federal statute or a rule prescribed by the Supreme Court. Before the trial or hearing, or at a later time that the military judge allows for good cause, the proponent must give an adverse party reasonable written notice of the intent to offer the record and must make the record and certifica- tion available for inspection so that the party has a fair opportunity to challenge them. Rule 903. Subscribing witness’s testimony A subscribing witness’s testimony is necessary to authenticate a writing only if required by the law of the jurisdiction that governs its validity. SECTION X CONTENTS OF WRITINGS, RECORDINGS, AND PHOTOGRAPHS Rule 1001. Definitions that apply to this section In this section: (a) A “writing” consists of letters, words, numbers, or their equivalent set down in any form. (b) A “recording” consists of letters, words, num- bers, or their equivalent recorded in any manner. (c) A “photograph” means a photographic image or its equivalent stored in any form. (d) An “original” of a writing or recording means the writing or recording itself or any counterpart intended to have the same effect by the person who executed or issued it. For electronically stored infor- mation, “original” means any printout or other out- put readable by sight if it accurately reflects the information. An “original” of a photograph includes the negative or a print from it. (e) A “duplicate” means a counterpart produced by a mechanical, photographic, chemical, electronic, or other equivalent process or technique that accurately reproduces the original. Rule 1002. Requirement of the original An original writing, recording, or photograph is required in order to prove its content unless these r u l e s , t h i s M a n u a l , o r a f e d e r a l s t a t u t e p r o v i d e s otherwise. Rule 1003. Admissibility of duplicates A duplicate is admissible to the same extent as the original unless a genuine question is raised about the original’s authenticity or the circumstances make it unfair to admit the duplicate. Rule 1004. Admissibility of other evidence of content An original is not required and other evidence of the content of a writing, recording, or photograph is admissible if: (a) Originals lost or destroyed. all the originals are lost or destroyed, and not by the proponent acting in bad faith; III-51 M.R.E. 1004(a)

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(b) Original not obtainable. an original cannot be obtained by any available judicial process; (c) Original in possession of opponent. the party against whom the original would be offered had control of the original; was at that time put on no- t i c e , b y p l e a d i n g s o r o t h e r w i s e , t h a t t h e o r i g i n a l would be a subject of proof at the trial or hearing; and fails to produce it at the trial or hearing; or ( d ) C o l l a t e r a l m a t t e r s . t h e w r i t i n g , r e c o r d i n g , o r photograph is not closely related to a controlling issue. Rule 1005. Copies of public records to prove content The proponent may use a copy to prove the con- tent of an official record – or of a document that was recorded or filed in a public office as authorized by law – if these conditions are met: the record or document is otherwise admissible; and the copy is certified as correct in accordance with Mil. R. Evid. 902(4) or is testified to be correct by a witness who has compared it with the original. If no such copy can be obtained by reasonable diligence, then the p r o p o n e n t m a y u s e o t h e r e v i d e n c e t o p r o v e t h e content. Rule 1006. Summaries to prove content The proponent may use a summary, chart, or cal- culation to prove the content of voluminous writ- i n g s , r e c o r d i n g s , o r p h o t o g r a p h s t h a t c a n n o t b e conveniently examined in court. The proponent must make the originals or duplicates available for exami- nation or copying, or both, by other parties at a reasonable time or place. The military judge may order the proponent to produce them in court. Rule 1007. Testimony or statement of a party to prove content The proponent may prove the content of a writing, recording, or photograph by the testimony, deposi- tion, or written statement of the party against whom the evidence is offered. The proponent need not ac- count for the original. Rule 1008. Functions of the military judge and the members Ordinarily, the military judge determines whether the proponent has fulfilled the factual conditions for admitting other evidence of the content of a writing, recording, or photograph under Mil. R. Evid. 1004 or 1005. When a court-martial is composed of a military judge and members, the members determine – in accordance with Mil. R. Evid. 104(b) – any issue about whether: ( a ) a n a s s e r t e d w r i t i n g , r e c o r d i n g , o r p h o t o g r a p h ever existed; (b) another one produced at the trial or hearing is the original; or (c) other evidence of content accurately reflects the content. SECTION XI MISCELLANEOUS RULES Rule 1101. Applicability of these rules (a) In General. Except as otherwise provided in this Manual, these rules apply generally to all courts- martial, including summary courts-martial, Article 39(a) sessions, limited factfinding proceedings or- dered on review, proceedings in revision, and con- tempt proceedings other than contempt proceedings in which the judge may act summarily. (b) Rules Relaxed. The application of these rules may be relaxed in presentencing proceedings as pro- vided under R.C.M. 1001 and otherwise as provided in this Manual. (c) Rules on Privilege. The rules on privilege apply at all stages of a case or proceeding. (d) Exceptions. These rules – except for Mil. R. Evid. 412 and those on privilege – do not apply to the following: (1) the military judge’s determination, under Rule 104(a), on a preliminary question of fact governing admissibility; (2) preliminary hearings under Article 32; (3) proceedings for vacation of suspension of sen- tence under Article 72; and (4) miscellaneous actions and proceedings related t o s e a r c h a u t h o r i z a t i o n s , p r e t r i a l r e s t r a i n t , p r e t r i a l confinement, or other proceedings authorized under the Uniform Code of Military Justice or this Manual that are not listed in subdivision (a). Rule 1102. Amendments (a) General Rule. Amendments to the Federal Rules of Evidence – other than Articles III and V – will III-52 M.R.E. 1004(b)

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amend parallel provisions of the Military Rules of Evidence by operation of law 18 months after the effective date of such amendments, unless action to the contrary is taken by the President. (b) Rules Determined Not to Apply. The President has determined that the following Federal Rules of Evidence do not apply to the Military Rules of Evi- dence: Rules 301, 302, 415, and 902(12). Rule 1103. Title These rules may be cited as the Military Rules of Evidence. III-53 M.R.E. 1102(b)

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PART IV PUNITIVE ARTICLES (Statutory text of each Article is in bold) Discussion [Note: To state an offense under Article 134, practitioners should expressly allege at least one of the three terminal elements, i.e., that the alleged conduct was: prejudicial to good order and disci- pline; service discrediting; or a crime or offense not capital. See United States v. Fosler , 70 M.J. 225 (C.A.A.F. 2011); United States v. Ballan , 71 M.J. 28 (C.A.A.F. 2012). See also paragraph 60c(6)(a) in this part and R.C.M. 307(c)(3).] [Note: In 2010, the Court of Appeals for the Armed Forces examined Article 79 and clarified the legal test for lesser included offenses. United States v. Jones , 68 M.J. 465 (C.A.A.F. 2010). An offense under Article 79 is “necessarily included” in the offense charged only if the elements of the lesser offense are a subset of the elements of the greater offense alleged. See discussion follow- ing paragraph 3b(1)(c) in this part and the related analysis in Appendix 23 of this Manual.] Part IV of the Manual addresses the punitive articles, 10 U.S.C. §§ 877-934. Part IV is organized by paragraph beginning with Article 77; therefore, each paragraph number is associated with an article. For example, paragraph 45 addresses Article 120, Rape and sexual assault generally. Article 77, Principals, and Article 79, Lesser included offenses, are located in the punitive article subchapter of Title 10 but are not chargeable offenses as such. Other than Articles 77 and 79, the punitive articles of the code are discussed using the following sequence: a. Text of the article b. Elements of the offense or offenses c. Explanation d. Lesser included offenses e. Maximum punishment f. Sample specifications Lesser included offenses are established in subparagraph d of each paragraph of Part IV and are defined and explained under Article 79. Practitioners are advised, however, to read and comply with United States v. Jones , 68 M.J. 465 (C.A.A.F. 2010). See note above. Sample specifications are provided in subparagraph f of each paragraph in Part IV and are meant to serve as a guide. The specifications may be varied in form and content as necessary. R.C.M. 307 prescribes rules for preferral of charges and for draft- ing specifications. The discussion under that rule explains how to allege violations under the code using the format of charge and specification; however, practitioners are advised to read and com- ply with United States v. Fosler , 70 M.J. 225 (C.A.A.F. 2011) and United States v. Jones , 68 M.J. 465 (C.A.A.F. 2010). See two notes above and R.C.M. 307(c)(3). The term “elements,” as used in Part IV, includes both the statutory elements of the offense and any aggravating factors listed under the President’s authority which increases the maxi- mum permissible punishment when specified aggravating factors are pleaded and proven. The prescriptions of maximum punishments in subparagraph e of each paragraph of Part IV must be read in conjunction with R.C.M. 1003, which prescribes additional punishments that may be available and additional limitations on punishments. 1. Article 77—Principals a. Text of statute. A n y p e r s o n p u n i s h a b l e u n d e r t h i s c h a p t e r who— ( 1 ) c o m m i t s a n o f f e n s e p u n i s h a b l e b y t h i s chapter, or aids, abets, counsels, commands, or procures its commission; or (2) causes an act to be done which if directly performed by him would be punishable by this chapter; is a principal. b. Explanation. (1) Purpose. Article 77 does not define an of- fense. Its purpose is to make clear that a person need not personally perform the acts necessary to consti- tute an offense to be guilty of it. A person who aids, abets, counsels, commands, or procures the commis- sion of an offense, or who causes an act to be done which, if done by that person directly, would be an offense is equally guilty of the offense as one who commits it directly, and may be punished to the same extent. Article 77 eliminates the common law distinc- tions between principal in the first degree (“per- petrator”); principal in the second degree (one who aids, counsels, commands, or encourages the com- mission of an offense and who is present at the scene of the crime—commonly known as an “aider and abettor”); and accessory before the fact (one who aids, counsels, commands, or encourages the commission of an offense and who is not present at t h e s c e n e o f t h e c r i m e ) . A l l o f t h e s e a r e n o w “principals.” (2) Who may be liable for an offense. (a) Perpetrator. A perpetrator is one who actu- ally commits the offense, either by the perpetrator’s own hand, or by causing an offense to be committed by knowingly or intentionally inducing or setting in motion acts by an animate or inanimate agency or instrumentality which result in the commission of an offense. For example, a person who knowingly con- ceals contraband drugs in an automobile, and then induces another person, who is unaware and has no IV-1

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reason to know of the presence of drugs, to drive the automobile onto a military installation, is, although not present in the automobile, guilty of wrongful introduction of drugs onto a military installation. (On these facts, the driver would be guilty of no crime.) Similarly, if, upon orders of a superior, a soldier shot a person who appeared to the soldier to be an enemy, but was known to the superior as a friend, the superior would be guilty of murder (but the soldier would be guilty of no offense). (b) Other Parties. If one is not a perpetrator, to be guilty of an offense committed by the perpetrator, the person must: (i) Assist, encourage, advise, instigate, coun- sel, command, or procure another to commit, or as- s i s t , e n c o u r a g e , a d v i s e , c o u n s e l , o r c o m m a n d another in the commission of the offense; and (ii) Share in the criminal purpose or design. One who, without knowledge of the criminal venture or plan, unwittingly encourages or renders assistance to another in the commission of an of- fense is not guilty of a crime. See the parentheticals i n t h e e x a m p l e s i n p a r a g r a p h 1 b ( 2 ) ( a ) a b o v e . I n some circumstances, inaction may make one liable as a party, where there is a duty to act. If a person (for example, a security guard) has a duty to inter- fere in the commission of an offense, but does not interfere, that person is a party to the crime if such a noninterference is intended to and does operate as an aid or encouragement to the actual perpetrator. (3) Presence. (a) Not necessary. Presence at the scene of the crime is not necessary to make one a party to the crime and liable as a principal. For example, one who, knowing that a person intends to shoot another person and intending that such an assault be carried out, provides the person with a pistol, is guilty of assault when the offense is committed, even though not present at the scene. (b) Not sufficient. Mere presence at the scene of a crime does not make one a principal unless the requirements of paragraph 1b(2)(a) or (b) have been met. (4) Parties whose intent differs from the perpetra- tor’s. When an offense charged requires proof of a specific intent or particular state of mind as an ele- ment, the evidence must prove that the accused had that intent or state of mind, whether the accused is c h a r g e d a s a p e r p e t r a t o r o r a n “ o t h e r p a r t y ” t o crime. It is possible for a party to have a state of mind more or less culpable than the perpetrator of the offense. In such a case, the party may be guilty of a more or less serious offense than that commit- ted by the perpetrator. For example, when a homi- cide is committed, the perpetrator may act in the heat of sudden passion caused by adequate provoca- tion and be guilty of manslaughter, while the party who, without such passion, hands the perpetrator a weapon and encourages the perpetrator to kill the victim, would be guilty of murder. On the other hand, if a party assists a perpetrator in an assault on a person who, known only to the perpetrator, is an officer, the party would be guilty only of assault, while the perpetrator would be guilty of assault on an officer. (5) Responsibility for other crimes. A principal may be convicted of crimes committed by another principal if such crimes are likely to result as a natural and probable consequence of the criminal venture or design. For example, the accused who is a party to a burglary is guilty as a principal not only of the offense of burglary, but also, if the perpetrator kills an occupant in the course of the burglary, of murder. ( See also paragraph 5 concerning liability for offenses committed by co-conspirators.) (6) Principals independently liable. One may be a principal, even if the perpetrator is not identified or prosecuted, or is acquitted. (7) Withdrawal. A person may withdraw from a common venture or design and avoid liability for any offenses committed after the withdrawal. To be effective, the withdrawal must meet the following requirements: ( a ) I t m u s t o c c u r b e f o r e t h e o f f e n s e i s committed; (b) The assistance, encouragement, advice, in- stigation, counsel, command, or procurement given by the person must be effectively countermanded or negated; and (c) The withdrawal must be clearly communi- cated to the would-be perpetrators or to appropriate law enforcement authorities in time for the perpetra- tors to abandon the plan or for law enforcement authorities to prevent the offense. 2. Article 78—Accessory after the fact a. Text of statute. Any person subject to this chapter who, know- IV-2 ¶1.b.(2)(a) Article 78

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ing that an offense punishable by this chapter has been committed, receives, comforts, or assists the offender in order to hinder or prevent his appre- hension, trial, or punishment shall be punished as a court-martial may direct. b. Elements. (1) That an offense punishable by the code was committed by a certain person; (2) That the accused knew that this person had committed such offense; ( 3 ) T h a t t h e r e a f t e r t h e a c c u s e d r e c e i v e d , c o m - forted, or assisted the offender; and (4) That the accused did so for the purpose of hindering or preventing the apprehension, trial, or punishment of the offender. c. Explanation. (1) In general. The assistance given a principal by an accessory after the fact is not limited to assist- ance designed to effect the escape or concealment of the principal, but also includes acts performed to conceal the commission of the offense by the princi- p a l ( f o r e x a m p l e , b y c o n c e a l i n g e v i d e n c e o f t h e offense). (2) Failure to report offense. The mere failure to report a known offense will not make one an acces- sory after the fact. Such failure may violate a gen- eral order or regulation, however, and thus constitute an offense under Article 92. See paragraph 16. If the o f f e n s e i n v o l v e d i s a s e r i o u s o f f e n s e , f a i l u r e t o report it may constitute the offense of misprision of a serious offense, under Article 134. See paragraph 95. (3) Offense punishable by the code. The term “of- fense punishable by this chapter” in the text of the article means any offense described in the code. (4) Status of principal. The principal who com- mitted the offense in question need not be subject to the code, but the offense committed must be punish- able by the code. ( 5 ) C o n v i c t i o n o r a c q u i t t a l o f p r i n c i p a l . T h e prosecution must prove that a principal committed the offense to which the accused is allegedly an accessory after the fact. However, evidence of the conviction or acquittal of the principal in a separate trial is not admissible to show that the principal did or did not commit the offense. Furthermore, an ac- cused may be convicted as an accessory after the fact despite the acquittal in a separate trial of the principal whom the accused allegedly comforted, re- ceived, or assisted. (6) Accessory after the fact not a lesser included offense. The offense of being an accessory after the fact is not a lesser included offense of the primary offense. (7) Actual knowledge. Actual knowledge is re- q u i r e d b u t m a y b e p r o v e d b y c i r c u m s t a n t i a l evidence. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Any person subject to the code who is found guilty as an accessory after the fact to an offense punishable by the code shall be subject to the maximum punishment authorized for the principal offense, except that in no case shall the death penalty nor more than one-half of the maxi- mum confinement authorized for that offense be ad- judged, nor shall the period of confinement exceed 10 years in any case, including offenses for which life imprisonment may be adjudged. f. Sample specification. I n t h a t ( p e r s o n a l j u r i s d i c t i o n d a t a ) , knowing that (at/on board—location), on or about 20 , had committed an offense punishable by the Uniform Code of Military Justice, to wit: , did, (at/on board—location) (subject- matter jurisdiction data, if required), on or about 20 , in order to (hinder) (prevent) the (ap- p r e h e n s i o n ) ( t r i a l ) ( p u n i s h m e n t ) o f t h e s a i d , ( r e c e i v e ) ( c o m f o r t ) ( a s s i s t ) t h e s a i d by . 3. Article 79—Conviction of lesser included offenses a. Text of statute. An accused may be found guilty of an offense necessarily included in the offense charged or of an attempt to commit either the offense charged or an offense necessarily included therein. b. Explanation. (1) In general. A lesser offense is “necessarily included” in a charged offense when the elements of the lesser offense are a subset of the elements of the charged offense, thereby putting the accused on no- tice to defend against the lesser offense in addition to the offense specifically charged. A lesser offense may be “necessarily included” when: (a) All of the elements of the lesser offense are IV-3 ¶3.b.(1)(a)Article 79

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included in the greater offense, and the common elements are identical (for example, larceny as a lesser included offense of robbery); (b) All of the elements of the lesser offense are included in the greater offense, but at least one ele- ment is a subset by being legally less serious (for example, housebreaking as a lesser included offense of burglary); or (c) All of the elements of the lesser offense are “included and necessary” parts of the greater of- fense, but the mental element is a subset by being legally less serious (for example, wrongful appropri- ation as a lesser included offense of larceny). Discussion The “elements test” is the proper method for determining lesser i n c l u d e d o f f e n s e s . S e e U n i t e d S t a t e s v . J o n e s , 6 8 M . J . 4 6 5 (C.A.A.F. 2010); Schmuck v. United States , 489 U.S. 705 (1989); Appendix 23 of this Manual, Art. 79. Paragraph 3.b.(1) was amended to comport with the elements test, which requires that the elements of the lesser offense must be a subset of the ele- ments of the charged offense. The elements test does not require identical statutory language, and use of normal principles of statu- tory interpretation is permitted. The elements test is necessary to safeguard the due process requirement of notice to a criminal defendant. (2) Sua sponte duty. A military judge must in- struct panel members on lesser included offenses reasonably raised by the evidence. (3) Multiple lesser included offenses. When the offense charged is a compound offense comprising two or more lesser included offenses, an accused may be found guilty of any or all of the offenses included in the offense charged. For example, rob- bery includes both larceny and assault. Therefore, in a proper case, a court-martial may find an accused not guilty of robbery, but guilty of wrongful appro- priation and assault. (4) Findings of guilty to a lesser included offense. A court-martial may find an accused not guilty of the offense charged, but guilty of a lesser included offense by the process of exception and substitution. The court-martial may except (that is, delete) the words in the specification that pertain to the offense charged and, if necessary, substitute language appro- priate to the lesser included offense. For example, the accused is charged with murder in violation of A r t i c l e 1 1 8 , b u t f o u n d g u i l t y o f v o l u n t a r y m a n - slaughter in violation of Article 119. Such a finding may be worded as follows: Of the Specification: Guilty, except the word “murder” substituting therefor the words “willfully a n d u n l a w f u l l y k i l l , ” o f t h e e x c e p t e d w o r d , n o t guilty, of the substituted words, guilty. Of the Charge: Not guilty, but guilty of a viola- tion of Article 119. If a court-martial finds an accused guilty of a lesser included offense, the finding as to the charge shall state a violation of the specific punitive article violated and not a violation of Article 79. ( 5 ) S p e c i f i c l e s s e r i n c l u d e d o f f e n s e s . S p e c i f i c lesser included offenses, if any, are listed for each offense in Appendix 12A, but the list is merely guidance to practitioners, is not all-inclusive, and is not binding on military courts. Discussion Practitioners must consider lesser included offenses on a case- by-case basis. See United States v. Jones , 68 M.J. 465 (C.A.A.F. 2010); United States v. Alston , 69 M.J. 214 (C.A.A.F. 2010); discussion following paragraph 3.b.(1)(c) above. The lesser in- cluded offenses listed in Appendix 12A were amended in 2016 to comport with the elements test; however, practitioners must ana- lyze each lesser included offense on a case-by-case basis. See Appendix 23 of this Manual, Art. 79. 4. Article 80—Attempts a. Text of statute. (a) An act, done with specific intent to commit an offense under this chapter, amounting to more than mere preparation and tending, even though failing, to effect its commission, is an attempt to commit that offense. (b) Any person subject to this chapter who at- tempts to commit any offense punishable by this chapter shall be punished as a court-martial may direct, unless otherwise specifically prescribed. (c) Any person subject to this chapter may be convicted of an attempt to commit an offense al- though it appears on the trial that the offense was consummated. b. Elements. (1) That the accused did a certain overt act; (2) That the act was done with the specific intent to commit a certain offense under the code; (3) That the act amounted to more than mere preparation; and IV-4 ¶3.b.(1)(a) Article 80

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(4) That the act apparently tended to effect the commission of the intended offense. c. Explanation. ( 1 ) I n g e n e r a l . T o c o n s t i t u t e a n a t t e m p t t h e r e must be a specific intent to commit the offense ac- companied by an overt act which directly tends to accomplish the unlawful purpose. (2) More than preparation. Preparation consists of devising or arranging the means or measures nec- essary for the commission of the offense. The overt act required goes beyond preparatory steps and is a direct movement toward the commission of the of- fense. For example, a purchase of matches with the intent to burn a haystack is not an attempt to commit arson, but it is an attempt to commit arson to apply- ing a burning match to a haystack, even if no fire results. The overt act need not be the last act essen- tial to the consummation of the offense. For exam- ple, an accused could commit an overt act, and then voluntarily decide not to go through with the in- tended offense. An attempt would nevertheless have been committed, for the combination of a specific intent to commit an offense, plus the commission of an overt act directly tending to accomplish it, consti- tutes the offense of attempt. Failure to complete the offense, whatever the cause, is not a defense. ( 3 ) F a c t u a l i m p o s s i b i l i t y . A p e r s o n w h o p u r - posely engages in conduct which would constitute the offense if the attendant circumstances were as that person believed them to be is guilty of an at- tempt. For example, if A, without justification or excuse and with intent to kill B, points a gun at B and pulls the trigger, A is guilty of attempt to mur- der, even though, unknown to A, the gun is defec- t i v e a n d w i l l n o t f i r e . S i m i l a r l y , a p e r s o n w h o reaches into the pocket of another with the intent to steal that person’s billfold is guilty of an attempt to commit larceny, even though the pocket is empty. (4) Voluntary abandonment. It is a defense to an attempt offense that the person voluntarily and com- p l e t e l y a b a n d o n e d t h e i n t e n d e d c r i m e , s o l e l y b e - cause of the person’s own sense that it was wrong, prior to the completion of the crime. The voluntary abandonment defense is not allowed if the abandon- ment results, in whole or in part, from other reasons, for example, the person feared detection or appre- hension, decided to await a better opportunity for success, was unable to complete the crime, or en- c o u n t e r e d u n a n t i c i p a t e d d i f f i c u l t i e s o r u n e x p e c t e d resistance. A person who is entitled to the defense of voluntary abandonment may nonetheless be guilty of a lesser included, completed offense. For example, a p e r s o n w h o v o l u n t a r i l y a b a n d o n e d a n a t t e m p t e d armed robbery may nonetheless be guilty of assault with a dangerous weapon. (5) Solicitation. Soliciting another to commit an offense does not constitute an attempt. See para- graph 6 for a discussion of Article 82, solicitation. (6) Attempts not under Article 80. While most attempts should be charged under Article 80, the f o l l o w i n g a t t e m p t s a r e s p e c i f i c a l l y a d d r e s s e d b y s o m e o t h e r a r t i c l e , a n d s h o u l d b e c h a r g e d accordingly: (a) Article 85—desertion (b) Article 94—mutiny or sedition. (c) Article 100—subordinate compelling (d) Article 104—aiding the enemy (e) Article 106a—espionage (f) Article 119a—attempting to kill an unborn child (g) Article 128—assault (7) Regulations. An attempt to commit conduct which would violate a lawful general order or regu- lation under Article 92 ( see paragraph 16) should be charged under Article 80. It is not necessary in such cases to prove that the accused intended to violate the order or regulation, but it must be proved that t h e a c c u s e d i n t e n d e d t o c o m m i t t h e p r o h i b i t e d conduct. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Any person subject to the code who is found guilty of an attempt under Article 80 to commit any offense punishable by the code shall be subject to the same maximum punishment authorized for the commission of the offense at- tempted, except that in no case shall the death pen- a l t y b e a d j u d g e d , a n d i n n o c a s e , o t h e r t h a n attempted murder, shall confinement exceeding 20 years be adjudged. Except in the cases of attempts of Article 120(a) or (b), rape or sexual assault of a child under Article 120b(a) or (b), and forcible sod- o m y u n d e r A r t i c l e 1 2 5 , m a n d a t o r y m i n i m u m puilishment provisions shall not apply. f. Sample specification. In that (personal jurisdiction data) did, (at/on board—location) (subject-matter jurisdic- IV-5 ¶4.f.Article 80

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tion data, if required), on or about 20 , attempt to (describe offense with sufficient detail to include expressly or by necessary implication every element). 5. Article 81—Conspiracy a. Text of statute. (a) Any person subject to this chapter who con- spires with any other person to commit an offense under this chapter shall, if one or more of the con- spirators does an act to effect the object of the con- spiracy, be punished as a court-martial may direct. (b) Any person subject to this chapter who con- spires with any other person to commit an offense under the law of war, and who knowingly performs an overt act to effect the object of the conspiracy, shall be punished, if death results to one or more of the victims, by death or such other punishment as a c o u r t - m a r t i a l o r m i l i t a r y c o m m i s s i o n m a y d i r e c t , and, if death does not result to any of the victims, by such punishment, other than death, as a court-martial or military commission may direct. b. Elements. (1) Conspiracy. (a) That the accused entered into an agreement with one or more persons to commit an offense under the UCMJ; and (b) That, while the agreement continued to ex- ist, and while the accused remained a party to the agreement, the accused or at least one of the co- conspirators performed an overt act for the purpose of bringing about the object of the conspiracy. (2) Conspiracy when offense is an offense under the law of war resulting in the death of one or more victims. (a) That the accused entered into an agreement with one or more persons to commit an offense under the law of war; (b) That, while the agreement continued to ex- ist, and while the accused remained a party to the a g r e e m e n t , t h e a c c u s e d k n o w i n g l y p e r f o r m e d a n overt act for the purpose of bringing about the object of the conspiracy; and (c) That death resulted to one or more victims. c. Explanation. (1) Co-conspirators. Two or more persons are re- quired in order to have a conspiracy. Knowledge of the identity of co-conspirators and their particular connection with the criminal purpose need not be e s t a b l i s h e d . T h e a c c u s e d m u s t b e s u b j e c t t o t h e code, but the other co-conspirators need not be. A person may be guilty of conspiracy although incapa- ble of committing the intended offense. For exam- ple, a bedridden conspirator may knowingly furnish the car to be used in a robbery. The joining of another conspirator after the conspiracy has been established does not create a new conspiracy or af- fect the status of the other conspirators. However, the conspirator who joined an existing conspiracy can be convicted of this offense only if, at or after the time of joining the conspiracy, an overt act in f u r t h e r a n c e o f t h e o b j e c t o f t h e a g r e e m e n t i s committed. ( 2 ) A g r e e m e n t . T h e a g r e e m e n t i n a c o n s p i r a c y need not be in any particular form or manifested in any formal words. It is sufficient if the minds of the parties arrive at a common understanding to accom- plish the object of the conspiracy, and this may be shown by the conduct of the parties. The agreement need not state the means by which the conspiracy is to be accomplished or what part each conspirator is to play. (3) Object of the agreement. The object of the agreement must, at least in part, involve the com- mission of one or more offenses under the code. An agreement to commit several offenses is ordinarily but a single conspiracy. Some offenses require two or more culpable actors acting in concert. There can be no conspiracy where the agreement exists only between the persons necessary to commit such an offense. Examples include dueling, bigamy, incest, adultery, and bribery. (4) Overt act. (a) The overt act must be independent of the agreement to commit the offense; must take place at the time of or after the agreement; must be done by one or more of the conspirators, but not necessarily the accused; and must be done to effectuate the object of the agreement. (b) The overt act need not be in itself criminal, but it must be a manifestation that the agreement is being executed. Although committing the intended offense may constitute the overt act, it is not essen- tial that the object offense be committed. Any overt act is enough, no matter how preliminary or prepara- tory in nature, as long as it is a manifestation that the agreement is being executed. (c) An overt act by one conspirator becomes IV-6 ¶4.f. Article 81

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the act of all without any new agreement specifically directed to that act and each conspirator is equally guilty even though each does not participate in, or have knowledge of, all of the details of the execu- tion of the conspiracy. (5) Liability for offenses. Each conspirator is lia- ble for all offenses committed pursuant to the con- s p i r a c y b y a n y o f t h e c o - c o n s p i r a t o r s w h i l e t h e conspiracy continues and the person remains a party to it. (6) Withdrawal. A party to the conspiracy who abandons or withdraws from the agreement to com- mit the offense before the commission of an overt act by any conspirator is not guilty of conspiracy. An effective withdrawal or abandonment must con- sist of affirmative conduct which is wholly inconsis- tent with adherence to the unlawful agreement and which shows that the party has severed all connec- tion with the conspiracy. A conspirator who effec- tively abandons or withdraws from the conspiracy after the performance of an overt act by one of the conspirators remains guilty of conspiracy and of any offenses committed pursuant to the conspiracy up to the time of the abandonment or withdrawal. Howev- er, a person who has abandoned or withdrawn from the conspiracy is not liable for offenses committed t h e r e a f t e r b y t h e r e m a i n i n g c o n s p i r a t o r s . T h e w i t h d r a w a l o f a c o n s p i r a t o r f r o m t h e c o n s p i r a c y does not affect the status of the remaining members. (7) Factual impossibility. It is not a defense that the means adopted by the conspirators to achieve their object, if apparently adapted to that end, were actually not capable of success, or that the conspira- tors were not physically able to accomplish their intended object. (8) Conspiracy as a separate offense. A conspir- acy to commit an offense is a separate and distinct offense from the offense which is the object of the conspiracy, and both the conspiracy and the consum- mated offense which was its object may be charged, tried, and punished. The commission of the intended offense may also constitute the overt act which is an element of the conspiracy to commit that offense. (9) Special conspiracies under Article 134. The United States Code prohibits conspiracies to commit certain specific offenses which do not require an o v e r t a c t . T h e s e c o n s p i r a c i e s s h o u l d b e c h a r g e d under Article 134. Examples include conspiracies to impede or injure any Federal officer in the discharge o f d u t i e s u n d e r 1 8 U . S . C . § 3 7 2 , c o n s p i r a c i e s against civil rights under 18 U.S.C. § 241, and cer- tain drug conspiracies under 21 U.S.C. § 846. See paragraph 60c(4)(c)(ii). d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Any person subject to the code who is found guilty of conspiracy shall be subject to the maximum punishment authorized for t h e o f f e n s e t h a t i s t h e o b j e c t o f t h e c o n s p i r a c y . However, with the exception noted below, if death is an authorized punishment for the offense that is the object of the conspiracy, the maximum punishment shall be dishonorable discharge, forfeiture of all pay and allowances, and confinement for life without eligibility for parole. If the offense that is the object of the conspiracy is an offense under the law of war, the person knowingly performed an overt act for the purpose of bringing about the object of the conspira- cy, and death results to one or more victims, the death penalty shall be an available punishment. f. Sample specification. (1) Conspiracy. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , c o n s p i r e w i t h ( a n d ) t o commit an offense under the Uniform Code of Mili- tary Justice, to wit: (larceny of , of a v a l u e o f ( a b o u t ) $ , t h e p r o p e r t y o f ), and in order to effect the object of the conspiracy the said (and ) did . (2) Conspiracy when offense is an offense under the law of war resulting in the death of one or more victims. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , c o n s p i r e w i t h ( a n d ) t o commit an offense under the law of war, to wit: (murder of ), and in order to effect the object of the conspiracy the said know- i n g l y d i d r e s u l t i n g i n t h e d e a t h o f . 6. Article 82—Solicitation a. Text of statute. (a) Any person subject to this chapter who so- IV-7 ¶6.a.(a)Article 82

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licits or advises another or other to desert in violation of section 885 of this title (Article 85) or mutiny in violation of section 894 of this title (Article 94) shall, if the offense solicited or ad- v i s e d i s a t t e m p t e d o r c o m m i t t e d , b e p u n i s h e d with the punishment provided for the commission of the offense, but, if the offense solicited or ad- vised is not committed or attempted, he shall be punished as a court-martial may direct. (b) Any person subject to this chapter who so- licits or advises another or others to commit an act of misbehavior before the enemy in violation of section 899 of this title (Article 99) or sedition in violation of section 894 of this title (Article 94) shall, if the offense solicited or advised is commit- ted, be punished with the punishment provided for the commission of the offense, but, if the of- fense solicited or advised is not committed, he shall be punished as a court-martial may direct. b. Elements. (1) That the accused solicited or advised a certain person or persons to commit any of the four offenses named in Article 82; and (2) That the accused did so with the intent that the offense actually be committed. [Note: If the offense solicited or advised was at- tempted or committed, add the following element] ( 3 ) T h a t t h e o f f e n s e s o l i c i t e d o r a d v i s e d w a s (committed) (attempted) as the proximate result of the solicitation. c. Explanation. (1) Instantaneous offense. The offense is com- plete when a solicitation is made or advice is given with the specific wrongful intent to influence an- other or others to commit any of the four offenses named in Article 82. It is not necessary that the person or persons solicited or advised agree to or act upon the solicitation or advice. (2) Form of solicitation. Solicitation may be by means other than word of mouth or writing. Any act or conduct which reasonably may be construed as a serious request or advice to commit one of the four offenses named in Article 82 may constitute solicita- tion. It is not necessary that the accused act alone in the solicitation or in the advising; the accused may act through other persons in committing this offense. (3) Solicitations in violation of Article 134. Solic- itation to commit offenses other than violations of t h e f o u r o f f e n s e s n a m e d i n A r t i c l e 8 2 m a y b e charged as violations of Article 134. See paragraph 105. However, some offenses require, as an element of proof, some act of solicitation by the accused. These offenses are separate and distinct from solici- tations under Articles 82 and 134. When the ac- cused’s act of solicitation constitutes, by itself, a separate offense, the accused should be charged with that separate, distinct offense—for example, pander- ing ( see paragraph 97) and obstruction of justice (see paragraph 96) in violation of Article 134. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. If the offense solicited or advised is committed or (in the case of soliciting desertion or mutiny) attempted, then the accused shall be punished with the punishment provided for the commission of the offense solicited or advised. If the offense solicited or advised is not committed or (in the case of soliciting desertion or mutiny) attempted, then the following punishment may be imposed: (1) To desert—Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 3 years. ( 2 ) T o m u t i n y — D i s h o n o r a b l e d i s c h a r g e , f o r f e i - ture of all pay and allowances, and confinement for 10 years. (3) To commit an act of misbehavior before the e n e m y — D i s h o n o r a b l e d i s c h a r g e , f o r f e i t u r e o f a l l pay and allowances, and confinement for 10 years. (4) To commit an act of sedition—Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 10 years. f. Sample specifications. (1) For soliciting desertion (Article 85) or mutiny (Article 94). In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , (a time of war) by (here state the manner and form of solicitation or advice), (solicit) (advise) (and ) to (desert in violation of Article 85) (mutiny in violation of Arti- cle 94) [*and, as a result of such (solicitation) (ad- vice), the offense (solicited) (advised) was, on or a b o u t , 2 0 , ( a t / o n b o a r d — l o c a t i o n ) , ( a t t e m p t e d ) ( c o m m i t t e d ) b y ( a n d )]. [*Note: This language should be added to the end of the specifi- cation if the offense solicited or advised is actually committed.] IV-8 ¶6.a.(a) Article 82

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(2) For soliciting an act of misbehavior before the enemy (Article 99) or sedition (Article 94). In that (personal jurisdiction data) d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , (a time of war) by (here state the manner and form of solicitation or advice), (solicit) (advise), (and ) to commit (an act of misbehavior before the enemy in violation of Article 99) (sedition in violation of Article 94) [*and, as a result of such (solicitation) (advice), the o f f e n s e ( s o l i c i t e d ) ( a d v i s e d ) w a s , o n o r a b o u t 2 0 , ( a t / o n b o a r d — l o c a t i o n ) , c o m m i t t e d by (and )]. [*Note: This language should be added to the end of the specifi- cation if the offense solicited or advised is actually committed.] 7. Article 83—Fraudulent enlistment, appointment, or separation a. Text of statute. Any person who— ( 1 ) p r o c u r e s h i s o w n e n l i s t m e n t o r a p p o i n t - ment in the armed forces by knowingly false rep- resentation or deliberate concealment as to his qualifications for that enlistment or appointment and receives pay or allowances thereunder; or ( 2 ) p r o c u r e s h i s o w n s e p a r a t i o n f r o m t h e armed forces by knowingly false representation or deliberate concealment as to his eligibility for that separation; shall be punished as a court-martial may direct. b. Elements. (1) Fraudulent enlistment or appointment. (a) That the accused was enlisted or appointed in an armed force; (b) That the accused knowingly misrepresented or deliberately concealed a certain material fact or facts regarding qualifications of the accused for en- listment or appointment; (c) That the accused’s enlistment or appoint- ment was obtained or procured by that knowingly false representation or deliberate concealment; and (d) That under this enlistment or appointment that accused received pay or allowances or both. (2) Fraudulent separation. (a) That the accused was separated from an armed force; (b) That the accused knowingly misrepresented or deliberately concealed a certain material fact or facts about the accused’s eligibility for separation; and (c) That the accused’s separation was obtained or procured by that knowingly false representation or deliberate concealment. c. Explanation. (1) In general. A fraudulent enlistment, appoint- m e n t , o r s e p a r a t i o n i s o n e p r o c u r e d b y e i t h e r a knowingly false representation as to any of the qual- ifications prescribed by law, regulation, or orders for the specific enlistment, appointment, or separation, or a deliberate concealment as to any of those dis- qualifications. Matters that may be material to an enlistment, appointment, or separation include any information used by the recruiting, appointing, or separating officer in reaching a decision as to enlist- ment, appointment, or separation in any particular case, and any information that normally would have been so considered had it been provided to that officer. (2) Receipt of pay or allowances. A member of the armed forces who enlists or accepts an appoint- ment without being regularly separated from a prior enlistment or appointment should be charged under Article 83 only if that member has received pay or allowances under the fraudulent enlistment or ap- pointment. Acceptance of food, clothing, shelter, or transportation from the government constitutes re- ceipt of allowances. However, whatever is furnished the accused while in custody, confinement, arrest, or other restraint pending trial for fraudulent enlistment or appointment is not considered an allowance. The receipt of pay or allowances may be proved by cir- cumstantial evidence. (3) One offense. One who procures one’s own e n l i s t m e n t , a p p o i n t m e n t , o r s e p a r a t i o n b y s e v e r a l misrepresentations or concealment as to qualifica- tions for the one enlistment, appointment, or separa- tion so procured, commits only one offense under Article 83. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. ( 1 ) F r a u d u l e n t e n l i s t m e n t o r a p p o i n t m e n t . D i s - honorable discharge, forfeiture of all pay and allow- ances, and confinement for 2 years. ( 2 ) F r a u d u l e n t s e p a r a t i o n . D i s h o n o r a b l e d i s - charge, forfeiture of all pay and allowances, and confinement for 5 years. IV-9 ¶7.e.(2)Article 83

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f. Sample specifications. (1) For fraudulent enlistment or appointment. I n t h a t ( p e r s o n a l j u r i s d i c t i o n d a t a ) , d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , by means of (knowingly false repre- sentations that (here state the fact or facts material to qualification for enlistment or appointment which were represented), when in fact (here state the true fact of facts)) (deliberate concealment of the fact that (here state the fact or facts disqualifying the accused for enlistment or appointment which were concealed)), procure himself/herself to be (enlisted as a ) (appointed as a ) in the (here state the armed force in which the accused procured the enlistment or appointment), and did thereafter, (at/on board—location), receive (pay) (al- lowances) (pay and allowances) under the enlist- ment) (appointment) so procured. (2) For fraudulent separation. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , by means of (knowingly false repre- sentations that (here state the fact or facts material to eligibility for separation which were represented), when in fact (here state the true fact or facts)) (de- liberate concealment of the fact that (here state the fact or facts concealed which made the accused inel- igible for separation)), procure himself/herself to be separated from the (here state the armed force from which the accused procured his/her separation). 8. Article 84—Effecting unlawful enlistment, appointment, or separation a. Text of statute. Any person subject to this chapter who effects an enlistment or appointment in or a separation f r o m t h e a r m e d f o r c e s o f a n y p e r s o n w h o i s known to him to be ineligible for that enlistment, appointment, or separation because it is prohib- ited by law, regulation, or order shall be pun- ished as a court-martial may direct. b. Elements. (1) That the accused effected the enlistment, ap- pointment, or separation of the person named; (2) That this person was ineligible for this enlist- ment, appointment, or separation because it was pro- hibited by law, regulation, or order; and (3) That the accused knew of the ineligibility at t h e t i m e o f t h e e n l i s t m e n t , a p p o i n t m e n t , o r separation. c. Explanation. It must be proved that the enlist- ment, appointment, or separation was prohibited by law, regulation, or order when effected and that the a c c u s e d t h e n k n e w t h a t t h e p e r s o n e n l i s t e d , a p - pointed, or separated was ineligible for the enlist- ment, appointment, or separation. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 5 years. f. Sample specification. I n t h a t ( p e r s o n a l j u r i s d i c t i o n d a t a ) , d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , effect (the (enlistment) (appointment) of as a in (here state the armed force in which the person was enlisted or a p p o i n t e d ) ) ( t h e s e p a r a t i o n o f f r o m (here state the armed force from which the person was separated)), then well knowing that the said was ineligible for such (enlistment) (ap- p o i n t m e n t ) ( s e p a r a t i o n ) b e c a u s e ( h e r e s t a t e f a c t s whereby the enlistment, appointment, or separation was prohibited by law, regulation, or order). 9. Article 85—Desertion a. Text of statute. (a) Any member of the armed forces who— (1) without authority goes or remains absent from his unit, organization, or place of duty with intent to remain away therefrom permanently; (2) quits his unit, organization, or place of duty with intent to avoid hazardous duty or to shirk important service; or (3) without being regularly separated from one of the armed forces enlists or accepts an ap- p o i n t m e n t i n t h e s a m e o r a n o t h e r o n e o f t h e armed forces without fully disclosing the fact that he has not been regularly separated, or enters any foreign armed service except when author- ized by the United States; is guilty of desertion. ( b ) A n y c o m m i s s i o n e d o f f i c e r o f t h e a r m e d forces who, after tender of his resignation and before notice of its acceptance, quits his post or proper duties without leave and with intent to remain away therefrom permanently is guilty of desertion. IV-10 ¶7.f. Article 85

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(c) Any person found guilty of desertion or at- tempt to desert shall be punished, if the offense is committed in time of war, by death or such other punishment as a court-martial may direct, but if the desertion or attempt to desert occurs at any o t h e r t i m e , b y s u c h p u n i s h m e n t , o t h e r t h a n death, as a court-martial may direct. [Note: Paragraph 9a(a)(3) above has been held not to state a separate offense by the United States Court of Military Appeals in United States v. Huff , 22 C.M.R. 37 (1956)] b. Elements. (1) Desertion with intent to remain away per- manently. (a) That the accused absented himself or her- self from his or her unit, organization, or place of duty; (b) That such absence was without authority; (c) That the accused, at the time the absence began or at some time during the absence, intended to remain away from his or her unit, organization, or place of duty permanently; and (d) That the accused remained absent until the date alleged. [Note: If the absence was terminated by apprehen- sion, add the following element] (e) That the accused’s absence was terminated by apprehension. (2) Desertion with intent to avoid hazardous duty or to shirk important service. (a) That the accused quit his or her unit, organ- ization, or other place of duty; (b) That the accused did so with the intent to avoid a certain duty or shirk a certain service; (c) That the duty to be performed was hazard- ous or the service important; (d) That the accused knew that he or she would be required for such duty or service; and (e) That the accused remained absent until the date alleged. (3) Desertion before notice of acceptance of res- ignation. (a) That the accused was a commissioned offi- cer of an armed force of the United States, and had tendered his or her resignation; (b) That before he or she received notice of the acceptance of the resignation, the accused quit his or her post or proper duties; (c) That the accused did so with the intent to remain away permanently from his or her post or proper duties; and (d) That the accused remained absent until the date alleged. [Note: If the absence was terminated by apprehen- sion, add the following element] (e) That the accused’s absence was terminated by apprehension. (4) Attempted desertion. (a) That the accused did a certain overt act; (b) That the act was done with the specific intent to desert; (c) That the act amounted to more than mere preparation; and (d) That the act apparently tended to effect the commission of the offense of desertion. c. Explanation. (1) Desertion with intent to remain away per- manently. (a) In general. Desertion with intent to remain away permanently is complete when the person ab- sents himself or herself without authority from his or her unit, organization, or place of duty, with the i n t e n t t o r e m a i n a w a y t h e r e f r o m p e r m a n e n t l y . A prompt repentance and return, while material in ex- tenuation, is no defense. It is not necessary that the person be absent entirely from military jurisdiction and control. (b) Absence without authority —inception, du- ration, termination. See paragraph 10c. (c) Intent to remain away permanently. (i) The intent to remain away permanently from the unit, organization, or place of duty may be formed any time during the unauthorized absence. The intent need not exist throughout the absence, or for any particular period of time, as long as it exists at some time during the absence. ( i i ) T h e a c c u s e d m u s t h a v e i n t e n d e d t o remain away permanently from the unit, organiza- tion, or place of duty. When the accused had such an intent, it is no defense that the accused also intended to report for duty elsewhere, or to enlist or accept an appointment in the same or a different armed force. (iii) The intent to remain away permanently IV-11 ¶9.c.(1)(c)(iii)Article 85

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m a y b e e s t a b l i s h e d b y c i r c u m s t a n t i a l e v i d e n c e . Among the circumstances from which an inference may be drawn that an accused intended to remain absent permanently are: that the period of absence was lengthy; that the accused attempted to, or did, dispose of uniforms or other military property; that the accused purchased a ticket for a distant point or was arrested, apprehended, or surrendered a consid- erable distance from the accused’s station; that the accused could have conveniently surrendered to mil- itary control but did not; that the accused was dissat- isfied with the accused’s unit, ship, or with military service; that the accused made remarks indicating an i n t e n t i o n t o d e s e r t ; t h a t t h e a c c u s e d w a s u n d e r charges or had escaped from confinement at the time of the absence; that the accused made preparations indicative of an intent not to return (for example, financial arrangements); or that the accused enlisted or accepted an appointment in the same or another armed force without disclosing the fact that the ac- cused had not been regularly separated, or entered any foreign armed service without being authorized by the United States. On the other hand, the follow- ing are included in the circumstances which may tend to negate an inference that the accused intended to remain away permanently: previous long and ex- cellent service; that the accused left valuable per- sonal property in the unit or on the ship; or that the accused was under the influence of alcohol or drugs during the absence. These lists are illustrative only. (iv) Entries on documents, such as personnel accountability records, which administratively refer to an accused as a “deserter” are not evidence of intent to desert. (v) Proof of, or a plea of guilty to, an un- authorized absence, even of extended duration, does not, without more, prove guilt of desertion. (d) Effect of enlistment or appointment in the same or a different armed force. Article 85a(3) does not state a separate offense. Rather, it is a rule of evidence by which the prosecution may prove intent to remain away permanently. Proof of an enlistment or acceptance of an appointment in a service without disclosing a preexisting duty status in the same or a different service provides the basis from which an inference of intent to permanently remain away from the earlier unit, organization, or place of duty may be drawn. Furthermore, if a person, without being regularly separated from one of the armed forces, enlists or accepts an appointment in the same or another armed force, the person’s presence in the military service under such an enlistment or appoint- ment is not a return to military control and does not terminate any desertion or absence without authority from the earlier unit or organization, unless the facts of the earlier period of service are known to military authorities. If a person, while in desertion, enlists or a c c e p t s a n a p p o i n t m e n t i n t h e s a m e o r a n o t h e r armed force, and deserts while serving the enlist- ment or appointment, the person may be tried and convicted for each desertion. (2) Quitting unit, organization, or place of duty with intent to avoid hazardous duty or to shirk im- portant service. ( a ) H a z a r d o u s d u t y o r i m p o r t a n t s e r v i c e . “Hazardous duty” or “important service” may in- clude service such as duty in a combat or other dangerous area; embarkation for certain foreign or sea duty; movement to a port of embarkation for that purpose; entrainment for duty on the border or coast in time of war or threatened invasion or other dis- turbances; strike or riot duty; or employment in aid of the civil power in, for example, protecting proper- ty, or quelling or preventing disorder in times of great public disaster. Such services as drill, target practice, maneuvers, and practice marches are not o r d i n a r i l y “ h a z a r d o u s d u t y o r i m p o r t a n t s e r v i c e . ” Whether a duty is hazardous or a service is impor- tant depends upon the circumstances of the particu- lar case, and is a question of fact for the court- martial to decide. (b) Quits. “Quits” in Article 85 means “goes absent without authority.” (c) Actual knowledge. Article 85 a(2) requires proof that the accused actually knew of the hazard- ous duty or important service. Actual knowledge may be proved by circumstantial evidence. ( 3 ) A t t e m p t i n g t o d e s e r t . O n c e t h e a t t e m p t i s made, the fact that the person desists, voluntarily or otherwise, does not cancel the offense. The offense is complete, for example, if the person, intending to desert, hides in an empty freight car on a military reservation, intending to escape by being taken away in the car. Entering the car with the intent to desert is the overt act. For a more detailed discussion of attempts, see paragraph 4. For an explanation con- cerning intent to remain away permanently, see par- agraph 9c(1)(c). (4) Prisoner with executed punitive discharge. A prisoner whose dismissal or dishonorable or bad- IV-12 ¶9.c.(1)(c)(iii) Article 85

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conduct discharge has been executed is not a “mem- ber of the armed forces” within the meaning of Arti- cles 85 or 86, although the prisoner may still be subject to military law under Article 2( a)(7). If the facts warrant, such a prisoner could be charged with escape from confinement under Article 95 or an offense under Article 134. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Completed or attempted desertion with intent to avoid hazardous duty or to shirk important serv- ice. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 5 years. (2) Other cases of completed or attempted deser- tion. (a) Terminated by apprehension. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 3 years. ( b ) T e r m i n a t e d o t h e r w i s e . D i s h o n o r a b l e d i s - charge, forfeiture of all pay and allowances, and confinement for 2 years. (3) In time of war. Death or such other punish- ment as a court-martial may direct. f. Sample specifications. (1) Desertion with intent to remain away per- manently. I n t h a t ( p e r s o n a l j u r i s d i c t i o n d a t a ) , did, on or about 20 , (a time of war) without authority and with intent to remain away therefrom permanently, absent himself/herself from his/her (unit) (organization) (place of duty), to wit: , l o c a t e d a t ( ) , a n d d i d remain so absent in desertion until (he/she was ap- prehended) on or about 20 . (2) Desertion with intent to avoid hazardous duty or shirk important service. I n t h a t ( p e r s o n a l j u r i s d i c t i o n d a t a ) , did, on or about 20 , (a time of war) with intent to (avoid hazardous duty) (shirk important s e r v i c e ) , n a m e l y : , q u i t h i s / h e r ( u n i t ) (organization) (place of duty), to wit: , located at ( ), and did remain so absent in desertion until on or about 20 . (3) Desertion prior to acceptance of resignation. I n t h a t ( p e r s o n a l j u r i s d i c t i o n d a t a ) having tendered his/her resignation and prior to due notice of the acceptance of the same, did, on or about 20 , (a time of war) without leave a n d w i t h i n t e n t t o r e m a i n a w a y t h e r e f r o m p e r - manently, quit his/her (post) (proper duties), to wit: , and did remain so absent in desertion until (he/she was apprehended) on or about 20 . (4) Attempted desertion. I n t h a t ( p e r s o n a l j u r i s d i c t i o n d a t a ) , d i d ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , (a time of war) attempt to (absent h i m s e l f / h e r s e l f f r o m h i s / h e r ( u n i t ) ( o r g a n i z a t i o n ) (place of duty) to wit: , without author- ity and with intent to remain away therefrom per- manently) (quit his/her (unit) (organization) (place o f d u t y ) , t o w i t : , l o c a t e d a t , with intent to (avoid hazardous duty) (shirk important service) namely ) ( ). 10. Article 86—Absence without leave a. Text of statute. Any member of the armed forces who, without authority— (1) fails to go to his appointed place of duty at the time prescribed; (2) goes from that place; or (3) absents himself or remains absent from his unit, organization, or place of duty at which he is required to be at the time prescribed; shall be punished as a court-martial may direct. b. Elements. (1) Failure to go to appointed place of duty. (a) That a certain authority appointed a certain time and place of duty for the accused; (b) That the accused knew of that time and place; and (c) That the accused, without authority, failed to go to the appointed place of duty at the time prescribed. (2) Going from appointed place of duty. (a) That a certain authority appointed a certain time and place of duty for the accused; (b) That the accused knew of that time and place; and (c) That the accused, without authority, went from the appointed place of duty after having repor- ted at such place. (3) Absence from unit, organization, or place of duty. (a) That the accused absented himself or her- IV-13 ¶10.b.(3)(a)Article 86

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self from his or her unit, organization, or place of duty at which he or she was required to be; ( b ) T h a t t h e a b s e n c e w a s w i t h o u t a u t h o r i t y from anyone competent to give him or her leave; and (c) That the absence was for a certain period of time. [Note: if the absence was terminated by apprehension, add the following element] ( d ) T h a t t h e a b s e n c e w a s t e r m i n a t e d b y apprehension. (4) Abandoning watch or guard. (a) That the accused was a member of a guard, watch, or duty; (b) That the accused absented himself or her- self from his or her guard, watch, or duty section; (c) That absence of the accused was without authority; and [Note: If the absence was with intent to abandon the accused’s guard, watch, or duty section, add the following element] (d) That the accused intended to abandon his or her guard, watch, or duty section. (5) Absence from unit, organization, or place of duty with intent to avoid maneuvers or field exer- cises. (a) That the accused absented himself or her- self from his or her unit, organization, or place of duty at which he or she was required to be; (b) That the absence of the accused was with- out authority; (c) That the absence was for a certain period of time; ( d ) T h a t t h e a c c u s e d k n e w t h a t t h e a b s e n c e would occur during a part of a period of maneuvers or field exercises; and (e) That the accused intended to avoid all or part of a period of maneuvers or field exercises. c. Explanation. (1) In general. This article is designed to cover every case not elsewhere provided for in which any member of the armed forces is through the mem- ber’s own fault not at the place where the member is required to be at a prescribed time. It is not neces- sary that the person be absent entirely from military jurisdiction and control. The first part of this ar- ticle—relating to the appointed place of duty—ap- plies whether the place is appointed as a rendezvous for several or for one only. (2) Actual knowledge. The offenses of failure to go to and going from appointed place of duty re- quire proof that the accused actually knew of the appointed time and place of duty. The offense of absence from unit, organization, or place of duty with intent to avoid maneuvers or field exercises requires proof that the accused actually knew that the absence would occur during a part of a period of maneuvers or field exercises. Actual knowledge may be proved by circumstantial evidence. (3) Intent. Specific intent is not an element of unauthorized absence. Specific intent is an element for certain aggravated unauthorized absences. ( 4 ) A g g r a v a t e d f o r m s o f u n a u t h o r i z e d a b s e n c e . There are variations of unauthorized absence under Article 86(3) which are more serious because of aggravating circumstances such as duration of the absence, a special type of duty from which the ac- cused absents himself or herself, and a particular s p e c i f i c i n t e n t w h i c h a c c o m p a n i e s t h e a b s e n c e . These circumstances are not essential elements of a violation of Article 86. They simply constitute spe- cial matters in aggravation. The following are aggra- vated unauthorized absences: (a) Unauthorized absence for more than 3 days (duration). ( b ) U n a u t h o r i z e d a b s e n c e f o r m o r e t h a n 3 0 days (duration). (c) Unauthorized absence from a guard, watch, or duty (special type of duty). (d) Unauthorized absence from guard, watch, or duty section with the intent to abandon it (special type of duty and specific intent). ( e ) U n a u t h o r i z e d a b s e n c e w i t h t h e i n t e n t t o avoid maneuvers or field exercises (special type of duty and specific intent). (5) Control by civilian authorities. A member of the armed forces turned over to the civilian authori- ties upon request under Article 14 ( see R.C.M. 106) is not absent without leave while held by them under that delivery. When a member of the armed forces, being absent with leave, or absent without leave, is held, tried, and acquitted by civilian authorities, the m e m b e r ’ s s t a t u s a s a b s e n t w i t h l e a v e , o r a b s e n t without leave, is not thereby changed, regardless how long held. The fact that a member of the armed forces is convicted by the civilian authorities, or adjudicated to be a juvenile offender, or the case is “diverted” out of the regular criminal process for a p r o b a t i o n a r y p e r i o d d o e s n o t e x c u s e a n y u n - IV-14 ¶10.b.(3)(a) Article 86

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authorized absence, because the member’s inability to return was the result of willful misconduct. If a member is released by the civilian authorities with- out trial, and was on authorized leave at the time of arrest or detention, the member may be found guilty of unauthorized absence only if it is proved that the member actually committed the offense for which detained, thus establishing that the absence was the result of the member’s own misconduct. ( 6 ) I n a b i l i t y t o r e t u r n . T h e s t a t u s o f a b s e n c e without leave is not changed by an inability to return through sickness, lack of transportation facilities, or other disabilities. But the fact that all or part of a period of unauthorized absence was in a sense en- forced or involuntary is a factor in extenuation and should be given due weight when considering the initial disposition of the offense. When, however, a person on authorized leave, without fault, is unable to return at the expiration thereof, that person has not committed the offense of absence without leave. (7) Determining the unit or organization of an accused. A person undergoing transfer between ac- tivities is ordinarily considered to be attached to the activity to which ordered to report. A person on temporary additional duty continues as a member of the regularly assigned unit and if the person is ab- sent from the temporary duty assignment, the person becomes absent without leave from both units, and may be charged with being absent without leave from either unit. (8) Duration. Unauthorized absence under Article 86(3) is an instantaneous offense. It is complete at the instant an accused absents himself or herself without authority. Duration of the absence is a mat- ter in aggravation for the purpose of increasing the m a x i m u m p u n i s h m e n t a u t h o r i z e d f o r t h e o f f e n s e . Even if the duration of the absence is not over 3 days, it is ordinarily alleged in an Article 86(3) specification. If the duration is not alleged or if alleged but not proved, an accused can be convicted of and punished for only 1 day of unauthorized absence. (9) Computation of duration. In computing the duration of an unauthorized absence, any one contin- uous period of absence found that totals not more than 24 hours is counted as 1 day; any such period that totals more than 24 hours and not more than 48 hours is counted as 2 days, and so on. The hours of departure and return on different dates are assumed to be the same if not alleged and proved. For exam- ple, if an accused is found guilty of unauthorized absence from 0600 hours, 4 April, to 1000 hours, 7 April of the same year (76 hours), the maximum punishment would be based on an absence of 4 days. However, if the accused is found guilty simply of unauthorized absence from 4 April to 7 April, the maximum punishment would be based on an ab- sence of 3 days. (10) Termination—methods of return to military control. (a) Surrender to military authority. A surrender occurs when a person presents himself or herself to any military authority, whether or not a member of the same armed force, notifies that authority of his or her unauthorized absence status, and submits or demonstrates a willingness to submit to military con- trol. Such a surrender terminates the unauthorized absence. (b) Apprehension by military authority. Appre- hension by military authority of a known absentee terminates an unauthorized absence. (c) Delivery to military authority. Delivery of a known absentee by anyone to military authority ter- minates the unauthorized absence. (d) Apprehension by civilian authorities at the request of the military. When an absentee is taken into custody by civilian authorities at the request of military authorities, the absence is terminated. (e) Apprehension by civilian authorities with- out prior military request. When an absentee is in the hands of civilian authorities for other reasons and these authorities make the absentee available for return to military control, the absence is terminated when the military authorities are informed of the absentee’s availability. (11) Findings of more than one absence under o n e s p e c i f i c a t i o n . A n a c c u s e d m a y p r o p e r l y b e found guilty of two or more separate unauthorized absences under one specification, provided that each absence is included within the period alleged in the specification and provided that the accused was not misled. If an accused is found guilty of two or more unauthorized absences under a single specification, the maximum authorized punishment shall not ex- ceed that authorized if the accused had been found guilty as charged in the specification. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. IV-15 ¶10.e.Article 86

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(1) Failing to go to, or going from, the appointed place of duty. Confinement for 1 month and forfei- ture of two-thirds pay per month for 1 month. ( 2 ) A b s e n c e f r o m u n i t , o r g a n i z a t i o n , o r o t h e r place of duty. (a) For not more than 3 days. Confinement for 1 month and forfeiture of two-thirds pay per month for 1 month. (b) For more than 3 days but not more than 30 days. Confinement for 6 months and forfeiture of two-thirds pay per month for 6months. (c) For more than 30 days. Dishonorable dis- charge, forfeiture of all pay and allowances, and confinement for 1 year. (d) For more than 30 days and terminated by apprehension. Dishonorable discharge, forfeiture of a l l p a y a n d a l l o w a n c e s , a n d c o n f i n e m e n t f o r 1 8 months. ( 3 ) F r o m g u a r d o r w a t c h . C o n f i n e m e n t f o r 3 months and forfeiture of two-thirds pay per month for 3 months. (4) From guard or watch with intent to abandon. Bad-conduct discharge, forfeiture of all pay and al- lowances, and confinement for 6 months. (5) With intent to avoid maneuvers or field exer- cises. Bad-conduct discharge, forfeiture of all pay and allowances, and confinement for 6 months. f. Sample specifications. (1) Failing to go or leaving place of duty. In that (personal jurisdiction data), did (at/on board—location), on or about 20 , without authority, (fail to go at the time prescribed to) (go from) his/her appointed place of duty, to wit: (here set forth the appointed place of duty). (2) Absence from unit, organization, or place of duty. In that (personal jurisdiction da- ta), did, on or about 20 , without authori- t y , a b s e n t h i m s e l f / h e r s e l f f r o m h i s / h e r ( u n i t ) (organization) (place of duty at which he/she was r e q u i r e d t o b e ) , t o w i t : , l o c a t e d a t , and did remain so absent until (he/she was apprehended) on or about 20 . (3) Absence from unit, organization, or place of duty with intent to avoid maneuvers or field exer- cises. In that (personal jurisdiction data), did, on or about 20 , without authority and with intent to avoid (maneuvers) (field exercises), absent himself/herself from his/her (unit) (organiza- tion) (place of duty at which he/she was required to b e ) , t o w i t : l o c a t e d a t ( ) , a n d d i d remain so absent until on or about 20 . ( 4 ) A b a n d o n i n g w a t c h o r g u a r d . I n t h a t ( p e r s o n a l j u r i s d i c t i o n d a t a ) , b e i n g a m e m b e r o f t h e ( g u a r d ) ( w a t c h ) ( d u t y s e c t i o n ) , d i d , ( a t / o n b o a r d - l o c a t i o n ) , o n o r a b o u t 20 , without authority, go from his/her (guard) (watch) (duty section) (with intent to aban- don the same). 11. Article 87—Missing movement a. Text of statute. A n y p e r s o n s u b j e c t t o t h i s c h a p t e r w h o through neglect or design misses the movement of a ship, aircraft, or unit with which he is required in the course of duty to move shall be punished as a court-martial may direct. b. Elements. (1) That the accused was required in the course of duty to move with a ship, aircraft or unit; ( 2 ) T h a t t h e a c c u s e d k n e w o f t h e p r o s p e c t i v e movement of the ship, aircraft or unit; (3) That the accused missed the movement of the ship, aircraft or unit; and ( 4 ) T h a t t h e a c c u s e d m i s s e d t h e m o v e m e n t through design or neglect. c. Explanation. (1) Movement. “Movement” as used in Article 87 includes a move, transfer, or shift of a ship, aircraft, or unit involving a substantial distance and period of time. Whether a particular movement is substantial is a question to be determined by the court-martial considering all the circumstances. Changes which do n o t c o n s t i t u t e a “ m o v e m e n t ” i n c l u d e p r a c t i c e marches of a short duration with a return to the point of departure, and minor changes in location of ships, aircraft, or units, as when a ship is shifted from one berth to another in the same shipyard or harbor or when a unit is moved from one barracks to another on the same post. (2) Mode of movement. (a) Unit. If a person is required in the course of duty to move with a unit, the mode of travel is not important, whether it be military or commercial, and includes travel by ship, train, aircraft, truck, bus, or walking. The word “unit” is not limited to any spe- cific technical category such as those listed in a table of organization and equipment, but also in- IV-16 ¶10.e.(1) Article 87

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cludes units which are created before the movement with the intention that they have organizational con- tinuity upon arrival at their destination regardless of their technical designation, and units intended to be disbanded upon arrival at their destination. (b) Ship, aircraft. If a person is assigned as a crew member or is ordered to move as a passenger aboard a particular ship or aircraft, military or char- tered, then missing the particular sailing or flight is e s s e n t i a l t o e s t a b l i s h t h e o f f e n s e o f m i s s i n g movement. (3) Design. “Design” means on purpose, inten- tionally, or according to plan and requires specific intent to miss the movement. ( 4 ) N e g l e c t . “ N e g l e c t ” m e a n s t h e o m i s s i o n t o take such measures as are appropriate under the cir- cumstances to assure presence with a ship, aircraft, or unit at the time of a scheduled movement, or doing some act without giving attention to its proba- ble consequences in connection with the prospective movement, such as a departure from the vicinity of t h e p r o s p e c t i v e m o v e m e n t t o s u c h a d i s t a n c e a s would make it likely that one could not return in time for the movement. (5) Actual knowledge. In order to be guilty of the offense, the accused must have actually known of the prospective movement that was missed. Knowl- edge of the exact hour or even of the exact date of the scheduled movement is not required. It is suffi- cient if the approximate date was known by the accused as long as there is a causal connection be- tween the conduct of the accused and the missing of the scheduled movement. Knowledge may be proved by circumstantial evidence. (6) Proof of absence. That the accused actually missed the movement may be proved by documen- tary evidence, as by a proper entry in a log or a morning report. This fact may also be proved by the testimony of personnel of the ship, aircraft, or unit (or by other evidence) that the movement occurred at a certain time, together with evidence that the accused was physically elsewhere at that time. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Design. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 2 years. (2) Neglect. Bad-conduct discharge, forfeiture of all pay and allowances, and confinement for 1 year. f. Sample specification. I n t h a t ( p e r s o n a l j u r i s d i c t i o n d a t a ) , d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , through (neglect) (design) miss the m o v e m e n t o f ( A i r c r a f t N o . ) ( F l i g h t ) (the USS ) (Company A, 1 s t B a t t a l i o n , 7 t h I n f a n t r y ) ( ) w i t h which he/she was required in the course of duty to move. 12. Article 88—Contempt toward officials a. Text of statute. Any commissioned officer who uses contemptu- ous words against the President, the Vice Presi- d e n t , C o n g r e s s , t h e S e c r e t a r y o f D e f e n s e , t h e Secretary of a military department, the Secretary of Homeland Security, or the Governor or legisla- ture of any State, Territory, Commonwealth, or possession in which he is on duty or present shall be punished as a court-martial may direct. b. Elements. (1) That the accused was a commissioned officer of the United States armed forces; (2) That the accused used certain words against an official or legislature named in the article; (3) That by an act of the accused these words came to the knowledge of a person other than the accused; and (4) That the words used were contemptuous, ei- ther in themselves or by virtue of the circumstances under which they were used. [Note: If the words were against a Governor or legislature, add the following element] (5) That the accused was then present in the State, Territory, Commonwealth, or possession of the Gov- ernor or legislature concerned. c. Explanation. The official or legislature against whom the words are used must be occupying one of the offices or be one of the legislatures named in A r t i c l e 8 8 a t t h e t i m e o f t h e o f f e n s e . N e i t h e r “Congress” nor “legislature” includes its members i n d i v i d u a l l y . “ G o v e r n o r ” d o e s n o t i n c l u d e “lieutenant governor.” It is immaterial whether the words are used against the official in an official or private capacity. If not personally contemptuous, ad- verse criticism of one of the officials or legislatures named in the article in the course of a political d i s c u s s i o n , e v e n t h o u g h e m p h a t i c a l l y e x p r e s s e d , may not be charged as a violation of the article. Similarly, expressions of opinion made in a purely IV-17 ¶12.c.Article 88

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p r i v a t e c o n v e r s a t i o n s h o u l d n o t o r d i n a r i l y b e charged. Giving broad circulation to a written publi- cation containing contemptuous words of the kind made punishable by this article, or the utterance of contemptuous words of this kind in the presence of military subordinates, aggravates the offense. The truth or falsity of the statements is immaterial. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Dismissal, forfeiture of all pay and allowances, and confinement for 1 year. f. Sample specification. I n t h a t ( p e r s o n a l j u r i s d i c t i o n d a t a ) , d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , [use (orally and publicly) ( ) the following contemptuous words] [in a contemptu- ous manner, use (orally and publicly) ( ) the following words] against the [(President) (Vice P r e s i d e n t ) ( C o n g r e s s ) ( S e c r e t a r y o f ) ] [ ( G o v e r n o r ) ( l e g i s l a t u r e ) o f t h e ( S t a t e o f ) (Territory of ) ( ), a (State) (Ter- r i t o r y ) ( ) i n w h i c h h e / s h e , t h e s a i d , was then (on duty), (present)], to wit: “ ,” or words to that effect. 13. Article 89—Disrespect toward a superior commissioned officer a. Text of statute. Any person subject to this chapter who be- haves with disrespect toward his superior com- missioned officer shall be punished as a court- martial may direct. b. Elements. (1) That the accused did or omitted certain acts or used certain language to or concerning a certain commissioned officer; (2) That such behavior or language was directed toward that officer; (3) That the officer toward whom the acts, omis- sions, or words were directed was the superior com- missioned officer of the accused; (4) That the accused then knew that the commis- sioned officer toward whom the acts, omissions, or w o r d s w e r e d i r e c t e d w a s t h e a c c u s e d ’ s s u p e r i o r commissioned officer; and (5) That, under the circumstances, the behavior or l a n g u a g e w a s d i s r e s p e c t f u l t o t h a t c o m m i s s i o n e d officer. c. Explanation. (1) Superior commissioned officer. ( a ) A c c u s e d a n d v i c t i m i n s a m e u n i f o r m e d service. If the accused and the victim are in the same uniformed service, the victim is a “superior commissioned officer” of the accused when either superior in rank or command to the accused; howev- er, the victim is not a “superior commissioned offi- c e r ” o f t h e a c c u s e d i f t h e v i c t i m i s i n f e r i o r i n command, even though superior in rank. (b) Accused and victim in different uniformed service. If the accused and the victim are in different uniformed services, the victim is a “superior com- missioned officer” of the accused when the victim is a commissioned officer and superior in the chain of command over the accused or when the victim, not a medical officer or a chaplain, is senior in grade to the accused and both are detained by a hostile entity so that recourse to the normal chain of command is prevented. The victim is not a “superior commis- sioned officer” of the accused merely because the victim is superior in grade to the accused. (c) Execution of office. It is not necessary that the “superior commissioned officer” be in the execu- t i o n o f o f f i c e a t t h e t i m e o f t h e d i s r e s p e c t f u l behavior. (2) Knowledge. If the accused did not know that the person against whom the acts or words were directed was the accused’s superior commissioned officer, the accused may not be convicted of a viola- tion of this article. Knowledge may be proved by circumstantial evidence. ( 3 ) D i s r e s p e c t . D i s r e s p e c t f u l b e h a v i o r i s t h a t which detracts from the respect due the authority and person of a superior commissioned officer. It may consist of acts or language, however expressed, and it is immaterial whether they refer to the supe- rior as an officer or as a private individual. Dis- r e s p e c t b y w o r d s m a y b e c o n v e y e d b y a b u s i v e epithets or other contemptuous or denunciatory lan- guage. Truth is no defense. Disrespect by acts in- cludes neglecting the customary salute, or showing a m a r k e d d i s d a i n , i n d i f f e r e n c e , i n s o l e n c e , i m p e r t i - nence, undue familiarity, or other rudeness in the presence of the superior officer. (4) Presence. It is not essential that the disre- spectful behavior be in the presence of the superior, but ordinarily one should not be held accountable IV-18 ¶12.c. Article 89

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under this article for what was said or done in a purely private conversation. (5) Special defense—unprotected victim. A supe- rior commissioned officer whose conduct in relation to the accused under all the circumstances departs substantially from the required standards appropriate to that officer’s rank or position under similar cir- cumstances loses the protection of this article. That accused may not be convicted of being disrespectful to the officer who has so lost the entitlement to respect protected by Article 89. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . B a d - c o n d u c t d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 1 year. f. Sample specification. I n t h a t ( p e r s o n a l j u r i s d i c t i o n d a t a ) , d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , behave himself/herself with disrespect toward , his/her superior commissioned officer, then known by the said to be his/her superior commissioned officer, by (saying to him/her “ ,” or words to that effect) (contemptuously turning from and leaving him/her while he/she, the said , was talking to him/her, the said ) ( ). 14. Article 90—Assaulting or willfully disobeying superior commissioned officer a. Text of statute. Any person subject to this chapter who— (1) strikes his superior commissioned officer or draws or lifts up any weapon or offers any vio- lence against him while he is in the execution of his office; or (2) willfully disobeys a lawful command of his superior commissioned officer; shall be punished, if the offense is committed in time of war, by death or such other punishment as a court-martial may direct, and if the offense is committed at any other time, by such punish- ment, other than death, as a court-martial may direct. b. Elements. (1) Striking or assaulting superior commissioned officer. (a) That the accused struck, drew, or lifted up a weapon against, or offered violence against, a cer- tain commissioned officer; (b) That the officer was the superior commis- sioned officer of the accused; (c) That the accused then knew that the officer was the accused’s superior commissioned officer; and (d) That the superior commissioned officer was then in the execution of office. (2) Disobeying superior commissioned officer. (a) That the accused received a lawful com- mand from a certain commissioned officer; (b) That this officer was the superior commis- sioned officer of the accused; (c) That the accused then knew that this officer was the accused’s superior commissioned officer; and (d) That the accused willfully disobeyed the lawful command. c. Explanation. (1) Striking or assaulting superior commissioned officer. (a) Definitions. (i) Superior commissioned officer. The defi- nitions in paragraph 13c(1)( a) and ( b) apply here and in subparagraph c(2). ( i i ) S t r i k e s . “ S t r i k e s ” m e a n s a n i n t e n t i o n a l blow, and includes any offensive touching of the person of an officer, however slight. (iii) Draws or lifts up any weapon against. The phrase “draws or lifts up any weapon against” covers any simple assault committed in the manner stated. The drawing of any weapon in an aggressive manner or the raising or brandishing of the same in a threatening manner in the presence of and at the superior is the sort of act proscribed. The raising in a threatening manner of a firearm, whether or not loaded, of a club, or of anything by which a serious blow or injury could be given is included in “lifts up.” (iv) Offers any violence against. The phrase “offers any violence against” includes any form of battery or of mere assault not embraced in the pre- ceding more specific terms “strikes” and “draws or lifts up.” If not executed, the violence must be phys- ically attempted or menaced. A mere threatening in words is not an offering of violence in the sense of this article. IV-19 ¶14.c.(1)(a)(iv)Article 90

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(b) Execution of office. An officer is in the execution of office when engaged in any act or serv- ice required or authorized by treaty, statute, regula- tion, the order of a superior, or military usage. In general, any striking or use of violence against any superior officer by a person over whom it is the duty of that officer to maintain discipline at the time, would be striking or using violence against the offi- cer in the execution of office. The commanding offi- cer on board a ship or the commanding officer of a unit in the field is generally considered to be on duty at all times. (c) Knowledge. If the accused did not know the officer was the accused’s superior commissioned of- ficer, the accused may not be convicted of this of- fense. Knowledge may be proved by circumstantial evidence. (d) Defenses. In a prosecution for striking or assaulting a superior commissioned officer in viola- tion of this article, it is a defense that the accused acted in the proper discharge of some duty, or that the victim behaved in a manner toward the accused such as to lose the protection of this article ( see paragraph 13c(5)). For example, if the victim initi- ated an unlawful attack on the accused, this would deprive the victim of the protection of this article, and, in addition, could excuse any lesser included offense of assault as done in self-defense, depending on the circumstances ( see paragraph 54c; R.C.M. 916(e)). (2) Disobeying superior commissioned officer. (a) Lawfulness of the order. (i) Inference of lawfulness. An order requir- ing the performance of a military duty or act may be inferred to be lawful and it is disobeyed at the peril of the subordinate. This inference does not apply to a patently illegal order, such as one that directs the commission of a crime. (ii) Determination of lawfulness. The lawful- ness of an order is a question of law to be deter- mined by the military judge. (iii) Authority of issuing officer. The com- missioned officer issuing the order must have au- thority to give such an order. Authorization may be based on law, regulation, or custom of the service. (iv) Relationship to military duty. The order must relate to military duty, which includes all activ- ities reasonably necessary to accomplish a military mission, or safeguard or promote the morale, disci- pline, and usefulness of members of a command and directly connected with the maintenance of good or- der in the service. The order may not, without such a valid military purpose, interfere with private rights or personal affairs. However, the dictates of a per- son’s conscience, religion, or personal philosophy cannot justify or excuse the disobedience of an oth- erwise lawful order. Disobedience of an order which has for its sole object the attainment of some private end, or which is given for the sole purpose of in- creasing the penalty for an offense which it is ex- pected the accused may commit, is not punishable under this article. ( v ) R e l a t i o n s h i p t o s t a t u t o r y o r c o n s t i t u - tional rights. The order must not conflict with the statutory or constitutional rights of the person re- ceiving the order. (b) Personal nature of the order. The order must be directed specifically to the subordinate. Vio- lations of regulations, standing orders or directives, or failure to perform previously established duties are not punishable under this article, but may violate Article 92. (c) Form and transmission of the order. As long as the order is understandable, the form of the order is immaterial, as is the method by which it is transmitted to the accused. (d) Specificity of the order. The order must be a specific mandate to do or not to do a specific act. An exhortation to “obey the law” or to perform o n e ’ s m i l i t a r y d u t y d o e s n o t c o n s t i t u t e a n o r d e r under this article. (e) Knowledge. The accused must have actual knowledge of the order and of the fact that the person issuing the order was the accused’s superior c o m m i s s i o n e d o f f i c e r . A c t u a l k n o w l e d g e m a y b e proved by circumstantial evidence. (f) Nature of the disobedience. “Willful disobe- dience” is an intentional defiance of authority. Fail- ure to comply with an order through heedlessness, remissness, or forgetfulness is not a violation of this article but may violate Article 92. (g) Time for compliance. When an order re- quires immediate compliance, an accused’s declared intent not to obey and the failure to make any move to comply constitutes disobedience. Immediate com- pliance is required for any order that does not ex- p l i c i t l y o r i m p l i c i t l y i n d i c a t e t h a t d e l a y e d compliance is authorized or directed. If an order IV-20 ¶14.c.(1)(b) Article 90

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r e q u i r e s p e r f o r m a n c e i n t h e f u t u r e , a n a c c u s e d ’ s present statement of intention to disobey the order does not constitute disobedience of that order, al- though carrying out that intention may. ( 3 ) C i v i l i a n s a n d d i s c h a r g e d p r i s o n e r s . A d i s - charged prisoner or other civilian subject to military law ( see Article 2) and under the command of a commissioned officer is subject to the provisions of this article. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Striking, drawing, or lifting up any weapon or offering any violence to superior commissioned offi- c e r i n t h e e x e c u t i o n o f o f f i c e . D i s h o n o r a b l e d i s - charge, forfeiture of all pay and allowances, and confinement for 10 years. (2) Willfully disobeying a lawful order of supe- rior commissioned officer. Dishonorable discharge, forfeiture of all pay and allowances, and confine- ment for 5 years. (3) In time of war. Death or such other punish- ment as a court-martial may direct. f. Sample specifications. (1) Striking superior commissioned officer. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , (a time of war) strike , his/her superior c o m m i s s i o n e d o f f i c e r , t h e n k n o w n b y t h e s a i d to be his/her superior commissioned of- ficer, who was then in the execution of his/her of- f i c e , ( i n ) ( o n ) t h e w i t h ( a ) ( h i s / h e r ) . (2) Drawing or lifting up a weapon against supe- rior commissioned officer. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , (a time of war) (draw) lift up) a weapon, to wit: a , against , his/her superior c o m m i s s i o n e d o f f i c e r , t h e n k n o w n b y t h e s a i d to be his/her superior commissioned of- f i c e r , w h o w a s t h e n i n t h e e x e c u t i o n o f h i s / h e r office. (3) Offering violence to superior commissioned officer. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , (a time of war) offer violence against , his/ her superior commissioned officer, then known by the said to be his/her superior commis- sioned officer, who was then in the execution of his/ her office, by . ( 4 ) W i l l f u l d i s o b e d i e n c e o f s u p e r i o r c o m m i s - sioned officer. In that (personal jurisdiction data), h a v i n g r e c e i v e d a l a w f u l c o m m a n d f r o m , his/her superior commissioned officer, then known by the said to be his/her superior commissioned officer, to , or words to that effect, did, (at/on board—location), on or about 20 , willfully disobey the same. 15. Article 91—Insubordinate conduct toward warrant officer, noncommissioned officer, or petty officer a. Text of statute. Any warrant officer or enlisted member who— (1) strikes or assaults a warrant officer, non- commissioned officer, or petty officer, while that officer is in the execution of his office; (2) willfully disobeys the lawful order of a war- rant officer, noncommissioned officer, or petty officer; or (3) treats with contempt or is disrespectful in language or deportment toward a warrant offi- c e r , n o n c o m m i s s i o n e d o f f i c e r , o r p e t t y o f f i c e r while that officer is in the execution of his office; shall be punished as a court-martial may direct. b. Elements. (1) Striking or assaulting warrant, noncommis- sioned, or petty officer. (a) That the accused was a warrant officer or enlisted member; (b) That the accused struck or assaulted a cer- tain warrant, noncommissioned, or petty officer; (c) That the striking or assault was committed while the victim was in the execution of office; and (d) That the accused then knew that the person struck or assaulted was a warrant, noncommissioned, or petty officer. [Note: If the victim was the superior noncommissioned or petty officer of the accused, add the following elements] (e) That the victim was the superior noncom- missioned, or petty officer of the accused; and (f) That the accused then knew that the person IV-21 ¶15.b.(1)(f)Article 91

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struck or assaulted was the accused’s superior non- commissioned, or petty officer. (2) Disobeying a warrant, noncommissioned, or petty officer. (a) That the accused was a warrant officer or enlisted member; (b) That the accused received a certain lawful order from a certain warrant, noncommissioned, or petty officer; (c) That the accused then knew that the person giving the order was a warrant, noncommissioned, or petty officer; (d) That the accused had a duty to obey the order; and ( e ) T h a t t h e a c c u s e d w i l l f u l l y d i s o b e y e d t h e order. (3) Treating with contempt or being disrespectful in language or deportment toward a warrant, non- commissioned, or petty officer. (a) That the accused was a warrant officer or enlisted member; ( b ) T h a t t h e a c c u s e d d i d o r o m i t t e d c e r t a i n acts, or used certain language; (c) That such behavior or language was used toward and within sight or hearing of a certain war- rant, noncommissioned, or petty officer; (d) That the accused then knew that the person toward whom the behavior or language was directed was a warrant, noncommissioned, or petty officer; (e) That the victim was then in the execution of office; and (f) That under the circumstances the accused, by such behavior or language, treated with contempt or was disrespectful to said warrant, noncommis- sioned, or petty officer. [Note: If the victim was the superior noncommissioned, or petty officer of the accused, add the following elements] (g) That the victim was the superior noncom- missioned, or petty officer of the accused; and (h) That the accused then knew that the person toward whom the behavior or language was directed w a s t h e a c c u s e d ’ s s u p e r i o r n o n c o m m i s s i o n e d , o r petty officer. c. Explanation. (1) In general. Article 91 has the same general objects with respect to warrant, noncommissioned, and petty officers as Articles 89 and 90 have with respect to commissioned officers, namely, to ensure obedience to their lawful orders, and to protect them from violence, insult, or disrespect. Unlike Articles 89 and 90, however, this article does not require a superior-subordinate relationship as an element of any of the offenses denounced. This article does not protect an acting noncommissioned officer or acting petty officer, nor does it protect military police or members of the shore patrol who are not warrant, noncommissioned, or petty officers. (2) Knowledge. All of the offenses prohibited by A r t i c l e 9 1 r e q u i r e t h a t t h e a c c u s e d h a v e a c t u a l knowledge that the victim was a warrant, noncom- missioned, or petty officer. Actual knowledge may be proved by circumstantial evidence. (3) Striking or assaulting a warrant, noncommis- sioned, or petty officer. For a discussion of “strikes” and “in the execution of office,” see paragraph 14c. For a discussion of “assault,” see paragraph 54c. An assault by a prisoner who has been discharged from the service, or by any other civilian subject to mili- tary law, upon a warrant, noncommissioned, or petty officer should be charged under Article 128 or 134. (4) Disobeying a warrant, noncommissioned, or petty officer. See paragraph 14c(2) for a discussion of lawfulness, personal nature, form, transmission, and specificity of the order, nature of the disobedi- ence, and time for compliance with the order. (5) Treating with contempt or being disrespectful in language or deportment toward a warrant, non- commissioned, or petty officer. “Toward” requires that the behavior and language be within the sight or hearing of the warrant, noncommissioned, or petty officer concerned. For a discussion of “in the execu- tion of his office,” see paragraph 14c. For a discus- sion of disrespect, see paragraph 13c. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Striking or assaulting warrant officer. Dis- honorable discharge, forfeiture of all pay and allow- ances, and confinement for 5 years. ( 2 ) S t r i k i n g o r a s s a u l t i n g s u p e r i o r n o n c o m m i s - sioned or petty officer. Dishonorable discharge, for- feiture of all pay and allowances, and confinement for 3 years. (3) Striking or assaulting other noncommissioned or petty officer. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 1 year. IV-22 ¶15.b.(1)(f) Article 91

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( 4 ) W i l l f u l l y d i s o b e y i n g t h e l a w f u l o r d e r o f a warrant officer. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 2 years. (5) Willfully disobeying the lawful order of a non- c o m m i s s i o n e d o r p e t t y o f f i c e r . B a d - c o n d u c t d i s - charge, forfeiture of all pay and allowances, and confinement for 1 year. ( 6 ) C o n t e m p t o r d i s r e s p e c t t o w a r r a n t o f f i c e r . Bad-conduct discharge, forfeiture of all pay and al- lowances, and confinement for 9 months. (7) Contempt or disrespect to superior noncom- missioned or petty officer. Bad-conduct discharge, forfeiture of all pay and allowances, and confine- ment for 6 months. (8) Contempt or disrespect to other noncommis- sioned or petty officer. Forfeiture of two-thirds pay per month for 3 months, and confinement for 3 months. f. Sample specifications. (1) Striking or assaulting warrant, noncommis- sioned, or petty officer. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , (strike) (assault) , a officer, then known to the said to be a (superi- or) officer who was then in the execu- tion of his/her office, by him/her (in) (on) (the ) with (a) (his/her) . (2) Willful disobedience of warrant, noncommis- sioned, or petty officer. In that (personal jurisdiction data), having received a lawful order from , a officer, then known by the said to be a officer, to , an order which it was his/ her duty to obey, did (at/on board—location), on or about 20 , willfully disobey the same. (3) Contempt or disrespect toward warrant, non- commissioned, or petty officer. In that (personal jurisdiction data) (at/on board—location), on or about 20 , [did treat with contempt] [was disrespectful in (lan- g u a g e ) ( d e p o r t m e n t ) t o w a r d ] , a o f f i c e r , t h e n k n o w n b y t h e s a i d to be a (superior) officer, who was then in the execution of his/her office, by (saying to him/her, “ ,” or words to that effect) (spitting at his/her feet) ( ) 16. Article 92—Failure to obey order or regulation a. Text of statute. Any person subject to this chapter who— (1) violates or fails to obey any lawful general order or regulation; (2) having knowledge of any other lawful or- der issued by a member of the armed forces, which it is his duty to obey, fails to obey the order; or (3) is derelict in the performance of his duties; shall be punished as a court-martial may direct. b. Elements. (1) Violation of or failure to obey a lawful gen- eral order or regulation. (a) That there was in effect a certain lawful general order or regulation; (b) That the accused had a duty to obey it; and (c) That the accused violated or failed to obey the order or regulation. (2) Failure to obey other lawful order. (a) That a member of the armed forces issued a certain lawful order; ( b ) T h a t t h e a c c u s e d h a d k n o w l e d g e o f t h e order; (c) That the accused had a duty to obey the order; and (d) That the accused failed to obey the order. (3) Dereliction in the performance of duties. (a) That the accused had certain duties; ( b ) T h a t t h e a c c u s e d k n e w o r r e a s o n a b l y should have known of the duties; and (c) That the accused was (willfully) (through neglect or culpable inefficiency) derelict in the per- formance of those duties. [Note: In cases where the dereliction of duty re- sulted in death or grievous bodily harm, add the following as applicable] (d) That such dereliction of duty resulted in death or grievous bodily harm to a person other than the accused. c. Explanation. (1) Violation of or failure to obey a lawful gen- eral order or regulation. IV-23 ¶16.c.(1)Article 92

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(a) Authority to issue general orders and regu- lations. General orders or regulations are those or- ders or regulations generally applicable to an armed force which are properly published by the President or the Secretary of Defense, of Homeland Security, or of a military department, and those orders or regulations generally applicable to the command of the officer issuing them throughout the command or a particular subdivision thereof which are issued by: ( i ) a n o f f i c e r h a v i n g g e n e r a l c o u r t - m a r t i a l jurisdiction; (ii) a general or flag officer in command; or (iii) a commander superior to (i) or (ii). (b) Effect of change of command on validity of order. A general order or regulation issued by a commander with authority under Article 92(1) re- tains its character as a general order or regulation when another officer takes command, until it expires by its own terms or is rescinded by separate action, even if it is issued by an officer who is a general or flag officer in command and command is assumed b y a n o t h e r o f f i c e r w h o i s n o t a g e n e r a l o r f l a g officer. (c) Lawfulness. A general order or regulation is lawful unless it is contrary to the Constitution, the laws of the United States, or lawful superior orders or for some other reason is beyond the authority of the official issuing it. See the discussion of lawful- ness in paragraph 14c(2)(a). (d) Knowledge. Knowledge of a general order o r r e g u l a t i o n n e e d n o t b e a l l e g e d o r p r o v e d , a s knowledge is not an element of this offense and a lack of knowledge does not constitute a defense. (e) Enforceability. Not all provisions in general orders or regulations can be enforced under Article 92(1). Regulations which only supply general guide- l i n e s o r a d v i c e f o r c o n d u c t i n g m i l i t a r y f u n c t i o n s may not be enforceable under Article 92(1). (2) Violation of or failure to obey other lawful order. (a) Scope. Article 92(2) includes all other law- ful orders which may be issued by a member of the armed forces, violations of which are not chargeable under Article 90, 91, or 92(1). It includes the viola- tion of written regulations which are not general regulations. See also subparagraph (1)(e) above as applicable. (b) Knowledge. In order to be guilty of this offense, a person must have had actual knowledge of the order or regulation. Knowledge of the order may be proved by circumstantial evidence. (c) Duty to obey order. ( i ) F r o m a s u p e r i o r . A m e m b e r o f o n e armed force who is senior in rank to a member of another armed force is the superior of that member with authority to issue orders which that member has a duty to obey under the same circumstances as a commissioned officer of one armed force is the superior commissioned officer of a member of an- other armed force for the purposes of Articles 89 and 90. See paragraph 13c(1). (ii) From one not a superior. Failure to obey the lawful order of one not a superior is an offense under Article 92(2), provided the accused had a duty to obey the order, such as one issued by a sentinel or a member of the armed forces police. See para- graph 15b(2) if the order was issued by a warrant, noncommissioned, or petty officer in the execution of office. (3) Dereliction in the performance of duties. (a) Duty. A duty may be imposed by treaty, statute, regulation, lawful order, standard operating procedure, or custom of the service. ( b ) K n o w l e d g e . A c t u a l k n o w l e d g e o f d u t i e s may be proved by circumstantial evidence. Actual knowledge need not be shown if the individual rea- sonably should have known of the duties. This may be demonstrated by regulations, training or operating manuals, customs of the service, academic literature or testimony, testimony of persons who have held similar or superior positions, or similar evidence. (c) Derelict. A person is derelict in the per- formance of duties when that person willfully or negligently fails to perform that person’s duties or when that person performs them in a culpably ineffi- c i e n t m a n n e r . “ W i l l f u l l y ” m e a n s i n t e n t i o n a l l y . I t refers to the doing of an act knowingly and purpose- ly, specifically intending the natural and probable consequences of the act. “Negligently” means an act or omission of a person who is under a duty to use due care which exhibits a lack of that degree of care which a reasonably prudent person would have exer- cised under the same or similar circumstances. “Cul- pable inefficiency” is inefficiency for which there is no reasonable or just excuse. (d) Ineptitude. A person is not derelict in the performance of duties if the failure to perform those duties is caused by ineptitude rather than by willful- IV-24 ¶16.c.(1)(a) Article 92

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ness, negligence, or culpable inefficiency, and may not be charged under this article, or otherwise pun- ished. For example, a recruit who has tried earnestly during rifle training and throughout record firing is not derelict in the performance of duties if the re- cruit fails to qualify with the weapon. ( e ) G r i e v o u s b o d i l y h a r m . “ G r i e v o u s b o d i l y harm” means serious bodily injury. It does not in- clude minor injuries, such as a black eye or a bloody nose, but does include fractured or dislocated bones, deep cuts, torn members of the body, serious dam- a g e t o i n t e r n a l o r g a n s , a n d o t h e r s e r i o u s b o d i l y injuries. (f) Where the dereliction of duty resulted in death or grievous bodily harm, an intent to cause death or grievous bodily harm is not required. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Violation of or failure to obey lawful general order or regulation. Dishonorable discharge, forfei- ture of all pay and allowances, and confinement for 2 years. (2) Violation of or failure to obey other lawful order. Bad-conduct discharge, forfeiture of all pay and allowances, and confinement for 6 months. [Note: For (1) and (2), above, the punishment set forth does not apply in the following cases: if in the absence of the order or regulation which was vio- lated or not obeyed the accused would on the same facts be subject to conviction for another specific offense for which a lesser punishment is prescribed; or if the violation or failure to obey is a breach of restraint imposed as a result of an order. In these instances, the maximum punishment is that specifi- c a l l y p r e s c r i b e d e l s e w h e r e f o r t h a t p a r t i c u l a r offense.] (3) Dereliction in the performance of duties. (A) Through neglect or culpable inefficiency. Forfeiture of two-thirds pay per month for 3 months and confinement for 3 months. ( B ) T h r o u g h n e g l e c t o r c u l p a b l e i n e f f i c i e n c y resulting in death or grievous bodily harm. Bad- conduct discharge, forfeiture of all pay and allow- ances, and confinement for 18 months. (C) Willful. Bad-conduct discharge, forfeiture of all pay and allowances, and confinement for 6 months. ( D ) W i l l f u l d e r e l i c t i o n o f d u t y r e s u l t i n g i n death or grievous bodily harm. Dishonorable dis- charge, forfeiture of all pay and allowances, and confinement for 2 years. [Note: For (1) and (2) above, the punishment set forth does not apply in the following cases: if, in the absence of the order or regulation that was violated or not obeyed, the accused would on the same facts be subject to conviction for another specific offense for which a lesser punishment is prescribed; or if the violation or failure to obey is a breach of restraint imposed as a result of an order. In these instances, the maximum punishment is that specifically pre- scribed elsewhere for that particular offense.] Discussion If the dereliction of duty resulted in death, the accused may also be charged under Article 119 or Article 134 (negligent homi- cide), as applicable. f. Sample specifications. (1) Violation or failure to obey lawful general order or regulation. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , (violate) (fail to obey) a lawful general (order) (reg- u l a t i o n ) , t o w i t : ( p a r a g r a p h , ( A r m y ) (Air Force) Regulation , dated 20 ) ( A r t i c l e , U . S . N a v y R e g u l a t i o n s , d a t e d 20 ) (General Order No. , U.S. Navy, d a t e d 2 0 ) ( ) , b y (wrongfully) . (2) Violation or failure to obey other lawful writ- ten order. In that (personal jurisdiction data), h a v i n g k n o w l e d g e o f a l a w f u l o r d e r i s s u e d b y , to wit: (paragraph , ( the Combat Group Regulation No. ) (USS , Regulation ), dated ) ( ), an or- der which it was his/her duty to obey, did, (at/on board—location) (subject-matter jurisdiction data, if required), on or about 20 , fail to obey the same by (wrongfully) . (3) Failure to obey other lawful order. In that , (personal jurisdiction data) h a v i n g k n o w l e d g e o f a l a w f u l o r d e r i s s u e d b y (to submit to certain medical treatment) (to ) (not to ) ( ), an order w h i c h i t w a s h i s / h e r d u t y t o o b e y , d i d ( a t / o n IV-25 ¶16.f.(3)Article 92

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board—location) (subject-matter jurisdiction data, if required), on or about 20 , fail to obey the same (by (wrongfully) .) (4) Dereliction in the performance of duties. In that , (personal jurisdiction da- ta), who (knew) (should have known) of his/her du- t i e s ( a t / o n b o a r d — l o c a t i o n ) ( s u b j e c t - m a t t e r j u r i s d i c t i o n d a t a , i f r e q u i r e d ) , ( o n o r a b o u t 20 ) (from about 20 to about 20 ), was derelict in the performance of those duties in that he/she (negligently) (willfully) (by culpable inefficiency) failed , as it was his/her duty to do (, and that such dereliction of duty resulted in (grievous bodily harm, to wit: (bro- ken leg) (deep cut) (fractured skull) to) (the death of) ). 17. Article 93—Cruelty and maltreatment a. Text of statute. A n y p e r s o n s u b j e c t t o t h i s c h a p t e r w h o i s g u i l t y o f c r u e l t y t o w a r d , o r o p p r e s s i o n o r maltreatment of, any person subject to his orders shall be punished as a court-martial may direct. b. Elements. (1) That a certain person was subject to the or- ders of the accused; and (2) That the accused was cruel toward, or op- pressed, or maltreated that person. c. Explanation. (1) Nature of victim. “Any person subject to his orders” means not only those persons under the di- rect or immediate command of the accused but ex- tends to all persons, subject to the code or not, who by reason of some duty are required to obey the lawful orders of the accused, regardless whether the accused is in the direct chain of command over the person. ( 2 ) N a t u r e o f a c t . T h e c r u e l t y , o p p r e s s i o n , o r m a l t r e a t m e n t , a l t h o u g h n o t n e c e s s a r i l y p h y s i c a l , must be measured by an objective standard. Assault, improper punishment, and sexual harassment may constitute this offense. Sexual harassment includes influencing, offering to influence, or threatening the career, pay, or job of another person in exchange for sexual favors, and deliberate or repeated offensive comments or gestures of a sexual nature. The impo- sition of necessary or proper duties and the exaction of their performance does not constitute this offense even though the duties are arduous or hazardous or both. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 2 years. f. Sample specification. In that (personal jurisdiction data), (at/on board—location) (subject-matter jurisdiction data, if required), on or about 20 , (was cruel toward) (did (oppress) (maltreat)) , a person subject to his/her orders, by (kicking him/ her in the stomach) (confining him/her for twenty- four hours without water) ( ). 18. Article 94—Mutiny and sedition a. Text of statute. Any person subject to this chapter who— (1) with intent to usurp or override lawful mil- itary authority, refuse, in concert with any other person, to obey orders or otherwise do his duty or creates any violence or disturbance is guilty of mutiny; (2) with intent to cause the overthrow or de- struction of lawful civil authority, creates, in con- cert with any other person, revolt, violence, or other disturbance against that authority is guilty of sedition; (3) fails to do his utmost to prevent and sup- press a mutiny or sedition being committed in his presence, or fails to take all reasonable means to inform his superior commissioned officer or com- manding officer of a mutiny or sedition which he knows or has reason to believe is taking place, is guilty of a failure to suppress or report a mutiny or sedition. ( b ) A p e r s o n w h o i s f o u n d g u i l t y o f a t - tempted mutiny, mutiny, sedition, or failure to suppress or report a mutiny or sedition shall be punished by death or such other punishment as a court-martial may direct. b. Elements. (1) Mutiny by creating violence or disturbance. (a) That the accused created violence or a dis- turbance; and (b) That the accused created this violence or IV-26 ¶16.f.(3) Article 94

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disturbance with intent to usurp or override lawful military authority. (2) Mutiny by refusing to obey orders or perform duty. (a) That the accused refused to obey orders or otherwise do the accused’s duty; (b) That the accused in refusing to obey orders or perform duty acted in concert with another person or persons; and (c) That the accused did so with intent to usurp or override lawful military authority. (3) Sedition. (a) That the accused created revolt, violence, or disturbance against lawful civil authority; (b) That the accused acted in concert with an- other person or persons; and (c) That the accused did so with the intent to cause the overthrow or destruction of that authority. (4) Failure to prevent and suppress a mutiny or sedition. (a) That an offense of mutiny or sedition was committed in the presence of the accused; and (b) That the accused failed to do the accused’s u t m o s t t o p r e v e n t a n d s u p p r e s s t h e m u t i n y o r sedition. (5) Failure to report a mutiny or sedition. ( a ) T h a t a n o f f e n s e o f m u t i n y o r s e d i t i o n occurred; (b) That the accused knew or had reason to believe that the offense was taking place; and (c) That the accused failed to take all reasona- ble means to inform the accused’s superior commis- sioned officer or commander of the offense. (6) Attempted mutiny. (a) That the accused committed a certain overt act; (b) That the act was done with specific intent to commit the offense of mutiny; (c) That the act amounted to more than mere preparation; and (d) That the act apparently tended to effect the commission of the offense of mutiny. c. Explanation. (1) Mutiny. Article 94( a)(1) defines two types of mutiny, both requiring an intent to usurp or override military authority. (a) Mutiny by creating violence or disturbance. Mutiny by creating violence or disturbance may be committed by one person acting alone or by more than one acting together. (b) Mutiny by refusing to obey orders or per- form duties. Mutiny by refusing to obey orders or p e r f o r m d u t i e s r e q u i r e s c o l l e c t i v e i n s u b o r d i n a t i o n and necessarily includes some combination of two or more persons in resisting lawful military authority. This concert of insubordination need not be precon- ceived, nor is it necessary that the insubordination be active or violent. It may consist simply of a persistent and concerted refusal or omission to obey orders, or to do duty, with an insubordinate intent, that is, with an intent to usurp or override lawful military authority. The intent may be declared in words or inferred from acts, omissions, or surround- ing circumstances. (2) Sedition. Sedition requires a concert of action in resistance to civil authority. This differs from mutiny by creating violence or disturbance. See sub- paragraph c(1)( a) above. (3) Failure to prevent and suppress a mutiny or sedition. “Utmost” means taking those measures to prevent and suppress a mutiny or sedition which may properly be called for by the circumstances, including the rank, responsibilities, or employment of the person concerned. “Utmost” includes the use of such force, including deadly force, as may be reasonably necessary under the circumstances to pre- vent and suppress a mutiny or sedition. (4) Failure to report a mutiny or sedition. Failure to “take all reasonable means to inform” includes failure to take the most expeditious means available. W h e n t h e c i r c u m s t a n c e s k n o w n t o t h e a c c u s e d would have caused a reasonable person in similar circumstances to believe that a mutiny or sedition was occurring, this may establish that the accused had such “reason to believe” that mutiny or sedition was occurring. Failure to report an impending mu- tiny or sedition is not an offense in violation of Article 94. But see paragraph 16c(3) (dereliction of duty). ( 5 ) A t t e m p t e d m u t i n y . F o r a d i s c u s s i o n o f a t - tempts, see paragraph 4. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. For all offenses under Ar- IV-27 ¶18.e.Article 94

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ticle 94, death or such other punishment as a court- martial may direct. f. Sample specifications. (1) Mutiny by creating violence or disturbance. In that (personal jurisdiction data), with intent to (usurp) (override) (usurp and override) lawful military authority, did, (at/on board—loca- tion) (subject-matter jurisdiction data, if required), on or about 20 , create (violence) (a dis- turbance) by (attacking the officers of the said ship) (barricading himself/herself in Barracks T7, firing his/her rifle at , and exhorting other per- sons to join him/her in defiance of ) ( ). (2) Mutiny by refusing to obey orders or perform duties. In that (personal jurisdiction data), with intent to (usurp) (override) (usurp and override) lawful military authority, did, (at/on board— loca- tion) on or about 20 , refuse, in concert with (and ) (others whose n a m e s a r e u n k n o w n ) , t o ( o b e y t h e o r d e r s o f to ) (perform his/her duty as ). (3) Sedition. In that (personal jurisdiction data), with intent to cause the (overthrow) (destruction) (overthrow and destruction) of lawful civil authority, t o w i t : , d i d , ( a t / o n b o a r d — l o c a t i o n ) (subject-matter jurisdiction data, if required), on or about 20 , in concert with ( ) and ( ) (others whose names are un- k n o w n ) , c r e a t e ( r e v o l t ) ( v i o l e n c e ) ( a d i s t u r b a n c e ) against such authority by (entering the Town Hall of a n d d e s t r o y i n g p r o p e r t y a n d r e c o r d s therein) (marching upon and compelling the surren- der of the police of ) ( ). (4) Failure to prevent and suppress a mutiny or sedition. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , fail to do his/her utmost to prevent and suppress a (muti- ny) (sedition) among the (soldiers) (sailors) (airmen) ( m a r i n e s ) ( ) o f , w h i c h (mutiny) (sedition) was being committed in his/her presence, in that (he/she took no means to compel the dispersal of the assembly) (he/she made no effort to assist who was attempting to quell the mutiny) ( ). (5) Failure to report a mutiny or sedition. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , fail to take all reasonable means to inform his/her supe- rior commissioned officer or his/her commander of a ( m u t i n y ) ( s e d i t i o n ) a m o n g t h e ( s o l d i e r s ) ( s a i l o r s ) (airmen) (marines) ( ) of , w h i c h ( m u t i n y ) ( s e d i t i o n ) h e / s h e , t h e s a i d (knew) (had reason to believe) was tak- ing place. (6) Attempted mutiny. In that (personal jurisdiction data), with intent to (usurp) (override) (usurp and override) lawful military authority, did, (at/on board— loca- tion) (subject-matter jurisdiction data, if required), on or about 20 , attempt to (create (vio- lence) (a disturbance) by ) ( ). 19. Article 95—Resistance, flight, breach of arrest, and escape a. Text of statute. Any person subject to this chapter who— (1) resists apprehension; (2) flees from apprehension; (3) breaks arrest; or (4) escapes from custody or confinement; shall be punished as a court-martial may direct. b. Elements. (1) Resisting apprehension. (a) That a certain person attempted to appre- hend the accused; (b) That said person was authorized to appre- hend the accused; and ( c ) T h a t t h e a c c u s e d a c t i v e l y r e s i s t e d t h e apprehension. (2) Flight from apprehension. (a) That a certain person attempted to appre- hend the accused; (b) That said person was authorized to appre- hend the accused; and ( c ) T h a t t h e a c c u s e d f l e d f r o m t h e a p p r e - hension. (3) Breaking arrest. (a) That a certain person ordered the accused into arrest; IV-28 ¶18.e. Article 95

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(b) That said person was authorized to order the accused into arrest; and (c) That the accused went beyond the limits of a r r e s t b e f o r e b e i n g r e l e a s e d f r o m t h a t a r r e s t b y proper authority. (4) Escape from custody. ( a ) T h a t a c e r t a i n p e r s o n a p p r e h e n d e d t h e accused; (b) That said person was authorized to appre- hend the accused; and (c) That the accused freed himself or herself f r o m c u s t o d y b e f o r e b e i n g r e l e a s e d b y p r o p e r authority. (5) Escape from confinement. (a) That a certain person ordered the accused into confinement; (b) That said person was authorized to order the accused into confinement; and (c) That the accused freed himself or herself from confinement before being released by proper authority. [Note: If the escape was post-trial confinement, add the following element] (d) That the confinement was the result of a court-martial conviction. c. Explanation. (1) Resisting apprehension. (a) Apprehension. Apprehension is the taking of a person into custody. See R.C.M. 302. (b) Authority to apprehend. See R.C.M. 302(b) concerning who may apprehend. Whether the status of a person authorized that person to apprehend the accused is a question of law to be decided by the military judge. Whether the person who attempted to make an apprehension had such a status is a ques- tion of fact to be decided by the factfinder. ( c ) N a t u r e o f t h e r e s i s t a n c e . T h e r e s i s t a n c e must be active, such as assaulting the person at- tempting to apprehend. Mere words of opposition, argument, or abuse, and attempts to escape from custody after the apprehension is complete, do not constitute the offense of resisting apprehension al- though they may constitute other offenses. (d) Mistake. It is a defense that the accused held a reasonable belief that the person attempting to apprehend did not have authority to do so. However, the accused’s belief at the time that no basis exists for the apprehension is not a defense. (e) Illegal apprehension. A person may not be convicted of resisting apprehension if the attempted apprehension is illegal, but may be convicted of other offenses, such as assault, depending on all the circumstances. An attempted apprehension by a per- son authorized to apprehend is presumed to be legal in the absence of evidence to the contrary. Ordinar- ily the legality of an apprehension is a question of law to be decided by the military judge. (2) Flight from apprehension. The flight must be active, such as running or driving away. (3) Breaking arrest. (a) Arrest. There are two types of arrest: pre- trial arrest under Article 9 ( see R.C.M. 304) and arrest under Article 15 ( see paragraph 5c(3), Part V, MCM). This article prohibits breaking any arrest. ( b ) A u t h o r i t y t o o r d e r a r r e s t . S e e R . C . M . 304(b) and paragraphs 2 and 5b, Part V, MCM con- cerning authority to order arrest. (c) Nature of restraint imposed by arrest. In arrest, the restraint is moral restraint imposed by orders fixing the limits of arrest. ( d ) B r e a k i n g . B r e a k i n g a r r e s t i s c o m m i t t e d when the person in arrest infringes the limits set by orders. The reason for the infringement is immateri- a l . F o r e x a m p l e , i n n o c e n c e o f t h e o f f e n s e w i t h respect to which an arrest may have been imposed is not a defense. (e) Illegal arrest. A person may not be con- victed of breaking arrest if the arrest is illegal. An arrest ordered by one authorized to do so is pre- sumed to be legal in the absence of some evidence to the contrary. Ordinarily, the legality of an arrest is a question of law to be decided by the military judge. (4) Escape from custody. (a) Custody. “Custody” is restraint of free loco- motion imposed by lawful apprehension. The re- straint may be physical or, once there has been a submission to apprehension or a forcible taking into custody, it may consist of control exercised in the presence of the prisoner by official acts or orders. Custody is temporary restraint intended to continue until other restraint (arrest, restriction, confinement) is imposed or the person is released. (b) Authority to apprehend. See subparagraph (1)(b) above. (c) Escape. For a discussion of escape, see sub- paragraph c(5)( c), below. IV-29 ¶19.c.(4)(c)Article 95

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(d) Illegal custody. A person may not be con- victed of this offense if the custody was illegal. An apprehension effected by one authorized to appre- hend is presumed to be lawful in the absence of evidence to the contrary. Ordinarily, the legality of an apprehension is a question of law to be decided by the military judge. (e) Correctional custody. See paragraph 70. (5) Escape from confinement. (a) Confinement. Confinement is physical re- straint imposed under R.C.M. 305, 1101, or para- g r a p h 5 b , P a r t V , M C M . F o r p u r p o s e s o f t h e e l e m e n t o f p o s t - t r i a l c o n f i n e m e n t ( s u b p a r a g r a p h b(5)(d), above) and increased punishment therefrom (subparagraph e(4), below), the confinement must have been imposed pursuant to an adjudged sentence of a court-martial and not as a result of pretrial restraint or nonjudicial punishment. (b) Authority to order confinement. See R.C.M. 304(b); 1101; and paragraphs 2 and 5b, Part V, MCM concerning who may order confinement. (c) Escape. An escape may be either with or without force or artifice, and either with or without the consent of the custodian. However, where a pris- oner is released by one with apparent authority to do so, the prisoner may not be convicted of escape f r o m c o n f i n e m e n t . S e e a l s o p a r a g r a p h 2 0 c ( 1 ) ( b ) . Any completed casting off of the restraint of con- finement, before release by proper authority, is an escape, and lack of effectiveness of the restraint imposed is immaterial. An escape is not complete until the prisoner is momentarily free from the re- straint. If the movement toward escape is opposed, or before it is completed, an immediate pursuit fol- lows, there is no escape until opposition is overcome or pursuit is eluded. ( d ) S t a t u s w h e n t e m p o r a r i l y o u t s i d e c o n f i n e - ment facility. A prisoner who is temporarily escorted outside a confinement facility for a work detail or other reason by a guard, who has both the duty and m e a n s t o p r e v e n t t h a t p r i s o n e r f r o m e s c a p i n g , remains in confinement. (e) Legality of confinement. A person may not be convicted of escape from confinement if the con- finement is illegal. Confinement ordered by one au- thorized to do so is presumed to be lawful in the absence of evidence to the contrary. Ordinarily, the legality of confinement is a question of law to be decided by the military judge. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. ( 1 ) R e s i s t i n g a p p r e h e n s i o n . B a d - c o n d u c t d i s - charge, forfeiture of all pay and allowances, and confinement for 1 year. (2) Flight from apprehension. Bad-conduct dis- charge, forfeiture of all pay and allowances, and confinement for 1 year. (3) Breaking arrest. Bad-conduct discharge, for- feiture of all pay and allowances, and confinement for 6 months. (4) Escape from custody, pretrial confinement, or confinement on bread and water or diminished ra- tions imposed pursuant to Article 15. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 1 year. (5) Escape from post-trial confinement. Dishonor- able discharge, forfeiture of all pay and allowances, and confinement for 5 years. f. Sample specifications. (1) Resisting apprehension. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , resist being apprehended by , (an armed force policeman) ( ), a person author- ized to apprehend the accused. (2) Flight from apprehension. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , flee apprehension by , (an armed force policeman) ( ), a person authorized to apprehend the accused. (3) Breaking arrest. In that (personal jurisdiction data), having been placed in arrest (in quarters) (in his/her company area) ( ) by a person author- ized to order the accused into arrest, did, (at/on board—location) on or about 20 , break said arrest. (4) Escape from custody. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , escape from the custody of , a person authorized to apprehend the accused. (5) Escape from confinement. IV-30 ¶19.c.(4)(d) Article 95

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In that (personal jurisdiction data), having been placed in (post-trial) confinement in (place of confinement), by a person authorized to o r d e r s a i d a c c u s e d i n t o c o n f i n e m e n t d i d , ( a t / o n board—location) (subject-matter jurisdiction data, if required), on or about 20 , escape from confinement. 20. Article 96—Releasing prisoner without proper authority a. Text of statute. Any person subject to this chapter who, with- out proper authority, releases any prisoner com- mitted to his charge, or who through neglect or design suffers any such prisoner to escape, shall b e p u n i s h e d a s a c o u r t - m a r t i a l m a y d i r e c t , whether or not the prisoner was committed in strict compliance with law. b. Elements. (1) Releasing a prisoner without proper authori- ty. (a) That a certain prisoner was committed to the charge of the accused; and (b) That the accused released the prisoner with- out proper authority. (2) Suffering a prisoner to escape through neg- lect. (a) That a certain prisoner was committed to the charge of the accused; (b) That the prisoner escaped; (c) That the accused did not take such care to prevent the escape as a reasonably careful person, acting in the capacity in which the accused was acting, would have taken in the same or similar circumstances; and (d) That the escape was the proximate result of the neglect. (3) Suffering a prisoner to escape through design. (a) That a certain prisoner was committed to the charge of the accused; (b) That the design of the accused was to suf- fer the escape of that prisoner; and (c) That the prisoner escaped as a result of the carrying out of the design of the accused. c. Explanation. (1) Releasing a prisoner without proper authori- ty. (a) Prisoner. “Prisoner” includes a civilian or military person who has been confined. (b) Release. The release of a prisoner is re- moval of restraint by the custodian rather than by the prisoner. (c) Authority to release. See R.C.M. 305( g) as to who may release pretrial prisoners. Normally, the l o w e s t a u t h o r i t y c o m p e t e n t t o o r d e r r e l e a s e o f a post-trial prisoner is the commander who convened the court-martial which sentenced the prisoner or the officer exercising general court-martial jurisdiction over the prisoner. See also R.C.M. 1101. (d) Committed. Once a prisoner has been con- f i n e d , t h e p r i s o n e r h a s b e e n “ c o m m i t t e d ” i n t h e sense of Article 96, and only a competent authority (see subparagraph (c)) may order release, regardless of failure to follow procedures prescribed by the code, this Manual, or other law. (2) Suffering a prisoner to escape through neg- lect. (a) Suffer. “Suffer” means to allow or permit; not to forbid or hinder. (b) Neglect. “Neglect” is a relative term. It is t h e a b s e n c e o f c o n d u c t w h i c h w o u l d h a v e b e e n taken by a reasonably careful person in the same or similar circumstances. ( c ) E s c a p e . E s c a p e i s d e f i n e d i n p a r a g r a p h 19.c.(4)(c). (d) Status of prisoner after escape not a de- fense. After escape, the fact that a prisoner returns, i s c a p t u r e d , k i l l e d , o r o t h e r w i s e d i e s i s n o t a defense. (3) Suffering a prisoner to escape through design. An escape is suffered through design when it is intended. Such intent may be inferred from conduct so wantonly devoid of care that the only reasonable inference which may be drawn is that the escape was contemplated as a probable result. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Releasing a prisoner without proper authori- ty. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 2 years. (2) Suffering a prisoner to escape through neg- lect. Bad-conduct discharge, forfeiture of all pay and allowances, and confinement for 1 year. (3) Suffering a prisoner to escape through design. IV-31 ¶20.e.(3)Article 96

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Dishonorable discharge, forfeiture of all pay and al- lowances, and confinement for 2 years. f. Sample specifications. (1) Releasing a prisoner without proper authori- ty. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 2 0 , w i t h o u t p r o p e r a u t h o r i t y , r e l e a s e , a prisoner committed to his/her charge. (2) Suffering a prisoner to escape through neglect or design. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 2 0 , t h r o u g h ( n e g l e c t ) ( d e s i g n ) , s u f f e r , a prisoner committed to his/her charge, to escape. 21. Article 97—Unlawful detention a. Text of statute. Any person subject to this chapter who, except as provided by law, apprehends, arrests, or con- fines any person shall be punished as a court- martial may direct. b. Elements. ( 1 ) T h a t t h e a c c u s e d a p p r e h e n d e d , a r r e s t e d , o r confined a certain person; and (2) That the accused unlawfully exercised the ac- cused’s authority to do so. c. Explanation. (1) Scope. This article prohibits improper acts by those empowered by the code to arrest, apprehend, or confine. See Articles 7 and 9; R.C.M. 302, 304, 305, and 1101, and paragraphs 2 and 5b, Part V. It does not apply to private acts of false imprisonment or unlawful restraint of another’s freedom of move- ment by one not acting under such a delegation of authority under the code. (2) No force required. The apprehension, arrest, or confinement must be against the will of the per- son restrained, but force is not required. (3) Defense. A reasonable belief held by the per- son imposing restraint that it is lawful is a defense. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 3 years. f. Sample specification. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , unlawfully (apprehend ) (place in arrest) (confine in ). 22. Article 98—Noncompliance with procedural rules a. Text of statute. Any person subject to this chapter who— (1) is responsible for unnecessary delay in the disposition of any case of a person accused of an offense under this chapter; or ( 2 ) K n o w i n g l y a n d i n t e n t i o n a l l y f a i l s t o e n - force or comply with any provision of this chap- ter regulating the proceedings before, during, or after trial of an accused; shall be punished as a court-martial may direct. b. Elements. (1) Unnecessary delay in disposing of case. (a) That the accused was charged with a certain duty in connection with the disposition of a case of a person accused of an offense under the code; (b) That the accused knew that the accused was charged with this duty; (c) That delay occurred in the disposition of the case; (d) That the accused was responsible for the delay; and ( e ) T h a t , u n d e r t h e c i r c u m s t a n c e s , t h e d e l a y was unnecessary. (2) Knowingly and intentionally failing to enforce or comply with provisions of the code. (a) That the accused failed to enforce or com- ply with a certain provision of the code regulating a proceeding before, during, or after a trial; (b) That the accused had the duty of enforcing or complying with that provision of the code; (c) That the accused knew that the accused was charged with this duty; and ( d ) T h a t t h e a c c u s e d ’ s f a i l u r e t o e n f o r c e o r comply with that provision was intentional. c. Explanation. (1) Unnecessary delay in disposing of case. The purpose of section (1) of Article 98 is to ensure expeditious disposition of cases of persons accused of offenses under the code. A person may be respon- IV-32 ¶20.e.(3) Article 98

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sible for delay in the disposition of a case only when that person’s duties require action with respect to the disposition of that case. (2) Knowingly and intentionally failing to enforce or comply with provisions of the code. Section (2) of Article 98 does not apply to errors made in good faith before, during, or after trial. It is designed to punish intentional failure to enforce or comply with the provisions of the code regulating the proceedings before, during, and after trial. Unlawful command influence under Article 37 may be prosecuted under this Article. See also Article 31 and R.C.M. 104. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Unnecessary delay in disposing of case. Bad- conduct discharge, forfeiture of all pay and allow- ances, and confinement for 6 months. (2) Knowingly and intentionally failing to enforce or comply with provisions of the code. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 5 years. f. Sample specifications. (1) Unnecessary delay in disposing of case. In that (personal jurisdiction data), being charged with the duty of ((investigating) (tak- ing immediate steps to determine the proper disposi- tion of) charges preferred against , a person accused of an offense under the Uniform Code of Military Justice) ( ), was, (at/on board—location), on or about 20 , respon- sible for unnecessary delay in (investigating said charges) (determining the proper disposition of said charges ( ), in that he/she (did ) (failed to ) ( ). (2) Knowingly and intentionally failing to enforce or comply with provisions of the code. In that (personal jurisdiction data), being charged with the duty of , did, (at/on board—location), on or about 20 , knowingly and intentionally fail to (enforce) (com- p l y w i t h ) A r t i c l e , U n i f o r m C o d e o f Military Justice, in that he/she . 23. Article 99—Misbehavior before the enemy a. Text of statute. Any member of the armed forces who before or in the presence of the enemy— (1) runs away; ( 2 ) s h a m e f u l l y a b a n d o n s , s u r r e n d e r s , o r delivers up any command, unit, place, or military property which it is his duty to defend; ( 3 ) t h r o u g h d i s o b e d i e n c e , n e g l e c t , o r i n t e n - t i o n a l m i s c o n d u c t e n d a n g e r s t h e s a f e t y o f a n y such command, unit, place, or military property; (4) casts away his arms or ammunition; (5) is guilty of cowardly conduct; ( 6 ) q u i t s h i s p l a c e o f d u t y t o p l u n d e r o r pillage; (7) causes false alarms in any command, unit, or place under control of the armed forces; (8) willfully fails to do his utmost to encounter, engage, capture, or destroy any enemy troops, combatants, vessels, aircraft, or any other thing, which it is his duty so to encounter, engage, cap- ture, or destroy; or (9) does not afford all practicable relief and assistance to any troops, combatants, vessels, or a i r c r a f t o f t h e a r m e d f o r c e s b e l o n g i n g t o t h e United States or their allies when engaged in bat- tle; shall be punished by death or such other punishment as a court-martial may direct. b. Elements. (1) Running away. (a) That the accused was before or in the pres- ence of the enemy; (b) That the accused misbehaved by running away; and (c) That the accused intended to avoid actual or impending combat with the enemy by running away. ( 2 ) S h a m e f u l l y a b a n d o n i n g , s u r r e n d e r i n g , o r delivering up command. (a) That the accused was charged by orders or circumstances with the duty to defend a certain com- mand, unit, place, ship, or military property; ( b ) T h a t , w i t h o u t j u s t i f i c a t i o n , t h e a c c u s e d shamefully abandoned, surrendered, or delivered up that command, unit, place, ship, or military property; and IV-33 ¶23.b.(2)(b)Article 99

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(c) That this act occurred while the accused was before or in the presence of the enemy. ( 3 ) E n d a n g e r i n g s a f e t y o f a c o m m a n d , u n i t , place, ship, or military property. (a) That it was the duty of the accused to de- fend a certain command, unit, place, ship, or certain military property; (b) That the accused committed certain disobe- dience, neglect, or intentional misconduct; (c) That the accused thereby endangered the safety of the command, unit, place, ship, or military property; and (d) That this act occurred while the accused was before or in the presence of the enemy. (4) Casting away arms or ammunition. (a) That the accused was before or in the pres- ence of the enemy; and (b) That the accused cast away certain arms or ammunition. (5) Cowardly conduct. ( a ) T h a t t h e a c c u s e d c o m m i t t e d a n a c t o f cowardice; (b) That this conduct occurred while the ac- cused was before or in the presence of the enemy; and (c) That this conduct was the result of fear. (6) Quitting place of duty to plunder or pillage. (a) That the accused was before or in the pres- ence of the enemy; (b) That the accused quit the accused’s place of duty; and (c) That the accused’s intention in quitting was to plunder or pillage public or private property. (7) Causing false alarms. (a) That an alarm was caused in a certain com- mand, unit, or place under control of the armed forces of the United States; (b) That the accused caused the alarm; (c) That the alarm was caused without any rea- sonable or sufficient justification or excuse; and (d) That this act occurred while the accused was before or in the presence of the enemy. (8) Willfully failing to do utmost to encounter en- emy. (a) That the accused was serving before or in the presence of the enemy; (b) That the accused had a duty to encounter, engage, capture, or destroy certain enemy troops, combatants, vessels, aircraft, or a certain other thing; and (c) That the accused willfully failed to do the utmost to perform that duty. (9) Failing to afford relief and assistance. (a) That certain troops, combatants, vessels, or aircraft of the armed forces belonging to the United States or an ally of the United States were engaged in battle and required relief and assistance; (b) That the accused was in a position and able to render relief and assistance to these troops, com- batants, vessels, or aircraft, without jeopardy to the accused’s mission; (c) That the accused failed to afford all practi- cable relief and assistance; and (d) That, at the time, the accused was before or in the presence of the enemy. c. Explanation. (1) Running away. (a) Running away. “Running away” means an unauthorized departure to avoid actual or impending combat. It need not, however, be the result of fear, and there is no requirement that the accused literally run. (b) Enemy. “Enemy” includes organized forces of the enemy in time of war, any hostile body that our forces may be opposing, such as a rebellious mob or a band of renegades, and includes civilians a s w e l l a s m e m b e r s o f m i l i t a r y o r g a n i z a t i o n s . “Enemy” is not restricted to the enemy government or its armed forces. All the citizens of one belliger- ent are enemies of the government and all the citi- zens of the other. ( c ) B e f o r e t h e e n e m y . W h e t h e r a p e r s o n i s “before the enemy” is a question of tactical relation, not distance. For example, a member of an antiair- craft gun crew charged with opposing anticipated attack from the air, or a member of a unit about to move into combat may be before the enemy al- though miles from the enemy lines. On the other hand, an organization some distance from the front or immediate area of combat which is not a part of a tactical operation then going on or in immediate prospect is not “before or in the presence of the enemy” within the meaning of this article. IV-34 ¶23.b.(2)(c) Article 99

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( 2 ) S h a m e f u l l y a b a n d o n i n g , s u r r e n d e r i n g , o r delivering up of command. ( a ) S c o p e . T h i s p r o v i s i o n c o n c e r n s p r i m a r i l y c o m m a n d e r s c h a r g e a b l e w i t h r e s p o n s i b i l i t y f o r defending a command, unit, place, ship or military property. Abandonment by a subordinate would or- dinarily be charged as running away. (b) Shameful. Surrender or abandonment with- out justification is shameful within the meaning of this article. ( c ) S u r r e n d e r ; d e l i v e r u p . “ S u r r e n d e r ” a n d “deliver up” are synonymous for the purposes of this article. (d) Justification. Surrender or abandonment of a command, unit, place, ship, or military property by a person charged with its can be justified only by the utmost necessity or extremity. ( 3 ) E n d a n g e r i n g s a f e t y o f a c o m m a n d , u n i t , place, ship, or military property. (a) Neglect. “Neglect” is the absence of con- duct which would have been taken by a reasonably careful person in the same or similar circumstances. ( b ) I n t e n t i o n a l m i s c o n d u c t . “ I n t e n t i o n a l m i s - conduct” does not include a mere error in judgment. (4) Casting away arms or ammunition. Self-ex- planatory. (5) Cowardly conduct. ( a ) C o w a r d i c e . “ C o w a r d i c e ” i s m i s b e h a v i o r motivated by fear. (b) Fear. Fear is a natural feeling of apprehen- sion when going into battle. The mere display of apprehension does not constitute this offense. (c) Nature of offense. Refusal or abandonment of a performance of duty before or in the presence of the enemy as a result of fear constitutes this offense. (d) Defense. Genuine and extreme illness, not generated by cowardice, is a defense. (6) Quitting place of duty to plunder or pillage. (a) Place of duty. “Place of duty” includes any p l a c e o f d u t y , w h e t h e r p e r m a n e n t o r t e m p o r a r y , fixed or mobile. ( b ) P l u n d e r o r p i l l a g e . “ P l u n d e r o r p i l l a g e ” means to seize or appropriate public or private prop- erty unlawfully. (c) Nature of offense. The essence of this of- fense is quitting the place of duty with intent to plunder or pillage. Merely quitting with that purpose is sufficient, even if the intended misconduct is not done. (7) Causing false alarms. This provision covers spreading of false or disturbing rumors or reports, as well as the false giving of established alarm signals. (8) Willfully failing to do utmost to encounter en- emy. Willfully refusing a lawful order to go on a combat patrol may violate this provision. (9) Failing to afford relief and assistance. (a) All practicable relief and assistance. “All practicable relief and assistance” means all relief and assistance which should be afforded within the limi- tations imposed upon a person by reason of that person’s own specific tasks or mission. (b) Nature of offense. This offense is limited to a failure to afford relief and assistance to forces “engaged in battle.” d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. All offenses under Article 99. Death or such other punishment as a court-mar- tial may direct. f. Sample specifications. (1) Running away. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , (before) (in the presence of) the ene- my, run away (from his/her company) (and hide) ( ), (and did not return until after the engage- ment had been concluded) ( ). ( 2 ) S h a m e f u l l y a b a n d o n i n g , s u r r e n d e r i n g , o r delivering up command. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , (before) (in the presence of) the ene- my, shamefully (abandon) (surrender) (deliver up) , which it was his/her duty to defend. ( 3 ) E n d a n g e r i n g s a f e t y o f a c o m m a n d , u n i t , place, ship, or military property. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , (before) (in the presence of) the ene- my, endanger the safety of , which it was his/her duty to defend, by (disobeying an order from to engage the enemy)(neglecting his/her duty as a sentinel by engaging in a card game while on his/her post) (intentional misconduct IV-35 ¶23.f.(3)Article 99

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in that he/she became drunk and fired flares, thus revealing the location of his/her unit) ( ). (4) Casting away arms or ammunition. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , (before) (in the presence of) the ene- my, cast away his/her (rifle) (ammunition) ( ). (5) Cowardly conduct. In that (personal jurisdiction data), (at/on board—location), on or about 20 , (before) (in the presence of) the enemy, was guilty o f c o w a r d l y c o n d u c t a s a r e s u l t o f f e a r , i n t h a t . (6) Quitting place of duty to plunder or pillage. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , (before) (in the presence of) the ene- my, quit his/her place of duty for the purpose of (plundering) (pillaging) (plundering and pillaging). (7) Causing false alarms. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , (before) (in the presence of) the ene- my, cause a false alarm in (Fort ) (the said ship) (the camp) ( ) by (needlessly and with- out authority (causing the call to arms to be soun- ded) (sounding the general alarm)) ( ). (8) Willfully failing to do utmost to encounter en- emy. In that (personal jurisdiction data), being (before) (in the presence of) the enemy, did, (at/on board—location), on or about 20 , by, (ordering his/her troops to halt their advance) ( ), willfully fail to do his/her utmost to (encounter) (engage) (capture) (destroy), as it was his/her duty to do, (certain enemy troops which were in retreat) ( ). (9) Failing to afford relief and assistance. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , (before) (in the presence of) the ene- my, fail to afford all practicable relief and assistance to (the USS , which was engaged in battle and had run aground, in that he/she failed to take her in tow) (certain troops of the ground forces of , which were engaged in battle and were pinned down by enemy fire, in that he/she failed to furnish air cover) ( ) as he/she properly should have done. 24. Article 100—Subordinate compelling surrender a. Text of statute. Any person subject to this chapter who com- pels or attempts to compel the commander of any place, vessel, aircraft, or other military property, or of any body of members of the armed forces, to give it up to an enemy or to abandon it, or who strikes the colors or flag to an enemy with- out proper authority, shall be punished by death or such other punishment as a court-martial may direct. b. Elements. (1) Compelling surrender. (a) That a certain person was in command of a certain place, vessel, aircraft, or other military prop- erty or of a body of members of the armed forces; (b) That the accused did an overt act which was intended to and did compel that commander to give it up to the enemy or abandon it; and (c) That the place, vessel, aircraft, or other mil- itary property or body of members of the armed f o r c e s w a s a c t u a l l y g i v e n u p t o t h e e n e m y o r abandoned. (2) Attempting to compel surrender. (a) That a certain person was in command of a certain place, vessel, aircraft, or other military prop- erty or of a body of members of the armed forces; (b) That the accused did a certain overt act; (c) That the act was done with the intent to compel that commander to give up to the enemy or abandon the place, vessel, aircraft, or other military property or body of members of the armed forces; (d) That the act amounted to more than mere preparation; and ( e ) T h a t t h e a c t a p p a r e n t l y t e n d e d t o b r i n g about the compelling of surrender or abandonment. (3) Striking the colors or flag. (a) That there was an offer of surrender to an enemy; (b) That this offer was made by striking the colors or flag to the enemy or in some other manner; (c) That the accused made or was responsible for the offer; and IV-36 ¶23.f.(3) Article 100

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(d) That the accused did not have proper au- thority to make the offer. c. Explanation. (1) Compelling surrender. (a) Nature of offense. The offenses under this article are similar to mutiny or attempted mutiny designed to bring about surrender or abandonment. Unlike some cases of mutiny, however, concert of action is not an essential element of the offenses under this article. The offense is not complete until the place, military property, or command is actually abandoned or given up to the enemy. (b) Surrender. “Surrender” and “to give it up to an enemy” are synonymous. (c) Acts required. The surrender or abandon- ment must be compelled or attempted to be com- pelled by acts rather than words. (2) Attempting to compel surrender. The offense of attempting to compel a surrender or abandonment does not require actual abandonment or surrender, but there must be some act done with this purpose in view, even if it does not accomplish the purpose. (3) Striking the colors or flag. (a) In general. To “strike the colors or flag” is to haul down the colors or flag in the face of the enemy or to make any other offer of surrender. It is traditional wording for an act of surrender. (b) Nature of offense. The offense is committed when one assumes the authority to surrender a mili- tary force or position when not authorized to do so either by competent authority or by the necessities of battle. If continued battle has become fruitless and it is impossible to communicate with higher authority, those facts will constitute proper authority to surrender. The offense may be committed when- ever there is sufficient contact with the enemy to give the opportunity of making an offer of surrender and it is not necessary that an engagement with the enemy be in progress. It is unnecessary to prove that the offer was received by the enemy or that it was rejected or accepted. The sending of an emissary charged with making the offer or surrender is an act sufficient to prove the offer, even though the emis- sary does not reach the enemy. (4) Enemy. For a discussion of “enemy,” see par- agraph 23c(1)( b). d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. All offenses under Article 100. Death or such other punishment as a court- martial may direct. f. Sample specifications. (1) Compelling surrender or attempting to com- pel surrender. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , (attempt to) compel , the commander of , (to give up to the ene- my) (to abandon) said , by . (2) Striking the colors or flag. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , without proper authority, offer to sur- render to the enemy by (striking the (colors) (flag)) ( ). 25. Article 101—Improper use of countersign a. Text of statute. Any person subject to this chapter who in time of war discloses the parole or countersign to any person not entitled to receive it or who gives to another who is entitled to receive and use the parole or countersign a different parole or coun- tersign from that which, to his knowledge, he was authorized and required to give, shall be pun- ished by death or such other punishment as a court-martial may direct. b. Elements. (1) Disclosing the parole or countersign to one not entitled to receive it. (a) That, in time of war, the accused disclosed the parole or countersign to a person, identified or unidentified; and (b) That this person was not entitled to receive it. (2) Giving a parole or countersign different from that authorized. (a) That, in time of war, the accused knew that the accused was authorized and required to give a certain parole or countersign; and (b) That the accused gave to a person entitled to receive and use this parole or countersign a differ- ent parole or countersign from that which the ac- cused was authorized and required to give. c. Explanation. (1) Countersign. A countersign is a word, signal, IV-37 ¶25.c.(1)Article 101

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or procedure given from the principal headquarters of a command to aid guards and sentinels in their scrutiny of persons who apply to pass the lines. It consists of a secret challenge and a password, signal, or procedure. (2) Parole. A parole is a word used as a check on the countersign; it is given only to those who are entitled to inspect guards and to commanders of guards. (3) Who may receive countersign. The class of persons entitled to receive the countersign or parole will expand and contract under the varying circum- stances of war. Who these persons are will be deter- mined largely, in any particular case, by the general or special orders under which the accused was act- ing. Before disclosing such a word, a person subject to military law must determine at that person’s peril that the recipient is a person authorized to receive it. (4) Intent, motive, negligence, mistake, ignorance not defense. The accused’s intent or motive in dis- closing the countersign or parole is immaterial to the issue of guilt, as is the fact that the disclosure was negligent or inadvertent. It is no defense that the accused did not know that the person to whom the countersign or parole was given was not entitled to receive it. (5) How accused received countersign or parole. It is immaterial whether the accused had received the countersign or parole in the regular course of duty or whether it was obtained in some other way. (6) In time of war. See R.C.M. 103(19). d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Death or such other pun- ishment as a court-martial may direct. f. Sample specifications. (1) Disclosing the parole or countersign to one not entitled to receive it. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , a time of war, disclose the (parole) (countersign), to wit: , to , a person who was not entitled to receive it. (2) Giving a parole or countersign different from that authorized. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , a time of war, give to , a person entitled to receive and use the (parole) (coun- t e r s i g n ) , a ( p a r o l e ) ( c o u n t e r s i g n ) , n a m e l y : which was different from that which, to his/her knowledge, he/she was authorized and re- quired to give, to wit: . 26. Article 102—Forcing a safeguard a. Text of statute. Any person subject to this chapter who forces a safeguard shall suffer death or such other pun- ishment as a court-martial may direct. b. Elements. (1) that a safeguard had been issued or posted for the protection of a certain person or persons, place, or property; (2) That the accused knew or should have known of the safeguard; and (3) That the accused forced the safeguard. c. Explanation. ( 1 ) S a f e g u a r d . A s a f e g u a r d i s a d e t a c h m e n t , guard, or detail posted by a commander for the pro- tection of persons, places, or property of the enemy, or of a neutral affected by the relationship of bellig- erent forces in their prosecution of war or during circumstances amounting to a state of belligerency. The term also includes a written order left by a commander with an enemy subject or posted upon enemy property for the protection of that person or property. A safeguard is not a device adopted by a belligerent to protect its own property or nationals or to ensure order within its own forces, even if those forces are in a theater of combat operations, and the posting of guards or of off-limits signs does not e s t a b l i s h a s a f e g u a r d u n l e s s a c o m m a n d e r t a k e s those actions to protect enemy or neutral persons or property. The effect of a safeguard is to pledge the honor of the nation that the person or property shall be respected by the national armed forces. (2) Forcing a safeguard. “Forcing a safeguard” means to perform an act or acts in violation of the protection of the safeguard. (3) Nature of offense. Any trespass on the protec- tion of the safeguard will constitute an offense under this article, whether the safeguard was imposed in time of war or in circumstances amounting to a state of belligerency short of a formal state of war. ( 4 ) K n o w l e d g e . A c t u a l k n o w l e d g e o f t h e safeguard is not required. It is sufficient if an ac- cused should have known of the existence of the safeguard. IV-38 ¶25.c.(1) Article 102

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d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Death or such other pun- ishment as a court-martial may direct. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location), on or about 20 , force a safeguard, (known by him/her to have been placed over the premises occu- pied by at by (overwhelm- ing the guard posted for the protection of the same) ( )) ( ). 27. Article 103—Captured or abandoned property a. Text of statute. (a) All persons subject to this chapter shall se- cure all public property taken from the enemy for the service of the United States, and shall give n o t i c e a n d t u r n o v e r t o t h e p r o p e r a u t h o r i t y without delay all captured or abandoned prop- erty in their possession, custody, or control. (b) Any person subject to this chapter who— (1) fails to carry out the duties prescribed in subsection ( a); (2) buys, sells, trades, or in any way deals in or disposes of captured or abandoned property, whereby he receives or expects any profit, bene- fit, or advantage to himself or another directly or indirectly connected with himself; or (3) engages in looting or pillaging; shall be punished as a court-martial may direct. b. Elements. (1) Failing to secure public property taken from the enemy. (a) That certain public property was taken from the enemy; (b) That this property was of a certain value; and (c) That the accused failed to do what was rea- sonable under the circumstances to secure this prop- erty for the service of the United States. (2) Failing to report and turn over captured or abandoned property. (a) That certain captured or abandoned public or private property came into the possession, custo- dy, or control of the accused; (b) That this property was of a certain value; and (c) That the accused failed to give notice of its receipt and failed to turn over to proper authority, without delay, the captured or abandoned public or private property. (3) Dealing in captured or abandoned property. (a) That the accused bought, sold, traded, or otherwise dealt in or disposed of certain public or private captured or abandoned property; (b) That this property was of certain value; and (c) That by so doing the accused received or expected some profit, benefit, or advantage to the accused or to a certain person or persons connected directly or indirectly with the accused. (4) Looting or pillaging. (a) That the accused engaged in looting, pillag- ing, or looting and pillaging by unlawfully seizing or appropriating certain public or private property; (b) That this property was located in enemy or occupied territory, or that it was on board a seized or captured vessel; and (c) That this property was: (i) left behind, owned by, or in the custody of the enemy, an occupied state, an inhabitant of an occupied state, or a person under the protection of the enemy or occupied state, or who, immediately prior to the occupation of the place where the act occurred, was under the protection of the enemy or occupied state; or (ii) part of the equipment of a seized or cap- tured vessel; or (iii) owned by, or in the custody of the offi- cers, crew, or passengers on board a seized or cap- tured vessel. c. Explanation. (1) Failing to secure public property taken from the enemy. (a) Nature of property. Unlike the remaining offenses under this article, failing to secure public property taken from the enemy involves only public property. Immediately upon its capture from the en- emy public property becomes the property of the United States. Neither the person who takes it nor a n y o t h e r p e r s o n h a s a n y p r i v a t e r i g h t i n t h i s property. ( b ) N a t u r e o f d u t y . E v e r y p e r s o n s u b j e c t t o military law has an immediate duty to take such IV-39 ¶27.c.(1)(b)Article 103

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steps as are reasonably within that person’s power to secure public property for the service of the United States and to protect it from destruction or loss. (2) Failing to report and turn over captured or abandoned property. (a) Reports. Reports of receipt of captured or a b a n d o n e d p r o p e r t y a r e t o b e m a d e d i r e c t l y o r through such channels as are required by current regulations, orders, or the customs of the service. (b) Proper authority. “Proper authority” is any authority competent to order disposition of the prop- erty in question. (3) Dealing in captured or abandoned property. “Disposed of” includes destruction or abandonment. (4) Looting or pillaging. “Looting or pillaging” means unlawfully seizing or appropriating property which is located in enemy or occupied territory. (5) Enemy. For a discussion of “enemy,” see par- agraph 23c(1)(b). d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Failing to secure public property taken from the enemy; failing to secure, give notice and turn over, selling, or otherwise wrongfully dealing in or disposing of captured or abandoned property: (a) of a value of $500.00 or less. Bad-conduct discharge, forfeiture of all pay and allowances, and confinement for 6 months. (b) of a value of more than $500.00 or any firearm or explosive. Dishonorable discharge, forfei- ture of all pay and allowances, and confinement for 5 years. (2) Looting or pillaging. Any punishment, other t h a n d e a t h , t h a t a c o u r t - m a r t i a l m a y d i r e c t . S e e R.C.M. 1003. f. Sample specifications. (1) Failing to secure public property taken from the enemy. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , fail to secure for the service of the United States certain public property taken from the enemy, to wit: , of a value of (about) $ . (2) Failing to report and turn over captured or abandoned property. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , fail to give notice and turn over to p r o p e r a u t h o r i t y w i t h o u t d e l a y c e r t a i n ( c a p t u r e d ) (abandoned) property which had come into his/her ( p o s s e s s i o n ) ( c u s t o d y ) ( c o n t r o l ) , t o w i t : , of a value of (about), $ . (3) Dealing in captured or abandoned property. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , (buy) (sell) (trade) (deal in) (dispose of) ( ) certain (captured) (abandoned) property, to wit: , (a firearm) (an explosive), of a value of (about) $ , thereby (receiving) (ex- pecting) a (profit) (benefit) (advantage) to (himself/ herself) ( , his/her accomplice) ( , his/ her brother) ( ). (4) Looting or pillaging. In that (personal jurisdiction data), did, (at/on- b o a r d — l o c a t i o n ) , o n o r a b o u t ( d a t e ) , e n g a g e i n (looting) (and) (pillaging) by unlawfully (seizing) ( a p p r o p r i a t i n g ) , ( p r o p e r t y w h i c h h a d been left behind) (the property of ), ((an inhabitant of ) ( )). 28. Article 104—Aiding the enemy a. Text of statute. Any person who— (1) aids, or attempts to aid, the enemy with a r m s , a m m u n i t i o n , s u p p l i e s , m o n e y , o r o t h e r things; or (2) without proper authority, knowingly har- bors or protects or gives intelligence to or com- m u n i c a t e s o r c o r r e s p o n d s w i t h o r h o l d s a n y intercourse with the enemy, either directly or in- directly; shall suffer death or such other punish- ment as a court-martial or military commission may direct. b. Elements. (1) Aiding the enemy. (a) That the accused aided the enemy; and (b) That the accused did so with certain arms, ammunition, supplies, money, or other things. (2) Attempting to aid the enemy. (a) That the accused did a certain overt act; (b) That the act was done with the intent to aid the enemy with certain arms, ammunition, supplies, money, or other things; (c) That the act amounted to more than mere preparation; and IV-40 ¶27.c.(1)(b) Article 104

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( d ) T h a t t h e a c t a p p a r e n t l y t e n d e d t o b r i n g about the offense of aiding the enemy with certain arms, ammunition, supplies, money, or other things. (3) Harboring or protecting the enemy. (a) That the accused, without proper authority, harbored or protected a person; (b) That the person so harbored or protected was the enemy; and (c) That the accused knew that the person so harbored or protected was an enemy. (4) Giving intelligence to the enemy. (a) That the accused, without proper authority, knowingly gave intelligence information to the ene- my; and (b) That the intelligence information was true, or implied the truth, at least in part. (5) Communicating with the enemy. (a) That the accused, without proper authority, c o m m u n i c a t e d , c o r r e s p o n d e d , o r h e l d i n t e r c o u r s e with the enemy; and; (b) That the accused knew that the accused was c o m m u n i c a t i n g , c o r r e s p o n d i n g , o r h o l d i n g i n t e r - course with the enemy. c. Explanation. (1) Scope of Article 104. This article denounces offenses by all persons whether or not otherwise subject to military law. Offenders may be tried by court-martial or by military commission. (2) Enemy. For a discussion of “enemy,” see par- agraph 23c(1)(b). (3) Aiding or attempting to aid the enemy. It is not a violation of this article to furnish prisoners of war subsistence, quarters, and other comforts or aid to which they are lawfully entitled. (4) Harboring or protecting the enemy. (a) Nature of offense. An enemy is harbored or protected when, without proper authority, that en- emy is shielded, either physically or by use of any artifice, aid, or representation from any injury or misfortune which in the chance of war may occur. (b) Knowledge. Actual knowledge is required, but may be proved by circumstantial evidence. (5) Giving intelligence to the enemy. (a) Nature of offense. Giving intelligence to the enemy is a particular case of corresponding with the enemy made more serious by the fact that the com- munication contains intelligence that may be useful to the enemy for any of the many reasons that make i n f o r m a t i o n v a l u a b l e t o b e l l i g e r e n t s . T h i s i n t e l l i - gence may be conveyed by direct or indirect means. (b) Intelligence. “Intelligence” imports that the information conveyed is true or implies the truth, at least in part. (c) Knowledge. Actual knowledge is required but may be proved by circumstantial evidence. (6) Communicating with the enemy. ( a ) N a t u r e o f t h e o f f e n s e . N o u n a u t h o r i z e d communication, correspondence, or intercourse with the enemy is permissible. The intent, content, and method of the communication, correspondence, or intercourse are immaterial. No response or receipt by the enemy is required. The offense is complete the moment the communication, correspondence, or intercourse issues from the accused. The communi- cation, correspondence, or intercourse may be con- veyed directly or indirectly. A prisoner of war may v i o l a t e t h i s A r t i c l e b y e n g a g i n g i n u n a u t h o r i z e d communications with the enemy. See also paragraph 29c(3). (b) Knowledge. Actual knowledge is required but may be proved by circumstantial evidence. (c) Citizens of neutral powers. Citizens of neu- tral powers resident in or visiting invaded or occu- p i e d t e r r i t o r y c a n c l a i m n o i m m u n i t y f r o m t h e customary laws of war relating to communication with the enemy. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Death or such other pun- ishment as a court-martial or military commission may direct. f. Sample specifications. (1) Aiding or attempting to aid the enemy. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 2 0 , ( a t t e m p t t o ) a i d t h e e n e m y w i t h (arms) (ammunition) (supplies) (money) ( ), by (furnishing and delivering to , members of the enemy’s armed forces ) ( ). (2) Harboring or protecting the enemy. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , without proper authority, knowingly (harbor) (protect) , an enemy, by (con- cealing the said in his/her house) ( ). (3) Giving intelligence to the enemy. IV-41 ¶28.f.(3)Article 104

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In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , without proper authority, knowingly give intelligence to the enemy, by (informing a pa- trol of the enemy’s forces of the whereabouts of a military patrol of the United States forces) ( ). (4) Communicating with the enemy. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , without proper authority, knowingly (communicate with) (correspond with) (hold inter- course with) the enemy (by writing and transmitting secretly through the lines to one , whom he/she, the said , knew to be (an officer of the enemy’s armed forces) ( ) a communi- cation in words and figures substantially as follows, to wit: )) ((indirectly by publishing in , a newspaper published at , a communication in words and figures as follows, to wit: , which communication was intended to reach the en- emy)) (( )). 29. Article 105—Misconduct as a prisoner a. Text of statute. Any person subject to this chapter who, while in the hands of the enemy in time of war— (1) for the purpose of securing favorable treat- ment by his captors acts without proper authority in a manner contrary to law, custom, or regula- tion, to the detriment of others of whatever na- tionality held by the enemy as civilian or military prisoners; or (2) while in a position of authority over such persons maltreats them without justifiable cause; shall be punished as a court-martial may direct. b. Elements. (1) Acting without authority to the detriment of another for the purpose of securing favorable treat- ment. (a) That without proper authority the accused a c t e d i n a m a n n e r c o n t r a r y t o l a w , c u s t o m , o r regulation; (b) That the act was committed while the ac- cused was in the hands of the enemy in time of war; (c) That the act was done for the purpose of securing favorable treatment of the accused by the captors; and (d) That other prisoners held by the enemy, either military or civilian, suffered some detriment because of the accused’s act. (2) Maltreating prisoners while in a position of authority. (a) That the accused maltreated a prisoner held by the enemy; (b) That the act occurred while the accused was in the hands of the enemy in time of war; (c) That the accused held a position of author- ity over the person maltreated; and (d) That the act was without justifiable cause. c. Explanation. (1) Enemy. For a discussion of “enemy,” see par- agraph 23c(1)(b). (2) In time of war. See R.C.M. 103(19). (3) Acting without authority to the detriment of another for the purpose of securing favorable treat- ment. (a) Nature of offense. Unauthorized conduct by a prisoner of war must be intended to result in im- provement by the enemy of the accused’s condition and must operate to the detriment of other prisoners either by way of closer confinement, reduced ra- tions, physical punishment, or other harm. Examples of this conduct include reporting plans of escape being prepared by others or reporting secret food caches, equipment, or arms. The conduct of the pris- oner must be contrary to law, custom, or regulation. (b) Escape. Escape from the enemy is author- ized by custom. An escape or escape attempt which r e s u l t s i n c l o s e r c o n f i n e m e n t o r o t h e r m e a s u r e s against fellow prisoners still in the hands of the enemy is not an offense under this article. (4) Maltreating prisoners while in a position of authority. (a) Authority. The source of authority is not material. It may arise from the military rank of the accused or—despite service regulations or customs to the contrary—designation by the captor authori- ties, or voluntary election or selection by other pris- oners for their self-government. ( b ) M a l t r e a t m e n t . T h e m a l t r e a t m e n t m u s t b e real, although not necessarily physical, and it must be without justifiable cause. Abuse of an inferior by inflammatory and derogatory words may, through mental anguish, constitute this offense. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. IV-42 ¶28.f.(3) Article 105

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e . M a x i m u m p u n i s h m e n t . A n y p u n i s h m e n t o t h e r t h a n d e a t h t h a t a c o u r t - m a r t i a l m a y d i r e c t . S e e R.C.M. 1003. f. Sample specifications. (1) Acting without authority to the detriment of another for the purpose of securing favorable treat- ment. In that (personal jurisdiction data), while in the hands of the enemy, did, (at/on board— location) on or about 20 , a time of war, without proper authority and for the purpose of se- curing favorable treatment by his/her captors, (report to the commander of Camp the prepara- tions by , a prisoner at said camp, to e s c a p e , a s a r e s u l t o f w h i c h r e p o r t t h e s a i d was placed in solitary confinement) ( ). (2) Maltreating prisoner while in a position of authority. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , a time of war, while in the hands of t h e e n e m y a n d i n a p o s i t i o n o f a u t h o r i t y o v e r , a prisoner at , as (officer in charge of prisoners at ) ( ), maltreat the said by (depriving him/her of ) ( ), without justifiable cause. 30. Article 106—Spies a. Text of statute. Any person who in time of war is found lurk- ing as a spy or acting as a spy in or about any place, vessel, or aircraft, within the control or jurisdiction of any of the armed forces, or in or about any shipyard, any manufacturing or indus- trial plant, or any other place or institution en- gaged in work in aid of the prosecution of the war by the United States, or elsewhere, shall be tried by a general court-martial or by a military commission and on conviction shall be punished by death. b. Elements. (1) That the accused was found in, about, or in and about a certain place, vessel, or aircraft within the control or jurisdiction of an armed force of the United States, or a shipyard, manufacturing or indus- trial plant, or other place or institution engaged in work in aid of the prosecution of the war by the United States, or elsewhere; (2) That the accused was lurking, acting clandes- tinely or under false pretenses; (3) That the accused was collecting or attempting to collect certain information; (4) That the accused did so with the intent to convey this information to the enemy; and (5) That this was done in time of war. c. Explanation. (1) In time of war. See R.C.M. 103(19). (2) Enemy. For a discussion of “enemy,” see par- agraph 23c(1)(b). ( 3 ) S c o p e o f o f f e n s e . T h e w o r d s “ a n y p e r s o n ” bring within the jurisdiction of general courts-mar- tial and military commissions all persons of what- ever nationality or status who commit spying. (4) Nature of offense. A person can be a spy only when, acting clandestinely or under false pretenses, that person obtains or seeks to obtain information with the intent to convey it to a hostile party. It is not essential that the accused obtain the information sought or that it be communicated. The offense is c o m p l e t e w i t h l u r k i n g o r a c t i n g c l a n d e s t i n e l y o r under false pretenses with intent to accomplish these objects. (5) Intent. It is necessary to prove an intent to convey information to the enemy. This intent may be inferred from evidence of a deceptive insinuation of the accused among our forces, but evidence that the person had come within the lines for a compara- tively innocent purpose, as to visit family or to reach friendly lines by assuming a disguise, is admissible to rebut this inference. (6) Persons not included under “spying.” ( a ) M e m b e r s o f a m i l i t a r y o r g a n i z a t i o n n o t wearing a disguise, dispatch drivers, whether mem- bers of a military organization or civilians, and per- sons in ships or aircraft who carry out their missions openly and who have penetrated enemy lines are not spies because, while they may have resorted to con- cealment, they have not acted under false pretenses. (b) A spy who, after rejoining the armed forces to which the spy belongs, is later captured by the enemy incurs no responsibility for previous acts of espionage. (c) A person living in occupied territory who, w i t h o u t l u r k i n g , o r a c t i n g c l a n d e s t i n e l y o r u n d e r false pretenses, merely reports what is seen or heard through agents to the enemy may be charged under IV-43 ¶30.c.(6)(c)Article 106

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Article 104 with giving intelligence to or communi- c a t i n g w i t h t h e e n e m y , b u t m a y n o t b e c h a r g e d under this article as being a spy. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Mandatory punishment. Death. f. Sample specification. In that (personal jurisdiction data), was, (at/on board—location), on or about 20 , a time of war, found (lurking) (acting) as a spy (in) (about) (in and about) , (a (fortification) (port) (base) (vessel) (aircraft) ( ) within the (control)(jurisdiction) (control and jurisdiction) o f a n a r m e d f o r c e o f t h e U n i t e d S t a t e s , t o w i t : ) ( a ( s h i p y a r d ) ( m a n u f a c t u r i n g p l a n t ) (industrial plant) ( ) engaged in work in aid of the prosecution of the war by the United States) ( ), for the purpose of (collect- ing) (attempting to collect) information in regard to the ((numbers) (resources) (operations) ( ) of the armed forces of the United States) ((military produc- tion) ( ) of the United States) ( ), with intent to impart the same to the enemy. 30a. Article 106a—Espionage a. Text of statute. (a)(1) Any person subject to this chapter who, with intent or reason to believe that it is to be used to the injury of the United States or to the a d v a n t a g e o f a f o r e i g n n a t i o n , c o m m u n i c a t e s , delivers, or transmits, or attempts to communi- cate, deliver, or transmit, to any entity described in paragraph (2), either directly or indirectly, an- ything described in paragraph (3) shall be pun- ished as a court-martial may direct, except that if the accused is found guilty of an offense that directly concerns (A) nuclear weaponry, military spacecraft or satellites, early warning systems, or o t h e r m e a n s o f d e f e n s e o r r e t a l i a t i o n a g a i n s t large scale attack, (B) war plans, (C) communica- tions intelligence or cryptographic information, or (D) any other major weapons system or major element of defense strategy, the accused shall be punished by death or such other punishment as a court-martial may direct. (2) An entity referred to in paragraph (1) is— (A) a foreign government; (B) a faction or party or military or naval force within a foreign country, whether recog- nized or unrecognized by the United States; or ( C ) a r e p r e s e n t a t i v e , o f f i c e r , a g e n t , e m - ployee, subject, or citizen of such a government, faction, party, or force. (3) A thing referred to in paragraph (1) is a d o c u m e n t , w r i t i n g , c o d e b o o k , s i g n a l b o o k , sketch, photograph, photographic negative, blue- print, plan, map, model, note, instrument, appli- a n c e , o r i n f o r m a t i o n r e l a t i n g t o t h e n a t i o n a l defense. (b)(1) No person may be sentenced by court- martial to suffer death for an offense under this section (article) unless— ( A ) t h e m e m b e r s o f t h e c o u r t - m a r t i a l u n - animously find at least one of the aggravating factors set out in subsection (c); and ( B ) t h e m e m b e r s u n a n i m o u s l y d e t e r m i n e that any extenuating or mitigating circumstances are substantially outweighed by any aggravating circumstances, including the aggravating factors set out under subsection (c). ( 2 ) F i n d i n g s u n d e r t h i s s u b s e c t i o n m a y b e based on— (A) evidence introduced on the issue of guilt or innocence; (B) evidence introduced during the sentenc- ing proceeding; or (C) all such evidence. (3) The accused shall be given broad latitude to present matters in extenuation and mitigation. (c) A sentence of death may be adjudged by a court-martial for an offense under this section (article) only if the members unanimously find, beyond a reasonable doubt, one or more of the following aggravating factors: (1) The accused has been convicted of an- other offense involving espionage or treason for which either a sentence of death or imprisonment for life was authorized by statute. (2) In the commission of the offense, the ac- cused knowingly created a grave risk of substan- tial damage to the national security. (3) In the commission of the offense, the ac- cused knowingly created a grave risk of death to another person. (4) Any other factor that may be prescribed IV-44 ¶30.c.(6)(c) Article 106a

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by the President by regulations under section 836 of this title (Article 36). b. Elements. (1) Espionage. (a) That the accused communicated, delivered, or transmitted any document, writing, code book, signal book, sketch, photograph, photographic nega- tive, blueprint, plan, map, model, note, instrument, a p p l i a n c e , o r i n f o r m a t i o n r e l a t i n g t o t h e n a t i o n a l defense; ( b ) T h a t t h i s m a t t e r w a s c o m m u n i c a t e d , delivered, or transmitted to any foreign government, or to any faction or party or military or naval force within a foreign country, whether recognized or un- recognized by the United States, or to any represent- ative, officer, agent, employee, subject or citizen thereof, either directly or indirectly; and ( c ) T h a t t h e a c c u s e d d i d s o w i t h i n t e n t o r reason to believe that such matter would be used to the injury of the United States or to the advantage of a foreign nation. (2) Attempted espionage. (a) That the accused did a certain overt act; (b) That the act was done with the intent to commit the offense of espionage; (c) That the act amounted to more than mere preparation; and ( d ) T h a t t h e a c t a p p a r e n t l y t e n d e d t o b r i n g about the offense of espionage. (3) Espionage as a capital offense. (a) That the accused committed espionage or attempted espionage; and (b) That the offense directly concerned (1) nu- c l e a r w e a p o n r y , m i l i t a r y s p a c e c r a f t o r s a t e l l i t e s , early warning systems, or other means of defense or retaliation against large scale attack, (2) war plans, (3) communications intelligence or cryptographic in- formation, or (4) any other major weapons system or major element of defense strategy. c. Explanation. (1) Intent. “Intent or reason to believe” that the information “is to be used to the injury of the United S t a t e s o r t o t h e a d v a n t a g e o f a f o r e i g n n a t i o n ” means that the accused acted in bad faith and with- out lawful authority with respect to information that is not lawfully accessible to the public. ( 2 ) N a t i o n a l d e f e n s e i n f o r m a t i o n . “ I n s t r u m e n t , appliance, or information relating to the national de- fense” includes the full range of modern technology and matter that may be developed in the future, including chemical or biological agents, computer technology, and other matter related to the national defense. (3) Espionage as a capital offense. Capital pun- ishment is authorized if the government alleges and proves that the offense directly concerned (1) nu- c l e a r w e a p o n r y , m i l i t a r y s p a c e c r a f t o r s a t e l l i t e s , early warning systems, or other means of defense or retaliation against large scale attack, (2) war plans, (3) communications intelligence or cryptographic in- formation, or (4) any other major weapons system or major element of defense strategy. See R.C.M. 1004 concerning sentencing proceedings in capital cases. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Espionage as a capital offense. Death or such other punishment as a court-martial may direct. See R.C.M. 1003. (2) Espionage or attempted espionage. Any pun- ishment, other than death, that a court-martial may direct. See R.C.M. 1003. f. Sample specification. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , with intent or reason to believe it would be used to the injury of the United States or to the advantage of , a foreign nation, ( a t t e m p t t o ) ( c o m m u n i c a t e ) ( d e l i v e r ) ( t r a n s m i t ) (description of item), (a document) (a writing) (a code book) (a sketch) (a photograph) (a photographic negative) (a blueprint) (a plan) (a map) (a model) (a note) (an instrument) (an appliance) ( i n f o r m a t i o n ) r e l a t i n g t o t h e n a t i o n a l d e f e n s e , ((which directly concerned (nuclear weaponry) (mil- itary spacecraft) (military satellites) (early warning systems) ( , a means of defense or retal- iation against a large scale attack) (war plans) (com- m u n i c a t i o n s i n t e l l i g e n c e ) ( c r y p t o g r a p h i c information) ( , a major weapons system) ( , a major element of defense strategy)) to ((a representative of) (an officer of) (an agent of) (an employee of) (a subject of) (a citizen of)) ((a foreign government) (a faction within a for- eign country) (a party within a foreign country) (a military force within a foreign country) (a naval IV-45 ¶30a.f.Article 106a

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f o r c e w i t h i n a f o r e i g n c o u n t r y ) ) ( i n d i r e c t l y b y ). 31. Article 107—False official statements a. Text of statute. Any person subject to this chapter who, with intent to deceive, signs any false record, return, r e g u l a t i o n , o r d e r , o r o t h e r o f f i c i a l d o c u m e n t , knowing it to be false, or makes any other false official statement knowing it to be false, shall be punished as a court-martial may direct. b. Elements. (1) That the accused signed a certain official doc- ument or made a certain official statement; (2) That the document or statement was false in certain particulars; (3) That the accused knew it to be false at the time of signing it or making it; and ( 4 ) T h a t t h e f a l s e d o c u m e n t o r s t a t e m e n t w a s made with the intent to deceive. c. Explanation. ( 1 ) O f f i c i a l d o c u m e n t s a n d s t a t e m e n t s . O f f i c i a l documents and official statements include all docu- ments and statements made in the line of duty. (2) Status of victim of the deception. The rank of any person intended to be deceived is immaterial if that person was authorized in the execution of a particular duty to require or receive the statement or document from the accused. The government may be the victim of this offense. ( 3 ) I n t e n t t o d e c e i v e . T h e f a l s e r e p r e s e n t a t i o n must be made with the intent to deceive. It is not necessary that the false statement be material to the issue inquiry. If, however, the falsity is in respect to a material matter, it may be considered as some e v i d e n c e o f t h e i n t e n t t o d e c e i v e , w h i l e i m - materiality may tend to show an absence of this intent. ( 4 ) M a t e r i a l g a i n . T h e e x p e c t a t i o n o f m a t e r i a l gain is not an element of this offense. Such expecta- tion or lack of it, however, is circumstantial evi- dence bearing on the element of intent to deceive. ( 5 ) K n o w l e d g e t h a t t h e d o c u m e n t o r s t a t e m e n t w a s f a l s e . T h e f a l s e r e p r e s e n t a t i o n m u s t b e o n e which the accused actually knew was false. Actual knowledge may be proved by circumstantial evi- dence. An honest, although erroneous, belief that a statement made is true, is a defense. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 5 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location), (subject-matter jurisdic- tion data, if required), on or about 20 , with intent to deceive, (sign an official (record) (re- turn) ( ), to wit: ) (make to , an official statement, to wit: ), which (record) ( r e t u r n ) ( s t a t e m e n t ) ( ) w a s ( t o t a l l y f a l s e ) (false in that ), and was then known by the said to be so false. 32. Article 108—Military property of the United States—sale, loss, damage, destruction, or wrongful disposition a. Text of statute. Any person subject to this chapter who, with- out proper authority— (1) sells or otherwise disposes of; ( 2 ) w i l l f u l l y o r t h r o u g h n e g l e c t d a m a g e s , destroys, or loses; or (3) willfully or through neglect suffers to be lost, damaged, destroyed, sold, or wrongfully dis- p o s e d o f , a n y m i l i t a r y p r o p e r t y o f t h e U n i t e d States, shall be punished as a court-martial may direct. b. Elements. ( 1 ) S e l l i n g o r o t h e r w i s e d i s p o s i n g o f m i l i t a r y property. (a) That the accused sold or otherwise disposed o f c e r t a i n p r o p e r t y ( w h i c h w a s a f i r e a r m o r explosive); (b) That the sale or disposition was without proper authority; (c) That the property was military property of the United States; and (d) That the property was of a certain value. ( 2 ) D a m a g i n g , d e s t r o y i n g , o r l o s i n g m i l i t a r y property. (a) That the accused, without proper authority, damaged or destroyed certain property in a certain way, or lost certain property; (b) That the property was military property of the United States; IV-46 ¶30a.f. Article 108

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(c) That the damage, destruction, or loss was willfully caused by the accused or was the result of neglect by the accused; and (d) That the property was of a certain value or the damage was of a certain amount. (3) Suffering military property to be lost, dam- aged, destroyed, sold, or wrongfully disposed of. (a) That certain property (which was a firearm or explosive) was lost, damaged, destroyed, sold, or wrongfully disposed of; (b) That the property was military property of the United States; (c) That the loss, damage, destruction, sale, or wrongful disposition was suffered by the accused, without proper authority, through a certain omission of duty by the accused; (d) That the omission was willful or negligent; and (e) That the property was of a certain value or the damage was of a certain amount. c. Explanation. ( 1 ) M i l i t a r y p r o p e r t y . M i l i t a r y p r o p e r t y i s a l l property, real or personal, owned, held, or used by one of the armed forces of the United States. Mili- tary property is a term of art, and should not be confused with government property. The terms are not interchangeable. While all military property is government property, not all government property is military property. An item of government property is not military property unless the item in question meets the definition provided above. It is immaterial whether the property sold, disposed, destroyed, lost, o r d a m a g e d h a d b e e n i s s u e d t o t h e a c c u s e d , t o someone else, or even issued at all. If it is proved by either direct or circumstantial evidence that items of individual issue were issued to the accused, it may be inferred, depending on all the evidence, that the damage, destruction, or loss proved was due to the neglect of the accused. Retail merchandise of service exchange stores is not military property under this article. (2) Suffering military property to be lost, dam- aged, destroyed, sold, or wrongfully disposed of. “To suffer” means to allow or permit. The willful or n e g l i g e n t s u f f e r a n c e s p e c i f i e d b y t h i s a r t i c l e i n - cludes: deliberate violation or intentional disregard of some specific law, regulation, or order; reckless or unwarranted personal use of the property; causing or allowing it to remain exposed to the weather, insecurely housed, or not guarded; permitting it to be consumed, wasted, or injured by other persons; or loaning it to a person, known to be irresponsible, by whom it is damaged. (3) Value and damage. In the case of loss, de- struction, sale, or wrongful disposition, the value of t h e p r o p e r t y c o n t r o l s t h e m a x i m u m p u n i s h m e n t which may be adjudged. In the case of damage, the amount of damage controls. As a general rule, the amount of damage is the estimated or actual cost of repair by the government agency normally employed in such work, or the cost of replacement, as shown by government price lists or otherwise, whichever is less. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. ( 1 ) S e l l i n g o r o t h e r w i s e d i s p o s i n g o f m i l i t a r y property. (a) Of a value of $500.00 or less. Bad-conduct discharge, forfeiture of all pay and allowances, and confinement for 1 year. (b) Of a value of more than $500.00 or any firearm or explosive. Dishonorable discharge, forfei- ture of all pay and allowances, and confinement for 10 years. ( 2 ) T h r o u g h n e g l e c t d a m a g i n g , d e s t r o y i n g , o r losing, or through neglect suffering to be lost, dam- aged, destroyed, sold, or wrongfully disposed of, military property. (a) Of a value or damage of $500.00 or less. Confinement for 6 months, and forfeiture of two- thirds pay per month for 6 months. ( b ) O f a v a l u e o r d a m a g e o f m o r e t h a n $500.00. Bad-conduct discharge, forfeiture of all pay and allowances, and confinement for 1 year. (3) Willfully damaging, destroying, or losing, or willfully suffering to be lost, damaged, destroyed, sold, or wrongfully disposed of, military property. (a) Of a value or damage of $500.00 or less. Bad-conduct discharge, forfeiture of all pay and al- lowances, and confinement for 1 year. ( b ) O f a v a l u e o r d a m a g e o f m o r e t h a n $500.00, or of any firearm or explosive. Dishonora- ble discharge, forfeiture of all pay and allowances, and confinement for 10 years. f. Sample specifications. (1) Selling or disposing of military property. IV-47 ¶32.f.(1)Article 108

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In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , without proper authority,(sell to ) (dis- pose of by ) , ((a firearm) (an explosive)) of a value of (about) $ , military property of the United States. ( 2 ) D a m a g i n g , d e s t r o y i n g , o r l o s i n g m i l i t a r y property. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , without proper authority, ((willfully) (through neg- l e c t ) ) ( ( d a m a g e b y ) ( d e s t r o y b y ) ) ( l o s e ) ) ( o f a v a l u e o f ( a b o u t ) $ , ) m i l i t a r y p r o p e r t y o f t h e United States (the amount of said damage being in the sum of (about) $ ). (3) Suffering military property to be lost, dam- aged, destroyed, sold, or wrongfully disposed of. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , without proper authority, (willfully) (through neg- lect) suffer , ((a firearm) (an explosive)) (of a value of (about) $ ) military prop- erty of the United States, to be (lost) (damaged by ) (destroyed by ) (sold to ) ( w r o n g f u l l y d i s p o s e d o f b y ) (the amount of said damage being in the sum of (about $ ). 33. Article 109—Property other than military property of the United States—waste, spoilage, or destruction a. Text of statute. Any person subject to this chapter who will- f u l l y o r r e c k l e s s l y w a s t e s , s p o i l s , o r o t h e r w i s e willfully and wrongfully destroys or damages any p r o p e r t y o t h e r t h a n m i l i t a r y p r o p e r t y o f t h e United States shall be punished as a court-mar- tial may direct. b. Elements. (1) Wasting or spoiling of non-military property. ( a ) T h a t t h e a c c u s e d w i l l f u l l y o r r e c k l e s s l y wasted or spoiled certain real property in a certain manner; (b) That the property was that of another per- son; and (c) That the property was of a certain value. (2) Destroying or damaging non-military proper- ty. (a) That the accused willfully and wrongfully destroyed or damaged certain personal property in a certain manner; (b) That the property was that of another per- son; and (c) That the property was of a certain value or the damage was of a certain amount. c. Explanation. ( 1 ) W a s t i n g o r s p o i l i n g n o n - m i l i t a r y p r o p e r t y . This portion of Article 109 proscribes willful or reckless waste or spoliation of the real property of another. The terms “wastes” and “spoils” as used in this article refer to such wrongful acts of voluntary destruction of or permanent damage to real property as burning down buildings, burning piers, tearing down fences, or cutting down trees. This destruction in punishable whether done willfully, that is inten- tionally, or recklessly, that is through a culpable disregard of the foreseeable consequences of some voluntary act. (2) Destroying or damaging non-military proper- ty. This portion of Article 109 proscribes the willful and wrongful destruction or damage of the personal property of another. To be destroyed, the property need not be completely demolished or annihilated, but must be sufficiently injured to be useless for its intended purpose. Damage consists of any physical injury to the property. To constitute an offense under this section, the destruction or damage of the prop- erty must have been willful and wrongful. As used in this section “willfully” means intentionally and “wrongfully” means contrary to law, regulation, law- ful order, or custom. Willfulness may be proved by c i r c u m s t a n t i a l e v i d e n c e , s u c h a s t h e m a n n e r i n which the acts were done. (3) Value and damage. In the case of destruction, t h e v a l u e o f t h e p r o p e r t y d e s t r o y e d c o n t r o l s t h e maximum punishment which may be adjudged. In the case of damage, the amount of the damage con- trols. As a general rule, the amount of damage is the estimated or actual cost of repair by artisans em- ployed in this work who are available to the commu- nity wherein the owner resides, or the replacement IV-48 ¶32.f.(1) Article 109

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c o s t , w h i c h e v e r i s l e s s . S e e a l s o p a r a g r a p h 46c(1)(g). d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Wasting, spoiling, destroy- ing, or damaging any property other than military property of the United States of a value or damage. (1) Of $500.00 or less. Bad-conduct discharge, forfeiture of all pay and allowances, and confine- ment for 1 year. ( 2 ) O f m o r e t h a n $ 5 0 0 . 0 0 . D i s h o n o r a b l e d i s - charge, forfeiture of all pay and allowances, and confinement for 5 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , ((willfully) recklessly) waste) ((willfully) (reckless- ly) spoil) (willfully and wrongfully (destroy) (dam- age) by ) , (of a value of (about) $ ) (the amount of said damage being in the sum of (about $ ), the prop- erty of . 34. Article 110—Improper hazarding of vessel a. Text of statute. ( a ) A n y p e r s o n s u b j e c t t o t h i s c h a p t e r w h o willfully and wrongfully hazards or suffers to be hazarded any vessel of the armed forces shall suffer death or such other punishment as a court- martial may direct. ( b ) A n y p e r s o n s u b j e c t t o t h i s c h a p t e r w h o negligently hazards or suffers to be hazarded any vessel of the armed forces shall be punished as a court-martial may direct. b. Elements. (1) That a vessel of the armed forces was haz- arded in a certain manner; and (2) That the accused by certain acts or omissions, willfully and wrongfully, or negligently, caused or suffered the vessel to be hazarded. c. Explanation. (1) Hazard. “Hazard” means to put in danger of loss or injury. Actual damage to, or loss of, a vessel of the armed forces by collision, stranding, running upon a shoal or a rock, or by any other cause, is conclusive evidence that the vessel was hazarded but not of the fact of culpability on the part of any particular person. “Stranded” means run aground so t h a t t h e v e s s e l i s f a s t f o r a t i m e . I f t h e v e s s e l “ t o u c h e s a n d g o e s , ” s h e i s n o t s t r a n d e d ; i f s h e “touches and sticks,” she is. A shoal is a sand, mud, or gravel bank or bar that makes the water shallow. (2) Willfully and wrongfully. As used in this arti- cle, “willfully” means intentionally and “wrongful- ly” means contrary to law, regulation, lawful order, or custom. (3) Negligence. “Negligence” as used in this arti- cle means the failure to exercise the care, prudence, or attention to duties, which the interests of the government require a prudent and reasonable person to exercise under the circumstances. This negligence may consist of the omission to do something the prudent and reasonable person would have done, or the doing of something which such a person would not have done under the circumstances. No person is relieved of culpability who fails to perform such duties as are imposed by the general responsibilities of that person’s grade or rank, or by the customs of the service for the safety and protection of vessels of the armed forces, simply because these duties are not specifically enumerated in a regulation or order. However, a mere error in judgment that a reasonably able person might have committed under the same circumstances does not constitute an offense under this article. (4) Suffer. “To suffer” means to allow or permit. A ship is willfully suffered to be hazarded by one who, although not in direct control of the vessel, knows a danger to be imminent but takes no steps to prevent it, as by a plotting officer of a ship under way who fails to report to the officer of the deck a radar target which is observed to be on a collision course with, and dangerously close to, the ship. A s u f f e r i n g t h r o u g h n e g l e c t i m p l i e s a n o m i s s i o n t o take such measures as were appropriate under the circumstances to prevent a foreseeable danger. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Hazarding or suffering to be hazarded any vessel of the armed forces: (1) Willfully and wrongfully. Death or such other punishment as a court-martial may direct. ( 2 ) N e g l i g e n t l y . D i s h o n o r a b l e d i s c h a r g e , f o r f e i - ture of all pay and allowances, and confinement for 2 years. IV-49 ¶34.e.(2)Article 110

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f. Sample specifications. (1) Hazarding or suffering to be hazarded any vessel, willfully and wrongfully. In that (personal jurisdiction data), did, on 20 , while serving as aboard the in the vicinity of , willfully and wrongfully (hazard the said vessel) (suffer the said vessel to be hazarded) by (causing the said vessel to collide with ) (allowing the said vessel to run aground) ( ). (2) Hazarding of vessel, negligently. (a) Example 1. In that (personal jurisdiction data), on 20 , while serving in command of the , making entrance to (Boston Harbor), did negligently hazard the said vessel by failing and neglecting to maintain or cause to be maintained an accurate running plot of the true position of said vessel while making said approach, as a result of w h i c h n e g l e c t t h e s a i d , a t o r a b o u t , hours on the day aforesaid, became stranded in the vicinity of (Channel Buoy Number Three). (b) Example 2. In that (personal jurisdiction data), on 20 , while serving as navigator of the , c r u i s i n g o n s p e c i a l s e r v i c e i n t h e O c e a n o f f t h e c o a s t o f , n o t w i t h s t a n d i n g t h e f a c t t h a t a t a b o u t m i d n i g h t , 20 , the northeast point of Island bore abeam and was about six miles distant, the said ship being then under way and making a speed of about ten knots, and well knowing the position of the said ship at the time stated, and that the charts of the locality were unreliable and the currents therea- bouts uncertain, did then and there negligently haz- a r d t h e s a i d v e s s e l b y f a i l i n g a n d n e g l e c t i n g t o exercise proper care and attention in navigating said ship while approaching Island, in that h e / s h e n e g l e c t e d a n d f a i l e d t o l a y a c o u r s e t h a t would carry said ship clear of the last aforesaid island, and to change the course in due time to avoid disaster; and the said ship, as a result of said negli- gence on the part of said , ran upon a rock off the southwest coast of Island, a t a b o u t h o u r s , , 2 0 , i n c o n s e - quence of which the said was lost. (c) Example 3. In that (personal jurisdiction data), on 20 , while serving as navigator of the and well knowing that at about sunset of said day the said ship had nearly run her esti- mated distance from the position, ob- tained and plotted by him/her, to the position of , a n d w e l l k n o w i n g t h e d i f f i c u l t y o f sighting , from a safe distance after sun- set, did then and there negligently hazard the said vessel by failing and neglecting to advise his/her commanding officer to lay a safe course for said ship to the northward before continuing on a west- erly course, as it was the duty of said to do; in consequence of which the said ship was, at a b o u t h o u r s o n t h e d a y a b o v e m e n - tioned, run upon bank in the Sea, about latitude degrees, minutes, north, and l o n g i t u d e d e g r e e s , m i n u t e s , w e s t , a n d seriously injured. (3) Suffering a vessel to be hazarded, negligently. In that (personal jurisdiction data), while serving as combat intelligence center officer o n b o a r d t h e , m a k i n g p a s s a g e f r o m B o s t o n t o P h i l a d e l p h i a , a n d h a v i n g , b e t w e e n and hours on , 20 , been duly informed of decreasing radar ranges and constant r a d a r b e a r i n g i n d i c a t i n g t h a t t h e s a i d was upon a collision course approaching a radar target, did then and there negligently suffer the said vessel to be hazarded by failing and neglect- ing to report said collision course with said radar target to the officer of the deck, as it was his/her d u t y t o d o , a n d h e / s h e , t h e s a i d , t h r o u g h n e g l i g e n c e , d i d c a u s e t h e s a i d t o c o l l i d e w i t h t h e a t o r about hours on said date, with resultant damage to both vessels. 35. Article 111—Drunken or reckless operation of vehicle, aircraft, or vessel a. Text of statute. (a) Any person subject to this chapter who— (1) operates or physically controls any vehicle, aircraft, or vessel in a reckless or wanton manner or while impaired by a substance described in section 912a(b) of this title (Article 112a(b)); or (2) operates or is in actual physical control of any vehicle, aircraft, or vessel while drunk or when the alcohol concentration in the person’s blood or breath is equal to or exceeds the appli- IV-50 ¶34.f. Article 111

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cable limit under subsection (b), shall be pun- ished as a court-martial may direct. (b)(1) For purposes of subsection (a), the applica- ble limit on the alcohol concentration in a per- son’s blood or breath is as follows: (A) In the case of the operation or control of a vehicle, aircraft, or vessel in the United States, such limit is the lesser of— (i) the blood alcohol content limit under the law of the State in which the conduct occurred, except as may be provided under paragraph (2) for conduct on a military installation that is in more than one State; or (ii) the blood alcohol content limit specified in paragraph (3). (B) In the case of the operation or control of a v e h i c l e , a i r c r a f t , o r v e s s e l o u t s i d e t h e U n i t e d States, the applicable blood alcohol content limit is the blood alcohol content limit specified in par- agraph (3) or such lower limit as the Secretary of Defense may by regulation prescribe. (2) In the case of a military installation that is in more than one State, if those States have different blood alcohol content limits under their respec- tive State laws, the Secretary may select one such blood alcohol content limit to apply uniformly on that installation. (3) For purposes of paragraph (1), the blood alco- hol content limit with respect to alcohol concen- t r a t i o n i n a p e r s o n ’ s b l o o d i s 0 . 1 0 g r a m s o f a l c o h o l p e r 1 0 0 m i l l i l i t e r s o f b l o o d a n d w i t h r e s p e c t t o a l c o h o l c o n c e n t r a t i o n i n a p e r s o n ’ s breath is 0.10 grams of alcohol per 210 liters of breath, as shown by chemical analysis. (4) In this subsection: ( A ) T h e t e r m “ b l o o d a l c o h o l c o n t e n t l i m i t ” means the amount of alcohol concentration in a person’s blood or breath at which operation or c o n t r o l o f a v e h i c l e , a i r c r a f t , o r v e s s e l i s prohibited. (B) The term “United States” includes the Dis- trict of Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, Guam, and American S a m o a a n d t h e t e r m “ S t a t e ” i n c l u d e s e a c h o f those jurisdictions. b. Elements. (1) That the accused was operating or in physical control of a vehicle, aircraft, or vessel; and (2) That while operating or in physical control of a vehicle, aircraft, or vessel, the accused: (a) did so in a wanton or reckless manner, or (b) was drunk or impaired, or (c) the alcohol concentration in the accused’s blood or breath equaled or exceeded the applicable limit under subparagraph (b) of paragraph 35a. [NOTE: If injury resulted add the following element] (3) That the accused thereby caused the vehicle, aircraft, or vessel to injure a person. c. Explanation. (1) Vehicle. See 1 U.S.C. § 4. (2) Vessel. See. 1 U.S.C. § 3. (3) Aircraft. Any contrivance used or designed for transportation in the air. (4) Operates. Operating a vehicle, aircraft, or ves- sel includes not only driving or guiding a vehicle, aircraft or vessel while it is in motion, either in person or through the agency of another, but also setting of its motive power in action or the manipu- lation of its controls so as to cause the particular vehicle, aircraft or vessel to move. (5) Physical control and actual physical control. These terms as used in the statute are synonymous. They describe the present capability and power to dominate, direct or regulate the vehicle, vessel, or aircraft, either in person or through the agency of another, regardless of whether such vehicle, aircraft, or vessel is operated. For example, the intoxicated person seated behind the steering wheel of a vehicle with the keys of the vehicle in or near the ignition but with the engine not turned on could be deemed in actual physical control of that vehicle. However, the person asleep in the back seat with the keys in his or her pocket would not be deemed in actual physical control. Physical control necessarily encom- passes operation. (6) Drunk or impaired. “Drunk” and “impaired” mean any intoxication which is sufficient to impair the rational and full exercise of the mental or physi- cal faculties. The term drunk is used in relation to intoxication by alcohol. The term impaired is used in relation to intoxication by a substance described in Article 112(a), Uniform Code of Military Justice. (7) Reckless. The operation or physical control of a vehicle, vessel, or aircraft is “reckless” when it exhibits a culpable disregard of foreseeable conse- quences to others from the act or omission involved. Recklessness is not determined solely by reason of IV-51 ¶35.c.(7)Article 111

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the happening of an injury, or the invasion of the rights of another, nor by proof alone of excessive speed or erratic operation, but all these factors may be admissible and relevant as bearing upon the ulti- mate question: whether, under all the circumstances, the accused’s manner of operation or physical con- trol of the vehicle, vessel, or aircraft was of that h e e d l e s s n a t u r e w h i c h m a d e i t a c t u a l l y o r i m - minently dangerous to the occupants, or to the rights or safety of others. It is operating or physically con- trolling a vehicle, vessel, or aircraft with such a high degree of negligence that if death were caused, the a c c u s e d w o u l d h a v e c o m m i t t e d i n v o l u n t a r y m a n - slaughter, at least. The nature of the conditions in which the vehicle, vessel, or aircraft is operated or controlled, the time of day or night, the proximity and number of other vehicles, vessels, or aircraft and the condition of the vehicle, vessel, or aircraft, are often matters of importance in the proof of an of- fense charged under this article and, where they are of importance, may properly be alleged. (8) Wanton. “Wanton” includes “reckless,” but in describing the operation or physical control of a vehicle, vessel, or aircraft “wanton” may, in a proper case, connote willfulness, or a disregard of probable consequences, and thus describe a more aggravated offense. (9) Causation. The accused’s drunken or reckless driving must be a proximate cause of injury for the accused to be guilty of drunken or reckless driving resulting in personal injury. To be proximate, the accused’s actions need not be the sole cause of the injury, nor must they be the immediate cause of the injury, that is, the latest in time and space preceding the injury. A contributing cause is deemed proxi- mate only if it plays a material role in the victim’s injury. (10) Separate offenses. While the same course of conduct may constitute violations of both subsec- tions (1) and (2) of the Article, e.g., both drunken and reckless operation or physical control, this arti- cle proscribes the conduct described in both subsec- tions as separate offenses, which may be charged separately. However, as recklessness is a relative m a t t e r , e v i d e n c e o f a l l t h e s u r r o u n d i n g c i r c u m - stances that made the operation dangerous, whether alleged or not, may be admissible. Thus, on a charge of reckless driving, for example, evidence of drunk- enness might be admissible as establishing one as- p e c t o f t h e r e c k l e s s n e s s , a n d e v i d e n c e t h a t t h e vehicle exceeded a safe speed, at a relevant prior point and time, might be admissible as corroborating other evidence of the specific recklessness charged. Similarly, on a charge of drunken driving, relevant evidence of recklessness might have probative value as corroborating other proof of drunkenness. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. ( 1 ) R e s u l t i n g i n p e r s o n a l i n j u r y . D i s h o n o r a b l e discharge, forfeiture of all pay and allowances, and confinement for 18 months. (2) No personal injury involved. Bad-conduct dis- charge, forfeiture of all pay and allowances, and confinement for 6 months. f. Sample specification. In that (personal jurisdiction data), did (at/on board location) (subject mat- ter jurisdiction data, if required), on or about , 20 , (in the motor pool area) (near the Officer’s C l u b ) ( a t t h e i n t e r s e c t i o n o f a n d ) (while in the Gulf of Mexico) (while in flight over North America) physically control [a vehicle, to wit: (a truck) (a passenger car) ( )] [an aircraft, to wit: (an AH-64 helicopter) (an F-14A fighter) (a KC-135 tanker) ( )] [a vessel, to w i t : ( t h e a i r c r a f t c a r r i e r U S S ) ( t h e Coast Guard Cutter ) ( )], [ w h i l e d r u n k ] [ w h i l e i m p a i r e d b y ] [while the alcohol concentration in his (blood or b r e a t h ) e q u a l e d o r e x c e e d e d t h e a p p l i c a b l e l i m i t under subparagraph (b) of the text of the statute in paragraph 35 as shown by chemical analysis] [in a (reckless) (wanton) manner by (attempting to pass another vehicle on a sharp curve) (ordering that the aircraft be flown below the authorized altitude)] [and did thereby cause said (vehicle) (aircraft) (vessel) to (strike and) (injure )]. 36. Article 112—Drunk on duty a. Text of statute. Any person subject to this chapter other than sentinel or look-out, who is found drunk on duty, shall be punished as a court-martial may direct. b. Elements. (1) That the accused was on a certain duty; and (2) That the accused was found drunk while on this duty. IV-52 ¶35.c.(7) Article 112

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c. Explanation. (1) Drunk. See paragraph 35c(6). (2) Duty. “Duty” as used in this article means military duty. Every duty which an officer or en- listed person may legally be required by superior authority to execute is necessarily a military duty. Within the meaning of this article, when in the ac- tual exercise of command, the commander of a post, or of a command, or of a detachment in the field is constantly on duty, as is the commanding officer on board a ship. In the case of other officers or enlisted persons, “on duty” relates to duties or routine or detail, in garrison, at a station, or in the field, and does not relate to those periods when, no duty being required of them by orders or regulations, officers and enlisted persons occupy the status of leisure known as “off duty” or “on liberty.” In a region of active hostilities, the circumstances are often such that all members of a command may properly be considered as being continuously on duty within the meaning of this article. So also, an officer of the day and members of the guard, or of the watch, are on duty during their entire tour within the meaning of this article. (3) Nature of offense. It is necessary that the ac- cused be found drunk while actually on the duty a l l e g e d , a n d t h e f a c t t h e a c c u s e d b e c a m e d r u n k before going on duty, although material in extenua- tion, does not affect the question of guilt. If, howev- er, the accused does not undertake the responsibility or enter upon the duty at all, the accused’s conduct does not fall within the terms of this article, nor does that of a person who absents himself or herself from duty and is found drunk while so absent. In- cluded within the article is drunkenness while on duty of an anticipatory nature such as that of an aircraft crew ordered to stand by for flight duty, or of an enlisted person ordered to stand by for guard duty. (4) Defenses. If the accused is known by superior authorities to be drunk at the time a duty is assigned, and the accused is thereafter allowed to assume that duty anyway, or if the drunkenness results from an accidental over dosage administered for medicinal purposes, the accused will have a defense to this offense. But see paragraph 76 (incapacitation for duty). d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . B a d - c o n d u c t d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 9 months. f. Sample specification. In that (personal jurisdiction data), w a s , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 2 0 , f o u n d d r u n k w h i l e o n d u t y a s . 37. Article 112a—Wrongful use, possession, etc., of controlled substances a. Text of statute. ( a ) A n y p e r s o n s u b j e c t t o t h i s c h a p t e r w h o wrongfully uses, possesses, manufactures, distrib- utes, imports into the customs territory of the United States, exports from the United States, or introduces into an installation, vessel, vehicle, or a i r c r a f t u s e d b y o r u n d e r t h e c o n t r o l o f t h e armed forces a substance described in subsection ( b ) s h a l l b e p u n i s h e d a s a c o u r t - m a r t i a l m a y direct. (b) The substances referred to in subsection (a) are the following: ( 1 ) o p i u m , h e r o i n , c o c a i n e , a m p h e t a m i n e , l y s e r g i c a c i d d i e t h y l a m i d e , m e t h a m p h e t a m i n e , p h e n c y c l i d i n e , b a r b i t u r i c a c i d , a n d m a r i j u a n a , a n d a n y c o m p o u n d o r d e r i v a t i v e o f a n y s u c h substance. (2) Any substance not specified in clause (1) that is listed on a schedule of controlled sub- stances prescribed by the President for the pur- poses of this article. ( 3 ) A n y o t h e r s u b s t a n c e n o t s p e c i f i e d i n clause (1) or contained on a list prescribed by the President under clause (2) that is listed in Sched- ules I through V of section 202 of the Controlled Substances Act (21 U.S.C. 812). b. Elements. (1) Wrongful possession of controlled substance. ( a ) T h a t t h e a c c u s e d p o s s e s s e d a c e r t a i n amount of a controlled substance; and ( b ) T h a t t h e p o s s e s s i o n b y t h e a c c u s e d w a s wrongful. (2) Wrongful use of controlled substance. ( a ) T h a t t h e a c c u s e d u s e d a c o n t r o l l e d s u b - stance; and (b) That the use by the accused was wrongful. (3) Wrongful distribution of controlled substance. IV-53 ¶37.b.(3)Article 112a

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( a ) T h a t t h e a c c u s e d d i s t r i b u t e d a c e r t a i n amount of a controlled substance; and (b) That the distribution by the accused was wrongful. ( 4 ) W r o n g f u l i n t r o d u c t i o n o f a c o n t r o l l e d s u b - stance. (a) That the accused introduced onto a vessel, aircraft, vehicle, or installation used by the armed forces or under the control of the armed forces a certain amount of a controlled substance; and (b) That the introduction was wrongful. (5) Wrongful manufacture of a controlled sub- stance. ( a ) T h a t t h e a c c u s e d m a n u f a c t u r e d a c e r t a i n amount of a controlled substance; and (b) That the manufacture was wrongful. (6) Wrongful possession, manufacture, or intro- duction of a controlled substance with intent to dis- tribute. ( a ) T h a t t h e a c c u s e d ( p o s s e s s e d ) ( m a n u f a c - tured) (introduced) a certain amount of a controlled substance; (b) That the (possession) (manufacture) (intro- duction) was wrongful; and (c) That the (possession) (manufacture) (intro- duction) was with the intent to distribute. (7) Wrongful importation or exportation of a con- trolled substance. (a) That the accused (imported into the cus- toms territory of) (exported from) the United States a certain amount of a controlled substance; and ( b ) T h a t t h e ( i m p o r t a t i o n ) ( e x p o r t a t i o n ) w a s wrongful. [Note: When any of the aggravating circumstances listed in sub- paragraph e is alleged, it must be listed as an element.] c. Explanation. (1) Controlled substance. “Controlled substance” means amphetamine, cocaine, heroin, lysergic acid diethylamide, marijuana, methamphetamine, opium, phencyclidine, and barbituric acid, including pheno- b a r b i t a l a n d s e c o b a r b i t a l . “ C o n t r o l l e d s u b s t a n c e ” a l s o m e a n s a n y s u b s t a n c e w h i c h i s i n c l u d e d i n Schedules I through V established by the Controlled Substances Act of 1970 (21 U.S.C. 812). (2) Possess. “Possess” means to exercise control o f s o m e t h i n g . P o s s e s s i o n m a y b e d i r e c t p h y s i c a l custody like holding an item in one’s hand, or it may be constructive, as in the case of a person who hides an item in a locker or car to which that person may return to retrieve it. Possession must be know- ing and conscious. Possession inherently includes the power or authority to preclude control by others. It is possible, however, for more than one person to p o s s e s s a n i t e m s i m u l t a n e o u s l y , a s w h e n s e v e r a l people share control of an item. An accused may not be convicted of possession of a controlled substance if the accused did not know that the substance was present under the accused’s control. Awareness of the presence of a controlled substance may be in- ferred from circumstantial evidence. (3) Distribute. “Distribute” means to deliver to the possession of another. “Deliver” means the actu- al, constructive, or attempted transfer of an item, whether or not there exists an agency relationship. (4) Manufacture. “Manufacture” means the pro- duction, preparation, propagation, compounding, or p r o c e s s i n g o f a d r u g o r o t h e r s u b s t a n c e , e i t h e r d i r e c t l y o r i n d i r e c t l y o r b y e x t r a c t i o n f r o m s u b - stances of natural origin, or independently by means of chemical synthesis or by a combination of extrac- tion and chemical synthesis, and includes any pack- aging or repackaging of such substance or labeling or relabeling of its container. “Production,” as used in this subparagraph, includes the planting, cultivat- i n g , g r o w i n g , o r h a r v e s t i n g o f a d r u g o r o t h e r substance. (5) Wrongfulness. To be punishable under Article 112a, possession, use, distribution, introduction, or m a n u f a c t u r e o f a c o n t r o l l e d s u b s t a n c e m u s t b e wrongful. Possession, use, distribution, introduction, or manufacture of a controlled substance is wrongful if it is without legal justification or authorization. Possession, distribution, introduction, or manufac- ture of a controlled substance is not wrongful if such act or acts are: (A) done pursuant to legitimate law enforcement activities (for example, an informant who receives drugs as part of an undercover opera- tion is not in wrongful possession); (B) done by authorized personnel in the performance of medical duties; or (C) without knowledge of the contraband nature of the substance (for example, a person who possesses cocaine, but actually believes it to be sug- ar, is not guilty of wrongful possession of cocaine). Possession, use, distribution, introduction, or manu- facture of a controlled substance may be inferred to be wrongful in the absence of evidence to the con- trary. The burden of going forward with evidence with respect to any such exception in any court- IV-54 ¶37.b.(3)(a) Article 112a

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martial or other proceeding under the code shall be upon the person claiming its benefit. If such an issue is raised by the evidence presented, then the burden of proof is upon the United States to establish that the use, possession, distribution, manufacture, or in- troduction was wrongful. (6) Intent to distribute. Intent to distribute may be inferred from circumstantial evidence. Examples of evidence which may tend to support an inference of intent to distribute are: possession of a quantity of substance in excess of that which one would be likely to have for personal use; market value of the substance; the manner in which the substance is packaged; and that the accused is not a user of the substance. On the other hand, evidence that the ac- cused is addicted to or is a heavy user of the sub- stance may tend to negate an inference of intent to distribute. (7) Certain amount. When a specific amount of a controlled substance is believed to have been pos- sessed, distributed, introduced, or manufactured by an accused, the specific amount should ordinarily be alleged in the specification. It is not necessary to allege a specific amount, however, and a specifica- tion is sufficient if it alleges that an accused pos- s e s s e d , d i s t r i b u t e d , i n t r o d u c e d , o r m a n u f a c t u r e d “some,” “traces of,” or “an unknown quantity of” a controlled substance. (8) Missile launch facility. A “missile launch fa- cility” includes the place from which missiles are fired and launch control facilities from which the launch of a missile is initiated or controlled after launch. (9) Customs territory of the United States. “Cus- toms territory of the United States” includes only the States, the District of Columbia, and Puerto Rico. (10) Use. “Use” means to inject, ingest, inhale, or otherwise introduce into the human body, any con- trolled substance. Knowledge of the presence of the controlled substance is a required component of use. Knowledge of the presence of the controlled sub- stance may be inferred from the presence of the controlled substance in the accused’s body or from other circumstantial evidence. This permissive infer- ence may be legally sufficient to satisfy the govern- ment’s burden of proof as to knowledge. (11) Deliberate ignorance. An accused who con- sciously avoids knowledge of the presence of a con- trolled substance or the contraband nature of the substance is subject to the same criminal liability as one who has actual knowledge. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishments. (1) Wrongful use, possession, manufacture, or in- troduction of controlled substance. ( a ) A m p h e t a m i n e , c o c a i n e , h e r o i n , l y s e r g i c acid diethylamide, marijuana (except possession of less than 30 grams or use of marijuana), metham- phetamine, opium, phencyclidine, secobarbital, and Schedule I, II, III controlled substances. Dishonora- ble discharge, forfeiture of all pay and allowances, and confinement 5 years. ( b ) M a r i j u a n a ( p o s s e s s i o n o f l e s s t h a n 3 0 grams or use), phenobarbital, and Schedule IV and V c o n t r o l l e d s u b s t a n c e s . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 2 years. ( 2 ) W r o n g f u l d i s t r i b u t i o n , p o s s e s s i o n , m a n u f a c - ture, or introduction of controlled substance with intent to distribute, or wrongful importation or ex- portation of a controlled substance. ( a ) A m p h e t a m i n e , c o c a i n e , h e r o i n , l y s e r g i c a c i d d i e t h y l a m i d e , m a r i j u a n a , m e t h a m p h e t a m i n e , opium, phencyclidine, secobarbital, and Schedule I, II, and III controlled substances. Dishonorable dis- charge, forfeiture of all pay and allowances, and confinement for 15 years. (b) Phenobarbital and Schedule IV and V con- trolled substances. Dishonorable discharge, forfei- ture of all pay and allowances, and confinement for 10 years. When any offense under paragraph 37 is committed; while the accused is on duty as a sentinel or look- out; on board a vessel or aircraft used by or under the control of the armed forces; in or at a missile launch facility used by or under the control of the armed forces; while receiving special pay under 37 U.S.C. § 310; in time of war; or in a confinement facility used by or under the control of the armed forces, the maximum period of confinement author- ized for such offense shall be increased by 5 years. f. Sample specifications. (1) Wrongful possession, manufacture, or distri- bution of controlled substance. In that (personal jurisdiction data) did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about , 20 , IV-55 ¶37.f.(1)Article 112a

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w r o n g f u l l y ( p o s s e s s ) ( d i s t r i b u t e ) ( m a n u f a c t u r e ) ( g r a m s ) ( o u n c e s ) ( p o u n d s ) ( ) o f (a schedule ( ) controlled substance), (with the intent to distribute the said controlled sub- stance) (while on duty as a sentinel or lookout) (while (on board a vessel/aircraft) (in or at a missile launch facility) used by the armed forces or under t h e c o n t r o l o f t h e a r m e d f o r c e s , t o w i t : ) (while receiving special pay under 37 U.S.C. § 310) (during time of war). (2) Wrongful use of controlled substance. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about , 20 , w r o n g f u l l y u s e ( a S c h e d u l e c o n - trolled substance) (while on duty as a sentinel or lookout) (while (on board a vessel/aircraft) (in or at a missile launch facility) used by the armed forces or under the control of the armed forces, to wit: ) (while receiving special pay under 37 U.S.C. § 310) (during time of war). ( 3 ) W r o n g f u l i n t r o d u c t i o n o f c o n t r o l l e d s u b - stance. In that (personal jurisdiction data) did, (at/on board—location) on or about , 20 , wrongfully introduce (grams) (ounces) (pounds) ( ) of (a Schedule ( ) controlled substance) onto a vessel, aircraft, vehicle, or installation used by the armed forces or under control of the armed forces, to wit: (with the intent to distribute the said controlled substance) (while on duty as a senti- nel or lookout) (while receiving special pay under 37 U.S.C. § 310) (during a time of war). (4) Wrongful importation or exportation of con- trolled substance. In that (personal jurisdiction data) did, (at/on board—location) on or about , 20 , wrongfully (import) (export) (grams) (ounces) (pounds) ( ) of (a Schedule ( ) controlled substance) (into the cus- toms territory of) (from) the United States (while on board a vessel/aircraft used by the armed forces or u n d e r t h e c o n t r o l o f t h e a r m e d f o r c e s , t o w i t : ) (during time of war). 38. Article 113—Misbehavior of sentinel or lookout a. Text of statute. Any sentinel or look-out who is found drunk or sleeping upon his post, or leaves it before he is regularly relieved, shall be punished, if the of- fense is committed in time of war, by death or such other punishment as a court-martial may d i r e c t , b u t i f t h e o f f e n s e i s c o m m i t t e d a t a n y other time, by such punishment other than death as a court-martial may direct. b. Elements. (1) That the accused was posted or on post as a sentinel or lookout; (2) That the accused was found drunk while on post, was found sleeping while on post, or left post before being regularly relieved. [Note: If the offense was committed in time of war o r w h i l e t h e a c c u s e d w a s r e c e i v i n g s p e c i a l p a y under 37 U.S.C. § 310, add the following element] (3) That the offense was committed (in time of war) (while the accused was receiving special pay under 37 U.S.C. § 310). c. Explanation. (1) In general. This article defines three kinds of misbehavior committed by sentinels or lookouts: be- ing found drunk or sleeping upon post, or leaving it before being regularly relieved. This article does not include an officer or enlisted person of the guard, or of a ship’s watch, not posted or performing the du- ties of a sentinel or lookout, nor does it include a person whose duties as a watchman or attendant do not require constant alertness. (2) Post. “Post” is the area where the sentinel or lookout is required to be for the performance of duties. It is not limited by an imaginary line, but includes, according to orders or circumstances, such surrounding area as may be necessary for the proper performance of the duties for which the sentinel or lookout was posted. The offense of leaving post is not committed when a sentinel or lookout goes an immaterial distance from the post, unless it is such a distance that the ability to fully perform the duty for which posted is impaired. (3) On post. A sentinel or lookout becomes “on post” after having been given a lawful order to go “on post” as a sentinel or lookout and being for- mally or informally posted. The fact that a sentinel or lookout is not posted in the regular way is not a IV-56 ¶37.f.(1) Article 113

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defense. It is sufficient, for example, if the sentinel or lookout has taken the post in accordance with proper instruction, whether or not formally given. A sentinel or lookout is on post within the meaning of the article not only when at a post physically de- fined, as is ordinarily the case in garrison or aboard ship, but also, for example, when stationed in obser- vation against the approach of an enemy, or detailed to use any equipment designed to locate friend, foe, or possible danger, or at a designated place to main- tain internal discipline, or to guard stores, or to guard prisoners while in confinement or at work. (4) Sentinel or lookout. A sentinel or a lookout is a person whose duties include the requirement to maintain constant alertness, be vigilant, and remain awake, in order to observe for the possible approach of the enemy, or to guard persons, property, or a place and to sound the alert, if necessary. (5) Drunk. For an explanation of “drunk,” see paragraph 35c(3). (6) Sleeping. As used in this article, “sleeping” is that condition of insentience which is sufficient sen- sibly to impair the full exercise of the mental and physical faculties of a sentinel or lookout. It is not necessary to show that the accused was in a wholly c o m a t o s e c o n d i t i o n . T h e f a c t t h a t t h e a c c u s e d ’ s sleeping resulted from a physical incapacity caused by disease or accident is an affirmative defense. See R.C.M. 916(i). d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) In time of war. Death or such other punish- ment as a court-martial may direct. (2) While receiving special pay under 37 U.S.C. § 310. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 10 years. (3) In all other places. Dishonorable discharge, forfeiture of all pay and allowances, and confine- ment for 1 year. f. Sample specification. In that (personal jurisdiction data), on or about 20 (a time of war) (at/on board—location), (while receiving special pay under 37 U.S.C. § 310), being (posted) (on post) as a (sentinel) (lookout) at (warehouse no. 7) (post no. 1 1 ) ( f o r r a d a r o b s e r v a t i o n ) ( ) ( w a s f o u n d ( d r u n k ) ( s l e e p i n g ) u p o n h i s / h e r p o s t ) ( d i d l e a v e h i s / h e r p o s t b e f o r e h e / s h e w a s r e g u l a r l y relieved). 39. Article 114—Dueling a. Text of statute. Any person subject to this chapter who fights or promotes, or is concerned in or connives at fighting a duel, or who, having knowledge of a challenge sent or about to be sent, fails to report the fact promptly to the proper authority, shall be punished as a court-martial may direct. b. Elements. (1) Dueling. ( a ) T h a t t h e a c c u s e d f o u g h t a n o t h e r p e r s o n with deadly weapons; (b) That the combat was for private reasons; and (c) That the combat was by prior agreement. (2) Promoting a duel. (a) That the accused promoted a duel between certain persons; and ( b ) T h a t t h e a c c u s e d d i d s o i n a c e r t a i n manner. (3) Conniving at fighting a duel. (a) That certain persons intended to and were about to engage in a duel; ( b ) T h a t t h e a c c u s e d h a d k n o w l e d g e o f t h e planned duel; and (c) That the accused connived at the fighting of the duel in a certain manner. (4) Failure to report a duel. (a) That a challenge to fight a duel had been sent or was about to be sent; (b) That the accused had knowledge of this challenge; and (c) That the accused failed to report this fact promptly to proper authority. c. Explanation. (1) Duel. A duel is combat between two persons for private reasons fought with deadly weapons by prior agreement. (2) Promoting a duel. Urging or taunting another to challenge or to accept a challenge to duel, acting as a second or as carrier of a challenge or accept- ance, or otherwise furthering or contributing to the fighting of a duel are examples of promoting a duel. (3) Conniving at fighting a duel. Anyone who has IV-57 ¶39.c.(3)Article 114

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knowledge that steps are being taken or have been taken toward arranging or fighting a duel and who fails to take reasonable preventive action thereby connives at the fighting of a duel. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . F o r a l l A r t i c l e 1 1 4 o f - fenses: dishonorable discharge, forfeiture of all pay and allowances, and confinement for 1 year. f. Sample specifications. (1) Dueling. In that (personal jurisdiction data) ( a n d ) , d i d , ( a t / o n b o a r d — l o c a t i o n ) (subject-matter jurisdiction data, if required), on or a b o u t 2 0 , f i g h t a d u e l ( w i t h ), using as weapons therefor (pistols) (swords) ( ). (2) Promoting a duel. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , p r o m o t e a d u e l b e t w e e n a n d b y ( t e l l i n g s a i d h e / s h e would be a coward if he/she failed to challenge said t o a d u e l ) ( k n o w i n g l y c a r r y i n g f r o m said to said a challenge to fight a duel). (3) Conniving at fighting a duel. In that (personal jurisdiction data), h a v i n g k n o w l e d g e t h a t a n d were about to engage in a duel, did (at/ on board—location) (subject-matter jurisdiction data, if required), on or about 20 , connive at the fighting of said duel by (failing to take reasona- ble preventive action) ( ). (4) Failure to report a duel. In that (personal jurisdiction data), having knowledge that a challenge to fight a duel ( h a d b e e n s e n t ) ( w a s a b o u t t o b e s e n t ) b y to , did, (at/on board—loca- tion) (subject-matter jurisdiction data, if required), o n o r a b o u t 2 0 f a i l t o r e p o r t t h a t f a c t promptly to the proper authority. 40. Article 115—Malingering a. Text of statute. Any person subject to this chapter who for the purpose of avoiding work, duty, or service— (1) feigns illness, physical disablement, mental lapse or derangement; or (2) intentionally inflicts self-injury; shall be punished as a court-martial may direct. b. Elements. ( 1 ) T h a t t h e a c c u s e d w a s a s s i g n e d t o , o r w a s aware of prospective assignment to, or availability for, the performance of work, duty, or service; (2) That the accused feigned illness, physical dis- ablement, mental lapse or derangement, or intention- ally inflicted injury upon himself or herself; and (3) That the accused’s purpose or intent in doing so was to avoid the work, duty, or service. [Note: If the offense was committed in time of war or in a hostile fire pay zone, add the following element] (4) That the offense was committed (in time of war) (in a hostile fire pay zone). c. Explanation. (1) Nature of offense. The essence of this offense is the design to avoid performance of any work, duty, or service which may properly or normally be expected of one in the military service. Whether to avoid all duty, or only a particular job, it is the purpose to shirk which characterizes the offense. Hence, the nature or permanency of a self-inflicted injury is not material on the question of guilt, nor is the seriousness of a physical or mental disability which is a sham. Evidence of the extent of the self- inflicted injury or feigned disability may, however, be relevant as a factor indicating the presence or absence of the purpose. Discussion Bona fide suicide attempts should not be charged as criminal offenses. When making a determination whether the injury by the service member was a bona fide suicide attempt, the convening authority should consider factors including, but not limited to, health conditions, personal stressors, and DoD policy related to suicide prevention. (2) How injury inflicted. The injury may be in- flicted by nonviolent as well as by violent means and may be accomplished by any act or omission which produces, prolongs, or aggravates any sick- ness or disability. Thus, voluntary starvation which results in debility is a self-inflicted injury and when done for the purpose of avoiding work, duty, or service constitutes a violation of this article. IV-58 ¶39.c.(3) Article 115

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d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Feigning illness, physical disablement, mental lapse, or derangement. Dishonorable discharge, for- feiture of all pay and allowances, and confinement for 1 year. (2) Feigning illness, physical disablement, mental lapse, or derangement in a hostile fire pay zone or in time of war. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 3 years. (3) Intentional self-inflicted injury. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 5 years. (4) Intentional self-inflicted injury in a hostile fire pay zone or in time of war. Dishonorable discharge, forfeiture of all pay and allowances, and confine- ment for 10 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (in a hostile fire pay zone) (subject-matter jurisdiction data, if required) ( o n o r a b o u t 2 0 ) ( f r o m a b o u t 20 to about 20 ), (a time of war) for the purpose of avoiding (his/her duty as officer of the day) (his/her duty as aircraft mechan- ic) (work in the mess hall) (service as an enlisted person) ( ) (feign (a headache) (a sore back) (illness) (mental lapse) (mental derange- ment) ( )) (intentionally injure himself/herself by ). 41. Article 116—Riot or breach of peace a. Text of statute. Any person subject to this chapter who causes or participates in any riot or breach of the peace shall be punished as a court-martial may direct. b. Elements. (1) Riot. (a) That the accused was a member of an as- sembly of three or more persons; (b) That the accused and at least two other members of this group mutually intended to assist one another against anyone who might oppose them in doing an act for some private purpose; (c) That the group or some of its members, in furtherance of such purpose, unlawfully committed a tumultuous disturbance of the peace in a violent or turbulent manner; and (d) That these acts terrorized the public in gen- eral in that they caused or were intended to cause public alarm or terror. (2) Breach of the peace. (a) That the accused caused or participated in a certain act of a violent or turbulent nature; and ( b ) T h a t t h e p e a c e w a s t h e r e b y u n l a w f u l l y disturbed. c. Explanation. (1) Riot. “Riot” is a tumultuous disturbance of the peace by three or more persons assembled together i n f u r t h e r a n c e o f a c o m m o n p u r p o s e t o e x e c u t e some enterprise of a private nature by concerted action against anyone who might oppose them, com- mitted in such a violent and turbulent manner as to cause or be calculated to cause public terror. The gravamen of the offense of riot is terrorization of the public. It is immaterial whether the act intended was l a w f u l . F u r t h e r m o r e , i t i s n o t n e c e s s a r y t h a t t h e common purpose be determined before the assem- bly. It is sufficient if the assembly begins to execute in a tumultuous manner a common purpose formed after it assembled. (2) Breach of the peace. A “breach of the peace” is an unlawful disturbance of the peace by an out- ward demonstration of a violent or turbulent nature. The acts or conduct contemplated by this article are those which disturb the public tranquility or impinge upon the peace and good order to which the commu- nity is entitled. Engaging in an affray and unlawful discharge of firearms in a public street are examples of conduct which may constitute a breach of the peace. Loud speech and unruly conduct may also constitute a breach of the peace by the speaker. A speaker may also be guilty of causing a breach of the peace if the speaker uses language which can reasonably be expected to produce a violent or tur- bulent response and a breach of the peace results. The fact that the words are true or used under prov- ocation is not a defense, nor is tumultuous conduct excusable because incited by others. ( 3 ) C o m m u n i t y a n d p u b l i c . “ C o m m u n i t y ” a n d “public” include a military organization, post, camp, ship, aircraft, or station. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. IV-59 ¶41.e.Article 116

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(1) Riot. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 10 years. ( 2 ) B r e a c h o f t h e p e a c e . C o n f i n e m e n t f o r 6 months and forfeiture of two-thirds pay per month for 6 months. f. Sample specifications. (1) Riot. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , (cause) (participate in) a riot by unlawfully assem- bling with (and ) (and) (others to the number of about whose names are unknown) for the purpose of (resisting the police of ) (assaulting passers-by) ( ), and in furtherance of said purpose did (fight with said police) (assault certain persons, to wit: ) ( ), to the terror and disturbance of . (2) Breach of the peace. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , (cause) (participate in) a breach of the peace by (wrongfully engaging in a fist fight in the dayroom with ) (using the following provoking l a n g u a g e ( t o w a r d ) , t o w i t : “ , ” o r words to that effect) (wrongfully shouting and sing- ing in a public place, to wit: ) ( ). 42. Article 117—Provoking speeches or gestures a. Text of statute. Any person subject to this chapter who uses provoking or reproachful words or gestures to- wards any other person subject to this chapter shall be punished as a court-martial may direct. b. Elements. (1) That the accused wrongfully used words or gestures toward a certain person; (2) That the words or gestures used were provok- ing or reproachful; and (3) That the person toward whom the words or gestures were used was a person subject to the code. c. Explanation. ( 1 ) I n g e n e r a l . A s u s e d i n t h i s a r t i c l e , “provoking” and “reproachful” describe those words or gestures which are used in the presence of the person to whom they are directed and which a rea- sonable person would expect to induce a breach of the peace under the circumstances. These words and gestures do not include reprimands, censures, re- proofs and the like which may properly be adminis- t e r e d i n t h e i n t e r e s t s o f t r a i n i n g , e f f i c i e n c y , o r discipline in the armed forces. (2) Knowledge. It is not necessary that the ac- cused have knowledge that the person toward whom the words or gestures are directed is a person subject to the code. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Confinement for 6 months and forfeiture of two-thirds pay per month for 6 months. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , wrongfully use (provoking) (reproachful) (words, to wit; “ :” or words to that effect) (and) (gestures, to wit: ) towards (Sergeant , U.S. Air Force) ( ). 43. Article 118—Murder a. Text of statute. Any person subject to this chapter who, with- out justification or excuse, unlawfully kills a hu- man being, when he— (1) has a premeditated design to kill; (2) intends to kill or inflict great bodily harm; (3) is engaged in an act that is inherently dan- gerous to another and evinces a wanton disregard of human life; or (4) is engaged in the perpetration or attempted perpetration of burglary, sodomy, rape, rape of a child, sexual assault, sexual assault of a child, a g g r a v a t e d s e x u a l c o n t a c t , s e x u a l a b u s e o f a child, robbery or aggravated arson; is guilty of murder, and shall suffer such punishment as a c o u r t - m a r t i a l m a y d i r e c t , e x c e p t t h a t i f f o u n d g u i l t y u n d e r c l a u s e ( 1 ) o r ( 4 ) , h e s h a l l s u f f e r death or imprisonment for life as a court-martial may direct. [Note: This statute was amended by Public Law 112-81 (FY12 NDAA), effective 28 June 2012, to reflect the modified names of sexual offenses in Articles 120 and 120b.] b. Elements. IV-60 ¶41.e.(1) Article 118

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(1) Premeditated murder. (a) That a certain named or described person is dead; ( b ) T h a t t h e d e a t h r e s u l t e d f r o m t h e a c t o r omission of the accused; (c) That the killing was unlawful; and (d) That, at the time of the killing, the accused had a premeditated design to kill. (2) Intent to kill or inflict great bodily harm. (a) That a certain named or described person is dead; ( b ) T h a t t h e d e a t h r e s u l t e d f r o m t h e a c t o r omission of the accused; (c) That the killing was unlawful; and (d) That, at the time of the killing, the accused had the intent to kill or inflict great bodily harm upon a person. (3) Act inherently dangerous to another. (a) That a certain named or described person is dead; (b) That the death resulted from the intentional act of the accused; (c) That this act was inherently dangerous to another and showed a wanton disregard for human life; (d) That the accused knew that death or great bodily harm was a probable consequence of the act; and (e) That the killing was unlawful. (4) During certain offenses. (a) That a certain named or described person is dead; ( b ) T h a t t h e d e a t h r e s u l t e d f r o m t h e a c t o r omission of the accused; (c) That the killing was unlawful; and (d) That, at the time of the killing, the accused was engaged in the perpetration or attempted perpe- tration of burglary, sodomy, rape, rape of a child, aggravated sexual assault, aggravated sexual assault of a child, aggravated sexual contact, aggravated sexual abuse of a child, aggravated sexual contact with a child, robbery, or aggravated arson. c. Explanation. (1) In general. Killing a human being is unlawful w h e n d o n e w i t h o u t j u s t i f i c a t i o n o r e x c u s e . S e e R.C.M. 916. Whether an unlawful killing constitutes murder or a lesser offense depends upon the circum- stances. The offense is committed at the place of the act or omission although the victim may have died elsewhere. Whether death occurs at the time of the accused’s act or omission, or at some time thereaf- ter, it must have followed from an injury received b y t h e v i c t i m w h i c h r e s u l t e d f r o m t h e a c t o r omission. (2) Premeditated murder. (a) Premeditation. A murder is not premedi- t a t e d u n l e s s t h e t h o u g h t o f t a k i n g l i f e w a s c o n - sciously conceived and the act or omission by which it was taken was intended. Premeditated murder is murder committed after the formation of a specific intent to kill someone and consideration of the act intended. It is not necessary that the intention to kill have been entertained for any particular or consider- able length of time. When a fixed purpose to kill has been deliberately formed, it is immaterial how soon afterwards it is put into execution. The existence of p r e m e d i t a t i o n m a y b e i n f e r r e d f r o m t h e circumstances. ( b ) T r a n s f e r r e d p r e m e d i t a t i o n . W h e n a n a c - cused with a premeditated design attempted to un- lawfully kill a certain person, but, by mistake or inadvertence, killed another person, the accused is still criminally responsible for a premeditated mur- der, because the premeditated design to kill is trans- ferred from the intended victim to the actual victim. ( c ) I n t o x i c a t i o n . V o l u n t a r y i n t o x i c a t i o n ( s e e R.C.M. 916(1)(2)) not amounting to legal insanity may reduce premeditated murder (Article 118(1)) to unpremeditated murder (Article 118(2) or (3)) but it does not reduce either premeditated murder or un- premeditated murder to manslaughter (Article 119) or any other lesser offense. (3) Intent to kill or inflict great bodily harm. ( a ) I n t e n t . A n u n l a w f u l k i l l i n g w i t h o u t premeditation is also murder when the accused had either an intent to kill or inflict great bodily harm. It may be inferred that a person intends the natural and probable consequences of an act purposely done. Hence, if a person does an intentional act likely to result in death or great bodily injury, it may be inferred that death or great bodily injury was in- tended. The intent need not be directed toward the person killed, or exist for any particular time before commission of the act, or have previously existed at all. It is sufficient that it existed at the time of the act or omission (except if death is inflicted in the h e a t o f a s u d d e n p a s s i o n c a u s e d b y a d e q u a t e IV-61 ¶43.c.(3)(a)Article 118

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provocation— see paragraph 44). For example, a person committing housebreaking who strikes and kills the householder attempting to prevent flight can be guilty of murder even if the householder was not seen until the moment before striking the fatal blow. (b) Great bodily harm. “Great bodily harm” means serious injury; it does not include minor inju- ries such as a black eye or a bloody nose, but it does include fractured or dislocated bones, deep cuts, torn members of the body, serious damage to internal organs, and other serious bodily injuries. It is synon- ymous with the term “grievous bodily harm.” ( c ) I n t o x i c a t i o n . V o l u n t a r y i n t o x i c a t i o n n o t a m o u n t i n g t o l e g a l i n s a n i t y d o e s n o t r e d u c e u n - premeditated murder to manslaughter (Article 119) or any other lesser offense. (4) Act inherently dangerous to others. (a) Wanton disregard of human life. Intention- a l l y e n g a g i n g i n a n a c t i n h e r e n t l y d a n g e r o u s t o another—although without an intent to cause the death of or great bodily harm to any particular per- son, or even with a wish that death will not be caused—may also constitute murder if the act shows wanton disregard of human life. Such disregard is characterized by heedlessness of the probable conse- quences of the act or omission, or indifference to the likelihood of death or great bodily harm. Examples include throwing a live grenade toward another in jest or flying an aircraft very low over one or more persons to cause alarm. (b) Knowledge. The accused must know that death or great bodily harm was a probable conse- quence of the inherently dangerous act. Such knowl- edge may be proved by circumstantial evidence. (5) During certain offenses. (a) In general. The commission or attempted commission of any of the offenses listed in Article 118(4) is likely to result in homicide, and when an unlawful killing occurs as a consequence of the per- petration or attempted perpetration of one of these offenses, the killing is murder. Under these circum- stances it is not a defense that the killing was unin- tended or accidental. (b) Separate offenses. The perpetration or at- tempted perpetration of the burglary, forcible sod- omy, rape, robbery, or aggravated arson may be charged separately from the homicide. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Article 118(1) or (4)—death. Mandatory mini- m u m — i m p r i s o n m e n t f o r l i f e w i t h e l i g i b i l i t y f o r parole. (2) Article 118(2) or (3)—such punishment other than death as a court-martial may direct. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , (with premeditation) (while (perpetrating) (attempt- ing to perpetrate) ) murder by means of (shooting him/her with a rifle) ( ). 44. Article 119—Manslaughter a. Text of statute. (a) Any person subject to this chapter who, with an intent to kill or inflict great bodily harm, unlawfully kills a human being in the heat of sudden passion caused by adequate provocation is guilty of voluntary manslaughter and shall be punished as a court-martial may direct. (b) Any person subject to this chapter who, without an intent to kill or inflict great bodily harm, unlawfully kills a human being— (1) by culpable negligence; or (2) while perpetrating or attempting to per- petrate an offense, other than those named in clause (4) of section 918 of this title (article 118), directly affecting the person; is guilty of involuntary manslaughter and shall be punished as a court-martial may direct. b. Elements. (1) Voluntary manslaughter. (a) That a certain named or described person is dead; ( b ) T h a t t h e d e a t h r e s u l t e d f r o m t h e a c t o r omission of the accused; (c) That the killing was unlawful; and (d) That, at the time of the killing, the accused had the intent to kill or inflict great bodily harm upon the person killed. [Note: Add the following if applicable] (e) That the person killed was a child under the age of 16 years. (2) Involuntary manslaughter. (a) That a certain named or described person is dead; IV-62 ¶43.c.(3)(a) Article 119

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( b ) T h a t t h e d e a t h r e s u l t e d f r o m t h e a c t o r omission of the accused; (c) That the killing was unlawful; and (d) That this act or omission of the accused constituted culpable negligence, or occurred while the accused was perpetrating or attempting to perpe- trate an offense directly affecting the person other than burglary, forcible sodomy, rape, robbery, or aggravated arson. [Note: Add the following if applicable] (e) That the person killed was a child under the age of 16 years. c. Explanation. (1) Voluntary manslaughter. (a) Nature of offense. An unlawful killing, al- though done with an intent to kill or inflict great bodily harm, is not murder but voluntary manslaugh- t e r i f c o m m i t t e d i n t h e h e a t o f s u d d e n p a s s i o n caused by adequate provocation. Heat of passion may result from fear or rage. A person may be provoked to such an extent that in the heat of sud- den passion caused by the provocation, although not in necessary defense of life or to prevent bodily harm, a fatal blow may be struck before self-control has returned. Although adequate provocation does not excuse the homicide, it does preclude conviction of murder. ( b ) N a t u r e o f p r o v o c a t i o n . T h e p r o v o c a t i o n must be adequate to excite uncontrollable passion in a reasonable person, and the act of killing must be committed under and because of the passion. How- ever, the provocation must not be sought or induced as an excuse for killing or doing harm. If, judged by the standard of a reasonable person, sufficient cool- ing time elapses between the provocation and the killing, the offense is murder, even if the accused’s p a s s i o n p e r s i s t s . E x a m p l e s o f a c t s w h i c h m a y , depending on the circumstances, constitute adequate provocation are the unlawful infliction of great bod- ily harm, unlawful imprisonment, and the sight by one spouse of an act of adultery committed by the other spouse. Insulting or abusive words or gestures, a slight blow with the hand or fist, and trespass or other injury to property are not, standing alone, ade- quate provocation. ( c ) W h e n c o m m i t t e d u p o n a c h i l d u n d e r 1 6 years of age. The maximum punishment is increased when voluntary manslaughter is committed upon a child under 16 years of age. The accused’s knowl- edge that the child was under 16 years of age at the time of the offense is not required for the increased maximum punishment. (2) Involuntary manslaughter. (a) Culpable negligence. (i) Nature of culpable negligence. Culpable negligence is a degree of carelessness greater than simple negligence. It is a negligent act or omission accompanied by a culpable disregard for the foresee- able consequences to others of that act or omission. Thus, the basis of a charge of involuntary man- slaughter may be a negligent act or omission which, w h e n v i e w e d i n t h e l i g h t o f h u m a n e x p e r i e n c e , might foreseeably result in the death of another, even though death would not necessarily be a natu- ral and probable consequence of the act or omission. Acts which may amount to culpable negligence in- clude negligently conducting target practice so that the bullets go in the direction of an inhabited house within range; pointing a pistol in jest at another and pulling the trigger, believing, but without taking rea- sonable precautions to ascertain, that it would not be dangerous; and carelessly leaving poisons or dan- gerous drugs where they may endanger life. (ii) Legal duty required. When there is no legal duty to act there can be no neglect. Thus, when a stranger makes no effort to save a drowning per- son, or a person allows a beggar to freeze or starve to death, no crime is committed. (b) Offense directly affecting the person. An “offense directly affecting the person” means one a f f e c t i n g s o m e p a r t i c u l a r p e r s o n a s d i s t i n g u i s h e d from an offense affecting society in general. Among offenses directly affecting the person are the various types of assault, battery, false imprisonment, volun- tary engagement in an affray, and maiming. ( c ) W h e n c o m m i t t e d u p o n a c h i l d u n d e r 1 6 years of age. The maximum punishment is increased when involuntary manslaughter is committed upon a child under 16 years of age. The accused’s knowl- edge that the child was under 16 years of age at the time of the offense is not required for the increased maximum punishment. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. ( 1 ) V o l u n t a r y m a n s l a u g h t e r . D i s h o n o r a b l e d i s - charge, forfeiture of all pay and allowances, and confinement for 15 years. IV-63 ¶44.e.(1)Article 119

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(2) Involuntary manslaughter. Dishonorable dis- charge, forfeiture of all pay and allowances, and confinement for 10 years. (3) Voluntary manslaughter of a child under 16 years of age. Dishonorable discharge, forfeiture of a l l p a y a n d a l l o w a n c e s , a n d c o n f i n e m e n t f o r 2 0 years. (4) Involuntary manslaughter of a child under 16 years of age. Dishonorable discharge, forfeiture of a l l p a y a n d a l l o w a n c e s , a n d c o n f i n e m e n t f o r 1 5 years. f. Sample specifications. (1) Voluntary manslaughter. In that (personal jurisdiction data), did, (at/on board – location) (subject matter juris- diction data, if required), on or about 20 , willfully and unlawfully kill , (a child under 16 years of age) by him/her (in) (on) the with a . (2) Involuntary manslaughter. In that (personal jurisdiction data), did, (at/on board location) (subject matter jurisdic- tion data, if required), on or about (by culpa- ble negligence) (while (perpetrating) (attempting to perpetrate) an offense directly affecting the person of , to wit: (maiming) (a battery) ( )) unlawfully kill (a child under 16 years of age) by him/her (in)(on) the with a . 44a. Article 119a—Death or injury of an unborn child a. Text of statute. (a)(1) Any person subject to this chapter who engages in conduct that violates any of the provi- sions of law listed in subsection (b) and thereby causes the death of, or bodily injury (as defined in section 1365 of title 18) to, a child, who is in utero at the time the conduct takes place, is guilty of a separate offense under this section and shall, u p o n c o n v i c t i o n , b e p u n i s h e d b y s u c h p u n i s h - ment, other than death, as a court-martial may direct, which shall be consistent with the punish- ments prescribed by the President for that con- duct had that injury or death occurred to the unborn child’s mother. (2) An offense under this section does not re- quire proof that— (i) the person engaging in the conduct had knowledge or should have had knowledge that the victim of the underlying offense was preg- nant; or (ii) the accused intended to cause the death of, or bodily injury to, the unborn child. ( 3 ) I f t h e p e r s o n e n g a g i n g i n t h e c o n d u c t thereby intentionally kills or attempts to kill the unborn child, that person shall, instead of being punished under paragraph (1), be punished as provided under sections 880, 918, and 919(a) of this title (articles 80, 118, and 119(a)) for inten- t i o n a l l y k i l l i n g o r a t t e m p t i n g t o k i l l a h u m a n being. ( 4 ) N o t w i t h s t a n d i n g a n y o t h e r p r o v i s i o n o f law, the death penalty shall not be imposed for an offense under this section. (b) The provisions referred to in subsection (a) are sections 918, 919(a), 919(b)(2), 920(a), 922, 924, 926, and 928 of this title (articles 118, 119(a), 119(b)(2), 120(a), 122, 124, 126, and 128). (c) Nothing in this section shall be construed to permit the prosecution— (1) of any person authorized by state or fed- eral law to perform abortions for conduct relat- ing to an abortion for which the consent of the pregnant woman, or a person authorized by law to act on her behalf, has been obtained or for which such consent is implied by law; (2) of any person for any medical treatment of the pregnant woman or her unborn child; or (3) of any woman with respect to her un- born child. (d) As used in this section, the term “unborn c h i l d ” m e a n s a c h i l d i n u t e r o , a n d t h e t e r m “child in utero” or “child, who is in utero” means a member of the species homo sapiens, at any s t a g e o f d e v e l o p m e n t , w h o i s c a r r i e d i n t h e womb. b. Elements. (1) Injuring an unborn child. ( a ) T h a t t h e a c c u s e d w a s e n g a g e d i n t h e [(murder (article 118)), (voluntary manslaughter (ar- t i c l e 1 1 9 ( a ) ) ) , ( i n v o l u n t a r y m a n s l a u g h t e r ( a r t i c l e 1 1 9 ( b ) ( 2 ) ) ) , ( r a p e ( a r t i c l e 1 2 0 ) ) , ( r o b b e r y ( a r t i c l e 1 2 2 ) ) , ( m a i m i n g ( a r t i c l e 1 2 4 ) ) , ( a s s a u l t ( a r t i c l e 128)), of] or [burning or setting afire, as arson (arti- cle 126), of (a dwelling inhabited by) (a structure or IV-64 ¶44.e.(2) Article 119a

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property (known to be occupied by) (belonging to))] a woman; (b) That the woman was then pregnant; and (c) That the accused thereby caused bodily in- jury to the unborn child of that woman. (2) Killing an unborn child. ( a ) T h a t t h e a c c u s e d w a s e n g a g e d i n t h e [(murder (article 118)), (voluntary manslaughter (ar- t i c l e 1 1 9 ( a ) ) ) , ( i n v o l u n t a r y m a n s l a u g h t e r ( a r t i c l e 1 1 9 ( b ) ( 2 ) ) ) , ( r a p e ( a r t i c l e 1 2 0 ) ) , ( r o b b e r y ( a r t i c l e 1 2 2 ) ) , ( m a i m i n g ( a r t i c l e 1 2 4 ) ) , ( a s s a u l t ( a r t i c l e 128)), of ] or [burning or setting afire, as arson (article 126), of (a dwelling inhabited by) (a struc- ture or property known to (be occupied by) (belong to))] a woman; (b) That the woman was then pregnant; and (c) That the accused thereby caused the death of the unborn child of that woman. (3) Attempting to kill an unborn child. ( a ) T h a t t h e a c c u s e d w a s e n g a g e d i n t h e [(murder (article 118)), (voluntary manslaughter (ar- t i c l e 1 1 9 ( a ) ) ) , ( i n v o l u n t a r y m a n s l a u g h t e r ( a r t i c l e 1 1 9 ( b ) ( 2 ) ) ) , ( r a p e ( a r t i c l e 1 2 0 ) ) , ( r o b b e r y ( a r t i c l e 1 2 2 ) ) , ( m a i m i n g ( a r t i c l e 1 2 4 ) ) , ( a s s a u l t ( a r t i c l e 128)), of] or [burning or setting afire, as arson (arti- cle 126), of (a dwelling inhabited by) (a structure or property (known to be occupied by) (belonging to))] a woman; (b) That the woman was then pregnant; and (c) That the accused thereby intended and at- tempted to kill the unborn child of that woman. (4) Intentionally killing an unborn child. ( a ) T h a t t h e a c c u s e d w a s e n g a g e d i n t h e [(murder (article 118)), (voluntary manslaughter (ar- t i c l e 1 1 9 ( a ) ) ) , ( i n v o l u n t a r y m a n s l a u g h t e r ( a r t i c l e 1 1 9 ( b ) ( 2 ) ) ) , ( r a p e ( a r t i c l e 1 2 0 ) ) , ( r o b b e r y ( a r t i c l e 1 2 2 ) ) , ( m a i m i n g ( a r t i c l e 1 2 4 ) ) , ( a s s a u l t ( a r t i c l e 128)), of] or [burning or setting afire, as arson (arti- cle 126), of (a dwelling inhabited by) (a structure or property (known to be occupied by) (belonging to))] a woman; (b) That the woman was then pregnant; and (c) That the accused thereby intentionally kil- led the unborn child of that woman. c. Explanation. (1) Nature of offense. This article makes it a sep- arate, punishable crime to cause the death of or bodily injury to an unborn child while engaged in a r s o n ( a r t i c l e 1 2 6 , U C M J ) ; m u r d e r ( a r t i c l e 1 1 8 , U C M J ) ; v o l u n t a r y m a n s l a u g h t e r ( a r t i c l e 1 1 9 ( a ) , UCMJ); involuntary manslaughter (article 119(b)(2), UCMJ); rape (article 120(a), UCMJ); robbery (arti- cle 122, UCMJ); maiming (article 124, UCMJ); or assault (article 128, UCMJ) against a pregnant wom- an. For all underlying offenses, except arson, this article requires that the victim of the underlying of- fense be the pregnant mother. For purposes of arson, the pregnant mother must have some nexus to the arson such that she sustained some “bodily injury” due to the arson. For the purposes of this article the term “woman” means a female of any age. This article does not permit the prosecution of any— (a) person for conduct relating to an abortion for which the consent of the pregnant woman, or a person authorized by law to act on her behalf, has been obtained or for which such consent is implied by law; ( b ) p e r s o n f o r a n y m e d i c a l t r e a t m e n t o f t h e pregnant woman or her unborn child; or (c) woman with respect to her unborn child. (2) The offenses of “injuring an unborn child” and “killing an unborn child” do not require proof that— (a) the person engaging in the conduct (the ac- cused) had knowledge or should have had knowl- edge that the victim of the underlying offense was pregnant; or (b) the accused intended to cause the death of, or bodily injury to, the unborn child. (3) The offense of “attempting to kill an unborn child” requires that the accused intended by his con- duct to cause the death of the unborn child (See paragraph b(3)(c) above). (4) Bodily injury. For the purpose of this offense, the term “bodily injury” is that which is provided by section 1365 of title 18, to wit: a cut, abrasion, bruise, burn, or disfigurement; physical pain; illness; impairment of the function of a bodily member, or- gan, or mental faculty; or any other injury to the body, no matter how temporary. (5) Unborn child. “Unborn child” means a child in utero or a member of the species homo sapiens who is carried in the womb, at any stage of develop- ment, from conception to birth. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. IV-65 ¶44a.e.Article 119a

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The maximum punishment for (1) Injuring an un- born child; (2) Killing an unborn child; (3) Attempt- i n g t o k i l l a n u n b o r n c h i l d ; o r ( 4 ) I n t e n t i o n a l l y killing an unborn child is such punishment, other than death, as a court-martial may direct, but shall be consistent with the punishment had the bodily injury, death, attempt to kill, or intentional killing occurred to the unborn child’s mother. f. Sample specifications. (1) Injuring an unborn child. In that (personal jurisdiction data), did (at/on board—location), (subject-matter jurisdic- tion data, if required), on or about 20 , cause bodily injury to the unborn child of , a preg- nant woman, by engaging in the [(murder) (volun- tary manslaughter) (involuntary manslaughter) (rape) (robbery) (maiming) (assault) of] [(burning) (setting afire) of (a dwelling inhabited by) (a structure or property known to (be occupied by) (belong to))] that woman. (2) Killing an unborn child. In that (personal jurisdiction data), did (at/on board—location), (subject-matter jurisdic- tion data, if required), on or about 20 , cause the death of the unborn child of , a pregnant w o m a n , b y e n g a g i n g i n t h e [ ( m u r d e r ) ( v o l u n t a r y m a n s l a u g h t e r ) ( i n v o l u n t a r y m a n s l a u g h t e r ) ( r a p e ) (robbery) (maiming) (assault) of] [(burning) (setting afire) of (a dwelling inhabited by) (a structure or property known to (be occupied by) (belong to))] that woman. (3) Attempting to kill an unborn child. In that (personal jurisdiction data), did (at/on board—location), (subject-matter jurisdic- tion data, if required), on or about 20 , attempt to kill the unborn child of , a pregnant wom- an, by engaging in the [(murder) (voluntary man- s l a u g h t e r ) ( i n v o l u n t a r y m a n s l a u g h t e r ) ( r a p e ) (robbery) (maiming) (assault) of] [(burning) (setting afire) of (a dwelling inhabited by) (a structure or property known to (be occupied by) (belong to))] that woman. (4) Intentionally killing an unborn child. In that (personal jurisdiction data), did (at/on board—location), (subject-matter jurisdic- tion data, if required), on or about 20 , intentionally kill the unborn child of , a pregnant w o m a n , b y e n g a g i n g i n t h e [ ( m u r d e r ) ( v o l u n t a r y m a n s l a u g h t e r ) ( i n v o l u n t a r y m a n s l a u g h t e r ) ( r a p e ) (robbery) (maiming) (assault) of] [(burning) (setting afire) of (a dwelling inhabited by) (a structure or property known to (be occupied by) (belong to))] that woman. 45. Article 120—Rape and sexual assault generally [Note: This statute applies to offenses committed on or after 28 June 2012. Previous versions of Arti- cle 120 are located as follows: for offenses commit- ted on or before 30 September 2007, see Appendix 27; for offenses committed during the period 1 Oc- tober 2007 through 27 June 2012, see Appendix 28.] a. Text of statute. (a) Rape. Any person subject to this chapter who commits a sexual act upon another person by— (1) using unlawful force against that other person; ( 2 ) u s i n g f o r c e c a u s i n g o r l i k e l y t o c a u s e death or grievous bodily harm to any person; (3) threatening or placing that other person in fear that any person will be subjected to death, grievous bodily harm, or kidnapping; (4) first rendering that other person uncon- scious; or ( 5 ) a d m i n i s t e r i n g t o t h a t o t h e r p e r s o n b y force or threat of force, or without the knowledge or consent of that person, a drug, intoxicant, or other similar substance and thereby substantially impairing the ability of that other person to ap- praise or control conduct; is guilty of rape and shall be punished as a court- martial may direct. (b) Sexual Assault . Any person subject to this chapter who— (1) commits a sexual act upon another per- son by— (A) threatening or placing that other per- son in fear; ( B ) c a u s i n g b o d i l y h a r m t o t h a t o t h e r person; ( C ) m a k i n g a f r a u d u l e n t r e p r e s e n t a t i o n that the sexual act serves a professional purpose; or (D) inducing a belief by any artifice, pre- tense, or concealment that the person is another person; IV-66 ¶44a.e. Article 120

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(2) commits a sexual act upon another per- son when the person knows or reasonably should k n o w t h a t t h e o t h e r p e r s o n i s a s l e e p , u n c o n - scious, or otherwise unaware that the sexual act is occurring; or (3) commits a sexual act upon another per- son when the other person is incapable of consen- ting to the sexual act due to— (A) impairment by any drug, intoxicant, or other similar substance, and that condition is known or reasonably should be known by the person; or (B) a mental disease or defect, or physical disability, and that condition is known or reason- ably should be known by the person; is guilty of sexual assault and shall be punished as a court-martial may direct. ( c ) A g g r a v a t e d S e x u a l C o n t a c t . A n y p e r s o n subject to this chapter who commits or causes sexual contact upon or by another person, if to do so would violate subsection (a) (rape) had the sexual contact been a sexual act, is guilty of ag- gravated sexual contact and shall be punished as a court-martial may direct. (d) Abusive Sexual Contact . Any person subject to this chapter who commits or causes sexual contact upon or by another person, if to do so would violate subsection (b) (sexual assault) had the sexual contact been a sexual act, is guilty of abusive sexual contact and shall be punished as a court-martial may direct. (e) Proof of Threat . In a prosecution under this section, in proving that a person made a threat, it need not be proven that the person actually in- tended to carry out the threat or had the ability to carry out the threat. (f) Defenses. An accused may raise any appli- cable defenses available under this chapter or the Rules for Court-Martial. Marriage is not a de- fense for any conduct in issue in any prosecution under this section. (g) Definitions. In this section: ( 1 ) S e x u a l a c t . T h e t e r m ‘ s e x u a l a c t ’ means— ( A ) c o n t a c t b e t w e e n t h e p e n i s a n d t h e vulva or anus or mouth, and for purposes of this subparagraph contact involving the penis occurs upon penetration, however slight; or (B) the penetration, however slight, of the vulva or anus or mouth of another by any part of t h e b o d y o r b y a n y o b j e c t , w i t h a n i n t e n t t o abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (2) Sexual contact. The term ‘sexual contact’ means— (A) touching, or causing another person to touch, either directly or through the clothing, the genitalia, anus, groin, breast, inner thigh, or but- tocks of any person, with an intent to abuse, hu- miliate, or degrade any person; or (B) any touching, or causing another per- son to touch, either directly or through the cloth- ing, any body part of any person, if done with an intent to arouse or gratify the sexual desire of any person. Touching may be accomplished by any part of the body. ( 3 ) B o d i l y h a r m . T h e t e r m ‘ b o d i l y h a r m ’ means any offensive touching of another, how- ever slight, including any nonconsensual sexual act or nonconsensual sexual contact. (4) Grievous bodily harm . The term ‘grievous bodily harm’ means serious bodily injury. It in- cludes fractured or dislocated bones, deep cuts, torn members of the body, serious damage to internal organs, and other severe bodily injuries. It does not include minor injuries such as a black eye or a bloody nose. (5) Force. The term ‘force’ means— (A) the use of a weapon; (B) the use of such physical strength or violence as is sufficient to overcome, restrain, or injure a person; or (C) inflicting physical harm sufficient to coerce or compel submission by the victim. ( 6 ) U n l a w f u l F o r c e . T h e t e r m ‘ u n l a w f u l force’ means an act of force done without legal justification or excuse. (7) Threatening or placing that other person in fear . The term ‘threatening or placing that other person in fear’ means a communication or action that is of sufficient consequence to cause a reasonable fear that non-compliance will result in the victim or another person being subjected to the wrongful action contemplated by the commu- nication or action. IV-67 ¶45.a.(g)(7)Article 120

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(8) Consent. ( A ) T h e t e r m ‘ c o n s e n t ’ m e a n s a f r e e l y given agreement to the conduct at issue by a com- petent person. An expression of lack of consent through words or conduct means there is no con- sent. Lack of verbal or physical resistance or sub- mission resulting from the use of force, threat of force, or placing another person in fear does not constitute consent. A current or previous dating or social or sexual relationship by itself or the manner of dress of the person involved with the accused in the conduct at issue shall not consti- tute consent. (B) A sleeping, unconscious, or incompe- tent person cannot consent. A person cannot con- sent to force causing or likely to cause death or grievous bodily harm or to being rendered un- conscious. A person cannot consent while under threat or fear or under the circumstances de- scribed in subparagraph (C) or (D) of subsection (b)(1). ( C ) L a c k o f c o n s e n t m a y b e i n f e r r e d based on the circumstances of the offense. All the surrounding circumstances are to be considered in determining whether a person gave consent, or whether a person did not resist or ceased to resist only because of another person’s actions. b. Elements. ( 1 ) R a p e i n v o l v i n g c o n t a c t b e t w e e n p e n i s a n d vulva or anus or mouth. (a) By unlawful force (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by the penis; and (ii) That the accused did so with unlawful force. (b) By force causing or likely to cause death or grievous bodily harm (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by the penis; and (ii) That the accused did so by using force causing or likely to cause death or grievous bodily harm to any person. (c) By threatening or placing that other person in fear that any person would be subjected to death, grievous bodily harm, or kidnapping (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by the penis; and (ii) That the accused did so by threatening or placing that other person in fear that any person would be subjected to death, grievous bodily harm, or kidnapping. (d) By first rendering that other person uncon- scious (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by the penis; and (ii) That the accused did so by first render- ing that other person unconscious. ( e ) B y a d m i n i s t e r i n g a d r u g , i n t o x i c a n t , o r other similar substance (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by the penis; and (ii) That the accused did so by administering to that other person by force or threat of force, or without the knowledge or permission of that person, a drug, intoxicant, or other similar substance and thereby substantially impairing the ability of that other person to appraise or control conduct. (2) Rape involving penetration of the vulva or anus or mouth by any part of the body or any object. (a) By force (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth of another person by any part of the body or by any object; (ii) That the accused did so with unlawful force; and (iii) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (b) By force causing or likely to cause death or grievous bodily harm (i) That the accused committed a sexual act upon another person by causing penetration, how- IV-68 ¶45.a.(g)(8) Article 120

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ever slight, of the vulva or anus or mouth of another person by any part of the body or by any object; (ii) That the accused did so by using force causing or likely to cause death or grievous bodily harm to any person; and (iii) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (c) By threatening or placing that other person in fear that any person would be subjected to death, grievous bodily harm, or kidnapping (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth of another person by any part of the body or by any object; (ii) That the accused did so by threatening or placing that other person in fear that any person would be subjected to death, grievous bodily harm, or kidnapping; and (iii) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (d) By first rendering that other person uncon- scious (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth of another person by any part of the body or by any object; (ii) That the accused did so by first render- ing that other person unconscious; and (iii) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. ( e ) B y a d m i n i s t e r i n g a d r u g , i n t o x i c a n t , o r other similar substance (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth of another person by any part of the body or by any object; (ii) That the accused did so by administering to that other person by force or threat of force, or without the knowledge or permission of that person, a drug, intoxicant, or other similar substance and thereby substantially impairing the ability of that other person to appraise or control conduct; and (iii) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (3) Sexual assault involving contact between pe- nis and vulva or anus or mouth. (a) By threatening or placing that other person in fear (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by the penis; and (ii) That the accused did so by threatening or placing that other person in fear. (b) By causing bodily harm (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by the penis; and (ii) That the accused did so by causing bod- ily harm to that other person. (c) By fraudulent representation (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by the penis; and (ii) That the accused did so by making a fraudulent representation that the sexual act served a professional purpose. (d) By false pretense (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by the penis; and (ii) That the accused did so by inducing a belief by any artifice, pretense, or concealment that the accused is another person. (e) Of a person who is asleep, unconscious, or otherwise unaware the act is occurring (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by the penis; (ii) That the other person was asleep, uncon- scious, or otherwise unaware that the sexual act was occurring; and ( i i i ) T h a t t h e a c c u s e d k n e w o r r e a s o n a b l y should have known that the other person was asleep, unconscious, or otherwise unaware that the sexual act was occurring. (f) When the other person is incapable of con- senting IV-69 ¶45.b.(3)(f)Article 120

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(i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by the penis; (ii) That the other person was incapable of consenting to the sexual act due to: (A) Impairment by any drug, intoxicant or other similar substance; or (B) A mental disease or defect, or physi- cal disability; and ( i i i ) T h a t t h e a c c u s e d k n e w o r r e a s o n a b l y should have known of the impairment, mental dis- ease or defect, or physical disability of the other person. ( 4 ) S e x u a l a s s a u l t i n v o l v i n g p e n e t r a t i o n o f t h e vulva or anus or mouth by any part of the body or any object. (a) By threatening or placing that other person in fear (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by any part of the body or by any object; (ii) That the accused did so by threatening or placing that other person in fear; and (iii) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (b) By causing bodily harm (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by any part of the body or by any object; (ii) That the accused did so by causing bod- ily harm to that other person; and (iii) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (c) By fraudulent representation (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by any part of the body or by any object; (ii) That the accused did so by making a fraudulent representation that the sexual act served a professional purpose when it served no professional purpose; and (iii) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (d) By false pretense (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by any part of the body or by any object; (ii) That the accused did so by inducing a belief by any artifice, pretense, or concealment that the accused is another person; and (iii) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (e) Of a person who is asleep, unconscious, or otherwise unaware the act is occurring (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by any part of the body or by any object; (ii) That the other person was asleep, uncon- scious, or otherwise unaware that the sexual act was occurring; ( i i i ) T h a t t h e a c c u s e d k n e w o r r e a s o n a b l y should have known that the other person was asleep, unconscious, or otherwise unaware that the sexual act was occurring. (iv) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (f) When the other person is incapable of con- senting (i) That the accused committed a sexual act upon another person by causing penetration, how- ever slight, of the vulva or anus or mouth by any part of the body or by any object; (ii) That the other person was incapable of consenting to the sexual act due to: (A) Impairment by any drug, intoxicant or other similar substance; or (B) A mental disease or defect, or physi- cal disability; ( i i i ) T h a t t h e a c c u s e d k n e w o r r e a s o n a b l y should have known of the impairment, mental dis- ease or defect, or physical disability of the other person; and (iv) That the accused did so with intent to IV-70 ¶45.b.(3)(f)(i) Article 120

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abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. ( 5 ) A g g r a v a t e d s e x u a l c o n t a c t i n v o l v i n g t h e touching of the genitalia, anus, groin, breast, inner thigh, or buttocks of any person. (a) By force (i) That the accused committed sexual con- tact upon another person by touching, or causing another person to touch, either directly or through the clothing, the genitalia, anus, groin, breast, inner thigh, or buttocks of any person; (ii) That the accused did so with unlawful force; and (iii) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (b) By force causing or likely to cause death or grievous bodily harm (i) That the accused committed sexual con- tact upon another person by touching, or causing another person to touch, either directly or through the clothing, the genitalia, anus, groin, breast, inner thigh, or buttocks of any person; (ii) That the accused did so by using force causing or likely to cause death or grievous bodily harm to any person; and (iii) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (c) By threatening or placing that other person in fear that any person would be subjected to death, grievous bodily harm, or kidnapping (i) That the accused committed sexual con- tact upon another person by touching, or causing another person to touch, either directly or through the clothing, the genitalia, anus, groin, breast, inner thigh, or buttocks of any person; (ii) That the accused did so by threatening or placing that other person in fear that any person would be subjected to death, grievous bodily harm, or kidnapping; and (iii) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (d) By first rendering that other person uncon- scious (i) That the accused committed sexual con- tact upon another person by touching, or causing another person to touch, either directly or through the clothing, the genitalia, anus, groin, breast, inner thigh, or buttocks of any person; (ii) That the accused did so by first render- ing that other person unconscious; and (iii) That the accused did so with intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. ( e ) B y a d m i n i s t e r i n g a d r u g , i n t o x i c a n t , o r other similar substance (i) That the accused committed sexual con- tact upon another person by touching, or causing another person to touch, either directly or through the clothing, the genitalia, anus, groin, breast, inner thigh, or buttocks of any person; (ii) That the accused did so by administering to that other person by force or threat of force, or without the knowledge or permission of that person, a drug, intoxicant, or other similar substance and thereby substantially impairing the ability of that other person to appraise or control conduct; and (iii) That the accused did so with intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. ( 6 ) A g g r a v a t e d s e x u a l c o n t a c t i n v o l v i n g t h e touching of any body part of any person. (a) By force (i) That the accused committed sexual con- tact upon another person by touching, or causing a n o t h e r p e r s o n t o t o u c h , a n y b o d y p a r t o f a n y person; (ii) That the accused did so with unlawful force; and (iii) That the accused did so with intent to arouse or gratify the sexual desire of any person. (b) By force causing or likely to cause death or grievous bodily harm (i) That the accused committed sexual con- tact upon another person by touching, or causing a n o t h e r p e r s o n t o t o u c h , a n y b o d y p a r t o f a n y person; (ii) That the accused did so by using force causing or likely to cause death or grievous bodily harm to any person; and (iii) That the accused did so with intent to arouse or gratify the sexual desire of any person. (c) By threatening or placing that other person IV-71 ¶45.b.(6)(c)Article 120

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in fear that any person would be subjected to death, grievous bodily harm, or kidnapping (i) That the accused committed sexual con- tact upon another person by touching, or causing a n o t h e r p e r s o n t o t o u c h , a n y b o d y p a r t o f a n y person; (ii) That the accused did so by threatening or placing that other person in fear that any person would be subjected to death, grievous bodily harm, or kidnapping; and (iii) That the accused did so with intent to arouse or gratify the sexual desire of any person. (d) By first rendering that other person uncon- scious (i) That the accused committed sexual con- tact upon another person by touching, or causing a n o t h e r p e r s o n t o t o u c h , a n y b o d y p a r t o f a n y person; (ii) That the accused did so by first render- ing that other person unconscious; and (iii) That the accused did so with intent to arouse or gratify the sexual desire of any person. ( e ) B y a d m i n i s t e r i n g a d r u g , i n t o x i c a n t , o r other similar substance (i) That the accused committed sexual con- tact upon another person by touching, or causing a n o t h e r p e r s o n t o t o u c h , a n y b o d y p a r t o f a n y person; (ii) That the accused did so by administering to that other person by force or threat of force, or without the knowledge or permission of that person, a drug, intoxicant, or other similar substance and thereby substantially impairing the ability of that other person to appraise or control conduct; and (iii) That the accused did so with intent to arouse or gratify the sexual desire of any person. (7) Abusive sexual contact involving the touching of the genitalia, anus, groin, breast, inner thigh, or buttocks of any person. (a) By threatening or placing that other person in fear (i) That the accused committed sexual con- tact upon another person by touching, or causing another person to touch, either directly or through the clothing, the genitalia, anus, groin, breast, inner thigh, or buttocks of any person; (ii) That the accused did so by threatening or placing that other person in fear; and (iii) That the accused did so with intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (b) By causing bodily harm (i) That the accused committed sexual con- tact upon another person by touching, or causing another person to touch, either directly or through the clothing, the genitalia, anus, groin, breast, inner thigh, or buttocks of any person; (ii) That the accused did so by causing bod- ily harm to that other person; and (iii) That the accused did so with intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (c) By fraudulent representation (i) That the accused committed sexual con- tact upon another person by touching, or causing another person to touch, either directly or through the clothing, the genitalia, anus, groin, breast, inner thigh, or buttocks of any person; (ii) That the accused did so by making a fraudulent representation that the sexual act served a professional purpose; and (iii) That the accused did so with intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (d) By false pretense (i) That the accused committed sexual con- tact upon another person by touching, or causing another person to touch, either directly or through the clothing, the genitalia, anus, groin, breast, inner thigh, or buttocks of any person; (ii) That the accused did so by inducing a belief by any artifice, pretense, or concealment that the accused is another person; and (iii) That the accused did so with intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (e) Of a person who is asleep, unconscious, or otherwise unaware the act is occurring (i) That the accused committed sexual con- tact upon another person by touching, or causing another person to touch, either directly or through the clothing, the genitalia, anus, groin, breast, inner thigh, or buttocks of any person; (ii) That the other person was asleep, uncon- scious, or otherwise unaware that the sexual act was occurring; IV-72 ¶45.b.(6)(c) Article 120

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( i i i ) T h a t t h e a c c u s e d k n e w o r r e a s o n a b l y should have known that the other person was asleep, unconscious, or otherwise unaware that the sexual act was occurring; and (iv) That the accused did so with intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (f) When the other person is incapable of con- senting (i) That the accused committed sexual con- tact upon another person by touching, or causing another person to touch, either directly or through the clothing, the genitalia, anus, groin, breast, inner thigh, or buttocks of any person; (ii) That the other person was incapable of consenting to the sexual act due to: (A) Impairment by any drug, intoxicant or other similar substance; or (B) A mental disease or defect, or physi- cal disability; ( i i i ) T h a t t h e a c c u s e d k n e w o r r e a s o n a b l y should have known of the impairment, mental dis- ease or defect, or physical disability of the other person; and (iv) That the accused did so with intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (8) Abusive sexual contact involving the touching of any body part of any person. (a) By threatening or placing that other person in fear (i) That the accused committed sexual con- tact upon another person by touching, or causing a n o t h e r p e r s o n t o t o u c h , a n y b o d y p a r t o f a n y person; (ii) That the accused did so by threatening or placing that other person in fear; and (iii) That the accused did so with intent to arouse or gratify the sexual desire of any person. (b) By causing bodily harm (i) That the accused committed sexual con- tact upon another person by touching, or causing a n o t h e r p e r s o n t o t o u c h , a n y b o d y p a r t o f a n y person; (ii) That the accused did so by causing bod- ily harm to that other person; and (iii) That the accused did so with intent to arouse or gratify the sexual desire of any person. (c) By fraudulent representation (i) That the accused committed sexual con- tact upon another person by touching, or causing a n o t h e r p e r s o n t o t o u c h , a n y b o d y p a r t o f a n y person; (ii) That the accused did so by making a fraudulent representation that the sexual act served a professional purpose when it served no professional purpose; and (iii) That the accused did so with intent to arouse or gratify the sexual desire of any person. (d) By false pretense (i) That the accused committed sexual con- tact upon another person by touching, or causing a n o t h e r p e r s o n t o t o u c h , a n y b o d y p a r t o f a n y person; (ii) That the accused did so by inducing a belief by any artifice, pretense, or concealment that the accused is another person; and (iii) That the accused did so with intent to arouse or gratify the sexual desire of any person. (e) Of a person who is asleep, unconscious, or otherwise unaware the act is occurring (i) That the accused committed sexual con- tact upon another person by touching, or causing a n o t h e r p e r s o n t o t o u c h , a n y b o d y p a r t o f a n y person; (ii) That the other person was asleep, uncon- scious, or otherwise unaware that the sexual act was occurring; ( i i i ) T h a t t h e a c c u s e d k n e w o r r e a s o n a b l y should have known that the other person was asleep, unconscious, or otherwise unaware that the sexual act was occurring; and (iv) That the accused did so with intent to arouse or gratify the sexual desire of any person. (f) When the other person is incapable of con- senting (i) That the accused committed sexual con- tact upon another person by touching, or causing a n o t h e r p e r s o n t o t o u c h , a n y b o d y p a r t o f a n y person; (ii) That the other person was incapable of consenting to the sexual act due to: (A) Impairment by any drug, intoxicant, or other similar substance; or IV-73 ¶45.b.(8)(f)(ii)Article 120

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(B) A mental disease or defect, or physi- cal disability; ( i i i ) T h a t t h e a c c u s e d k n e w o r r e a s o n a b l y should have known of the impairment, mental dis- ease or defect, or physical disability of the other person; and (iv) That the accused did so with intent to arouse or gratify the sexual desire of any person. c. Explanation. (1) In general. Sexual offenses have been sepa- r a t e d i n t o t h r e e s t a t u t e s : a d u l t s ( 1 2 0 ) , c h i l d r e n (120b), and other offenses (120c). (2) Definitions. The terms are defined in Para- graph 45.a.(g). (3) Victim character and privilege. See Mil. R. Evid. 412 concerning rules of evidence relating to the character of the victim of an alleged sexual of- fense. See Mil. R. Evid. 514 concerning rules of evidence relating to privileged communications be- tween the victim and victim advocate. (4) Consent as an element. Lack of consent is not an element of any offense under this paragraph un- less expressly stated. Consent may be relevant for other purposes. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishments. (1) Rape. Forfeiture of all pay and allowances, and confinement for life without eligibility for pa- role. Mandatory minimum – Dismissal or dishonora- ble discharge. (2) Sexual assault. Forfeiture of all pay and al- lowances and confinement for 30 years. Mandatory minimum – Dismissal or dishonorable discharge. (3) Aggravated sexual contact. Dishonorable dis- charge, forfeiture of all pay and allowances, and confinement for 20 years. ( 4 ) A b u s i v e s e x u a l c o n t a c t . D i s h o n o r a b l e d i s - charge, forfeiture of all pay and allowances, and confinement for 7 years. f. Sample specifications. ( 1 ) R a p e i n v o l v i n g c o n t a c t b e t w e e n p e n i s a n d vulva or anus or mouth. (a) By force. In that (personal jurisdiction da- ta), did (at/on board location), on or about _____, commit a sexual act upon ____________ by causing p e n e t r a t i o n o f _ _ _ _ _ _ _ _ _ _ _ ’ s ( v u l v a ) ( a n u s ) (mouth) with _________’s penis, by using unlawful force. (b) By force causing or likely to cause death or grievous bodily harm. In that (personal jurisdiction data), did (at/on board location), on or about _____ 20__, commit a sexual act upon ____________ by causing penetration of ___________’s (vulva) (anus) (mouth) with _______’s penis, by using force likely to cause death or grievous bodily harm to ________ _, to wit: _____________. (c) By threatening or placing that other person in fear that any person would be subjected to death, grievous bodily harm, or kidnapping. In that (per- sonal jurisdiction data), did (at/on board location), on or about _____ 20 ___, commit a sexual act upon _ _ _ _ _ _ _ b y c a u s i n g p e n e t r a t i o n o f _ _ _ _ _ _ _ ’ s ( v u l v a ) ( a n u s ) ( m o u t h ) w i t h _ _ _ _ _ ’ s p e n i s , b y (threatening _______) (placing _______ in fear) that _______ would be subjected to (death) (grievous bodily harm) (kidnapping). (d) By first rendering that other person uncon- scious. In that (personal jurisdiction data), did (at/on board location), on or about _____ 20__, commit a sexual act upon __________ by causing penetration of __________’s (vulva) (anus) (mouth) with _____ ___’s penis, by first rendering __________ uncon- scious by __________________. ( e ) B y a d m i n i s t e r i n g a d r u g , i n t o x i c a n t , o r other similar substance. In that (personal jurisdiction data), did (at/on board location), on or about _____ 20__, commit a sexual act upon ____________ by causing penetration of ___________’s (vulva) (anus) (mouth) with _________’s penis, by administering t o _ _ _ _ _ _ _ _ _ _ _ _ ( b y f o r c e ) ( b y t h r e a t o f f o r c e ) (without the knowledge or permission of _________ _ _ ) a ( d r u g ) ( i n t o x i c a n t ) ( l i s t o t h e r s i m i l a r s u b - stance), to wit: ________, thereby substantially im- pairing the ability of ___________ to appraise or control his/her conduct. (2) Rape involving penetration of genital opening by any part of the body or any object. (a) By force. In that (personal jurisdiction da- ta), did (at/on board location), on or about ____ 20_ _ , c o m m i t a s e x u a l a c t u p o n _ _ _ _ _ _ _ _ _ , b y penetrating the (vulva) (anus) (mouth) of _________ ___ with (list body part or object) by using unlawful force, with an intent to (abuse) (humiliate) (harass) (degrade) (arouse/gratify the sexual desire of) _____ _______. IV-74 ¶45.b.(8)(f)(ii) Article 120

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(b) By force causing or likely to cause death or grievous bodily injury. In that (personal jurisdiction data), did (at/on board location), on or about _____ 2 0 _ _ , c o m m i t a s e x u a l a c t u p o n _ _ _ _ _ _ _ _ _ , b y penetrating the (vulva) (anus) (mouth) of _________ _ with (list body part or object) by using force likely to cause death or grievous bodily harm to ________, t o w i t : _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ , w i t h a n i n t e n t t o (abuse) (humiliate) (harass) (degrade) (arouse/gratify the sexual desire of) ____________. (c) By threatening or placing that other person in fear that any person would be subjected to death, grievous bodily harm, or kidnapping. In that (per- sonal jurisdiction data), did (at/on board location), on or about ___ 20__, commit a sexual act upon ___ _____, by penetrating the (vulva) (anus) (mouth) of _ _ _ _ _ _ _ _ _ _ w i t h ( l i s t b o d y p a r t o r o b j e c t ) b y (threatening ______) (placing ______ in fear) that _ _________ would be subjected to (death) (grievous bodily harm) (kidnapping), with an intent to (abuse) ( h u m i l i a t e ) ( h a r a s s ) ( d e g r a d e ) ( a r o u s e / g r a t i f y t h e sexual desire of) ____________. (d) By first rendering that other person uncon- scious. In that (personal jurisdiction data), did (at/on board location), on or about ____ 20__, commit a s e x u a l a c t u p o n _ _ _ _ _ _ _ _ , b y p e n e t r a t i n g t h e (vulva) (anus) (mouth) of ________ with (list body part or object) by first rendering ________ uncon- scious, with an intent to (abuse) (humiliate) (harass) (degrade) (arouse/gratify the sexual desire of) _____ _______. ( e ) B y a d m i n i s t e r i n g a d r u g , i n t o x i c a n t , o r other similar substance. In that (personal jurisdiction data), did (at/on board location), on or about ____ 2 0 _ _ , c o m m i t a s e x u a l a c t u p o n _ _ _ _ _ _ _ _ _ , b y penetrating the (vulva) (anus) (mouth) of _________ ___ with (list body part or object) by administering t o _ _ _ _ _ _ _ _ _ _ _ _ ( b y f o r c e ) ( b y t h r e a t o f f o r c e ) (without the knowledge or permission of _________ _ _ ) a ( d r u g ) ( i n t o x i c a n t ) ( l i s t o t h e r s i m i l a r s u b - stance), to wit: ________, thereby substantially im- pairing the ability of ___________ to appraise or control his/her conduct, with an intent to (abuse) ( h u m i l i a t e ) ( h a r a s s ) ( d e g r a d e ) ( a r o u s e / g r a t i f y t h e sexual desire of) ____________. (3) Sexual assault involving contact between pe- nis and vulva or anus or mouth. (a) By threatening or placing that other person in fear. In that (personal jurisdiction data), did (at/on board location), on or about _____ 20__, commit a sexual act upon _________, by causing penetration of _________’s (vulva) (anus) (mouth) with ______ ___’s penis, by (threatening _________) (placing __ _______ in fear). (b) By causing bodily harm. In that (personal jurisdiction data), did (at/on board location), on or about ____ 20__, commit a sexual act upon _______ , by causing penetration of __________’s (vulva) ( a n u s ) ( m o u t h ) w i t h _ _ _ _ _ _ _ ’ s p e n i s b y c a u s i n g bodily harm to _________, to wit: _________. (c) By fraudulent representation. In that (per- sonal jurisdiction data), did (at/on board location), on or about _____ 20__, commit a sexual act upon _ _________, by causing penetration of _________’s (vulva) (anus) (mouth) with _________’s penis by making a fraudulent representation that the sexual act served a professional purpose, to wit: _________ _. (d) By false pretense. In that (personal jurisdic- tion data), did (at/on board location), on or about __ ___ 20__, commit a sexual act upon __________, b y c a u s i n g p e n e t r a t i o n o f _ _ _ _ _ _ _ _ _ ’ s ( v u l v a ) (anus) (mouth) with _________’s penis by inducing a belief by (artifice) (pretense) (concealment) that the said accused was another person. (e) Of a person who is asleep, unconscious, or otherwise unaware the act is occurring. In that (per- sonal jurisdiction data), did (at/on board location), on or about _____ 20__, commit a sexual act upon _ ________, by causing penetration of __________’s (vulva) (anus) (mouth) with ________’s penis when he/she knew or reasonably should have known that _ _______ was (asleep) (unconscious) (unaware the sexual act was occurring due to _________). (f) When the other person is incapable of con- senting. In that (personal jurisdiction data), did (at/ on board location), on or about _____ 20__, commit a sexual act upon _________, by causing penetration of __________’s (vulva) (anus) (mouth) with _____ __’s penis, when _________ was incapable of con- senting to the sexual act because he/she [was im- paired by (a drug, to wit: ______) (an intoxicant, to wit: __________) ( )] [had a (mental disease, to wit: ________) (mental defect, to wit: _________) (physical disability, to wit: _________)], a condition that was known or reasonably should have been known by the said accused. (4) Sexual assault involving penetration of vulva IV-75 ¶45.f.(4)Article 120

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or anus or mouth by any part of the body or any object. (a) By threatening or placing that other person in fear. In that (personal jurisdiction data), did (at/on board location), on or about ____ 20__, commit a s e x u a l a c t u p o n _ _ _ _ _ _ _ _ _ _ , b y p e n e t r a t i n g t h e (vulva) (anus) (mouth) of ______________ with (list body part or object), by (threatening __________) ( p l a c i n g _ _ _ _ _ _ _ _ _ _ i n f e a r ) , w i t h a n i n t e n t t o (abuse) (humiliate) (harass) (degrade) (arouse) (grat- ify the sexual desire of) ____________. (b) By causing bodily harm. In that (personal jurisdiction data), did (at/on board location), on or about ____ 20__, commit a sexual act upon _______ ___, by penetrating the (vulva) (anus) (mouth) of __ ____________ with (list body part or object), by causing bodily harm to __________, to wit:_______ __ with an intent to (abuse) (humiliate) (harass) (de- grade) (arouse) (gratify the sexual desire of) ______ ______. (c) By fraudulent representation. In that (per- sonal jurisdiction data), did (at/on board location), on or about _____ 20__, commit a sexual act upon _ _ _ _ _ _ _ _ _ _ , b y p e n e t r a t i n g t h e ( v u l v a ) ( a n u s ) (mouth) of ______________ with (list body part or object), by making a fraudulent representation that the sexual act served a professional purpose, to wit: __________, with an intent to (abuse) (humiliate) (harass) (degrade) (arouse) (gratify the sexual desire of) ____________. (d) By false pretense. In that (personal jurisdic- tion data), did (at/on board location), on or about __ __ 20__, commit a sexual act upon _________, by penetrating the (vulva) (anus) (mouth) of _________ ____ with (list body part or object), by inducing a belief by (artifice) (pretense) (concealment) that the said accused was another person, with an intent to (abuse) (humiliate) (harass) (degrade) (arouse) (grat- ify the sexual desire of) ____________. (e) Of a person who is asleep, unconscious, or otherwise unaware the act is occurring. In that (per- sonal jurisdiction data), did (at/on board location), on or about _____ 20__, commit a sexual act upon _ _ _ _ _ _ _ _ _ _ , b y p e n e t r a t i n g t h e ( v u l v a ) ( a n u s ) (mouth) of _____________ with (list body part or o b j e c t ) , w h e n h e / s h e k n e w o r r e a s o n a b l y s h o u l d have known that _________ was (asleep) (uncon- scious) (unaware the sexual act was occurring due to _ _ _ _ _ _ _ _ ) , w i t h a n i n t e n t t o ( a b u s e ) ( h u m i l i a t e ) (harass) (degrade) (arouse) (gratify the sexual desire of) ___________. (f) When the other person is incapable of con- senting. In that (personal jurisdiction data), did (at/ on board location), on or about ____ 20__, commit a s e x u a l a c t u p o n _ _ _ _ _ _ _ _ _ _ , b y p e n e t r a t i n g t h e (vulva) (anus) ( mouth) of ______________ with (list body part or object), when ____________ was incapable of consenting to the sexual act because he/ she [was impaired by (a drug, to wit: ______) (an intoxicant, to wit: __________) ( )] [had a (mental disease, to wit: ________) (mental defect, to wit: __ _______) (physical disability, to wit: _________)], a condition that was known or reasonably should have been known by the said accused, with an intent to (abuse) (humiliate) (harass) (degrade) (arouse) (grat- ify the sexual desire of) _____. ( 5 ) A g g r a v a t e d s e x u a l c o n t a c t i n v o l v i n g t h e touching of the genitalia, anus, groin, breast, inner thigh, or buttocks of any person. (a) By force. In that (personal jurisdiction da- ta), did (at/on board location), on or about _____ 20__, [(touch) (cause _______ to touch)] [(directly) (through the clothing)] the (genitalia) (anus) (groin) (breast) (inner thigh) (buttocks) of _______, by us- ing unlawful force, with an intent to (abuse) (humili- ate) (degrade) (arouse) (gratify the sexual desire of) __________. (b) By force causing or likely to cause death or grievous bodily harm. In that (personal jurisdiction data), did (at/on board location), on or about ____ 2 0 _ _ , [ ( t o u c h ) ( c a u s e _ _ _ _ _ _ _ _ _ t o t o u c h ) ] [ ( d i r e c t l y ) ( t h r o u g h t h e c l o t h i n g ) ] t h e ( g e n i t a l i a ) (anus) (groin) (breast) (inner thigh) (buttocks) of ___ ____, by using force likely to cause death or griev- ous bodily harm to _________, to wit: _________, w i t h a n i n t e n t t o ( a b u s e ) ( h u m i l i a t e ) ( d e g r a d e ) (arouse) (gratify the sexual desire of) __________. (c) By threatening or placing that other person in fear that any person would be subjected to death, grievous bodily harm, or kidnapping. In that (per- sonal jurisdiction data), did (at/on board location), on or about _____ 20__, [(touch) (cause _________ t o t o u c h ) ] [ ( d i r e c t l y ) ( t h r o u g h t h e c l o t h i n g ) ] t h e (genitalia) (anus) (groin) (breast) (inner thigh) (but- tocks) of ______, by (threatening ________) (plac- i n g _ _ _ _ _ _ i n f e a r ) t h a t _ _ _ _ _ _ _ _ _ w o u l d b e subjected to (death) (grievous bodily harm) (kidnap- ping), with an intent to (abuse) (humiliate) (degrade) (arouse) (gratify the sexual desire of) __________. IV-76 ¶45.f.(4) Article 120

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(d) By first rendering that other person uncon- scious. In that (personal jurisdiction data), did (at/on board location), on or about ______ 20__, [(touch) (cause ________ to touch)] [(directly) (through the clothing)] the (genitalia) (anus) (groin) (breast) (in- ner thigh) (buttocks) of _______, by rendering ____ ___ unconscious by __________, with an intent to (abuse) (humiliate) (degrade) (arouse) (gratify the sexual desire of) _______. ( e ) B y a d m i n i s t e r i n g a d r u g , i n t o x i c a n t , o r other similar substance. In that (personal jurisdiction data), did (at/on board location), on or about _____ 2 0 _ _ , [ ( t o u c h ) ( c a u s e _ _ _ _ _ _ _ _ _ _ t o t o u c h ) ] [ ( d i r e c t l y ) ( t h r o u g h t h e c l o t h i n g ) ] t h e ( g e n i t a l i a ) (anus) (groin) (breast) (inner thigh) (buttocks) of ___ _ _ _ _ _ _ _ , b y a d m i n i s t e r i n g t o _ _ _ _ _ _ _ _ _ _ _ _ ( b y force) (by threat of force) (without the knowledge or p e r m i s s i o n o f _ _ _ _ ) a ( d r u g ) ( i n t o x i c a n t ) ( _ _ _ ) thereby substantially impairing the ability of ______ _____ to appraise or control his/her conduct, with an intent to (abuse) (humiliate) (degrade) (arouse) (grat- ify the sexual desire of) __________. ( 6 ) A g g r a v a t e d s e x u a l c o n t a c t i n v o l v i n g t h e touching of any body part of any person. (a) By force. In that (personal jurisdiction da- ta), did (at/on board location), on or about _____ 20__, [(touch) (cause ________ to touch)] [(directly) (through the clothing)] (name of body part) of _____ _ _ , b y u s i n g u n l a w f u l f o r c e , w i t h a n i n t e n t t o (arouse) (gratify the sexual desire of) __________. (b) By force causing or likely to cause death or grievous bodily harm. In that (personal jurisdiction data), did (at/on board location), on or about _____ 2 0 _ _ , [ ( t o u c h ) ( c a u s e _ _ _ _ _ _ _ _ _ t o t o u c h ) ] [(directly) (through the clothing)] (name of body part) of _______, by using force likely to cause death or grievous bodily harm to ________, to wit: _____________, with an intent to (arouse) (gratify the sexual desire of) __________. (c) By threatening or placing that other person in fear that any person would be subjected to death, grievous bodily harm, or kidnapping. In that (per- sonal jurisdiction data), did (at/on board location), on or about ______ 20__, [(touch) (cause ________ to touch)] [(directly) (through the clothing)] (name of body part) of _______, by (threatening ________ _) (placing _______ in fear) that _____________ w o u l d b e s u b j e c t e d t o ( d e a t h ) ( g r i e v o u s b o d i l y harm) (kidnapping), with an intent to (arouse) (grati- fy the sexual desire of) __________. (d) By first rendering that other person uncon- scious. In that (personal jurisdiction data), did (at/on board location), on or about _____ 20__, [(touch) (cause _________ to touch)] [(directly) (through the c l o t h i n g ) ] ( n a m e o f b o d y p a r t ) o f _ _ _ _ _ _ _ , b y rendering __________ unconscious by ___________ _____, with an intent to (arouse) (gratify the sexual desire of) __________. ( e ) B y a d m i n i s t e r i n g a d r u g , i n t o x i c a n t , o r other similar substance. In that (personal jurisdiction data), did (at/on board location), on or about _____ 2 0 _ _ , [ ( t o u c h ) ( c a u s e _ _ _ _ _ _ _ _ _ t o t o u c h ) ] [(directly) (through the clothing)] (name of body part) of ______, by administering to _________ (by force) (by threat of force) (without the knowledge or permission of __________) a (drug) (intoxicant) (__ __) and thereby substantially impairing the ability of ___________ to appraise or control his/her conduct, with an intent to (arouse) (gratify the sexual desire of) __________. (7) Abusive sexual contact involving the touching of the genitalia, anus, groin, breast, inner thigh, or buttocks of any person. (a) By threatening or placing that other person in fear. In that (personal jurisdiction data), did (at/on board location), on or about ____ 20__, [(touch) (cause another person to touch)] [(directly) (through the clothing)] the (genitalia) (anus) (groin) (breast) (inner thigh) (buttocks) of _______ by (threatening _ _______) (placing _________ in fear), with an in- tent to (abuse) (humiliate) (degrade) (arouse) (gratify the sexual desire of) __________. (b) By causing bodily harm. In that (personal jurisdiction data), did (at/on board location), on or about _____ 20__, [(touch) (cause another person to t o u c h ) ] [ ( d i r e c t l y ) ( t h r o u g h t h e c l o t h i n g ) ] t h e (genitalia) (anus) (groin) (breast) (inner thigh) (but- tocks) of _______ by causing bodily harm to _____ _____, to wit: ___________________, with an in- tent to (abuse) (humiliate) (degrade) (arouse) (gratify the sexual desire of) __________. (c) By fraudulent representation. In that (per- sonal jurisdiction data), did (at/on board location), on or about ____ 20__, [(touch) (cause another per- son to touch)] [(directly) (through the clothing)] the (genitalia) (anus) (groin) (breast) (inner thigh) (but- tocks) of __________ by making a fraudulent repre- s e n t a t i o n t h a t t h e s e x u a l c o n t a c t s e r v e d a IV-77 ¶45.f.(7)(c)Article 120

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professional purpose, to wit: __________, with an intent to (abuse) (humiliate) (degrade) (arouse) (grat- ify the sexual desire of) __________. (d) By false pretense. In that (personal jurisdic- tion data), did (at/on board location), on or about __ ___ 20__, [(touch) (cause another person to touch)] [ ( d i r e c t l y ) ( t h r o u g h t h e c l o t h i n g ) ] t h e ( g e n i t a l i a ) (anus) (groin) (breast) (inner thigh) (buttocks) of ___ _______ by inducing a belief by (artifice) (pretense) (concealment) that the said accused was another per- son, with an intent to (abuse) (humiliate) (degrade) (arouse) (gratify the sexual desire of) __________. (e) Of a person who is asleep, unconscious, or otherwise unaware the act is occurring. In that (per- sonal jurisdiction data), did (at/on board location), on or about ___ 20__, [(touch) (cause another per- son to touch)] [(directly) (through the clothing)] the (genitalia) (anus) (groin) (breast) (inner thigh) (but- tocks) of _______ when he/she knew or reasonably should have known that _______ was (asleep) (un- conscious) (unaware the sexual contact was occur- ring due to _________), with an intent to (abuse) (humiliate) (degrade) (arouse) (gratify the sexual de- sire of) __________. (f) When that person is incapable of consent- ing. In that (personal jurisdiction data), did (at/on board location), on or about ____ 20__, [(touch) (cause another person to touch)] [(directly) (through the clothing)] the (genitalia) (anus) (groin) (breast) (inner thigh) (buttocks) of ______ when _________ was incapable of consenting to the sexual contact because he/she [was impaired by (a drug, to wit: ___ ___) (an intoxicant, to wit: __________) ( )] [had a (mental disease, to wit: ________) (mental defect, to wit: _________) (physical disability, to wit: ____ _____)] and this condition was known or reasonably should have been known by ___________, with an intent to (abuse) (humiliate) (degrade) (arouse) (grat- ify the sexual desire of) __________. (8) Abusive sexual contact involving the touching of any body part of any person. (a) By threatening or placing that other person in fear. In that (personal jurisdiction data), did (at/on board location), on or about ____ 20__, [(touch) (cause another person to touch)] [(directly) (through the clothing)] the (name of body part) of _______ by (threatening _________) (placing __________ in fear), with an intent to (arouse) (gratify the sexual desire of) _________. (b) By causing bodily harm. In that (personal jurisdiction data), did (at/on board location), on or about ____ 20__, [(touch) (cause another person to touch)] [(directly) (through the clothing)] the (name of body part) of _______ by causing bodily harm to __________, to wit: _____________, with an intent to (arouse) (gratify the sexual desire of) __________ . (c) By fraudulent representation. In that (per- sonal jurisdiction data), did (at/on board location), on or about ____ 20__, [(touch) (cause another per- son to touch)] [(directly) (through the clothing)] the (name of body part) of _______ by making a fraud- ulent representation that the sexual contact served a professional purpose, to wit: __________, with an intent to (arouse) (gratify the sexual desire of) _____ _____. (d) By false pretense. In that (personal jurisdic- tion data), did (at/on board location), on or about __ __ 20__, [(touch) (cause another person to touch)] [(directly) (through the clothing)] the (name of body part) of _______ by inducing a belief by (artifice) (pretense) (concealment) that the said accused was another person, with an intent to (arouse) (gratify the sexual desire of) __________. (e) Of a person who is asleep, unconscious, or otherwise unaware the act is occurring. In that (per- sonal jurisdiction data), did (at/on board location), on or about ____ 20__, [(touch) (cause another per- son to touch)] [(directly) (through the clothing)] the (name of body part) of _______ when he/she knew or reasonably should have known that _________ was (asleep) (unconscious) (unaware the sexual con- tact was occurring due to _________), with an intent to (arouse) (gratify the sexual desire of) __________ . (f) When that person is incapable of consent- ing. In that (personal jurisdiction data), did (at/on board location), on or about _______ 20__, [(touch) (cause another person to touch)] [(directly) (through the clothing)] the (name of body part) of _______ when ____________ was incapable of consenting to the sexual contact because he/she [was impaired by (a drug, to wit: ______) (an intoxicant, to wit: _____ _____) ( )] [had a (mental disease, to wit: ______ __) (mental defect, to wit: _________) (physical dis- ability, to wit: _________)], a condition that was known or reasonably should have been known by __ IV-78 ¶45.f.(7)(c) Article 120

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___________, with an intent to (arouse) (gratify the sexual desire of) __________. 45a. Article 120a—Stalking a. Text of statute. (a) Any person subject to this section: (1) who wrongfully engages in a course of conduct directed at a specific person that would cause a reasonable person to fear death or bodily harm, including sexual assault, to himself or her- self or a member of his or her immediate family; ( 2 ) w h o h a s k n o w l e d g e , o r s h o u l d h a v e knowledge, that the specific person will be placed in reasonable fear of death or bodily harm, in- cluding sexual assault, to himself or herself or a member of his or her immediate family; and (3) whose acts induce reasonable fear in the specific person of death or bodily harm, including sexual assault, to himself or herself or to a mem- ber of his or her immediate family; is guilty of stalking and shall be punished as a court-martial may direct. (b) In this section: (1) The term “course of conduct” means: (A) a repeated maintenance of visual or physical proximity to a specific person; or ( B ) a r e p e a t e d c o n v e y a n c e o f v e r b a l threat, written threats, or threats implied by con- duct, or a combination of such threats, directed at or towards a specific person. (2) The term “repeated,” with respect to conduct, means two or more occasions of such conduct. (3) The term “immediate family,” in the case of a specific person, means a spouse, parent, child, or sibling of the person, or any other fam- ily member, relative, or intimate partner of the person who regularly resides in the household of the person or who within the six months preced- ing the commencement of the course of conduct regularly resided in the household of the person. b. Elements. ( 1 ) T h a t t h e a c c u s e d w r o n g f u l l y e n g a g e d i n a course of conduct directed at a specific person that would cause a reasonable person to fear death or bodily harm to himself or herself or a member of his or her immediate family; (2) That the accused had knowledge, or should have had knowledge, that the specific person would be placed in reasonable fear of death or bodily harm to himself or herself or a member of his or her immediate family; and (3) That the accused’s acts induced reasonable fear in the specific person of death or bodily harm to himself or herself or to a member of his or her immediate family. c. Explanation. See Paragraph 54c(1)(a) for an ex- planation of “bodily harm”. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 3 years. f. Sample Specification. In that (personal jurisdiction data), who (knew)(should have known) that would be placed in reasonable fear of (death)(bodily harm) to (himself) (herself) ( , a member of his or her immediate family) did (at/on board—location), (subject-matter jurisdiction data, if required), (on or a b o u t 2 0 ) ( f r o m a b o u t t o a b o u t 20 ), wrongfully engage in a course of conduct directed at , to wit: thereby i n d u c i n g i n , a r e a s o n a b l e f e a r o f (death)(bodily harm) to (himself)(herself) ( , a member of his or her immediate family). 45b. Article 120b—Rape and sexual assault of a child [Note: This statute applies to offenses commit- ted on or after 28 June 2012. Article 120b is a new statute designed to address only child sexual of- fenses. Previous versions of child sexual offenses are located as follows: for offenses committed on or before 30 September 2007, see Appendix 27; for o f f e n s e s c o m m i t t e d d u r i n g t h e p e r i o d 1 O c t o b e r 2007 through 27 June 2012, see Appendix 28.] a. Text of Statute (a) Rape of a Child . Any person subject to this chapter who— (1) commits a sexual act upon a child who has not attained the age of 12 years; or (2) commits a sexual act upon a child who has attained the age of 12 years by— (A) using force against any person; IV-79 ¶45b.a.(a)(2)(A)Article 120b

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( B ) t h r e a t e n i n g o r p l a c i n g t h a t c h i l d i n fear; (C) rendering that child unconscious; or (D) administering to that child a drug, in- toxicant, or other similar substance; is guilty of rape of a child and shall be punished as a court-martial may direct. (b) Sexual Assault of a Child . Any person sub- ject to this chapter who commits a sexual act upon a child who has attained the age of 12 years is guilty of sexual assault of a child and shall be punished as a court-martial may direct. (c) Sexual Abuse of a Child . Any person sub- ject to this chapter who commits a lewd act upon a child is guilty of sexual abuse of a child and shall be punished as a court-martial may direct. (d) Age of Child . (1) Under 12 years . In a prosecution under this section, it need not be proven that the ac- cused knew the age of the other person engaging in the sexual act or lewd act. It is not a defense t h a t t h e a c c u s e d r e a s o n a b l y b e l i e v e d t h a t t h e child had attained the age of 12 years. (2) Under 16 years . In a prosecution under this section, it need not be proven that the ac- cused knew that the other person engaging in the sexual act or lewd act had not attained the age of 16 years, but it is a defense in a prosecution under subsection (b) (sexual assault of a child) or subsection (c) (sexual abuse of a child), which the accused must prove by a preponderance of the e v i d e n c e , t h a t t h e a c c u s e d r e a s o n a b l y b e l i e v e d that the child had attained the age of 16 years, if the child had in fact attained at least the age of 12 years. (e) Proof of Threat . In a prosecution under this section, in proving that a person made a threat, it need not be proven that the person actually in- tended to carry out the threat or had the ability to carry out the threat. (f) Marriage. In a prosecution under subsection (b) (sexual assault of a child) or subsection (c) (sexual abuse of a child), it is a defense, which the accused must prove by a preponderance of the evidence, that the persons engaging in the sexual act or lewd act were at that time married to each other, except where the accused commits a sexual act upon the person when the accused knows or reasonably should know that the other person is asleep, unconscious, or otherwise unaware that the sexual act is occurring or when the other person is incapable of consenting to the sexual act due to impairment by any drug, intoxicant, or other similar substance, and that condition was known or reasonably should have been known by the accused. (g) Consent. Lack of consent is not an element and need not be proven in any prosecution under this section. A child not legally married to the person committing the sexual act, lewd act, or use of force cannot consent to any sexual act, lewd act, or use of force. (h) Definitions. In this section: (1) Sexual act and sexual contact . The terms ‘sexual act’ and ‘sexual contact’ have the mean- ings given those terms in section 920(g) of this title (article 120(g)). (2) Force. The term ‘force’ means— (A) the use of a weapon; (B) the use of such physical strength or violence as is sufficient to overcome, restrain, or injure a child; or (C) inflicting physical harm. In the case of a parent-child or similar relation- ship, the use or abuse of parental or similar au- thority is sufficient to constitute the use of force. (3) Threatening or placing that child in fear . The term ‘threatening or placing that child in fear’ means a communication or action that is of sufficient consequence to cause the child to fear that non-compliance will result in the child or another person being subjected to the action con- templated by the communication or action. (4) Child. The term ‘child’ means any per- son who has not attained the age of 16 years. (5) Lewd act . The term ‘lewd act’ means— (A) any sexual contact with a child; (B) intentionally exposing one’s genitalia, anus, buttocks, or female areola or nipple to a child by any means, including via any communi- cation technology, with an intent to abuse, humil- i a t e , o r d e g r a d e a n y p e r s o n , o r t o a r o u s e o r gratify the sexual desire of any person; (C) intentionally communicating indecent language to a child by any means, including via any communication technology, with an intent to abuse, humiliate, or degrade any person, or to IV-80 ¶45b.a.(a)(2)(B) Article 120b

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arouse or gratify the sexual desire of any person; or ( D ) a n y i n d e c e n t c o n d u c t , i n t e n t i o n a l l y done with or in the presence of a child, including via any communication technology, that amounts to a form of immorality relating to sexual impu- rity which is grossly vulgar, obscene, and repug- nant to common propriety, and tends to excite sexual desire or deprave morals with respect to sexual relations. b. Elements. (1) Rape of a child involving contact between pe- nis and vulva or anus or mouth. (a) Rape of a child who has not attained the age of 12. (i) That the accused committed a sexual act upon a child causing penetration, however slight, by the penis of the vulva or anus or mouth; and (ii) That at the time of the sexual act the child had not attained the age of 12 years. (b) Rape by force of a child who has attained the age of 12. (i) That the accused committed a sexual act upon a child causing penetration, however slight, by the penis of the vulva or anus or mouth; and (ii) That at the time of the sexual act the child had attained the age of 12 years but had not attained the age of 16 years, and (iii) That the accused did so by using force against that child or any other person. (c) Rape by threatening or placing in fear a child who has attained the age of 12. (i) That the accused committed a sexual act upon a child causing penetration, however slight, by the penis of the vulva or anus or mouth; (ii) That at the time of the sexual act the child had attained the age of 12 years but had not attained the age of 16 years; and (iii) That the accused did so by threatening the child or another person or placing that child in fear. (d) Rape by rendering unconscious a child who has attained the age of 12. (i) That the accused committed a sexual act upon a child causing penetration, however slight, by the penis of the vulva or anus or mouth; (ii) That at the time of the sexual act the child had attained the age of 12 years but had not attained the age of 16 years; and (iii) That the accused did so by rendering that child unconscious. (e) Rape by administering a drug, intoxicant, or other similar substance to a child who has at- tained the age of 12. (i) That the accused committed a sexual act upon a child causing penetration, however slight, by the penis of the vulva or anus or mouth; (ii) That at the time of the sexual act the child had attained the age of 12 years but had not attained the age of 16 years; and (iii) That the accused did so by administer- ing to that child a drug, intoxicant, or other similar substance. (2) Rape of a child involving penetration of vulva or anus or mouth by any part of the body or any object. (a) Rape of a child who has not attained the age of 12. (i) That the accused committed a sexual act upon a child by causing penetration, however slight, of the vulva or anus or mouth of the child by any part of the body or by any object; (ii) That at the time of the sexual act the child had not attained the age of 12 years; and (iii) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (b) Rape by force of a child who has attained the age of 12. (i) That the accused committed a sexual act upon a child by causing penetration, however slight, of the vulva, anus, or mouth of the child by any part of the body or by any object; (ii) That at the time of the sexual act the child had attained the age of 12 years but had not attained the age of 16 years; (iii) That the accused did so by using force against that child or any other person; and (iv) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (c) Rape by threatening or placing in fear a child who has attained the age of 12. (i) That the accused committed a sexual act upon a child by causing penetration, however slight, IV-81 ¶45b.b.(2)(c)(i)Article 120b

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of the vulva or anus or mouth of the child by any part of the body or by any object; (ii) That at the time of the sexual act the child had attained the age of 12 years but had not attained the age of 16 years; (iii) That the accused did so by threatening the child or another person or placing that child in fear; and (iv) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (d) Rape by rendering unconscious a child who has attained the age of 12. (i) That the accused committed a sexual act upon a child by causing penetration, however slight, of the vulva or anus or mouth of the child by any part of the body or by any object; (ii) That at the time of the sexual act the child had attained the age of 12 years but had not attained the age of 16 years; (iii) That the accused did so by rendering that child unconscious; and (iv) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (e) Rape by administering a drug, intoxicant, or other similar substance to a child who has at- tained the age of 12. (i) That the accused committed a sexual act upon a child by causing penetration, however slight, of the vulva or anus or mouth of the child by any part of the body or by any object; (ii) That at the time of the sexual act the child had attained the age of 12 years but had not attained the age of 16 years; (iii) That the accused did so by administer- ing to that child a drug, intoxicant, or other similar substance; and (iv) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (3) Sexual assault of a child. (a) Sexual assault of a child who has attained the age of 12 involving contact between penis and vulva or anus or mouth. (i) That the accused committed a sexual act u p o n a c h i l d c a u s i n g c o n t a c t b e t w e e n p e n i s a n d vulva or anus or mouth; and (ii) That at the time of the sexual act the child had attained the age of 12 years but had not attained the age of 16 years. (b) Sexual assault of a child who has attained the age of 12 involving penetration of vulva or anus or mouth by any part of the body or any object. (i) That the accused committed a sexual act upon a child by causing penetration, however slight, of the vulva or anus or mouth of the child by any part of the body or by any object; (ii) That at the time of the sexual act the child had attained the age of 12 years but had not attained the age of 16 years; and (iii) That the accused did so with an intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (4) Sexual abuse of a child. (a) Sexual abuse of a child by sexual contact involving the touching of the genitalia, anus, groin, breast, inner thigh, or buttocks of any person. (i) That the accused committed sexual con- tact upon a child by touching, or causing another person to touch, either directly or through the cloth- ing, the genitalia, anus, groin, breast, inner thigh, or buttocks of any person; and (ii) that the accused did so with intent to abuse, humiliate, harass, or degrade any person or to arouse or gratify the sexual desire of any person. (b) Sexual abuse of a child by sexual contact involving the touching of any body part. (i) That the accused committed sexual con- tact upon a child by touching, or causing another person to touch, either directly or through the cloth- ing, any body part of any person; and (ii) That the accused did so with intent to arouse or gratify the sexual desire of any person. (c) Sexual abuse of a child by indecent expo- sure. ( i ) T h a t t h e a c c u s e d i n t e n t i o n a l l y e x p o s e d his or her genitalia, anus, buttocks, or female areola or nipple to a child by any means; and (ii) That the accused did so with an intent to abuse, humiliate or degrade any person, or to arouse or gratify the sexual desire of any person. (d) Sexual abuse of a child by indecent commu- nication. IV-82 ¶45b.b.(2)(c)(i) Article 120b

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(i) That the accused intentionally communi- cated indecent language to a child by any means; and (ii) That the accused did so with an intent to abuse, humiliate or degrade any person, or to arouse or gratify the sexual desire of any person. (e) Sexual abuse of a child by indecent con- duct. ( i ) T h a t t h e a c c u s e d e n g a g e d i n i n d e c e n t conduct, intentionally done with or in the presence of a child; and (ii) That the indecent conduct amounted to a form of immorality relating to sexual impurity which is grossly vulgar, obscene, and repugnant to com- mon propriety, and tends to excite sexual desire or deprave morals with respect to sexual relations. c. Explanation. (1) In general. Sexual offenses have been sepa- r a t e d i n t o t h r e e s t a t u t e s : a d u l t s ( 1 2 0 ) , c h i l d r e n (120b), and other offenses (120c). (2) Definitions. Terms not defined in this para- graph are defined in paragraph 45b.a.(h), supra. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Rape of a child. Forfeiture of all pay and allowances, and confinement for life without eligi- bility for parole. Mandatory minimum – Dismissal or dishonorable discharge. (2) Sexual assault of a child. Forfeiture of all pay and allowances, and confinement for 30 years. Man- d a t o r y m i n i m u m – D i s m i s s a l o r d i s h o n o r a b l e discharge. (3) Sexual abuse of a child. (a) Cases involving sexual contact. Dishonora- ble discharge, forfeiture of all pay and allowances, and confinement for 20 years. (b) Other cases. Dishonorable discharge, for- feiture of all pay and allowances, and confinement for 15 years. f. Sample specifications. (1) Rape of a child involving contact between pe- nis and vulva or anus or mouth. (a) Rape of a child who has not attained the age of 12. In that (personal jurisdiction data), did (at/on board location), on or about _______ 20__, commit a sexual act upon __________, a child who had not attained the age of 12 years, by causing penetration of _________’s (vulva) (anus) (mouth) with _________’s penis. (b) Rape by force of a child who has attained the age of 12 years. In that (personal jurisdiction data), did (at/on board location), on or about ______ _ 20__, commit a sexual act upon __________, a child who had attained the age of 12 years but had not attained the age of 16 years, by causing penetra- tion of _________’s (vulva) (anus) (mouth) with ___ ______’s penis, by using force against ________, to wit: ______________. (c) Rape by threatening or placing in fear a child who has attained the age of 12 years. In that (personal jurisdiction data), did (at/on board loca- tion), on or about ______ 20__, commit a sexual act upon __________, a child who had attained the age of 12 years but had not attained the age of 16 years, b y c a u s i n g p e n e t r a t i o n o f _ _ _ _ _ _ _ _ _ ’ s ( v u l v a ) (anus) (mouth) with _______’s penis by (threatening ______) (placing _______ in fear). (d) Rape by rendering unconscious of a child who has attained the age of 12 years. In that (per- sonal jurisdiction data), did (at/on board location), on or about _____ 20__, commit a sexual act upon _ _______, a child who had attained the age of 12 years but had not attained the age of 16 years, by c a u s i n g p e n e t r a t i o n o f _ _ _ _ _ _ _ _ ’ s ( v u l v a ) ( a n u s ) (mouth) with _________’s penis by rendering _____ _____ unconscious by ___________________. (e) Rape by administering a drug, intoxicant, or other similar substance to a child who has at- tained the age of 12 years. In that (personal jurisdic- tion data), did (at/on board location), on or about __ ____ 20__, commit a sexual act upon __________, a child who had attained the age of 12 years but had not attained the age of 16 years, by causing penetra- tion of __________’s (vulva) (anus) (mouth) with __ ______’s penis by administering to ____________ a (drug) (intoxicant) (____), to wit: _____________. (2) Rape of a child involving penetration of the vulva or anus or mouth by any part of the body or any object. (a) Rape of a child who has not attained the age of 12. In that (personal jurisdiction data), did (at/on board location), on or about ______ 20__, commit a sexual act upon _________, a child who had not attained the age of 12 years, by penetrating the (vulva) (anus) (mouth) of ____________ with (list body part or object), with an intent to (abuse) IV-83 ¶45b.f.(2)(a)Article 120b

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(humiliate) (harass) (degrade) (arouse) (gratify the sexual desire of) ____________. (b) Rape by force of a child who has attained the age of 12 years. In that (personal jurisdiction data), did (at/on board location), on or about ______ 20__, commit a sexual act upon __________, a child who had attained the age of 12 years but had not a t t a i n e d t h e a g e o f 1 6 y e a r s , b y p e n e t r a t i n g t h e (vulva) (anus) (mouth) of ____________ with (list body part or object), by using force against _______ _, with an intent to (abuse) (humiliate) (harass) (de- grade) (arouse) (gratify the sexual desire of) ______ ______. (c) Rape by threatening or placing in fear a child who has attained the age of 12 years. In that (personal jurisdiction data), did (at/on board loca- tion), on or about _____ 20__, commit a sexual act upon __________, a child who had attained the age of 12 years but had not attained the age of 16 years, by penetrating the (vulva) (anus) (mouth) of ______ ______ with (list body part or object), by (threaten- ing __________) (placing _______ in fear), with an i n t e n t t o ( a b u s e ) ( h u m i l i a t e ) ( h a r a s s ) ( d e g r a d e ) (arouse) (gratify the sexual desire of) ____________ . (d) Rape by rendering unconscious of a child who has attained the age of 12 years. In that (per- sonal jurisdiction data), did (at/on board location), on or about _____ 20__, commit a sexual act upon _ _________, a child who had attained the age of 12 years but had not attained the age of 16 years, by penetrating the (vulva) (anus) (mouth) of _________ ___ with (list body part or object), by rendering ___ _______ unconscious, with an intent to (abuse) (hu- miliate) (harass) (degrade) (arouse) (gratify the sex- ual desire of) ____________. (e) Rape by administering a drug, intoxicant, or other similar substance to a child who has at- tained the age of 12 years. In that (personal jurisdic- tion data), did (at/on board location), on or about __ ____ 20__, commit a sexual act upon __________, a child who had attained the age of 12 years but had not attained the age of 16 years, by penetrating the (vulva) (anus) (mouth) of ____________ with (list body part or object), by administering to _________ ___ a (drug) (intoxicant) (____), to wit: __________ , with an intent to (abuse) (humiliate) (harass) (de- grade) (arouse) (gratify the sexual desire of) ______ ______. (3) Sexual assault of a child. (a) Sexual assault of a child who has attained the age of 12 years involving contact between penis and vulva or anus or mouth. In that (personal juris- diction data), did (at/on board location), on or about _____ 20__, commit a sexual act upon _______, a child who had attained the age of 12 years but had not attained the age of 16 years, by causing penetra- tion of ___________’s (vulva) (anus) (mouth) with _ ________’s penis. (b) Sexual assault of a child who has attained the age of 12 years involving penetration of vulva or anus or mouth by any part of the body or any object. In that (personal jurisdiction data), did (at/on board location), on or about ______ 20__, commit a sexual act upon __________, a child who had at- tained the age of 12 years but had not attained the age of 16 years, by penetrating the (vulva) (anus) (mouth) of ____________ with (list body part or object), with an intent to (abuse) (humiliate) (harass) (degrade) (arouse) (gratify the sexual desire of) ____ ________. (4) Sexual abuse of a child. (a) Sexual abuse of a child involving sexual contact involving the touching of the genitalia, anus, groin, breast, inner thigh, or buttocks of any person. In that (personal jurisdiction data), did (at/on board location), on or about ______ 20__, commit a lewd act upon __________, a child who had not attained t h e a g e o f 1 6 y e a r s , b y i n t e n t i o n a l l y [ ( t o u c h i n g ) (causing _________ to touch)] [(directly) (through the clothing)] the (genitalia) (anus) (groin) (breast) (inner thigh) (buttocks) of _______, with an intent to (abuse) (humiliate) (degrade) __________. (b) Sexual abuse of a child involving sexual contact involving the touching of any body part of any person. In that (personal jurisdiction data), did (at/on board location), on or about ______ 20__, commit a lewd act upon __________, a child who had not attained the age of 16 years, by intentionally e x p o s i n g [ h i s ( g e n i t a l i a ) ( a n u s ) ( b u t t o c k s ) ] [ h e r (genitalia) (anus) (buttocks) (areola) (nipple)] to ___ ________, with an intent to (abuse) (humiliate) (har- ass) (degrade) (arouse) (gratify the sexual desire of) ____________. (c) Sexual abuse of a child involving indecent exposure. In that (personal jurisdiction data), did (at/ on board location), on or about ____ 20__, commit a lewd act upon _______, a child who had not at- t a i n e d t h e a g e o f 1 6 y e a r s , b y i n t e n t i o n a l l y IV-84 ¶45b.f.(2)(a) Article 120b

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[ ( t o u c h i n g ) ( c a u s i n g _ _ _ _ _ _ _ _ _ t o t o u c h ) ] [(directly) (through the clothing)] (name of body part) of _______, with an intent to (arouse) (gratify the sexual desire of) __________. (d) Sexual abuse of a child involving indecent communication. In that (personal jurisdiction data), did (at/on board location), on or about _______ 20_ _, commit a lewd act upon __________, a child who had not attained the age of 16 years, by intentionally communicating to ________ indecent language to wit: ___________, with an intent to (abuse) (humili- ate) (harass) (degrade) (arouse) (gratify the sexual desire of) ____________. (e) Sexual abuse of a child involving indecent conduct. In that (personal jurisdiction data), did (at/ on board location), on or about _______ 20__, com- mit a lewd act upon __________, a child who had not attained the age of 16 years, by engaging in indecent conduct, to wit: __________, intentionally done (with) (in the presence of) _______, which conduct amounted to a form of immorality relating to sexual impurity which is grossly vulgar, obscene, and repugnant to common propriety, and tends to excite sexual desire or deprave morals with respect to sexual relations. 45c. Article 120c—Other sexual misconduct [Note: This statute applies to offenses committed on or after 28 June 2012. Article 120c is a new s t a t u t e d e s i g n e d t o a d d r e s s m i s c e l l a n e o u s s e x u a l misconduct. Previous versions of these offenses are located as follows: for offenses committed on or before 30 September 2007, see Appendix 27; for o f f e n s e s c o m m i t t e d d u r i n g t h e p e r i o d 1 O c t o b e r 2007 through 27 June 2012, see Appendix 28.] a. Text of Statute ( a ) I n d e c e n t V i e w i n g , V i s u a l R e c o r d i n g , o r Broadcasting. Any person subject to this chapter w h o , w i t h o u t l e g a l j u s t i f i c a t i o n o r l a w f u l authorization— (1) knowingly and wrongfully views the pri- vate area of another person, without that other p e r s o n ’ s c o n s e n t a n d u n d e r c i r c u m s t a n c e s i n which that other person has a reasonable expec- tation of privacy; ( 2 ) k n o w i n g l y p h o t o g r a p h s , v i d e o t a p e s , films, or records by any means the private area of another person, without that other person’s consent and under circumstances in which that other person has a reasonable expectation of pri- vacy; or (3) knowingly broadcasts or distributes any such recording that the person knew or reasona- bly should have known was made under the cir- cumstances proscribed in paragraphs (1) and (2); is guilty of an offense under this section and shall be punished as a court-martial may direct. (b) Forcible Pandering . Any person subject to this chapter who compels another person to en- gage in an act of prostitution with any person is guilty of forcible pandering and shall be punished as a court-martial may direct. (c) Indecent Exposure . Any person subject to this chapter who intentionally exposes, in an in- decent manner, the genitalia, anus, buttocks, or female areola or nipple is guilty of indecent expo- sure and shall by punished as a court-martial may direct. (d) Definitions. In this section: (1) Act of prostitution . The term ‘act of pros- titution’ means a sexual act or sexual contact (as d e f i n e d i n s e c t i o n 9 2 0 ( g ) o f t h i s t i t l e ( a r t i c l e 120(g))) on account of which anything of value is given to, or received by, any person. ( 2 ) P r i v a t e a r e a . T h e t e r m ‘ p r i v a t e a r e a ’ m e a n s t h e n a k e d o r u n d e r w e a r - c l a d g e n i t a l i a , anus, buttocks, or female areola or nipple. ( 3 ) R e a s o n a b l e e x p e c t a t i o n o f p r i v a c y . T h e term ‘under circumstances in which that other person has a reasonable expectation of privacy’ means— (A) circumstances in which a reasonable person would believe that he or she could disrobe in privacy, without being concerned that an im- age of a private area of the person was being captured; or (B) circumstances in which a reasonable person would believe that a private area of the person would not be visible to the public. (4) Broadcast. The term ‘broadcast’ means to electronically transmit a visual image with the intent that it be viewed by a person or persons. (5) Distribute. The term ‘distribute’ means delivering to the actual or constructive possession of another, including transmission by electronic means. ( 6 ) I n d e c e n t m a n n e r . T h e t e r m ‘ i n d e c e n t manner’ means conduct that amounts to a form IV-85 ¶45c.a.(d)(6)Article 120c

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of immorality relating to sexual impurity which is grossly vulgar, obscene, and repugnant to com- mon propriety, and tends to excite sexual desire o r d e p r a v e m o r a l s w i t h r e s p e c t t o s e x u a l relations. b. Elements. (1) Indecent viewing. (a) That the accused knowingly and wrongfully viewed the private area of another person; (b) That said viewing was without the other person’s consent; and (c) That said viewing took place under circum- stances in which the other person had a reasonable expectation of privacy. (2) Indecent recording. (a) That the accused knowingly recorded (pho- tographed, videotaped, filmed, or recorded by any means) the private area of another person; (b) That said recording was without the other person’s consent; and (c) That said recording was made under cir- cumstances in which the other person had a reasona- ble expectation of privacy. (3) Broadcasting of an indecent recording. ( a ) T h a t t h e a c c u s e d k n o w i n g l y b r o a d c a s t a certain recording of another person’s private area; (b) That said recording was made or broadcast without the other person’s consent; ( c ) T h a t t h e a c c u s e d k n e w o r r e a s o n a b l y should have known that the recording was made or broadcast without the other person’s consent; (d) That said recording was made under cir- cumstances in which the other person had a reasona- ble expectation of privacy; and ( e ) T h a t t h e a c c u s e d k n e w o r r e a s o n a b l y should have known that said recording was made under circumstances in which the other person had a reasonable expectation of privacy. (4) Distribution of an indecent visual recording. (a) That the accused knowingly distributed a certain recording of another person’s private area; (b) That said recording was made or distributed without the other person’s consent; ( c ) T h a t t h e a c c u s e d k n e w o r r e a s o n a b l y should have known that said recording was made or distributed without the other person’s consent; (d) That said recording was made under cir- cumstances in which the other person had a reasona- ble expectation of privacy; and ( e ) T h a t t h e a c c u s e d k n e w o r r e a s o n a b l y should have known that said recording was made under circumstances in which the other person had a reasonable expectation of privacy. (5) Forcible pandering. That the accused com- pelled another person to engage in an act of prostitu- tion with any person. (6) Indecent exposure. ( a ) T h a t t h e a c c u s e d e x p o s e d h i s o r h e r genitalia, anus, buttocks, or female areola or nipple; (b) That the exposure was in an indecent man- ner; and (c) That the exposure was intentional. c. Explanation. (1) In general. Sexual offenses have been sepa- r a t e d i n t o t h r e e s t a t u t e s : a d u l t s ( 1 2 0 ) , c h i l d r e n (120b), and other offenses (120c). (2) Definitions. (a) Recording. A “recording” is a still or mov- ing visual image captured or recorded by any means. ( b ) O t h e r t e r m s a r e d e f i n e d i n p a r a g r a p h 45c.a.(d), supra. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. ( 1 ) I n d e c e n t v i e w i n g . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 1 year. (2) Indecent visual recording. Dishonorable dis- charge, forfeiture of all pay and allowances, and confinement for 5 years. (3) Broadcasting or distribution of an indecent visual recording. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 7 years. (4) Forcible pandering. Dishonorable discharge, forfeiture of all pay and allowances, and confine- ment for 12 years. ( 5 ) I n d e c e n t e x p o s u r e . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 1 year. f. Sample specifications. (1) Indecent viewing, visual recording, or broad- casting. (a) Indecent viewing. In that (personal jurisdic- IV-86 ¶45c.a.(d)(6) Article 120c

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tion data), did (at/on board location), on or about __ _____ 20__, knowingly and wrongfully view the private area of __________, without (his) (her) con- sent and under circumstances in which (he) (she) had a reasonable expectation of privacy. (b) Indecent visual recording. In that (personal jurisdiction data), did (at/on board location), on or a b o u t _ _ _ _ _ _ _ 2 0 _ _ , k n o w i n g l y ( p h o t o g r a p h ) (videotape) (film) (make a recording of) the private area of __________, without (his) (her) consent and under circumstances in which (he) (she) had a rea- sonable expectation of privacy. ( c ) B r o a d c a s t i n g o r d i s t r i b u t i n g a n i n d e c e n t visual recording. In that (personal jurisdiction data), did (at/on board location), on or about _______ 20_ _, knowingly (broadcast) (distribute) a recording of the private area of __________, when the said ac- cused knew or reasonably should have known that the said recording was (made) (and/or) (distributed/ broadcast) without the consent of ______________ and under circumstances in which (he) (she) had a reasonable expectation of privacy. (2) Forcible pandering. In that (personal jurisdic- tion data), did (at/on board location), on or about __ _____ 20__, wrongfully compel __________ to en- gage in (a sexual act) (sexual contact) with _______ ____, to wit: ____________, for the purpose of re- ceiving (money) (other compensation) (_______). (3) Indecent exposure. In that (personal jurisdic- tion data), did (at/on board location), on or about __ _ _ _ _ _ 2 0 _ _ , i n t e n t i o n a l l y e x p o s e [ h i s ( g e n i t a l i a ) (anus) (buttocks)] [her (genitalia) (anus) (buttocks) (areola) (nipple)] in an indecent manner, to wit: ___ ________. 46. Article 121—Larceny and wrongful appropriation a. Text of statute. ( a ) A n y p e r s o n s u b j e c t t o t h i s c h a p t e r w h o wrongfully takes, obtains, or withholds, by any means, from the possession of the owner or of any other person any money, personal property, or article of value of any kind— (1) with intent permanently to deprive or defraud another person of the use and benefit of property or to appropriate it to his own use or the use of any person other than the owner, steals that property and is guilty of larceny; or (2) with intent temporarily to deprive or defraud another person of the use and benefit of property or to appropriate it to his own use or the use of any person other than the owner, is guilty of wrongful appropriation. ( b ) A n y p e r s o n f o u n d g u i l t y o f l a r c e n y o r wrongful appropriation shall be punished as a court-martial may direct. b. Elements. (1) Larceny. (a) That the accused wrongfully took, obtained, or withheld certain property from the possession of the owner or of any other person; ( b ) T h a t t h e p r o p e r t y b e l o n g e d t o a c e r t a i n person; (c) That the property was of a certain value, or of some value; and (d) That the taking, obtaining, or withholding by the accused was with the intent permanently to deprive or defraud another person of the use and benefit of the property or permanently to appropriate the property for the use of the accused or for any person other than the owner. [Note: If the property is alleged to be military property, as de- fined in paragraph 46c(1)(h), add the following element] (e) That the property was military property. (2) Wrongful appropriation. (a) That the accused wrongfully took, obtained, or withheld certain property from the possession of the owner or of any other person; ( b ) T h a t t h e p r o p e r t y b e l o n g e d t o a c e r t a i n person; (c) That the property was of a certain value, or of some value; and (d) That the taking, obtaining, or withholding by the accused was with the intent temporarily to deprive or defraud another person of the use and benefit of the property or temporarily to appropriate the property for the use of the accused or for any person other than the owner. c. Explanation. (1) Larceny. (a) In general. A wrongful taking with intent permanently to deprive includes the common law offense of larceny; a wrongful obtaining with intent p e r m a n e n t l y t o d e f r a u d i n c l u d e s t h e o f f e n s e formerly known as obtaining by false pretense; and a wrongful withholding with intent permanently to appropriate includes the offense formerly known as IV-87 ¶46.c.(1)(a)Article 121

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embezzlement. Any of the various types of larceny under Article 121 may be charged and proved under a specification alleging that the accused “did steal” the property in question. ( b ) T a k i n g , o b t a i n i n g , o r w i t h h o l d i n g . T h e r e must be a taking, obtaining, or withholding of the property by the thief. For instance, there is no taking if the property is connected to a building by a chain and the property has not been disconnected from the building; property is not “obtained” by merely ac- quiring title thereto without exercising some posses- sory control over it. As a general rule, however, any movement of the property or any exercise of domin- ion over it is sufficient if accompanied by the requi- site intent. Thus, if an accused enticed another’s horse into the accused’s stable without touching the animal, or procured a railroad company to deliver another’s trunk by changing the check on it, or ob- tained the delivery of another’s goods to a person or place designated by the accused, or had the funds of another transferred to the accused’s bank account, the accused is guilty of larceny if the other elements of the offense have been proved. A person may “obtain” the property of another by acquiring pos- session without title, and one who already has pos- session of the property of another may “obtain” it by later acquiring title to it. A “withholding” may arise as a result of a failure to return, account for, or deliver property to its owner when a return, account- ing, or delivery is due, even if the owner has made no demand for the property, or it may arise as a result of devoting property to a use not authorized by its owner. Generally, this is so whether the per- son withholding the property acquired it lawfully or unlawfully. See subparagraph c(1)(f) below. Howev- er, acts which constitute the offense of unlawfully receiving, buying, or concealing stolen property or of being an accessory after the fact are not included within the meaning of “withholds.” Therefore, nei- ther a receiver of stolen property nor an accessory after the fact can be convicted of larceny on that basis alone. The taking, obtaining, or withholding must be of specific property. A debtor does not withhold specific property from the possession of a creditor by failing or refusing to pay a debt, for the relationship of debtor and creditor does not give the creditor a possessory right in any specific money or other property of the debtor. (c) Ownership of the property. (i) In general. Article 121 requires that the taking, obtaining, or withholding be from the posses- sion of the owner or of any other person. Care, custody, management, and control are among the definitions of possession. ( i i ) O w n e r . “ O w n e r ” r e f e r s t o t h e p e r s o n who, at the time of the taking, obtaining, or with- holding, had the superior right to possession of the p r o p e r t y i n t h e l i g h t o f a l l c o n f l i c t i n g i n t e r e s t s therein which may be involved in the particular case. For instance, an organization is the true owner of its funds as against the custodian of the funds charged with the larceny thereof. (iii) Any other person. “Any other person” means any person—even a person who has stolen the property—who has possession or a greater right to possession than the accused. In pleading a viola- tion of this article, the ownership of the property may be alleged to have been in any person, other than the accused, who at the time of the theft was a general owner or a special owner thereof. A general owner of property is a person who has title to it, whether or not that person has possession of it; a special owner, such as a borrower or hirer, is one who does not have title but who does have posses- sion, or the right of possession, of the property. (iv) Person. “Person,” as used in referring to one from whose possession property has been taken, obtained, or withheld, and to any owner of property, includes (in addition to a natural person) a govern- ment, a corporation, an association, an organization, and an estate. Such a person need not be a legal entity. (d) Wrongfulness of the taking, obtaining, or withholding. The taking, obtaining, or withholding of the property must be wrongful. As a general rule, a taking or withholding of property from the posses- sion of another is wrongful if done without the con- sent of the other, and an obtaining of property from the possession of another is wrongful if the obtain- ing is by false pretense. However, such an act is not wrongful if it is authorized by law or apparently lawful superior orders, or, generally, if done by a person who has a right to the possession of the property either equal to or greater than the right of one from whose possession the property is taken, obtained, or withheld. An owner of property who takes or withholds it from the possession of another, without the consent of the other, or who obtains it therefrom by false pretense, does so wrongfully if the other has a superior right—such as a lien—to IV-88 ¶46.c.(1)(a) Article 121

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possession of the property. A person who takes, ob- tains, or withholds property as the agent of another has the same rights and liabilities as does the princi- pal, but may not be charged with a guilty knowledge or intent of the principal which that person does not share. (e) False pretense. With respect to obtaining property by false pretense, the false pretense may be made by means of any act, word, symbol, or token. The pretense must be in fact false when made and when the property is obtained, and it must be know- ingly false in the sense that it is made without a belief in its truth. A false pretense is a false repre- sentation of past or existing fact. In addition to other kinds of facts, the fact falsely represented by a per- son may be that person’s or another’s power, author- ity, or intention. Thus, a false representation by a person that person presently intends to perform a certain act in the future is a false representation of an existing fact—the intention—and thus a false pre- tense. Although the pretense need not be the sole cause inducing the owner to part with the property, it must be an effective and intentional cause of the o b t a i n i n g . A f a l s e r e p r e s e n t a t i o n m a d e a f t e r t h e property was obtained will not result in a violation of Article 121. A larceny is committed when a per- son obtains the property of another by false pretense and with intent to steal, even though the owner nei- ther intended nor was requested to part with title to t h e p r o p e r t y . T h u s , a p e r s o n w h o g e t s a n o t h e r ’ s watch by pretending that it will be borrowed briefly and then returned, but who really intends to sell it, is guilty of larceny. (f) Intent. ( i ) I n g e n e r a l . T h e o f f e n s e o f l a r c e n y r e - quires that the taking, obtaining, or withholding by the thief be accompanied by an intent permanently to deprive or defraud another of the use and benefit of property or permanently to appropriate the prop- erty to the thief’s own use or the use of any person other than the owner. These intents are collectively called an intent to steal. Although a person gets property by a taking or obtaining which was not wrongful or which was without a concurrent intent to steal, a larceny is nevertheless committed if an intent to steal is formed after the taking or obtaining and the property is wrongfully withheld with that intent. For example, if a person rents another’s vehi- cle, later decides to keep it permanently, and then either fails to return it at the appointed time or uses it for a purpose not authorized by the terms of the rental, larceny has been committed, even though at the time the vehicle was rented, the person intended to return it after using it according to the agreement. ( i i ) I n f e r e n c e o f i n t e n t . A n i n t e n t t o s t e a l may be proved by circumstantial evidence. Thus, if a person secretly takes property, hides it, and denies knowing anything about it, an intent to steal may be inferred; if the property was taken openly and re- turned, this would tend to negate such an intent. Proof of sale of the property may show an intent to steal, and therefore, evidence of such a sale may be introduced to support a charge of larceny. An intent to steal may be inferred from a wrongful and inten- tional dealing with the property of another in a man- ner likely to cause that person to suffer a permanent loss thereof. (iii) Special situations. (A) Motive does not negate intent. The ac- cused’s purpose in taking an item ordinarily is irrel- evant to the accused’s guilt as long as the accused had the intent required under subparagraph c(1)(f)(i) above. For example, if the accused wrongfully took property as a “joke” or “to teach the owner a lesson” this would not be a defense, although if the accused intended to return the property, the accused would b e g u i l t y o f w r o n g f u l a p p r o p r i a t i o n , n o t l a r c e n y . When a person takes property intending only to re- turn it to its lawful owner, as when stolen property is taken from a thief in order to return it to its o w n e r , l a r c e n y o r w r o n g f u l a p p r o p r i a t i o n i s n o t committed. (B) Intent to pay for or replace property not a defense. An intent to pay for or replace the stolen property is not a defense, even if that intent existed at the time of the theft. If, however, the accused takes money or a negotiable instrument hav- ing no special value above its face value, with the intent to return an equivalent amount of money, the offense of larceny is not committed although wrong- ful appropriation may be. ( C ) R e t u r n o f p r o p e r t y n o t a d e f e n s e . Once a larceny is committed, a return of the prop- e r t y o r p a y m e n t f o r i t i s n o d e f e n s e . S e e s u b - paragraph c(2) below when the taking, obtaining, or withholding is with the intent to return. (g) Value. (i) In general. Value is a question of fact to IV-89 ¶46.c.(1)(g)(i)Article 121

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be determined on the basis of all of the evidence admitted. (ii) Government property. When the stolen property is an item issued or procured from Govern- ment sources, the price listed in an official publica- tion for that property at the time of the theft is admissible as evidence of its value. See Mil. R. Evid. 803(17). However, the stolen item must be shown to have been, at the time of the theft, in the condition upon which the value indicated in the offi- cial price list is based. The price listed in the official publication is not conclusive as to the value of the item, and other evidence may be admitted on the question of its condition and value. (iii) Other property. As a general rule, the v a l u e o f o t h e r s t o l e n p r o p e r t y i s i t s l e g i t i m a t e market value at the time and place of the theft. If this property, because of its character or the place where it was stolen, had no legitimate market value at the time and place of the theft or if that value cannot readily be ascertained, its value may be de- termined by its legitimate market value in the United States at the time of the theft, or by its replacement cost at that time, whichever is less. Market value may be established by proof of the recent purchase price paid for the article in the legitimate market involved or by testimony or other admissible evi- d e n c e f r o m a n y p e r s o n w h o i s f a m i l i a r t h r o u g h training or experience with the market value in ques- tion. The owner of the property may testify as to its market value if familiar with its quality and condi- tion. The fact that the owner is not an expert of the market value of the property goes only to the weight to be given that testimony, and not to its admissibili- ty. See Mil. R. Evid. 701. When the character of the property clearly appears in evidence—for instance, when it is exhibited to the court-martial—the court- martial, from its own experience, may infer that it has some value. If as a matter of common knowl- edge the property is obviously of a value substan- tially in excess of $500.00, the court-martial may f i n d a v a l u e o f m o r e t h a n $ 5 0 0 . 0 0 . W r i t i n g s representing value may be considered to have the value—even though contingent—which they repre- sented at the time of the theft. (iv) Limited interest in property. If an owner of property or someone acting in the owner’s behalf steals it from a person who has a superior, but limit- ed, interest in the property, such as a lien, the value for punishment purposes shall be that of the limited interest. (h) Military Property. Military property is all property, real or personal, owned, held, or used by one of the armed forces of the United States. Mili- tary property is a term of art, and should not be confused with government property. The terms are not interchangeable. While all military property is government property, not all government property is military property. An item of government property is not military property unless the item in question m e e t s t h e d e f i n i t i o n p r o v i d e d a b o v e . R e t a i l m e r - chandise of service exchange stores is not military property under this article. (i) Miscellaneous considerations. (i) Lost property. A taking or withholding of lost property by the finder is larceny if accompanied by an intent to steal and if a clue to the identity of the general or special owner, or through which such identity may be traced, is furnished by the character, location, or marketing of the property, or by other circumstances. (ii) Multiple article larceny. When a larceny of several articles is committed at substantially the same time and place, it is a single larceny even though the articles belong to different persons. Thus, if a thief steals a suitcase containing the property of several persons or goes into a room and takes prop- erty belonging to various persons, there is but one l a r c e n y , w h i c h s h o u l d b e a l l e g e d i n b u t o n e specification. ( i i i ) S p e c i a l k i n d s o f p r o p e r t y w h i c h m a y also be the subject of larceny. Included in property which may be the subject of larceny is property which is taken, obtained, or withheld by severing it from real estate and writings which represent value such as commercial paper. (iv) Services. Theft of services may not be charged under this paragraph, but see paragraph 78. (vi) Credit, Debit, and Electronic Transac- t i o n s . W r o n g f u l l y e n g a g i n g i n a c r e d i t , d e b i t , o r electronic transaction to obtain goods or money is an obtaining-type larceny by false pretense. Such use to obtain goods is usually a larceny of those goods from the merchant offering them. Such use to obtain money or a negotiable instrument (e.g., withdrawing cash from an automated teller or a cash advance from a bank) is usually a larceny of money from the entity presenting the money or a negotiable instru- IV-90 ¶46.c.(1)(g)(i) Article 121

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m e n t . F o r t h e p u r p o s e o f t h i s s e c t i o n , t h e t e r m ‘credit, debit, or electronic transaction’ includes the use of an instrument or device, whether known as a c r e d i t c a r d , d e b i t c a r d , a u t o m a t e d t e l l e r m a c h i n e (ATM) card or by any other name, including access devices such as code, account number, electronic serial number or personal identification number, is- sued for the use in obtaining money, goods, or any- thing else of value. (2) Wrongful appropriation. (a) In general. Wrongful appropriation requires a n i n t e n t t o t e m p o r a r i l y — a s o p p o s e d t o p e r - manently—deprive the owner of the use and benefit of, or appropriate to the use of another, the property wrongfully taken, withheld, or obtained. In all other r e s p e c t s w r o n g f u l a p p r o p r i a t i o n a n d l a r c e n y a r e identical. (b) Examples. Wrongful appropriation includes: taking another’s automobile without permission or lawful authority with intent to drive it a short dis- tance and then return it or cause it to be returned to the owner; obtaining a service weapon by falsely pretending to be about to go on guard duty with intent to use it on a hunting trip and later return it; and while driving a government vehicle on a mis- s i o n t o d e l i v e r s u p p l i e s , w i t h h o l d i n g t h e v e h i c l e from government service by deviating from the as- signed route without authority, to visit a friend in a nearby town and later restore the vehicle to its law- ful use. An inadvertent exercise of control over the property of another will not result in wrongful ap- propriation. For example, a person who fails to re- t u r n a b o r r o w e d b o a t a t t h e t i m e a g r e e d u p o n because the boat inadvertently went aground is not guilty of this offense. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Larceny. (a) Military property of a value of $500 or less. Bad-conduct discharge, forfeiture of all pay and al- lowances, and confinement for 1 year. (b) Property other than military property of a value of $500 or less. Bad-conduct discharge, forfei- ture of all pay and allowances, and confinement for 6 months. (c) Military property of a value of more than $500 or of any military motor vehicle, aircraft, ves- sel, firearm, or explosive. Dishonorable discharge, forfeiture of all pay and allowances, and confine- ment for 10 years. (d) Property other than military property of a value of more than $500 or any motor vehicle, air- craft, vessel, firearm, or explosive not included in subparagraph e(1)(c). Dishonorable discharge, for- feiture of all pay and allowances, and confinement for 5 years. (2) Wrongful appropriation. (a) Of a value of $500.00 or less. Confinement for 3 months, and forfeiture of two-thirds pay per month for 3 months. (b) Of a value of more than $500.00. Bad-con- duct discharge, forfeiture of all pay and allowances, and confinement for 6 months. (c) Of any motor vehicle, aircraft, vessel, fire- arm, or explosive. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 2 years. f. Sample specifications. (1) Larceny. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , steal , (military property), of a value of (about) $ , the property of . (2) Wrongful appropriation. In that (personal jurisdiction data), did, (at/on board—location) (subject matter jurisdic- tion data, if required), on or about 20 , wrongfully appropriate , of a value of (about) $ , the property of . 47. Article 122—Robbery a. Text of statute. Any person subject to this chapter who with intent to steal takes anything of value from the person or in the presence of another, against his will, by means of force or violence or fear of immediate or future injury to his person or prop- erty or to the person or property of a relative or member of his family or of anyone in his com- pany at the time of the robbery, is guilty of rob- bery and shall be punished as a court-martial may direct. b. Elements. ( 1 ) T h a t t h e a c c u s e d w r o n g f u l l y t o o k c e r t a i n IV-91 ¶47.b.(1)Article 122

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property from the person or from the possession and in the presence of a person named or described; (2) That the taking was against the will of that person; (3) That the taking was by means of force, vio- lence, or force and violence, or putting the person in fear of immediate or future injury to that person, a relative, a member of the person’s family, anyone accompanying the person at the time of the robbery, the person’s property, or the property of a relative, family member, or anyone accompanying the person at the time of the robbery; (4) That the property belonged to a person named or described; (5) That the property was of a certain or of some value; and (6) That the taking of the property by the accused was with the intent permanently to deprive the per- son robbed of the use and benefit of the property. [Note: If the robbery was committed with a firearm, add the following element] (7) That the means of force or violence or of putting the person in fear was a firearm. c. Explanation. (1) Taking in the presence of the victim. It is not necessary that the property taken be located within any certain distance of the victim. If persons enter a house and force the owner by threats to disclose the hiding place of valuables in an adjoining room, and, leaving the owner tied, go into that room and steal the valuables, they have committed robbery. (2) Force or violence. For a robbery to be com- mitted by force or violence, there must be actual force or violence to the person, preceding or accom- panying the taking against the person’s will, and it is immaterial that there is no fear engendered in the victim. Any amount of force is enough to constitute robbery if the force overcomes the actual resistance of the person robbed, puts the person in such a position that no resistance is made, or suffices to overcome the resistance offered by a chain or other fastening by which the article is attached to the person. The offense is not robbery if an article is merely snatched from the hand of another or a po- cket is picked by stealth, no other force is used, and the owner is not put in fear. But if resistance is overcome in snatching the article, there is sufficient violence, as when an earring is torn from a person’s ear. There is sufficient violence when a person’s attention is diverted by being jostled by a confeder- ate of a pickpocket, who is thus enabled to steal the p e r s o n ’ s w a t c h , e v e n t h o u g h t h e p e r s o n h a d n o knowledge of the act; or when a person is knocked insensible and that person’s pockets rifled; or when a guard steals property from the person of a prisoner in the guard’s charge after handcuffing the prisoner on the pretext of preventing escape. (3) Fear. For a robbery to be committed by put- ting the victim in fear, there need be no actual force or violence, but there must be a demonstration of force or menace by which the victim is placed in such fear that the victim is warranted in making no resistance. The fear must be a reasonable apprehen- sion of present or future injury, and the taking must occur while the apprehension exists. The injury ap- prehended may be death or bodily injury to the per- son or to a relative or family member, or to anyone in the person’s company at the time, or it may be the destruction of the person’s habitation or other property or that of a relative or family member or anyone in the person’s company at the time of suffi- c i e n t g r a v i t y t o w a r r a n t g i v i n g u p t h e p r o p e r t y demanded by the assailant. (4) Larceny by taking. Robbery includes “taking with intent to steal”; hence, a larceny by taking is an integral part of a charge of robbery and must be proved at the trial. See paragraph 46c(1). (5) Multiple-victim robberies. Robberies of differ- ent persons at the same time and place are separate offenses and each such robbery should be alleged in a separate specification. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) When committed with a firearm. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 15 years. (2) Other cases. Dishonorable discharge, forfei- ture of all pay and allowances, and confinement for 10 years. f. Sample specifications. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , by m e a n s o f ( f o r c e ) ( v i o l e n c e ) ( f o r c e a n d v i o l e n c e ) (and) (putting him/her in fear) (with a firearm) steal from the (person) (presence) of , against IV-92 ¶47.b.(1) Article 122

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his/her will, (a watch) ( ) of value of (about) $ , the property of . 48. Article 123—Forgery a. Text of statute. Any person subject to this chapter who, with intent to defraud— (1) falsely makes or alters any signature to, or any part of, any writing which would, if genuine, apparently impose a legal liability on another or change his legal right or liability to his prejudice; or (2) utters, offers, issues, or transfers such a writing, known by him to be so made or altered; is guilty of forgery and shall be punished as a court-martial may direct. b. Elements. (1) Forgery—making or altering. (a) That the accused falsely made or altered a certain signature or writing; (b) That the signature or writing was of a na- ture which would, if genuine, apparently impose a legal liability on another or change another’s legal rights or liabilities to that person’s prejudice; and (c) That the false making or altering was with the intent to defraud. (2) Forgery—uttering. ( a ) T h a t a c e r t a i n s i g n a t u r e o r w r i t i n g w a s falsely made or altered; (b) That the signature or writing was of a na- ture which would, if genuine, apparently impose a legal liability on another or change another’s legal rights or liabilities to that person’s prejudice; (c) That the accused uttered, offered, issued, or transferred the signature or writing; (d) That at such time the accused knew that the signature or writing had been falsely made or al- tered; and (e) That the uttering, offering, issuing or trans- ferring was with the intent to defraud. c. Explanation. (1) In general. Forgery may be committed either by falsely making a writing or by knowingly utter- ing a falsely made writing. There are three elements common to both aspects of forgery: a writing falsely made or altered; and apparent capability of the writ- ing as falsely made or altered to impose a legal l i a b i l i t y o n a n o t h e r o r t o c h a n g e a n o t h e r ’ s l e g a l rights or liabilities to that person’s prejudice; and an intent to defraud. (2) False. “False” refers not to the contents of the writing or to the facts stated therein but to the mak- ing or altering of it. Hence, forgery is not committed by the genuine making of a false instrument even when made with intent to defraud. A person who, with intent to defraud, signs that person’s own sig- nature as the maker of a check drawn on a bank in which that person does not have money or credit does not commit forgery. Although the check falsely represents the existence of the account, it is what it purports to be, a check drawn by the actual maker, and therefore it is not falsely made. See, however, paragraph 49. Likewise, if a person makes a false signature of another to an instrument, but adds the word “by” with that person’s own signature thus indicating authority to sign, the offense is not for- gery even if no such authority exists. False recitals of fact in a genuine document, as an aircraft flight report which is “padded” by the one preparing it, do not make the writing a forgery. But see paragraph 31 concerning false official statements. (3) Signatures. Signing the name of another to an instrument having apparent legal efficacy without authority and with intent to defraud is forgery as the signature is falsely made. The distinction is that in this case the falsely made signature purports to be the act of one other than the actual signer. Likewise, a forgery may be committed by a person signing that person’s own name to an instrument. For example, when a check payable to the order of a certain per- son comes into the hands of another of the same name, forgery is committed if, knowing the check to be another’s, that person indorses it with that per- son’s own name intending to defraud. Forgery may also be committed by signing a fictitious name, as when Roe makes a check payable to Roe and signs it with a fictitious name—Doe—as drawer. (4) Nature of writing. The writing must be one which would, if genuine, apparently impose a legal liability on another, as a check or promissory note, or change that person’s legal rights or liabilities to that person’s prejudice, as a receipt. Some other instruments which may be the subject of forgery are orders for the delivery of money or goods, railroad tickets, and military orders directing travel. A writ- ing falsely “made” includes an instrument that may be partially or entirely printed, engraved, written IV-93 ¶48.c.(4)Article 123

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with a pencil, or made by photography or other device. A writing may be falsely “made” by materi- ally altering an existing writing, by filling in a paper signed in blank, or by signing an instrument already written. With respect to the apparent legal efficacy of the writing falsely made or altered, the writing must appear either on its face or from extrinsic facts to impose a legal liability on another, or to change a legal right or liability to the prejudice of another. If under all the circumstances the instrument has nei- ther real nor apparent legal efficacy, there is no forgery. Thus, the false making with intent to de- fraud of an instrument affirmatively invalid on its face is not forgery nor is the false making or alter- ing, with intent to defraud, of a writing which could not impose a legal liability, as a mere letter of intro- duction. However, the false making of another’s sig- nature on an instrument with intent to defraud is forgery, even if there is no resemblance to the genu- ine signature and the name is misspelled. (5) Intent to defraud. See paragraph 49c(14). The intent to defraud need not be directed toward anyone in particular nor be for the advantage of the of- fender. It is immaterial that nobody was actually defrauded, or that no further step was made toward carrying out the intent to defraud other than the false making or altering of a writing. (6) Alteration. The alteration must effect a mate- rial change in the legal tenor of the writing. Thus, an alteration which apparently increases, diminishes, or discharges any obligation is material. Examples of material alterations in the case of a promissory note are changing the date, amount, or place of payment. If a genuine writing has been delivered to the ac- cused and while in the accused’s possession is later found to be altered, it may be inferred that the writ- ing was altered by the accused. (7) Uttering. See paragraph 49c(4). d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 5 years. f. Sample specifications. (1) Forgery—making or altering. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , with intent to defraud, falsely [make (in its entirety) (the signature of as an indorsement to) (the signature of to) ( ) a certain (che- ck) (writing) ( ) in the following words and figures, to wit: ] [alter a certain (check) (writ- ing) ( ) in the following words and figures, to wit: , by (adding thereto ) ( )], which said (check) (writing) ( ) would, if gen- uine, apparently operate to the legal harm of another [ * a n d w h i c h ( c o u l d b e ) ( w a s ) u s e d t o t h e legal harm of , in that ]. [*Note: This allegation should be used when the document speci- fied is not one which by its nature would clearly operate to the legal prejudice of another—for example, an insurance application. The manner in which the document could be or was used to prejudice the legal rights of another should be alleged in the last blank.] (2) Forgery—uttering. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , with intent to defraud, (utter) (offer) (issue) (trans- fer) a certain (check) (writing) ( ) in the following words and figures, to wit: , a writing which would, if genuine, apparently operate to the legal harm of another, (which said (check) ( w r i t i n g ) ( ) ) ( t h e s i g n a t u r e t o w h i c h s a i d (check) (writing) ( )) ( ) was, as he/she, the said , then well knew, falsely (made) (al- tered) (*and which (could be) (was) used to the legal harm of , in that ). [*Note: See the note following (1), above] 49. Article 123a—Making, drawing, or uttering check, draft, or order without sufficient funds a. Text of statute. Any person subject to this chapter who— (1) for the procurement of any article or thing of value, with intent to defraud; or (2) for the payment of any past due obligation, or for any other purpose, with intent to deceive; m a k e s , d r a w s , u t t e r s , o r d e l i v e r s a n y c h e c k , draft, or order for the payment of money upon any bank or other depository, knowing at the time that the maker or drawer has not or will not have sufficient funds in, or credit with, the bank or other depository for the payment of that che- ck, draft, or order in full upon its presentment, shall be punished as a court-martial may direct. The making, drawing, uttering, or delivering by a IV-94 ¶48.c.(4) Article 123a

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maker or drawer of a check, draft, or order, payment of which is refused by the drawee be- c a u s e o f i n s u f f i c i e n t f u n d s o f t h e m a k e r o r drawer in the drawee’s possession or control, is prima facie evidence of his intent to defraud or deceive and of his knowledge of insufficient funds in, or credit with, that bank or other depository, unless the maker or drawer pays the holder the amount due within five days after receiving no- tice, orally or in writing, that the check, draft, or order was not paid on presentment. In this sec- tion, the word “credit” means an arrangement or understanding, express or implied, with the bank or other depository for the payment of that che- ck, draft, or order. b. Elements. (1) For the procurement of any article or thing of value, with intent to defraud. (a) That the accused made, drew, uttered, or delivered a check, draft, or order for the payment of money payable to a named person or organization; (b) That the accused did so for the purpose of procuring an article or thing of value; (c) That the act was committed with intent to defraud; and (d) That at the time of making, drawing, utter- ing, or delivery of the instrument the accused knew that the accused or the maker or drawer had not or would not have sufficient funds in, or credit with, the bank or other depository for the payment thereof upon presentment. (2) For the payment of any past due obligation, or for any other purpose, with intent to deceive. (a) That the accused made, drew, uttered, or delivered a check, draft, or order for the payment of money payable to a named person or organization; (b) That the accused did so for the purpose or purported purpose of effecting the payment of a past due obligation or for some other purpose; (c) That the act was committed with intent to deceive; and (d) That at the time of making, drawing, utter- ing, or delivering of the instrument, the accused knew that the accused or the maker or drawer had not or would not have sufficient funds in, or credit with, the bank or other depository for the payment thereof upon presentment. c. Explanation. (1) Written instruments. The written instruments covered by this article include any check, draft (in- cluding share drafts), or order for the payment of money drawn upon any bank or other depository, whether or not the drawer bank or depository is actually in existence. It may be inferred that every check, draft, or order carries with it a representation that the instrument will be paid in full by the bank or other depository upon presentment by a holder when due. (2) Bank or other depository. “Bank or other de- pository” includes any business regularly but not necessarily exclusively engaged in public banking activities. (3) Making or drawing. “Making” and “drawing” are synonymous and refer to the act of writing and signing the instrument. ( 4 ) U t t e r i n g o r d e l i v e r i n g . “ U t t e r i n g ” a n d “ d e l i v e r i n g ” h a v e s i m i l a r m e a n i n g s . B o t h m e a n transferring the instrument to another, but “uttering” has the additional meaning of offering to transfer. A person need not personally be the maker or drawer of an instrument in order to violate this article if that person utters or delivers it. For example, if a person holds a check which that person knows is worthless, and utters or delivers the check to another, that per- son may be guilty of an offense under this article despite the fact that the person did not personally draw the check. (5) For the procurement. “For the procurement” means for the purpose of obtaining any article or thing of value. It is not necessary that an article or thing of value actually be obtained, and the purpose of the obtaining may be for the accused’s own use or benefit or for the use or benefit of another. (6) For the payment. “For the payment” means for the purpose or purported purpose of satisfying in whole or in part any past due obligation. Payment need not be legally effected. (7) For any other purpose. “For any other pur- pose” includes all purposes other than the payment of a past due obligation or the procurement of any article or thing of value. For example, it includes paying or purporting to pay an obligation which is not yet past due. The check, draft, or order, whether made or negotiated for the procurement of an article or thing of value or for the payment of a past due obligation or for some other purpose, need not be intended or represented as payable immediately. For example, the making of a postdated check, delivered IV-95 ¶49.c.(7)Article 123a

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at the time of entering into an installment purchase contract and intended as payment for a future install- ment, would, if made with the requisite intent and knowledge, be a violation of this article. (8) Article or thing of value. “Article or thing of value” extends to every kind of right or interest in property, or derived from contract, including inter- ests and rights which are intangible or contingent or which mature in the future. (9) Past due obligation. A “past due obligation” is an obligation to pay money, which obligation has legally matured before making, drawing, uttering, or delivering the instrument. (10) Knowledge. The accused must have knowl- edge, at the time the accused makes, draws, utters, or delivers the instrument, that the maker or drawer, whether the accused or another, has not or will not have sufficient funds in, or credit with, the bank or other depository for the payment of the instrument in full upon its presentment. Such knowledge may be proved by circumstantial evidence. (11) Sufficient funds. “Sufficient funds” refers to a condition in which the account balance of the maker or drawer in the bank or other depository at the time of the presentment of the instrument for payment is not less than the face amount of the instrument and has not been rendered unavailable for payment by garnishment, attachment, or other legal procedures. (12) Credit. “Credit” means an arrangement or understanding, express or implied, with the bank or other depository for the payment of the check, draft, or order. An absence of credit includes those situa- tions in which an accused writes a check on a non- existent bank or on a bank in which the accused has no account. ( 1 3 ) U p o n i t s p r e s e n t m e n t . “ U p o n i t s p r e s e n t - ment” refers to the time the demand for payment is made upon presentation of the instrument to the bank or other depository on which it was drawn. (14) Intent to defraud. “Intent to defraud” means an intent to obtain, through a misrepresentation, an article or thing of value and to apply it to one’s own use and benefit or to the use and benefit of another, either permanently or temporarily. (15) Intent to deceive. “Intent to deceive” means a n i n t e n t t o m i s l e a d , c h e a t , o r t r i c k a n o t h e r b y means of a misrepresentation made for the purpose of gaining an advantage for oneself or for a third person, or of bringing about a disadvantage to the interests of the person to whom the representation was made or to interests represented by that person. (16) The relationship of time and intent. Under this article, two times are involved: (a) when the accused makes, draws, utters, or delivers the instru- ment; and (b) when the instrument is presented to t h e b a n k o r o t h e r d e p o s i t o r y f o r p a y m e n t . W i t h respect to (a), the accused must possess the requisite intent and must know that the maker or drawer does not have or will not have sufficient funds in, or credit with, the bank or the depository for payment of the instrument in full upon its presentment when d u e . W i t h r e s p e c t t o ( b ) , i f i t c a n o t h e r w i s e b e shown that the accused possessed the requisite intent and knowledge at the time the accused made, drew, uttered, or delivered the instrument, neither proof of presentment nor refusal of payment is necessary, as when the instrument is one drawn on a nonexistent bank. (17) Statutory rule of evidence. The provision of this article with respect to establishing prima facie evidence of knowledge and intent by proof of notice and nonpayment within 5 days is a statutory rule of evidence. The failure of an accused who is a maker or drawer to pay the holder the amount due within 5 d a y s a f t e r r e c e i v i n g e i t h e r o r a l o r w r i t t e n n o t i c e from the holder of a check, draft, or order, or from any other person having knowledge that such check, draft, or order was returned unpaid because of insuf- ficient funds, is prima facie evidence (a) that the accused had the intent to defraud or deceive as al- leged; and (b) that the accused knew at the time the accused made, drew, uttered, or delivered the check, draft, or order that the accused did not have or would not have sufficient funds in, or credit with, the bank or other depository for the payment of such check, draft, or order upon its presentment for pay- ment. Prima facie evidence is that evidence from which the accused’s intent to defraud or deceive and the accused’s knowledge of insufficient funds in or credit with the bank or other depository may be inferred, depending on all the circumstances. The failure to give notice referred to in the article, or payment by the accused, maker, or drawer to the holder of the amount due within 5 days after such n o t i c e h a s b e e n g i v e n , p r e c l u d e s t h e p r o s e c u t i o n from using the statutory rule of evidence but does not preclude conviction of this offense if all the elements are otherwise proved. IV-96 ¶49.c.(7) Article 123a

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(18) Affirmative defense. Honest mistake is an af- firmative defense to offenses under this article. See R.C.M. 916(j). d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) For the procurement of any article or thing of value, with intent to defraud, in the face amount of: ( a ) $ 5 0 0 . 0 0 o r l e s s . B a d - c o n d u c t d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 6 months. ( b ) M o r e t h a n $ 5 0 0 . 0 0 . D i s h o n o r a b l e d i s - charge, forfeiture of all pay and allowances, and confinement for 5 years. (2) For the payment of any past due obligation, or for any other purpose, with intent to deceive. Bad-conduct discharge, forfeiture of all pay and al- lowances, and confinement for 6 months. f. Sample specifications. (1) For the procurement of any article or thing of value, with intent to defraud. I n t h a t ( p e r s o n a l j u r i s d i c t i o n d a t a ) , did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , with intent to defraud and for the procurement of (lawful currency) (and) ( (an article) (a thing) of value), wrongfully and unlawfully ((make (draw)) (utter) (deliver) to ,) a certain (check) (draft) (money order) upon the ( Bank) ( de- pository) in words and figures as follows, to wit: , then knowing that (he/she) ( ), the (maker) (drawer) thereof, did not or would not have sufficient funds in or credit with such (bank) (depos- itory) for the payment of the said (check) (draft) (order) in full upon its presentment. (2) For the payment of any past due obligation, or for any other purpose, with intent to deceive. I n t h a t ( p e r s o n a l j u r i s d i c t i o n d a t a ) , did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , with intent to deceive and for the payment of a past due obligation, to wit: (for the purpose of ) wrongfully and unlawfully ((make) (draw)) (utter) (deliver) to , a certain (check) (draft) (money order) for the payment of money upon ( Bank) ( depository), in words and figures as follows, to wit: , then knowing that (he/she) ( ), the (maker) (draw- er) thereof, did not or would not have sufficient funds in or credit with such (bank) (depository) for the payment of the said (check) (draft) (order) in full upon its presentment. 50. Article 124—Maiming a. Text of statute. Any person subject to this chapter who, with intent to injure, disfigure, or disable, inflicts upon the person of another an injury which— (1) seriously disfigures his person by any muti- lation thereof; (2) destroys or disables any member or organ of his body; or (3) seriously diminishes his physical vigor by the injury of any member or organ; is guilty of maiming and shall be punished as a court-martial may direct. b. Elements. ( 1 ) T h a t t h e a c c u s e d i n f l i c t e d a c e r t a i n i n j u r y upon a certain person; (2) That this injury seriously disfigured the per- son’s body, destroyed or disabled an organ or mem- ber, or seriously diminished the person’s physical vigor by the injury to an organ or member; and (3) That the accused inflicted this injury with an intent to cause some injury to a person. c. Explanation. (1) Nature of offense. It is maiming to put out a person’s eye, to cut off a hand, foot, or finger, or to knock out a tooth, as these injuries destroy or disa- ble those members or organs. It is also maiming to injure an internal organ so as to seriously diminish the physical vigor of a person. Likewise, it is maim- ing to cut off an ear or to scar a face with acid, as these injuries seriously disfigure a person. A disfig- urement need not mutilate any entire member to come within the article, or be of any particular type, but must be such as to impair perceptibly and mate- rially the victim’s comeliness. The disfigurement, diminishment of vigor, or destruction or disablement of any member or organ must be a serious injury of a substantially permanent nature. However, the of- fense is complete if such an injury is inflicted even though there is a possibility that the victim may eventually recover the use of the member or organ, or that the disfigurement may be cured by surgery. (2) Means of inflicting injury. To prove the of- fense it is not necessary to prove the specific means by which the injury was inflicted. However, such IV-97 ¶50.c.(2)Article 124

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e v i d e n c e m a y b e c o n s i d e r e d o n t h e q u e s t i o n o f intent. (3) Intent. Maiming requires a specific intent to injure generally but not a specific intent to maim. Thus, one commits the offense who intends only a slight injury, if in fact there is infliction of an injury of the type specified in this article. Infliction of the type of injuries specified in this article upon the person of another may support an inference of the intent to injure, disfigure, or disable. (4) Defenses. If the injury is done under circum- stances which would justify or excuse homicide, the offense of maiming is not committed. See R.C.M. 916. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 20 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdiction data, if required) on or about 20 , maim by (crushing his/her foot with a sledge hammer) ( ). 51. Article 125—Forcible sodomy; bestiality a. Text of statute. ( a ) F o r c i b l e S o d o m y . – A n y p e r s o n s u b j e c t t o t h i s c h a p t e r w h o e n g a g e s i n u n n a t u r a l c a r n a l copulation with another person of the same or opposite sex by unlawful force or without the consent of the other person is guilty of forcible sodomy and shall be punished as a court-martial may direct. (b) Bestiality.–Any person subject to this chap- ter who engages in unnatural carnal copulation with an animal is guilty of bestiality and shall be punished as a court-martial may direct. ( c ) S c o p e o f O f f e n s e s . – P e n e t r a t i o n , h o w e v e r slight, is sufficient to complete an offense under subsection (a) or (b). b. Elements. (1) Forcible sodomy. (a) That the accused engaged in unnatural car- nal copulation with a certain other person. (b) That the act was done by force or without the consent of the other person. (2) Bestiality. (a) That the accused engaged in unnatural car- nal copulation with an animal. c. Explanation. (1) It is unnatural carnal copulation for a person to take into that person’s mouth or anus the sexual organ of another person or of an animal; or to place that person’s sexual organ in the mouth or anus of another person or of an animal; or to have carnal copulation in any opening of the body, except the sexual parts, with another person; or to have carnal copulation with an animal. (2) For purposes of this Article, the term “unlaw- ful force” means an act of force done without legal justification or excuse. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Forcible sodomy. Dishonorable discharge, for- feiture of all pay and allowances, and confinement f o r l i f e w i t h o u t e l i g i b i l i t y f o r p a r o l e . M a n d a t o r y minimum – Dismissal or dishonorable discharge. (2) Bestiality. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 5 years. f. Sample specification. (1) Forcible sodomy. In that (personal jurisdiction data), did, (at/on board–location) (subject-matter ju- risdiction data, if required), on or about ________ 20__, engage in unnatural carnal copulation with __ _____, by unlawful force or without the consent of the said ______. (2) Bestiality. In that (personal jurisdiction data), did, (at/on board–location) (subject-matter jurisdic- tion data, if required), on or about ________20__, engage in unnatural carnal copulation with (type of animal). 52. Article 126—Arson a. Text of statute. ( a ) A n y p e r s o n s u b j e c t t o t h i s c h a p t e r w h o willfully and maliciously burns or sets on fire an inhabited dwelling, or any other structure, mova- ble or immovable, wherein to the knowledge of the offender there is at the time a human being, is guilty of aggravated arson and shall be pun- ished as a court-martial may direct. ( b ) A n y p e r s o n s u b j e c t t o t h i s c h a p t e r w h o IV-98 ¶50.c.(2) Article 126

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willfully and maliciously burns or sets fire to the property of another, except as provided in sub- section (a), is guilty of simple arson and shall be punished as a court-martial may direct. b. Elements. (1) Aggravated arson. (a) Inhabited dwelling. (i) That the accused burned or set on fire an inhabited dwelling; (ii) That this dwelling belonged to a certain person and was of a certain value; and (iii) That the act was willful and malicious. (b) Structure. (i) That the accused burned or set on fire a certain structure; (ii) That the act was willful and malicious; (iii) That there was a human being in the structure at the time; (iv) That the accused knew that there was a human being in the structure at the time; and (v) That this structure belonged to a certain person and was of a certain value. (2) Simple arson. (a) That the accused burned or set fire to cer- tain property of another; (b) That the property was of a certain value; and (c) That the act was willful and malicious. c. Explanation. (1) In general. In aggravated arson, danger to hu- man life is the essential element; in simple arson, it is injury to the property of another. In either case, it is immaterial that no one is, in fact, injured. It must be shown that the accused set the fire willfully and maliciously, that is, not merely by negligence or accident. (2) Aggravated arson. (a) Inhabited dwelling. An inhabited dwelling includes the outbuildings that form part of the clus- ter of buildings used as a residence. A shop or store is not an inhabited dwelling unless occupied as such, n o r i s a h o u s e t h a t h a s n e v e r b e e n o c c u p i e d o r which has been temporarily abandoned. A person may be guilty of aggravated arson of the person’s dwelling, whether as owner or tenant. (b) Structure. Aggravated arson may also be committed by burning or setting on fire any other structure, movable or immovable, such as a theater, church, boat, trailer, tent, auditorium, or any other sort of shelter or edifice, whether public or private, when the offender knows that there is a human be- ing inside at the time. It may be that the offender had this knowledge when the nature of the struc- ture—as a department store or theater during hours of business, or other circumstances—are shown to have been such that a reasonable person would have known that a human being was inside at the time. (c) Damage to property. It is not necessary that the dwelling or structure be consumed or materially injured; it is enough if fire is actually communicated to any part thereof. Any actual burning or charring is sufficient, but a mere scorching or discoloration by heat is not. (d) Value and ownership of property. For the offense of aggravated arson, the value and owner- ship of the dwelling or other structure are immateri- al, but should ordinarily be alleged and proved to permit the finding in an appropriate case of the in- cluded offense of simple arson. (3) Simple arson. “Simple arson” is the willful and malicious burning or setting fire to the property of another under circumstances not amounting to aggravated arson. The offense includes burning or setting fire to real or personal property of someone o t h e r t h a n t h e o f f e n d e r . S e e a l s o p a r a g r a p h 6 7 (Burning with intent to defraud). d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. ( 1 ) A g g r a v a t e d a r s o n . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 20 years. (2) Simple arson, where the property is— (a) Of a value of $500.00 or less. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 1 year. (b) Of a value of more than $500.00. Dishonor- able discharge, forfeiture of all pay and allowances, and confinement for 5 years. f. Sample specifications. (1) Aggravated arson. (a) Inhabited dwelling. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdiction data, if required), on or about 20 , will- fully and maliciously (burn) (set on fire) an inhab- IV-99 ¶52.f.(1)(a)Article 126

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ited dwelling, to wit: (the residence of ) ( ), (the property of ) of a value of (about) $ . (b) Structure. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdiction data, if required), on or 20 , willfully and maliciously (burn) (set on fire), knowing that a hu- man being was therein at the time, (the Post Thea- ter) ( , the property of ), of a value of (about) $ . (2) Simple arson. In that (personal jurisdiction data), did, (at/on board— location) (subject-matter jurisdiction data, if required), on or about 20 , will- fully and maliciously (burn) (set fire to) (an automo- bile) ( ), the property of , of a value of (about) $ . 53. Article 127—Extortion a. Text of statute. Any person subject to this chapter who com- municates threats to another person with the in- tention thereby to obtain anything of value or any acquittance, advantage, or immunity is guilty of extortion and shall be punished as a court- martial may direct. b. Elements. ( 1 ) T h a t t h e a c c u s e d c o m m u n i c a t e d a c e r t a i n threat to another; and (2) That the accused intended to unlawfully ob- tain something of value, or any acquittance, advan- tage, or immunity. c. Explanation. (1) In general. Extortion is complete upon com- munication of the threat with the requisite intent. The actual or probable success of the extortion need not be proved. (2) Threat. A threat may be communicated by any means but must be received by the intended victim. The threat may be: a threat to do any unlaw- ful injury to the person or property of the person threatened or to any member of that person’s family or any other person held dear to that person; a threat to accuse the person threatened, or any member of that persons’s family or any other person held dear to that person, of any crime; a threat to expose or i m p u t e a n y d e f o r m i t y o r d i s g r a c e t o t h e p e r s o n threatened or to any member of that person’s family or any other person held dear to that person; a threat to expose any secret affecting the person threatened or any member of that person’s family or any other person held dear to that person; or a threat to do any other harm. (3) Acquittance. An “acquittance” is a release or discharge from an obligation. ( 4 ) A d v a n t a g e o r i m m u n i t y . U n l e s s i t i s c l e a r from the circumstances, the advantage or immunity sought should be described in the specification. An intent to make a person do an act against that per- son’s will is not, by itself, sufficient to constitute extortion. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 3 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdiction data, if required), on or about 20 , with intent unlawfully to obtain (something of value) (an acquittance) (an advantage, to wit ) (an i m m u n i t y , t o w i t ) , c o m m u n i c a t e t o a threat to (here describe the threat). 54. Article 128—Assault a. Text of statute. (a) Any person subject to this chapter who at- tempts or offers with unlawful force or violence to do bodily harm to another person, whether or not the attempt or offer is consummated, is guilty of assault and shall be punished as a court-mar- tial may direct. (b) Any person subject to this chapter who— ( 1 ) c o m m i t s a n a s s a u l t w i t h a d a n g e r o u s weapon or other means or force likely to produce death or grievous bodily harm; or (2) commits an assault and intentionally in- f l i c t s g r i e v o u s b o d i l y h a r m w i t h o r w i t h o u t a weapon; is guilty of aggravated assault and shall be pun- ished as a court-martial may direct. b. Elements. (1) Simple assault. IV-100 ¶52.f.(1)(a) Article 128

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(a) That the accused attempted or offered to do bodily harm to a certain person; and (b) That the attempt or offer was done with unlawful force or violence. (2) Assault consummated by a battery. (a) That the accused did bodily harm to a cer- tain person; and (b) That the bodily harm was done with unlaw- ful force or violence. ( 3 ) A s s a u l t s p e r m i t t i n g i n c r e a s e d p u n i s h m e n t based on status of victim. ( a ) A s s a u l t u p o n a c o m m i s s i o n e d , w a r r a n t , noncommissioned, or petty officer. (i) That the accused attempted to do, offered to do, or did bodily harm to a certain person; (ii) That the attempt, offer, or bodily harm was done with unlawful force or violence; (iii) That the person was a commissioned, warrant, noncommissioned, or petty officer; and (iv) That the accused then knew that the per- s o n w a s a c o m m i s s i o n e d , w a r r a n t , n o n c o m m i s - sioned, or petty officer. (b) Assault upon a sentinel or lookout in the execution of duty, or upon a person in the execution of law enforcement duties. (i) That the accused attempted to do, offered to do, or did bodily harm to a certain person; (ii) That the attempt, offer, or bodily harm was done with unlawful force or violence; (iii) That the person was a sentinel or look- out in the execution of duty or was a person who then had and was in the execution of security police, military police, shore patrol, master at arms, or other military or civilian law enforcement duties; and (iv) That the accused then knew that the per- son was a sentinel or lookout in the execution of duty or was a person who then had and was in the execution of security police, military police, shore patrol, master at arms, or other military or civilian law enforcement duties. (c) Assault consummated by a battery upon a child under 16 years. (i) That the accused did bodily harm to a certain person; (ii) That the bodily harm was done with un- lawful force or violence; and (iii) That the person was then a child under the age of 16 years. (4) Aggravated assault. (a) Assault with a dangerous weapon or other means or force likely to produce death or grievous bodily harm. (i) That the accused attempted to do, offered to do, or did bodily harm to a certain person; (ii) That the accused did so with a certain weapon, means, or force; (iii) That the attempt, offer, or bodily harm was done with unlawful force or violence; and (iv) That the weapon, means, or force was used in a manner likely to produce death or grievous bodily harm. (Note: Add any of the following as applicable) (v) That the weapon was a loaded firearm. (vi) That the person was a child under the age of 16 years. (b) Assault in which grievous bodily harm is intentionally inflicted. ( i ) T h a t t h e a c c u s e d a s s a u l t e d a c e r t a i n person; (ii) That grievous bodily harm was thereby inflicted upon such person; (iii) That the grievous bodily harm was done with unlawful force or violence; and (iv) That the accused, at the time, had the specific intent to inflict grievous bodily harm. (Note: Add any of the following as applicable) (v) That the injury was inflicted with a loaded firearm. (vi) That the person was a child under the age of 16 years. c. Explanation. (1) Simple assault. (a) Definition of assault. An “assault” is an at- tempt or offer with unlawful force or violence to do bodily harm to another, whether or not the attempt or offer is consummated. It must be done without legal justification or excuse and without the lawful consent of the person affected. “Bodily harm” means any offensive touching of another, however slight. (b) Difference between “attempt” and “offer” type assaults. (i) Attempt type assault. An “attempt” type assault requires a specific intent to inflict bodily IV-101 ¶54.c.(1)(b)(i)Article 128

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harm, and an overt act—that is, an act that amounts to more than mere preparation and apparently tends to effect the intended bodily harm. An attempt type assault may be committed even though the victim had no knowledge of the incident at the time. (ii) Offer type assault. An “offer” type as- sault is an unlawful demonstration of violence, ei- ther by an intentional or by a culpably negligent act or omission, which creates in the mind of another a r e a s o n a b l e a p p r e h e n s i o n o f r e c e i v i n g i m m e d i a t e bodily harm. Specific intent to inflict bodily harm is not required. (iii) Examples. (A) If Doe swings a fist at Roe’s head intend- ing to hit Roe but misses, Doe has committed an attempt type assault, whether or not Roe is aware of the attempt. (B) If Doe swings a fist in the direct of Roe’s head either intentionally or as a result of culpable negligence, and Roe sees the blow coming and is thereby put in apprehension of being struck, Doe has committed an offer type assault whether or not Doe intended to hit Roe. (C) If Doe swings at Roe’s head, intending to hit it, and Roe sees the blow coming and is thereby put in apprehension of being struck, Doe has com- mitted both on offer and an attempt type assault. (D) If Doe swings at Roe’s head simply to frighten Roe, not intending to hit Roe, and Roe does not see the blow and is not placed in fear, then no assault of any type has been committed. (c) Situations not amounting to assault. ( i ) M e r e p r e p a r a t i o n . P r e p a r a t i o n n o t amounting to an overt act, such as picking up a stone without any attempt or offer to throw it, does not constitute an assault. (ii) Threatening words. The use of threaten- ing words alone does not constitute an assault. How- ever, if the threatening words are accompanied by a menacing act or gesture, there may be an assault, since the combination constitutes a demonstration of violence. (iii) Circumstances negating intent to harm. If the circumstances known to the person menaced clearly negate an intent to do bodily harm there is no assault. Thus, if a person accompanies an appar- ent attempt to strike another by an unequivocal an- nouncement in some form of an intention not to strike, there is no assault. For example, if Doe raises a stick and shakes it at Roe within striking distance saying, “If you weren’t an old man, I would knock you down,” Doe has committed no assault. Howev- er, an offer to inflict bodily injury upon another i n s t a n t l y i f t h a t p e r s o n d o e s n o t c o m p l y w i t h a demand which the assailant has no lawful right to make is an assault. Thus, if Doe points a pistol at Roe and says, “If you don’t hand over your watch, I will shoot you,” Doe has committed an assault upon Roe. See also paragraph 47 (robbery) of this part. (d) Situations not constituting defenses to as- sault. (i) Assault attempt fails. It is not a defense to a charge of assault that for some reason unknown to the assailant, an assault attempt was bound to fail. Thus, if a person loads a rifle with what is believed to be a good cartridge and, pointing it at another, pulls the trigger, that person may be guilty of assault although the cartridge was defective and did not fire. Likewise, if a person in a house shoots through the roof at a place where a policeman is believed to be, that person may be guilty of assault even though the policeman is at another place on the roof. (ii) Retreating victim. An assault is complete if there is a demonstration of violence and an appar- ent ability to inflict bodily injury causing the person at whom it was directed to reasonably apprehend that unless the person retreats bodily harm will be inflicted. This is true even though the victim re- treated and was never within actual striking distance of the assailant. There must, however, be an appar- ent present ability to inflict the injury. Thus, to aim a pistol at a person at such a distance that it clearly could not injure would not be an assault. (2) Battery. ( a ) I n g e n e r a l . A “ b a t t e r y ” i s a n a s s a u l t i n which the attempt or offer to do bodily harm is consummated by the infliction of that harm. (b) Application of force. The force applied in a battery may have been directly or indirectly applied. Thus, a battery can be committed by inflicting bod- ily injury on a person through striking the horse on which the person is mounted causing the horse to throw the person, as well as by striking the person directly. (c) Examples of battery. It may be a battery to spit on another, push a third person against another, set a dog at another which bites the person, cut another’s clothes while the person is wearing them IV-102 ¶54.c.(1)(b)(i) Article 128

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though without touching or intending to touch the p e r s o n , s h o o t a p e r s o n , c a u s e a p e r s o n t o t a k e poison, or drive an automobile into a person. A person who, although excused in using force, uses m o r e f o r c e t h a n i s r e q u i r e d , c o m m i t s a b a t t e r y . Throwing an object into a crowd may be a battery on anyone whom the object hits. (d) Situations not constituting battery. If bodily harm is inflicted unintentionally and without culpa- ble negligence, there is no battery. It is also not a battery to touch another to attract the other’s atten- tion or to prevent injury. ( 3 ) A s s a u l t s p e r m i t t i n g i n c r e a s e d p u n i s h m e n t based on status of victims. ( a ) A s s a u l t u p o n a c o m m i s s i o n e d , w a r r a n t , noncommissioned, or petty officer. The maximum punishment is increased when assault is committed upon a commissioned officer of the armed forces of the United States, or of a friendly foreign power, or upon a warrant, noncommissioned, or petty officer of the armed forces of the United States. Knowledge of the status of the victim is an essential element of the offense and may be proved by circumstantial evidence. It is not necessary that the victim be supe- rior in rank or command to the accused, that the victim be in the same armed force, or that the victim be in the execution of office at the time of the assault. (b) Assault upon a sentinel or lookout in the execution of duty, or upon a person in the execution of law enforcement duties. The maximum punish- ment is increased when assault is committed upon a sentinel or lookout in the execution of duty or upon a person who was then performing security police, military police, shore patrol, master at arms, or other military or civilian law enforcement duties. Knowl- edge of the status of the victim is an essential ele- m e n t o f t h i s o f f e n s e a n d m a y b e p r o v e d b y circumstantial evidence. See paragraph 38c(4) for the definition of “sentinel or lookout.” (c) Assault consummated by a battery upon a child under 16 years of age. The maximum punish- ment is increased when assault consummated by a battery is committed upon a child under 16 years of age. Knowledge that the person assaulted was under 16 years of age is not an element of this offense. (4) Aggravated assault. (a) Assault with a dangerous weapon or other means or force likely to produce death or grievous bodily harm. ( i ) D a n g e r o u s w e a p o n . A w e a p o n i s d a n - gerous when used in a manner likely to produce death or grievous bodily harm. (ii) Other means or force. The phrase “other means or force” may include any means or instru- mentality not normally considered a weapon. When the natural and probable consequence of a particular use of any means or force would be death or griev- ous bodily harm, it may be inferred that the means or force is “likely” to produce that result. The use to which a certain kind of instrument is ordinarily put is irrelevant to the question of its method of employ- ment in a particular case. Thus, a bottle, beer glass, a rock, a bunk adaptor, a piece of pipe, a piece of wood, boiling water, drugs, or a rifle butt may be used in a manner likely to inflict death or grievous bodily harm. On the other hand, an unloaded pistol, when presented as a firearm and not as a bludgeon, is not a dangerous weapon or a means of force likely to produce grievous bodily harm, whether or not the assailant knew it was unloaded. (iii) Grievous bodily harm. “Grievous bodily harm” means serious bodily injury. It does not in- clude minor injuries, such as a black eye or a bloody nose, but does include fractured or dislocated bones, deep cuts, torn members of the body, serious dam- a g e t o i n t e r n a l o r g a n s , a n d o t h e r s e r i o u s b o d i l y injuries. (iv) Death or injury not required. It is not necessary that death or grievous bodily harm be ac- tually inflicted to prove assault with a dangerous weapon or means likely to produce grievous bodily harm. (v) When committed upon a child under 16 years of age. The maximum punishment is increased when aggravated assault with a dangerous weapon or means likely to produce death or grievous bodily harm is inflicted upon a child under 16 years of age. Knowledge that the person assaulted was under the age of 16 years is not an element of the offense. (b) Assault in which grievous bodily harm is intentionally inflicted. (i) In general. It must be proved that the accused specifically intended to and did inflict griev- o u s b o d i l y h a r m . C u l p a b l e n e g l i g e n c e w i l l n o t suffice. (ii) Proving intent. Specific intent may be IV-103 ¶54.c.(4)(b)(ii)Article 128

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proved by circumstantial evidence. When grievous bodily harm has been inflicted by means of inten- tionally using force in a manner likely to achieve that result, it may be inferred that grievous bodily harm was intended. On the other hand, that infer- ence might not be drawn if a person struck another with a fist in a sidewalk fight even if the victim fell so that the victim’s head hit the curbstone and a skull fracture resulted. It is possible, however, to commit this kind of aggravated assault with the fists, as when the victim is held by one of several assail- ants while the others beat the victim with their fists and break a nose, jaw, or rib. (iii) Grievous bodily harm. See subparagraph (4)(a)(iii). (iv) When committed on a child under 16 years of age. The maximum punishment is increased when aggravated assault with intentional infliction of grievous bodily harm is inflicted upon a child under 16 years of age. Knowledge that the person assaulted was under the age of 16 years is not an element of the offense. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Simple assault. (A) Generally. Confinement for 3 months and forfeiture of two-thirds pay per month for 3 months. (B) When committed with an unloaded firearm. Dishonorable discharge, forfeiture of all pay and al- lowances, and confinement for 3 years. (2) Assault consummated by a battery. Bad con- duct discharge, forfeiture of all pay and allowances, and confinement for 6 months. (3) Assault upon a commissioned officer of the armed forces of the United States or of a friendly foreign power, not in the execution of office. Dis- honorable discharge, forfeiture of all pay and allow- ances, and confinement for 3 years. (4) Assault upon a warrant officer, not in the execution of office. Dishonorable discharge, forfei- ture of all pay and allowances, and confinement for 18 months. (5) Assault upon a noncommissioned or petty offi- cer, not in the execution of office. Bad-conduct dis- charge, forfeiture of all pay and allowances, and confinement for 6 months. (6) Assault upon a sentinel or lookout in the exe- cution of duty, or upon any person who, in the execution of office, is performing security police, military police, shore patrol, master at arms, or other military or civilian law enforcement duties. Dishonorable discharge, forfeiture of all pay and al- lowances, and confinement for 3 years. ( 7 ) A s s a u l t c o n s u m m a t e d b y a b a t t e r y u p o n a child under 16 years. Dishonorable discharge, forfei- ture of all pay and allowances, and confinement for 2 years. (8) Aggravated assault with a dangerous weapon or other means or force likely to produce death or grievous bodily harm. ( a ) W h e n c o m m i t t e d w i t h a l o a d e d f i r e a r m . Dishonorable discharge, forfeiture of all pay and al- lowances, and confinement for 8 years. ( b ) A g g r a v a t e d a s s a u l t w i t h a d a n g e r o u s weapon or other means or force likely to produce death or grievous bodily harm when committed upon a child under the age of 16 years. Dishonorable discharge, total forfeitures, and confinement for 5 years. (c) Other cases. Dishonorable discharge, forfei- ture of all pay and allowances, and confinement for 3 years. (9) Aggravated assault in which grievous bodily harm is intentionally inflicted. (a) When the injury is inflicted with a loaded firearm. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 10 years. (b) Aggravated assault in which grievous bod- ily harm is intentionally inflicted when committed upon a child under the age of 16 years. Dishonora- ble discharge, total forfeitures, and confinement for 8 years. (c) Other cases. Dishonorable discharge, forfei- ture of all pay and allowances, and confinement for 5 years. f. Sample specifications. (1) Simple assault. In that (personal jurisdiction data), did, (at/on board—location), (subject-matter jurisdiction data, if required), on or about 20 , assault b y ( s t r i k i n g a t h i m / h e r w i t h a ) ( ). (2) Assault consummated by a battery. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdiction data, if required), on or about 20 , unlaw- IV-104 ¶54.c.(4)(b)(ii) Article 128

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fully (strike) ( ) (on) (in) the with . (3) Assault upon a commissioned officer. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdiction data, if required), on or about 20 , assault , who then was and was then known by the accused to be a commissioned officer of ( , a friendly foreign power) (the United States (Army) (Navy) (Marine Corps) (Air Force) (Coast Guard)) by . (4) Assault upon a warrant, noncommissioned, or petty officer. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdiction data, if required), on or about 20 , assault , who then was and was then known by the accused to be a (warrant) (noncommissioned) (petty) officer of the United States (Army) (Navy) ( M a r i n e C o r p s ) ( A i r F o r c e ) ( C o a s t G u a r d ) , b y . (5) Assault upon a sentinel or lookout. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdiction data, if required), on or about 20 , assault , who then was and was then known by the accused to be a (sentinel) (lookout) in the execu- tion of his/her duty, ((in) (on) the ) by . (6) Assault upon a person in the execution of law enforcement duties. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdiction data, if required), on or about 20 , assault , who then was and was then known by the accused to be a person then having and in the execution of (Air Force security police) (military police) (shore patrol) (master at arms) ((military) (civilian) law enforcement)) duties, by . ( 7 ) A s s a u l t c o n s u m m a t e d b y a b a t t e r y u p o n a child under 16 years. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdiction data, if required), on or about 20 , unlaw- f u l l y ( s t r i k e ) ( ) a c h i l d under the age of 16 years, (in) (on) the with . (8) Assault, aggravated—with a dangerous weap- on, means or force. In that (personal jurisdiction data), did, (at/on board-location) (subject matter jurisdiction da- ta, if required), on or about 20 , commit an assault upon (a child under the age of 16 years) by (shooting) (pointing) (striking) (cut- ting) ( ) (at him/her) (him/her) (in) (on) (the ) w i t h ( a d a n g e r o u s w e a p o n ) ( a ( m e a n s ) (force) likely to produce death or grievous bodily harm), to wit: a (loaded firearm)(pickax) (bayonet) (club) ( ). (9) Assault, aggravated—inflicting grievous bod- ily harm. In that (personal jurisdiction data), did, (at/on board-location)(subject matter jurisdiction da- ta, if required), on or about 20 , commit an assault upon (a child under the age of 16 years) by (shooting) (striking) (cutting) ( ) ( h i m / h e r ) ( o n ) t h e w i t h a ( l o a d e d f i r e a r m ) (club) (rock) (brick) ( ) and did thereby intentionally inflict grievous bodily harm upon him/ h e r , t o w i t : a ( b r o k e n l e g ) ( d e e p c u t ) ( f r a c t u r e d skull) ( ). 55. Article 129—Burglary a. Text of statute. Any person subject to this chapter who, with intent to commit an offense punishable under sec- t i o n s 9 1 8 - 9 2 8 o f t h i s t i t l e ( a r t i c l e s 1 1 8 - 1 2 8 ) , breaks and enters, in the nighttime, the dwelling house of another, is guilty of burglary and shall be punished as a court-martial may direct. b. Elements. ( 1 ) T h a t t h e a c c u s e d u n l a w f u l l y b r o k e a n d entered the dwelling house of another; ( 2 ) T h a t b o t h t h e b r e a k i n g a n d e n t e r i n g w e r e done in the nighttime; and ( 3 ) T h a t t h e b r e a k i n g a n d e n t e r i n g w e r e d o n e w i t h t h e i n t e n t t o c o m m i t a n o f f e n s e p u n i s h a b l e under Article 118 through 128, except Article 123a. c. Explanation. (1) In general. “Burglary” is the breaking and entering in the nighttime of the dwelling house of another, with intent to commit an offense punishable under Articles 118 through 128, except 123a. In addition, an intent to commit an offense which, al- though not covered by Article 118 through 128, nec- e s s a r i l y i n c l u d e s a n o f f e n s e w i t h i n o n e o f t h e s e IV-105 ¶55.c.(1)Article 129

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articles, satisfies the intent element of this article. T h i s i n c l u d e s , f o r e x a m p l e , a s s a u l t s p u n i s h a b l e under Article 134 which necessarily include simple assault under Article 128. (2) Breaking. There must be a breaking, actual or constructive. Merely to enter through a hole left in the wall or roof or through an open window or door will not constitute a breaking; but if a person moves any obstruction to entry of the house without which movement the person could not have entered, the p e r s o n h a s c o m m i t t e d a “ b r e a k i n g . ” O p e n i n g a c l o s e d d o o r o r w i n d o w o r o t h e r s i m i l a r f i x t u r e , opening wider a door or window already partly open but insufficient for the entry, or cutting out the glass of a window or the netting of a screen is a sufficient breaking. The breaking of an inner door by one who has entered the house without breaking, or by a person lawfully within the house who has no author- ity to enter the particular room, is a sufficient break- ing, but unless such a breaking is followed by an entry into the particular room with the requisite in- tent, burglary is not committed. There is a construc- tive breaking when the entry is gained by a trick, such as concealing oneself in a box; under false pretense, such as impersonating a gas or telephone inspector; by intimidating the occupants through vio- lence or threats into opening the door; through collu- sion with a confederate, an occupant of the house; or by descending a chimney, even if only a partial descent is made and no room is entered. (3) Entry. An entry must be effected before the offense is complete, but the entry of any part of the body, even a finger, is sufficient. Insertion into the house of a tool or other instrument is also a suffi- cient entry, unless the insertion is solely to facilitate the breaking or entry. (4) Nighttime. Both the breaking and entry must be in the nighttime. “Nighttime” is the period be- tween sunset and sunrise when there is not sufficient daylight to discern a person’s face. (5) Dwelling house of another. To constitute bur- glary the house must be the dwelling house of an- o t h e r . “ D w e l l i n g h o u s e ” i n c l u d e s o u t b u i l d i n g s within the common inclosure, farmyard, or cluster of buildings used as a residence. Such an area is the “curtilage.” A store is not a dwelling house unless part of, or also used as, a dwelling house, as when the occupant uses another part of the same building as a dwelling, or when the store in habitually slept i n b y f a m i l y m e m b e r s o r e m p l o y e e s . T h e h o u s e must be used as a dwelling at the time of the break- ing and entering. It is not necessary that anyone actually be in it at the time of the breaking and entering, but if the house has never been occupied at all or has been left without any intention of return- ing, it is not a dwelling house. Separate dwellings within the same building, such as a barracks room, apartment, or a room in a hotel, are subjects of burglary by other residents or guests, and in general by the owner of the building. A tent is not a subject of burglary. (6) Intent to commit offense. Both the breaking and entry must be done with the intent to commit in the house an offense punishable under Articles 118 through 128, except 123a. If, after the breaking and entering, the accused commits one or more of these offenses, it may be inferred that the accused in- tended to commit the offense or offenses at the time of the breaking and entering. If the evidence war- r a n t s , t h e i n t e n d e d o f f e n s e m a y b e s e p a r a t e l y charged. It is immaterial whether the offense in- tended is committed or even attempted. If the of- f e n s e i s i n t e n d e d , i t i s n o d e f e n s e t h a t i t s commission was impossible. (7) Separate offense. If the evidence warrants, the intended offense in the burglary specification may be separately charged. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 10 years. f. Sample specification. In that (personal jurisdiction data), did, at , (subject-matter jurisdiction data, if required), on or about 20 , in the night- t i m e , u n l a w f u l l y b r e a k a n d e n t e r t h e ( d w e l l i n g h o u s e ) ( w i t h i n t h e c u r t i l a g e ) o f , with intent to commit (murder) (larce- ny) ( ) therein. 56. Article 130—Housebreaking a. Text of statute. Any person subject to this chapter who unlaw- fully enters the building or structure of another with intent to commit a criminal offense therein is guilty of housebreaking and shall be punished as a court-martial may direct. b. Elements. IV-106 ¶55.c.(1) Article 130

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(1) That the accused unlawfully entered a certain building or structure of a certain other person; and (2) That the unlawful entry was made with the intent to commit a criminal offense therein. c. Explanation. (1) Scope of offense. The offense of housebreak- ing is broader than burglary in that the place entered is not required to be a dwelling house; it is not necessary that the place be occupied; it is not essen- tial that there be a breaking; the entry may be either in the night or in the daytime; and the intent need not be to commit one of the offenses made punisha- ble under Articles 118 through 128. (2) Intent. The intent to commit some criminal offense is an essential element of housebreaking and must be alleged and proved to support a conviction of this offense. If, after the entry the accused com- m i t t e d a c r i m i n a l o f f e n s e i n s i d e t h e b u i l d i n g o r structure, it may be inferred that the accused in- tended to commit that offense at the time of the entry. (3) Criminal offense. Any act or omission which is punishable by courts-martial, except an act or omission constituting a purely military offense, is a “criminal offense.” ( 4 ) B u i l d i n g , s t r u c t u r e . “ B u i l d i n g ” i n c l u d e s a room, shop, store, office, or apartment in a building. “Structure” refers only to those structures which are in the nature of a building or dwelling. Examples of these structures are a stateroom, hold, or other com- partment of a vessel, an inhabitable trailer, an in- closed truck or freight car, a tent, and a houseboat. It is not necessary that the building or structure be in use at the time of the entry. (5) Entry. See paragraph 55c(3). (6) Separate offense. If the evidence warrants, the intended offense in the housebreaking specification may be separately charged. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 5 years. f. Sample specification. In that , (personal jurisdiction da- ta), did, (at/on board—location) (subject-matter ju- risdiction data, if required), on or about 20 , unlawfully enter a (dwelling) (room) (bank) ( s t o r e ) ( w a r e h o u s e ) ( s h o p ) ( t e n t ) ( s t a t e r o o m ) ( ), the property of , with in- t e n t t o c o m m i t a c r i m i n a l o f f e n s e , t o w i t : , therein. 57. Article 131—Perjury a. Text of statute. Any person subject to this chapter who in a judicial proceeding or in a course of justice will- fully and corruptly— (1) upon a lawful oath or in any form allowed by law to be substituted for an oath, gives any false testimony material to the issue or matter of inquiry; or (2) in any declaration, certificate, verification, or statement under penalty of perjury as permit- ted under section 1746 of title 28, United States Code, subscribes any false statement material to the issue or matter of inquiry; is guilty of perjury and shall be punished as a court-martial may direct. b. Elements. (1) Giving false testimony. (a) That the accused took an oath or affirma- tion in a certain judicial proceeding or course of justice; (b) That the oath or affirmation was adminis- tered to the accused in a matter in which an oath or affirmation was required or authorized by law; (c) That the oath or affirmation was adminis- tered by a person having authority to do so; (d) That upon the oath or affirmation that ac- cused willfully gave certain testimony; (e) That the testimony was material; (f) That the testimony was false; and (g) That the accused did not then believe the testimony to be true. (2) Subscribing false statement. (a) That the accused subscribed a certain state- ment in a judicial proceeding or course of justice; (b) That in the declaration, certification, verifi- cation, or statement under penalty of perjury, the accused declared, certified, verified, or stated the truth of that certain statement; (c) That the accused willfully subscribed the statement; (d) That the statement was material; IV-107 ¶57.b.(2)(d)Article 131

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(e) That the statement was false; and (f) That the accused did not then believe the statement to be true. c. Explanation. (1) In general. “Judicial proceeding” includes a t r i a l b y c o u r t - m a r t i a l a n d “ c o u r s e o f j u s t i c e ” i n - cludes a preliminary hearing conducted under Arti- c l e 3 2 . I f t h e a c c u s e d i s c h a r g e d w i t h h a v i n g committed perjury before a court-martial, it must be shown that the court-martial was duly constituted. (2) Giving false testimony. (a) Nature. The testimony must be false and must be willfully and corruptly given; that is, it must be proved that the accused gave the false testimony willfully and did not believe it to be true. A witness may commit perjury by testifying to the truth of a matter when in fact the witness knows nothing about it at all or is not sure about it, whether the thing is true or false in fact. A witness may also commit perjury in testifying falsely as to a belief, remem- brance, or impression, or as to a judgment or opin- ion. It is no defense that the witness voluntarily appeared, that the witness was incompetent as a wit- ness, or that the testimony was given in response to questions that the witness could have declined to answer. (b) Material matter. The false testimony must be with respect to a material matter, but that matter need not be the main issue in the case. Thus, perjury may be committed by giving false testimony with respect to the credibility of a material witness or in an affidavit in support of a request for a continu- a n c e , a s w e l l a s b y g i v i n g f a l s e t e s t i m o n y w i t h respect to a fact from which a legitimate inference may be drawn as to the existence or nonexistence of a fact in issue. (c) Proof. The falsity of the allegedly perjured statement cannot be proved by circumstantial evi- dence alone, except with respect to matters which by their nature are not susceptible of direct proof. The falsity of the statement cannot be proved by the testimony of a single witness unless that testimony directly contradicts the statement and is corroborated by other evidence either direct or circumstantial, ten- ding to prove the falsity of the statement. However, documentary evidence directly disproving the truth of the statement charged to have been perjured need not be corroborated if: the document is an official record shown to have been well known to the ac- cused at the time the oath was taken; or the docu- mentary evidence originated from the accused—or had in any manner been recognized by the accused as containing the truth—before the allegedly per- jured statement was made. (d) Oath. The oath must be one recognized or authorized by law and must be duly administered by one authorized to administer it. When a form of oath has been prescribed, a literal following of that form is not essential; it is sufficient if the oath adminis- tered conforms in substance to the prescribed form. “Oath” includes an affirmation when the latter is authorized in lieu of an oath. (e) Belief of accused. The fact that the accused did not believe the statement to be true may be proved by testimony of one witness without corrobo- ration or by circumstantial evidence. ( 3 ) S u b s c r i b i n g f a l s e s t a t e m e n t . S e e s u b - paragraphs (1) and (2), above, as applicable. Section 1746 of title 28, United States Code, provides for subscribing to the truth of a document by signing it expressly subject to the penalty for perjury. The signing must take place in a judicial proceeding or course of justice—for example, if a witness signs u n d e r p e n a l t y o f p e r j u r y s u m m a r i z e d t e s t i m o n y given at an Article 32 preliminary hearing. It is not required that the document be sworn before a third party. Section 1746 does not change the requirement that a deposition be given under oath or alter the s i t u a t i o n w h e r e a n o a t h i s r e q u i r e d t o b e t a k e n before a specific person. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 5 years. f. Sample specifications. (1) Giving false testimony. In that (personal jurisdiction data), hav- ing taken a lawful (oath) (affirmation) in a (trial by court-martial of ) (trial by a c o u r t o f c o m p e t e n t j u r i s d i c t i o n , t o w i t : of ) (deposition for use in a trial by of ) ( ) that he/she would (testify) (depose) truly, did, (at/on board—location) (subject-matter jurisdiction data, if required), on or about 20 , willfully, cor- r u p t l y , a n d c o n t r a r y t o s u c h ( o a t h ) ( a f f i r m a t i o n ) , ( t e s t i f y ) ( d e p o s e ) f a l s e l y i n s u b s t a n c e t h a t IV-108 ¶57.b.(2)(e) Article 131

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, w h i c h ( t e s t i m o n y ) ( d e p o s i t i o n ) w a s upon a material matter and which he/she did not then believe to be true. (2) Subscribing false statement. In that (personal jurisdiction data), did (at/on board—location) (subject-matter jurisdiction data, if required), on or about 20 , in a (judicial proceeding) (course of justice), and in a (declaration) (certification) (verification) (statement) under penalty of perjury pursuant to section 1746 of title 28, United States Code, willfully and corruptly subscribed a false statement material to the (issue) (matter of inquiry), to wit: , which state- ment was false in that , and which state- ment he/she did not then believe to be true. 58. Article 132—Frauds against the United States a. Text of statute. Any person subject to this chapter— (1) who, knowing it to be false or fraudulent— ( a ) m a k e s a n y c l a i m a g a i n s t t h e U n i t e d States or any officer thereof; or (b) presents to any person in the civil or mil- itary service thereof, for approval or payment, any claim against the United States or any officer thereof; (2) who, for the purpose of obtaining the ap- p r o v a l , a l l o w a n c e , o r p a y m e n t o f a n y c l a i m against the United States or any officer thereof— (a) makes or uses any writing or other paper k n o w i n g i t t o c o n t a i n a n y f a l s e o r f r a u d u l e n t statements; (b) makes any oath to any fact or to any writing or other paper knowing the oath to be false; or (c) forges or counterfeits any signature upon any writing or other paper, or uses any such s i g n a t u r e k n o w i n g i t t o b e f o r g e d o r counterfeited; (3) who, having charge, possession, custody, or control of any money, or other property of the U n i t e d S t a t e s , f u r n i s h e d o r i n t e n d e d f o r t h e armed forces thereof, knowingly delivers to any person having authority to receive it, any amount thereof less than that for which he receives a certificate or receipt; or (4) who, being authorized to make or deliver any paper certifying the receipt of any property of the United States furnished or intended for the armed forces thereof, makes or delivers to any person such writing without having full knowl- edge of the truth of the statements therein con- t a i n e d a n d w i t h i n t e n t t o d e f r a u d t h e U n i t e d States; shall, upon conviction, be punished as a court- martial may direct. b. Elements. (1) Making a false or fraudulent claim. ( a ) T h a t t h e a c c u s e d m a d e a c e r t a i n c l a i m against the United States or an officer thereof; (b) That the claim was false or fraudulent in certain particulars; and (c) That the accused then knew that the claim was false or fraudulent in these particulars. (2) Presenting for approval or payment a false or fraudulent claim. (a) That the accused presented for approval or payment to a certain person in the civil or military service of the United States having authority to ap- prove or pay it a certain claim against the United States or an officer thereof; (b) That the claim was false or fraudulent in certain particulars; and (c) That the accused then knew that the claim was false or fraudulent in these particulars. ( 3 ) M a k i n g o r u s i n g a f a l s e w r i t i n g o r o t h e r paper in connection with claims. (a) That the accused made or used a certain writing or other paper; (b) That certain material statements in the writ- ing or other paper were false or fraudulent; (c) That the accused then knew the statements were false or fraudulent; and (d) That the act of the accused was for the p u r p o s e o f o b t a i n i n g t h e a p p r o v a l , a l l o w a n c e , o r payment of a certain claim or claims against the United States or an officer thereof. (4) False oath in connection with claims. (a) That the accused made an oath to a certain fact or to a certain writing or other paper; ( b ) T h a t t h e o a t h w a s f a l s e i n c e r t a i n particulars; (c) That the accused then knew it was false; and IV-109 ¶58.b.(4)(c)Article 132

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(d) That the act was for the purpose of obtain- ing the approval, allowance, or payment of a certain claim or claims against the United States or an offi- cer thereof. ( 5 ) F o r g e r y o f s i g n a t u r e i n c o n n e c t i o n w i t h claims. (a) That the accused forged or counterfeited the signature of a certain person on a certain writing or other paper; and (b) That the act was for the purpose of obtain- ing the approval, allowance, or payment of a certain claim against the United States or an officer thereof. ( 6 ) U s i n g f o r g e d s i g n a t u r e i n c o n n e c t i o n w i t h claims. (a) That the accused used the forged or coun- terfeited signature of a certain person; (b) That the accused then knew that the signa- ture was forged or counterfeited; and (c) That the act was for the purpose of obtain- ing the approval, allowance, or payment of a certain claim against the United States or an officer thereof. (7) Delivering less than amount called for by re- ceipt. (a) That the accused had charge, possession, custody, or control of certain money or property of t h e U n i t e d S t a t e s f u r n i s h e d o r i n t e n d e d f o r t h e armed forces thereof; (b) That the accused obtained a certificate or r e c e i p t f o r a c e r t a i n a m o u n t o r q u a n t i t y o f t h a t money or property; (c) That for the certificate or receipt the ac- cused knowingly delivered to a certain person hav- ing authority to receive it an amount or quantity of money or property less than the amount or quantity thereof specified in the certificate or receipt; and ( d ) T h a t t h e u n d e l i v e r e d m o n e y o r p r o p e r t y was of a certain value. (8) Making or delivering receipt without having full knowledge that it is true. (a) That the accused was authorized to make or deliver a paper certifying the receipt from a certain person of certain property of the United States fur- nished or intended for the armed forces thereof; (b) That the accused made or delivered to that person a certificate or receipt; (c) That the accused made or delivered the cer- tificate without having full knowledge of the truth of a certain material statement or statements therein; (d) That the act was done with intent to de- fraud the United States; and ( e ) T h a t t h e p r o p e r t y c e r t i f i e d a s b e i n g r e - ceived was of a certain value. c. Explanation. (1) Making a false or fraudulent claim. (a) Claim. A “claim” is a demand for a transfer of ownership of money or property and does not include requisitions for the mere use of property. This article applies only to claims against the United States or any officer thereof as such, and not to claims against an officer of the United States in that officer’s private capacity. (b) Making a claim. Making a claim is a dis- tinct act from presenting it. A claim may be made in one place and presented in another. The mere writ- ing of a paper in the form of a claim, without any further act to cause the paper to become a demand against the United States or an officer thereof, does not constitute making a claim. However, any act p l a c i n g t h e c l a i m i n o f f i c i a l c h a n n e l s c o n s t i t u t e s making a claim, even if that act does not amount to presenting a claim. It is not necessary that the claim be allowed or paid or that it be made by the person to be benefited by the allowance or payment. See also subparagraph (2), below. (c) Knowledge. The claim must be made with knowledge of its fictitious or dishonest character. T h i s a r t i c l e d o e s n o t p r o s c r i b e c l a i m s , h o w e v e r groundless they may be, that the maker believes to be valid, or claims that are merely made negligently or without ordinary prudence. (2) Presenting for approval or payment a false or fraudulent claim. (a) False and fraudulent. False and fraudulent claims include not only those containing some mate- rial false statement, but also claims which the claim- ant knows to have been paid or for some other reason the claimant knows the claimant is not au- t h o r i z e d t o p r e s e n t o r u p o n w h i c h t h e c l a i m a n t knows the claimant has no right to collect. ( b ) P r e s e n t i n g a c l a i m . T h e c l a i m m u s t b e presented, directly or indirectly, to some person hav- ing authority to pay it. The person to whom the claim is presented may be identified by position or authority to approve the claim, and need not be identified by name in the specification. A false claim IV-110 ¶58.b.(4)(d) Article 132

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may be tacitly presented, as when a person who knows that there is no entitlement to certain pay accepts it nevertheless without disclosing a disquali- fication, even though the person may not have made any representation of entitlement to the pay. For example, a person cashing a pay check which in- c l u d e s a n a m o u n t f o r a d e p e n d e n c y a l l o w a n c e , knowing at the time that the entitlement no longer exists because of a change in that dependency status, has tacitly presented a false claim. See also sub- paragraph (1), above. ( 3 ) M a k i n g o r u s i n g a f a l s e w r i t i n g o r o t h e r paper in connection with claims. The false or fraud- ulent statement must be material, that is, it must have a tendency to mislead governmental officials in their consideration or investigation of the claim. The offense of making a writing or other paper known to contain a false or fraudulent statement for the pur- pose of obtaining the approval, allowance, or pay- ment of a claim is complete when the writing or paper is made for that purpose, whether or not any use of the paper has been attempted and whether or not the claim has been presented. See also the expla- nation in subparagraph (1) and (2), above. ( 4 ) F a l s e o a t h i n c o n n e c t i o n w i t h c l a i m s . S e e subparagraphs (1) and (2), above. ( 5 ) F o r g e r y o f s i g n a t u r e i n c o n n e c t i o n w i t h claims. Any fraudulent making of the signature of another is forging or counterfeiting, whether or not an attempt is made to imitate the handwriting. See p a r a g r a p h 4 8 ( c ) a n d s u b p a r a g r a p h ( 1 ) a n d ( 2 ) , above. (6) Delivering less than amount called for by re- c e i p t . I t i s i m m a t e r i a l b y w h a t m e a n s — w h e t h e r deceit, collusion, or otherwise—the accused effected the transaction, or what was the accused’s purpose. (7) Making or delivering receipt without having full knowledge that it is true. When an officer or other person subject to military law is authorized to make or deliver any paper certifying the receipt of any property of the United States furnished or in- tended for the armed forces thereof, and a receipt or other paper is presented for signature stating that a certain amount of supplies has been furnished by a certain contractor, it is that person’s duty before signing the paper to know that the full amount of supplies therein stated to have been furnished has in fact been furnished, and that the statements con- tained in the paper are true. If the person signs the paper with intent to defraud the United States and without that knowledge, that person is guilty of a violation of this section of the article. If the person signs the paper with knowledge that the full amount was not received, it may be inferred that the person intended to defraud the United States. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. ( 1 ) A r t i c l e 1 3 2 ( 1 ) a n d ( 2 ) . D i s h o n o r a b l e d i s - charge, forfeiture of all pay and allowances, and confinement for 5 years. (2) Article 132(3) and (4). (a) When amount is $500.00 or less. Bad-con- duct discharge, forfeiture of all pay and allowances, and confinement for 6 months. (b) When amount is over $500.00. Dishonora- ble discharge, forfeiture of all pay and allowances, and confinement for 5 years. f. Sample specifications. (1) Making false claim. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , (by preparing (a voucher) ( ) for presentation for a p p r o v a l o r p a y m e n t ) ( ) , m a k e a c l a i m a g a i n s t t h e ( U n i t e d S t a t e s ) ( f i n a n c e o f f i c e r a t ) ( ) in the amount of $ for (pri- vate property alleged to have been (lost) (destroyed) in the military service) ( ), which claim was ( f a l s e ) ( f r a u d u l e n t ) ( f a l s e a n d f r a u d u l e n t ) i n t h e a m o u n t o f $ i n t h a t a n d w a s t h e n known by the said to be (false) (fraudulent) (false and fraudulent). (2) Presenting false claim. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , by presenting (a voucher)( ) to , an officer of the United States duly authorized to (approve) (pay) (approve and pay) such claim, present for (ap- proval) (payment) (approval and payment) a claim a g a i n s t t h e ( U n i t e d S t a t e s ) ( f i n a n c e o f f i c e r a t ) ( ) i n t h e a m o u n t o f $ f o r ( s e r v i c e s a l l e g e d t o h a v e b e e n r e n d e r e d t o t h e United States by during ) ( ), w h i c h c l a i m w a s ( f a l s e ) ( f r a u d u l e n t ) ( f a l s e a n d fraudulent) in the amount of $ in that , IV-111 ¶58.f.(2)Article 132

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and was then known by the said to be (false) (fraudulent) (false and fraudulent). (3) Making or using false writing. In that (personal jurisdiction data), for the purpose of obtaining the (approval) (allow- a n c e ) ( p a y m e n t ) ( a p p r o v a l , a l l o w a n c e , a n d p a y - ment), of a claim against the United States in the amount of $ , did (at/on board— location) (subject-matter jurisdiction data, if required), on or about 20 , (make) (use) (make and use) a certain (writing) (paper), to wit: , which s a i d ( w r i t i n g ) ( p a p e r ) , a s h e / s h e , t h e s a i d , then knew, contained a statement that , which statement was (false) (fraudu- lent) (false and fraudulent) in that , and w a s t h e n k n o w n b y t h e s a i d t o b e (false) (fraudulent) (false and fraudulent). (4) Making false oath. In that (personal jurisdiction data), for the purpose of obtaining the (approval) (allow- ance) (payment) (approval, allowance, and payment) of a claim against the United States, did, (at/on board—location) (subject-matter jurisdiction data, if required), on or about 20 , make an oath (to the fact that ) (to a certain (writing) ( p a p e r ) , t o w i t : , t o t h e e f f e c t t h a t ) , w h i c h s a i d o a t h w a s f a l s e i n t h a t , a n d w a s t h e n k n o w n b y t h e s a i d to be false. (5) Forging or counterfeiting signature. In that (personal jurisdiction data), for the purpose of obtaining the (approval) (allow- ance) (payment) (approval, allowance, and payment) o f a c l a i m a g a i n s t t h e U n i t e d S t a t e s , d i d ( a t / o n board—location) (subject-matter jurisdiction data, if required), on or about 20 , (forge) (coun- t e r f e i t ) ( f o r g e a n d c o u n t e r f e i t ) t h e s i g n a t u r e o f upon a in words and figures as follows: . (6) Using forged signature. In that , for the purpose of obtain- ing the (approval) (allowance) (payment) (approval, a l l o w a n c e , a n d p a y m e n t ) o f a c l a i m a g a i n s t t h e United States, did, (at/on board—location) (subject- matter jurisdiction data, if required), on or about 20 , use the signature of on a certain (writing) (paper), to wit: , then k n o w i n g s u c h s i g n a t u r e t o b e ( f o r g e d ) ( c o u n t e r - feited) (forged and counterfeited). (7) Paying amount less than called for by receipt. In that (personal jurisdiction data), having (charge) (possession) (custody) (control) of (money) ( ) of the United States, (fur- nished) (intended) (furnished and intended) for the armed forces thereof, did, (at/on board—location) (subject-matter jurisdiction data, if required), on or about 20 , knowingly deliver to , the said having authority to receive the same, (an amount) ( ), which, as he/she, , then knew, was ($ ) ( ) less than the (amount) ( ) for which he/she received a (cer- tificate) (receipt) from the said . ( 8 ) M a k i n g r e c e i p t w i t h o u t k n o w l e d g e o f t h e facts. In that (personal jurisdiction data), b e i n g a u t h o r i z e d t o ( m a k e ) ( d e l i v e r ) ( m a k e a n d deliver) a paper certifying the receipt of property of the United States (furnished) (intended) (furnished and intended) for the armed forces thereof, did, (at/ on board—location) (subject-matter jurisdiction data, if required), on or about 20 , without hav- ing full knowledge of the statement therein con- tained and with intent to defraud the United States, (make) (deliver) (make and deliver) to , such a writing, in words and figures as follows: , the property therein certified as re- ceived being of a value of about $ . 59. Article 133—Conduct unbecoming an officer and gentleman a. Text of statute. Any commissioned officer, cadet, or midship- man who is convicted of conduct unbecoming an officer and a gentleman shall be punished as a court-martial may direct. b. Elements. (1) That the accused did or omitted to do certain acts; and (2) That, under the circumstances, these acts or omissions constituted conduct unbecoming an offi- cer and gentleman. c. Explanation. ( 1 ) G e n t l e m a n . A s u s e d i n t h i s a r t i c l e , “gentleman” includes both male and female commis- sioned officers, cadets, and midshipmen. (2) Nature of offense. Conduct violative of this article is action or behavior in an official capacity which, in dishonoring or disgracing the person as an IV-112 ¶58.f.(2) Article 133

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officer, seriously compromises the officer’s charac- ter as a gentleman, or action or behavior in an unof- ficial or private capacity which, in dishonoring or disgracing the officer personally, seriously compro- mises the person’s standing as an officer. There are certain moral attributes common to the ideal officer and the perfect gentleman, a lack of which is indi- cated by acts of dishonesty, unfair dealing, indecen- cy, indecorum, lawlessness, injustice, or cruelty. Not everyone is or can be expected to meet unrealisti- cally high moral standards, but there is a limit of tolerance based on customs of the service and mili- tary necessity below which the personal standards of an officer, cadet, or midshipman cannot fall without seriously compromising the person’s standing as an officer, cadet, or midshipman or the person’s charac- ter as a gentleman. This article prohibits conduct by a c o m m i s s i o n e d o f f i c e r , c a d e t , o r m i d s h i p m a n which, taking all the circumstances into considera- tion, is thus compromising. This article includes acts made punishable by any other article, provided these acts amount to conduct unbecoming an officer and a gentleman. Thus, a commissioned officer who steals property violates both this article and Article 121. Whenever the offense charged is the same as a spe- cific offense set forth in this Manual, the elements of proof are the same as those set forth in the para- graph which treats that specific offense, with the additional requirement that the act or omission con- s t i t u t e s c o n d u c t u n b e c o m i n g a n o f f i c e r a n d gentleman. (3) Examples of offenses. Instances of violation of this article include knowingly making a false official statement; dishonorable failure to pay a debt; cheat- ing on an exam; opening and reading a letter of another without authority; using insulting or defama- t o r y l a n g u a g e t o a n o t h e r o f f i c e r i n t h a t o f f i c e r ’ s presence or about that officer to other military per- sons; being drunk and disorderly in a public place; public association with known prostitutes; commit- t i n g o r a t t e m p t i n g t o c o m m i t a c r i m e i n v o l v i n g moral turpitude; and failing without good cause to support the officer’s family. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Dismissal, forfeiture of all pay and allowances, and confinement for a period not in excess of that authorized for the most analo- gous offense for which a punishment is prescribed in this Manual, or, if none is prescribed, for 1 year. f. Sample specifications. (1) Copying or using examination paper. In that (personal jurisdiction data), did, (at/on board—location), on or about 20 , while undergoing a written examination on the sub- ject of , wrongfully and dishonorably ( r e c e i v e ) ( r e q u e s t ) u n a u t h o r i z e d a i d b y ( ( u s i n g ) (copying) the examination paper of )) ( ). (2) Drunk or disorderly. In that (personal jurisdiction data), was, (at/on board—location), on or about 20 , in a public place, to wit: , (drunk) (dis- orderly) (drunk and disorderly) while in uniform, to the disgrace of the armed forces. 60. Article 134—General article a. Text of statute. Though not specifically mentioned in this chap- ter, all disorders and neglects to the prejudice of good order and discipline in the armed forces, all conduct of a nature to bring discredit upon the armed forces, and crimes and offenses not capi- tal, of which persons subject to this chapter may be guilty, shall be taken cognizance of by a gener- al, special, or summary court-martial, according to the nature and degree of the offense, and shall be punished at the discretion of that court. b. Elements. The proof required for conviction of an offense under Article 134 depends upon the nature of the misconduct charged. If the conduct is pun- ished as a crime or offense not capital, the proof must establish every element of the crime or offense as required by the applicable law. All offenses under Article 134 require proof of a single terminal ele- ment; however, the terminal element may be proven using any of three theories of liability corresponding to clause 1, 2, or 3 offenses. Discussion The terminal element is merely the expression of one of the clauses under Article 134. See paragraph c below for an explana- tion of the clauses and rules for drafting specifications. More than one clause may be alleged and proven; however, proof of only one clause will satisfy the terminal element. For clause 3 of- fenses, the military judge may judicially notice whether an of- fense is capital. See Mil. R. Evid. 202. (1) For clause 1 or 2 offenses under Article 134, the following proof is required: IV-113 ¶60.b.(1)Article 134

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(a) That the accused did or failed to do certain acts; and ( b ) T h a t , u n d e r t h e c i r c u m s t a n c e s , t h e a c - cused’s conduct was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. (2) For clause 3 offenses under Article 134, the following proof is required: (a) That the accused did or failed to do certain acts that satisfy each element of the federal statute (including, in the case of a prosecution under 18 U.S.C. § 13, each element of the assimilated State, Territory, Possession, or District law); and (b) That the offense charged was an offense not capital. c. Explanation. (1) In general. Article 134 makes punishable acts in three categories of offenses not specifically cov- ered in any other article of the code. These are referred to as “clauses 1, 2, and 3” of Article 134. Clause 1 offenses involve disorders and neglects to the prejudice of good order and discipline in the armed forces. Clause 2 offenses involve conduct of a n a t u r e t o b r i n g d i s c r e d i t u p o n t h e a r m e d f o r c e s . Clause 3 offenses involve noncapital crimes or of- fenses which violate Federal law including law made applicable through the Federal Assimilative Crimes Act, see subsection (4) below. If any conduct of this nature is specifically made punishable by another article of the code, it must be charged as a violation of that article. See subparagraph (5)(a) below. How- ever, see paragraph 59 c for offenses committed by commissioned officers, cadets, and midshipmen. (2) Disorders and neglects to the prejudice of g o o d o r d e r a n d d i s c i p l i n e i n t h e a r m e d f o r c e s (clause 1). (a) To the prejudice of good order and disci- pline. “To the prejudice of good order and disci- pline” refers only to acts directly prejudicial to good order and discipline and not to acts which are preju- dicial only in a remote or indirect sense. Almost any irregular or improper act on the part of a member of the military service could be regarded as prejudicial in some indirect or remote sense; however, this arti- cle does not include these distant effects. It is con- fined to cases in which the prejudice is reasonably direct and palpable. An act in violation of a local civil law or of a foreign law may be punished if it constitutes a disorder or neglect to the prejudice of good order and discipline in the armed forces. How- e v e r , s e e R . C . M . 2 0 3 c o n c e r n i n g s u b j e c t - m a t t e r jurisdiction. (b) Breach of custom of the service. A breach of a custom of the service may result in a violation of clause 1 of Article 134. In its legal sense, “cus- tom” means more than a method of procedure or a mode of conduct or behavior which is merely of frequent or usual occurrence. Custom arises out of long established practices which by common usage have attained the force of law in the military or other community affected by them. No custom may be contrary to existing law or regulation. A custom which has not been adopted by existing statute or regulation ceases to exist when its observance has b e e n g e n e r a l l y a b a n d o n e d . M a n y c u s t o m s o f t h e service are now set forth in regulations of the vari- o u s a r m e d f o r c e s . V i o l a t i o n s o f t h e s e c u s t o m s should be charged under Article 92 as violations of the regulations in which they appear if the regulation is punitive. See paragraph 16c. (3) Conduct of a nature to bring discredit upon the armed forces (clause 2). “Discredit” means to injure the reputation of. This clause of Article 134 makes punishable conduct which has a tendency to bring the service into disrepute or which tends to lower it in public esteem. Acts in violation of a local civil law or a foreign law may be punished if they are of a nature to bring discredit upon the armed forces. However, see R.C.M. 203 concerning sub- ject-matter jurisdiction. (4) Crimes and offenses not capital (clause 3). (a) In general. State and foreign laws are not included within the crimes and offenses not capital referred to in this clause of Article 134 and viola- tions thereof may not be prosecuted as such except when State law becomes Federal law of local appli- cation under section 13 of title 18 of the United States Code (Federal Assimilative Crimes Act— see s u b p a r a g r a p h ( 4 ) ( c ) b e l o w ) . F o r t h e p u r p o s e o f court-martial jurisdiction, the laws which may be applied under clause 3 of Article 134 are divided into two groups: crimes and offenses of unlimited application (crimes which are punishable regardless where they may be committed), and crimes and of- fenses of local application (crimes which are punish- a b l e o n l y i f c o m m i t t e d i n a r e a s o f f e d e r a l jurisdiction). (b) Crimes and offenses of unlimited applica- tion. Certain noncapital crimes and offenses prohib- IV-114 ¶60.b.(1)(a) Article 134

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ited by the United States Code are made applicable under clause 3 of Article 134 to all persons subject to the code regardless where the wrongful act or omission occurred. Examples include: counterfeiting (18 U.S.C. § 471), and various frauds against the Government not covered by Article 132. (c) Crimes and offenses of local application. (i) In general. A person subject to the code may not be punished under clause 3 of Article 134 for an offense that occurred in a place where the law in question did not apply. For example, a person may not be punished under clause 3 of Article 134 when the act occurred in a foreign country merely because that act would have been an offense under the United States Code had the act occurred in the United States. Regardless where committed, such an act might be punishable under clauses 1 or 2 of Article 134. There are two types of congressional enactments of local application: specific federal stat- utes (defining particular crimes), and a general fed- eral statute, the Federal Assimilative Crimes Act (which adopts certain state criminal laws). ( i i ) F e d e r a l A s s i m i l a t i v e C r i m e s A c t ( 1 8 U.S.C. § 13). The Federal Assimilative Crimes Act is an adoption by Congress of state criminal laws for areas of exclusive or concurrent federal jurisdiction, provided federal criminal law, including the UCMJ, has not defined an applicable offense for the mis- conduct committed. The Act applies to state laws validly existing at the time of the offense without regard to when these laws were enacted, whether b e f o r e o r a f t e r p a s s a g e o f t h e A c t , a n d w h e t h e r before or after the acquisition of the land where the offense was committed. For example, if a person committed an act on a military installation in the United States at a certain location over which the United States had either exclusive or concurrent ju- risdiction, and it was not an offense specifically de- f i n e d b y f e d e r a l l a w ( i n c l u d i n g t h e U C M J ) , t h a t person could be punished for that act by a court- martial if it was a violation of a noncapital offense under the law of the State where the military instal- lation was located. This is possible because the Act adopts the criminal law of the state wherein the m i l i t a r y i n s t a l l a t i o n i s l o c a t e d a n d a p p l i e s i t a s though it were federal law. The text of the Act is as follows: Whoever within or upon any of the places now existing or hereafter reserved or acquired as provided in section 7 of this title, is guilty of any act or omission which, although not made punishable by any enactment of Congress, would be punishable if committed or omitted within the jurisdiction of the S t a t e , T e r r i t o r y , P o s s e s s i o n , o r D i s t r i c t i n w h i c h such place is situated, by the laws thereof in force at the time of such act or omission, shall be guilty of a like offense and subject to a like punishment. (5) Limitations on Article 134. (a) Preemption doctrine. The preemption doc- trine prohibits application of Article 134 to conduct covered by Articles 80 through 132. For example, larceny is covered in Article 121, and if an element of that offense is lacking—for example, intent— there can be no larceny or larceny-type offense, ei- ther under Article 121 or, because of preemption, under Article 134. Article 134 cannot be used to create a new kind of larceny offense, one without the required intent, where Congress has already set the minimum requirements for such an offense in Article 121. (b) Capital offense. A capital offense may not be tried under Article 134. ( 6 ) D r a f t i n g s p e c i f i c a t i o n s f o r A r t i c l e 1 3 4 o f - fenses. (a) Specifications under clause 1 or 2. When alleging a clause 1 or 2 violation, the specification must expressly allege that the conduct was “to the prejudice of good order and discipline” or that it was “ o f a n a t u r e t o b r i n g d i s c r e d i t u p o n t h e a r m e d forces.” The same conduct may be prejudicial to good order and discipline in the armed forces and at the same time be of a nature to bring discredit upon the armed forces. Both clauses may be alleged; how- ever, only one must be proven to satisfy the terminal element. If conduct by an accused does not fall under any of the enumerated Article 134 offenses (paragraphs 61 through 113 of this Part), a specifica- tion not listed in this Manual may be used to allege the offense. Discussion Clauses 1 and 2 are theories of liability that must be expressly alleged in a specification so that the accused will be given notice as to which clause or clauses to defend against. The words “to the prejudice of good order and discipline in the armed forces” en- compass both paragraph c.(2)(a), prejudice to good order and discipline, and paragraph c.(2)(b), breach of custom of the Serv- ice. A generic sample specification is provided below: “In that , (personal jurisdiction data), did (at/ on board location), on or about _____ 20__, (commit elements of Article 134 clause 1 or 2 offense), and that said conduct (was to IV-115 ¶60.c.(6)(a)Article 134

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the prejudice of good order and discipline in the armed forces) (and) (was of a nature to bring discredit upon the armed forces) .” If clauses 1 and 2 are alleged together in the terminal element, the word “and” should be used to separate them. Any clause not proven beyond a reasonable doubt should be excepted from the specification at findings. See R.C.M. 918(a)(1). See also Appen- dix 23 of this Manual, Art. 79. Although using the conjunctive “and” to connect the two theories of liability is recommended, a specification connecting the two theories with the disjunctive “or” i s s u f f i c i e n t t o p r o v i d e t h e a c c u s e d r e a s o n a b l e n o t i c e o f t h e charge against him. See Appendix 23 of this Manual, Art. 134. Lesser included offenses are defined and explained under Arti- cle 79; however, in 2010, the Court of Appeals for the Armed Forces examined Article 79 and clarified the legal test for lesser i n c l u d e d o f f e n s e s . S e e U n i t e d S t a t e s v . J o n e s , 6 8 M . J . 4 6 5 (C.A.A.F. 2010). Under Jones, an offense under Article 79 is “necessarily included” in the offense charged only if the elements of the lesser offense are a subset of the elements of the greater offense alleged. 68 M.J. at 472; see also discussion following paragraph 3b(1)(c) in this part and the related analysis in Appen- dix 23 of this Manual. Practitioners should carefully consider lesser included offenses using the elements test in conformity with Jones. See paragraph 3b(4) in Appendix 23 of this Manual. If it is uncertain whether an Article 134 offense is included within a charged offense, the government may plead in the alternative or, with the consent of the accused, the government may amend the c h a r g e s h e e t . J o n e s , 6 8 M . J . a t 4 7 2 - 7 3 ( r e f e r r i n g t o R . C . M . 603(d) for amending a charge sheet). (b) Specifications under clause 3. When alleg- ing a clause 3 violation, the specification must ex- pressly allege that the conduct was “an offense not capital,” and each element of the federal statute (in- cluding, in the case of a prosecution under 18 U.S.C. § 13, each element of the assimilated State, Territo- ry, Possession, or District law) must be alleged ex- pressly or by necessary implication. In addition, the federal statute should be identified. Discussion The words “an offense not capital” are sufficient to provide notice to the accused that a clause 3 offense has been charged and are meant to include all crimes and offenses not capital. A generic sample specification for clause 3 offenses is provided below: “In that _______, (personal jurisdiction data), did (at/on board location), on or about _____ 20__, (commit: address each ele- ment), an offense not capital, in violation of (name or citation of statute).” In addition to alleging each element of the federal statute, practi- tioners should consider including, when appropriate and neces- s a r y , w o r d s o f c r i m i n a l i t y ( e . g . , w r o n g f u l l y , k n o w i n g l y , o r willfully). 61. Article 134—(Animal abuse) a. Text of statute. See paragraph 60. b. Elements. (1) Abuse, neglect, or abandonment of an animal. (a) That the accused wrongfully abused, neg- lected, or abandoned a certain (public*) animal (and the accused caused the serious injury or death of the animal*); and (b) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. (*Note: Add these elements as applicable.) (2) Sexual act with an animal. (a) That the accused engaged in a sexual act with a certain animal; and (b) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) In general. This offense prohibits knowing, reckless, or negligent abuse, neglect, or abandon- ment of an animal. This offense does not include legal hunting, trapping, or fishing; reasonable and recognized acts of training, handling, or disciplining of an animal; normal and accepted farm or veteri- nary practices; research or testing conducted in ac- c o r d a n c e w i t h a p p r o v e d m i l i t a r y p r o t o c o l s ; protection of person or property from an unconfined animal; or authorized military operations or military training. (2) Definitions. As used in this paragraph: ( A ) “ A b u s e ” m e a n s i n t e n t i o n a l l y a n d u n j u s - tifiably: overdriving, overloading, overworking, tor- menting, beating, depriving of necessary sustenance, allowing to be housed in a manner that results in chronic or repeated serious physical harm, carrying or confining in or upon any vehicles in a cruel or reckless manner, or otherwise mistreating an animal. Abuse may include any sexual touching of an ani- mal if not included in the definition of “sexual act with an animal” below. (B) “Neglect” means allowing another to abuse an animal, or, having the charge or custody of any a n i m a l , i n t e n t i o n a l l y , k n o w i n g l y , r e c k l e s s l y , o r negligently failing to provide it with proper food, IV-116 ¶60.c.(6)(a) Article 134

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drink, or protection from the weather consistent with the species, breed, and type of animal involved. (C) “Abandon” means the intentional, know- ing, reckless or negligent leaving of an animal at a location without providing minimum care while hav- ing the charge or custody of that animal. (D) “Animal” means pets and animals of the t y p e t h a t a r e r a i s e d b y i n d i v i d u a l s f o r r e s a l e t o others, including but not limited to: cattle, horses, sheep, pigs, goats, chickens, dogs, cats, and similar animals owned or under the control of any person. Animal does not include reptiles, insects, arthropods, or any animal defined or declared to be a pest by the a d m i n i s t r a t o r o f t h e U n i t e d S t a t e s E n v i r o n m e n t a l Protection Agency. (E) “Public animal” means any animal owned or used by the United States or any animal owned or used by a local or State government in the United States, its territories or possessions. This would in- clude, for example, drug detector dogs used by the government. (F) “Sexual act with an animal” means contact between the sex organ, anus, or mouth of a person and an animal or between the sex organ, mouth, or anus of an animal and a person or object manipu- lated by a person if done with an intent to arouse or gratify the sexual desire of any person. (G) “Serious injury of an animal” means physi- cal harm that involves a temporary but substantial d i s f i g u r e m e n t ; c a u s e s a t e m p o r a r y b u t s u b s t a n t i a l loss or impairment of the function of any bodily part or organ; causes a fracture of any bodily part; causes permanent maiming; causes acute pain of a duration that results in suffering; or carries a substantial risk of death. Serious injury includes, but is not limited to, burning, torturing, poisoning, or maiming. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Abuse, neglect, or abandonment of an animal. Bad-conduct discharge, forfeiture of all pay and al- lowances, and confinement for 1 year. (2) Abuse, neglect, or abandonment of a public animal. Bad-conduct discharge, forfeiture of all pay and allowances, and confinement for 2 years. (3) Sexual act with an animal or cases where the accused caused the serious injury or death of the animal. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 5 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about (date), (wrongful- ly [abuse] [neglect] [abandon]) (*engage in a sexual act, to wit: , with) a certain (*public) animal (*and caused [serious injury to] [the death of] the animal), and that said conduct was (to the prejudice of good order and discipline in the armed f o r c e s ) ( o f a n a t u r e t o b r i n g d i s c r e d i t u p o n t h e armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 62. Article 134—(Adultery) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused wrongfully had sexual inter- course with a certain person; (2) That, at the time, the accused or the other person was married to someone else; and (3) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) Nature of offense. Adultery is clearly unac- ceptable conduct, and it reflects adversely on the service record of the military member. (2) Conduct prejudicial to good order and disci- pline or of a nature to bring discredit upon the armed forces. To constitute an offense under the U C M J , t h e a d u l t e r o u s c o n d u c t m u s t e i t h e r b e directly prejudicial to good order and discipline or s e r v i c e d i s c r e d i t i n g . A d u l t e r o u s c o n d u c t t h a t i s directly prejudicial includes conduct that has an ob- vious, and measurably divisive effect on unit or or- g a n i z a t i o n d i s c i p l i n e , m o r a l e , o r c o h e s i o n , o r i s clearly detrimental to the authority or stature of or respect toward a servicemember. Adultery may also be service discrediting, even though the conduct is only indirectly or remotely prejudicial to good order and discipline. Discredit means to injure the reputa- tion of the armed forces and includes adulterous conduct that has a tendency, because of its open or notorious nature, to bring the service into disrepute, make it subject to public ridicule, or lower it in IV-117 ¶62.c.(2)Article 134

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public esteem. While adulterous conduct that is pri- vate and discreet in nature may not be service dis- crediting by this standard, under the circumstances, it may be determined to be conduct prejudicial to good order and discipline. Commanders should con- sider all relevant circumstances, including but not limited to the following factors, when determining whether adulterous acts are prejudicial to good order and discipline or are of a nature to bring discredit upon the armed forces: (a) The accused’s marital status, military rank, grade, or position; (b) The co-actor’s marital status, military rank, grade, and position, or relationship to the armed forces; (c) The military status of the accused’s spouse or the spouse of co-actor, or their relationship to the armed forces; (d) The impact, if any, of the adulterous rela- tionship on the ability of the accused, the co-actor, or the spouse of either to perform their duties in support of the armed forces; (e) The misuse, if any, of government time and r e s o u r c e s t o f a c i l i t a t e t h e c o m m i s s i o n o f t h e conduct; (f) Whether the conduct persisted despite coun- seling or orders to desist; the flagrancy of the con- duct, such as whether any notoriety ensued; and w h e t h e r t h e a d u l t e r o u s a c t w a s a c c o m p a n i e d b y other violations of the UCMJ; (g) The negative impact of the conduct on the units or organizations of the accused, the co-actor or the spouse of either of them, such as a detrimental effect on unit or organization morale, teamwork, and efficiency; (h) Whether the accused or co-actor was le- gally separated; and (i) Whether the adulterous misconduct involves an ongoing or recent relationship or is remote in time. (3) Marriage. A marriage exists until it is dis- solved in accordance with the laws of a competent state or foreign jurisdiction. (4) Mistake of fact. A defense of mistake of fact exists if the accused had an honest and reasonable belief either that the accused and the co-actor were both unmarried, or that they were lawfully married to each other. If this defense is raised by the evi- dence, then the burden of proof is upon the United States to establish that the accused’s belief was un- reasonable or not honest. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 1 year. f. Sample specification. In that (personal jurisdiction data), ( a m a r r i e d m a n / a m a r r i e d w o m a n ) , d i d , ( a t / o n board—location) (subject-matter jurisdiction data, if r e q u i r e d ) , o n o r a b o u t 2 0 , w r o n g f u l l y have sexual intercourse with , a (mar- ried) (woman/man) not (his wife) (her husband), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the preju- dice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 63. Deleted—See Appendix 27 Indecent assault was deleted by Executive Order 13447, 72 Fed. Reg. 56179 (Oct. 2, 2007). See Ap- pendix 25. 64. Article 134—(Assault—with intent to commit murder, voluntary manslaughter, rape, robbery, forcible sodomy, arson, burglary, or housebreaking) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused assaulted a certain person; (2) That, at the time of the assault, the accused intended to kill (as required for murder or voluntary manslaughter) or intended to commit rape, robbery, forcible sodomy, arson, burglary, or housebreaking; and (3) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) In general. An assault with intent to commit any of the offenses mentioned above is not necessar- ily the equivalent of an attempt to commit the in- tended offense, for an assault can be committed with IV-118 ¶62.c.(2) Article 134

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intent to commit an offense without achieving that proximity to consummation of an intended offense which is essential to an attempt. See paragraph 4. (2) Assault with intent to murder. Assault with intent to commit murder is assault with specific in- tent to kill. Actual infliction of injury is not neces- sary. To constitute an assault with intent to murder with a firearm, it is not necessary that the weapon be discharged. When the intent to kill exists, the fact that for some unknown reason the actual consumma- tion of the murder by the means employed is impos- sible is not a defense if the means are apparently adapted to the end in view. The intent to kill need not be directed against the person assaulted if the assault is committed with intent to kill some person. For example, if a person, intending to kill Jones, shoots Smith, mistaking Smith for Jones, that person is guilty of assaulting Smith with intent to murder. If a person fires into a group with intent to kill anyone in the group, that person is guilty of and assault with intent to murder each member of the group. (3) Assault with intent to commit voluntary man- slaughter. Assault with intent to commit voluntary manslaughter is an assault committed with a specific intent to kill under such circumstances that, if death resulted therefrom, the offense of voluntary man- slaughter would have been committed. There can be no assault with intent to commit involuntary man- slaughter, for it is not a crime capable of being intentionally committed. (4) Assault with intent to commit rape. In assault with intent to commit rape, the accused must have intended to complete the offense. Any lesser intent will not suffice. No actual touching is necessary, but indecent advances and importunities, however ear- nest, not accompanied by such an intent, do not constitute this offense, nor do mere preparations to rape not amounting to an assault. Once an assault with intent to commit rape is made, it is no defense that the accused voluntarily desisted. (5) Assault with intent to rob. For assault with intent to rob, the fact that the accused intended to take money and that the person the accused intended to rob had none is not a defense. (6) Assault with intent to commit forcible sodomy. Assault with intent to commit forcible sodomy is an assault against a human being and must be commit- ted with a specific intent to commit forcible sodomy. Any lesser intent, or different intent, will not suffice. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Assault with intent to commit murder or rape. Dishonorable discharge, forfeiture of all pay and al- lowances, and confinement for 20 years. (2) Assault with intent to commit voluntary man- slaughter, robbery, forcible sodomy, arson, or bur- glary. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 10 years. (3) Assault with intent to commit housebreaking. Dishonorable discharge, forfeiture of all pay and al- lowances, and confinement for 5 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , w i t h i n t e n t t o c o m m i t ( m u r d e r ) ( v o l u n t a r y m a n - slaughter) (rape) (robbery) (forcible sodomy) (arson) (burglary) (housebreaking), commit an assault upon by , and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 65. Article 134—(Bigamy) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused had a living lawful spouse; (2) That while having such spouse the accused wrongfully married another person; and (3) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. Bigamy is contracting another mar- riage by one who already has a living lawful spouse. If a prior marriage was void, it will have created no status of “lawful spouse.” However, if it was only voidable and has not been voided by a competent court, this is no defense. A belief that a prior mar- riage has been terminated by divorce, death of the o t h e r s p o u s e , o r o t h e r w i s e , c o n s t i t u t e s a d e f e n s e o n l y i f t h e b e l i e f w a s r e a s o n a b l e . S e e R . C . M . 916(j)(1). IV-119 ¶65.c.Article 134

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d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 2 years. f. Sample specification. In that (personal jurisdiction data), did, at , (subject-matter jurisdiction da- ta, if required), on or about 20 , wrong- fully marry , having at the time of his/ her said marriage to a lawful wife/hus- band then living, to wit: , and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 66. Article 134—(Bribery and graft) a. Text of statute. See paragraph 60. b. Elements. (1) Asking, accepting, or receiving. ( a ) T h a t t h e a c c u s e d w r o n g f u l l y a s k e d , a c - cepted, or received a thing of value from a certain person or organization; (b) That the accused then occupied a certain official position or had certain official duties; (c) That the accused asked, accepted, or re- ceived this thing of value (with the intent to have t h e a c c u s e d ’ s d e c i s i o n o r a c t i o n i n f l u e n c e d w i t h respect to a certain matter)* (as compensation for or in recognition of services rendered, to be rendered, o r b o t h , b y t h e a c c u s e d i n r e l a t i o n t o a c e r t a i n matter)**; (d) That this certain matter was an official mat- ter in which the United States was and is interested; and (e) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. (*Note: This element is required for bribery.) (**Note: This element is required for graft.) (2) Promising, offering, or giving. (a) That the accused wrongfully promised, of- fered, or gave a thing of value to a certain person; (b) That this person then occupied a certain official position or had certain official duties; (c) That this thing of value was promised, of- fered, or given (with the intent to influence the deci- sion or action of this person)* (as compensation for or in recognition of services rendered, to be ren- dered, or both, by this person in relation to a certain matter)**; (d) That this matter was an official matter in which the United States was and is interested; and (e) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. (*Note: This element is required for bribery.) (**Note: This element is required for graft.) c. Explanation. Bribery requires an intent to influ- ence or be influenced in an official matter; graft does not. Graft involves compensation for services performed in an official matter when no compensa- tion is due. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Bribery. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 5 years. (2) Graft. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 3 years. f. Sample specifications. (1) Asking, accepting, or receiving. In that (personal jurisdiction data), being at the time (a contracting officer for ) (the personnel officer of ) ( ), did, (at/ on board—location) (subject-matter jurisdiction data, if required), on or about 20 , wrongfully (ask) (accept) (receive) from , (a contracting company) engaged in ( ), (the sum of $ ) ( , of a value of (about) $ ) ( ), (*with intent to have his/her (decision) (action) influenced with respect to) ((as compensation for) (in recognition of)) service (ren- dered) (to be rendered) (**rendered and to be ren- dered) by him/her the said in relation to) an official matter in which the United States was and is interested, to wit: (the purchasing of military sup- plies from ) (the transfer of to duty with ( ) ( ), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon IV-120 ¶65.d. Article 134

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the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). [*Note: This language should be used to allege bribery.] [**Note: This language should be used to allege graft.] (2) Promising, offering, or giving. In that (personal jurisdiction data), did (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , wrongfully (promise) (offer) (give) to , (his/her commanding officer) (the claims officer of ) ( ), (the sum of $ ) ( , of a value of (about $ ) ( , (*with intent to i n f l u e n c e t h e ( d e c i s i o n ) ( a c t i o n ) o f t h e s a i d with respect to) ((as compensation for) (in recognition of)) services (rendered) (to be rendered) (**rendered and to be rendered) by the said in relation to) an official matter in which the United States was and is interested, to wit: (the granting of leave to ) (the processing of a claim against the United States in favor of ) ( ), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the preju- dice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). [*Note: This language should be used to allege bribery.] [**Note: This language should be used to allege graft.] 67. Article 134—(Burning with intent to defraud) a. Text of statute. See paragraph 60. b. Elements. ( 1 ) T h a t t h e a c c u s e d w i l l f u l l y a n d m a l i c i o u s l y burned or set fire to certain property owned by a certain person or organization; (2) That such burning or setting on fire was with the intent to defraud a certain person or organiza- tion; and (3) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. See paragraph 49c(14) for a discus- sion of “intent to defraud.” d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 10 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , w i l l f u l l y a n d m a l i c i o u s l y ( b u r n ) ( s e t f i r e t o ) ( a dwelling) (a barn) (an automobile), the property of , w i t h i n t e n t t o d e f r a u d ( t h e i n s u r e r thereof, to wit: ) ( ), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the preju- dice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 68. Article 134—(Check, worthless, making and uttering—by dishonorably failing to maintain funds) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused made and uttered a certain check; (2) That the check was made and uttered for the purchase of a certain thing, in payment of a debt, or for a certain purpose; (3) That the accused subsequently failed to place or maintain sufficient funds in or credit with the drawee bank for payment of the check in full upon its presentment for payment; (4) That this failure was dishonorable; and (5) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. This offense differs from an Article 123a offense (paragraph 49) in that there need be no intent to defraud or deceive at the time of making, drawing, uttering, or delivery, and that the accused need not know at that time that the accused did not or would not have sufficient funds for payment. The gist of the offense lies in the conduct of the accused a f t e r u t t e r i n g t h e i n s t r u m e n t . M e r e n e g l i g e n c e i n maintaining one’s bank balance is insufficient for this offense, for the accused’s conduct must reflect bad faith or gross indifference in this regard. As in the offense of dishonorable failure to pay debts ( see IV-121 ¶68.c.Article 134

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paragraph 71), dishonorable conduct of the accused is necessary, and the other principles discussed in paragraph 71 also apply here. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . B a d - c o n d u c t d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 6 months. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , make and utter to a certain check, in words and figures as follows, to wit: , (for the purchase of ) (in payment of a d e b t ) ( f o r t h e p u r p o s e o f ) , a n d d i d thereafter dishonorably fail to (place) (maintain) suf- ficient funds in the Bank for payment of such check in full upon its presentment for payment, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 68a. Article 134—(Child endangerment) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused had a duty for the care of a certain child; (2) That the child was under the age of 16 years; (3) That the accused endangered the child’s men- tal or physical health, safety, or welfare through design or culpable negligence; and (4) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) In general. This offense is intended to pro- hibit and therefore deter child endangerment through design or culpable negligence. (2) Design. Design means on purpose, intention- ally, or according to plan and requires specific intent to endanger the child. (3) Culpable negligence. Culpable negligence is a d e g r e e o f c a r e l e s s n e s s g r e a t e r t h a n s i m p l e n e g l i - gence. It is a negligent act or omission accompanied by a culpable disregard for the foreseeable conse- quences to others of that act or omission. In the context of this offense, culpable negligence may in- clude acts that, when viewed in the light of human experience, might foreseeably result in harm to a child, even though such harm would not necessarily be the natural and probable consequences of such acts. In this regard, the age and maturity of the child, the conditions surrounding the neglectful con- duct, the proximity of assistance available, the na- ture of the environment in which the child may have been left, the provisions made for care of the child, and the location of the parent or adult responsible for the child relative to the location of the child, among others, may be considered in determining whether the conduct constituted culpable negligence. (4) Harm. Actual physical or mental harm to the child is not required. The offense requires that the a c c u s e d ’ s a c t i o n s r e a s o n a b l y c o u l d h a v e c a u s e d physical or mental harm or suffering. However, if the accused’s conduct does cause actual physical or mental harm, the potential maximum punishment in- creases. See Paragraph 54c(4)(a)(iii) for an explana- tion of “grievous bodily harm”. (5) Endanger. “Endanger” means to subject one to a reasonable probability of harm. (6) Age of victim as a factor. While this offense may be committed against any child under 16, the age of the victim is a factor in the culpable negli- gence determination. Leaving a teenager alone for an evening may not be culpable (or even simple) negligence; leaving an infant or toddler for the same period might constitute culpable negligence. On the other hand, leaving a teenager without supervision for an extended period while the accused was on temporary duty outside commuting distance might constitute culpable negligence. (7) Duty required. The duty of care is determined by the totality of the circumstances and may be established by statute, regulation, legal parent-child r e l a t i o n s h i p , m u t u a l a g r e e m e n t , o r a s s u m p t i o n o f control or custody by affirmative act. When there is no duty of care of a child, there is no offense under this paragraph. Thus, there is no offense when a stranger makes no effort to feed a starving child or an individual/neighbor not charged with the care of a child does not prevent the child from running and playing in the street. IV-122 ¶68.c. Article 134

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d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Endangerment by design resulting in grievous bodily harm. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 8 years. (2) Endangerment by design resulting in harm. Dishonorable discharge, forfeiture of all pay and al- lowances, and confinement for 5 years. ( 3 ) O t h e r c a s e s b y d e s i g n . D i s h o n o r a b l e d i s - charge, forfeiture of all pay and allowances and con- finement for 4 years. (4) Endangerment by culpable negligence result- i n g i n g r i e v o u s b o d i l y h a r m . D i s h o n o r a b l e d i s - charge, forfeiture of all pay and allowances, and confinement for 3 years. (5) Endangerment by culpable negligence result- ing in harm. Bad-conduct discharge, forfeiture of all pay and allowances, and confinement for 2 years. (6) Other cases by culpable negligence. Bad-con- duct discharge, forfeiture of all pay and allowances, and confinement for 1 year. f. Sample specification. (1) Resulting in grievous bodily harm. In that (personal jurisdiction data), (at/on board-location) (subject matter jurisdiction da- ta, if required) on or about 20 , had a duty for the care of , a child under the age of 16 years and did endanger the (mental health) (physical health) (safety) (welfare) of said , by (leaving the said unattended in his quarters for over hours/days with no adult present in the home) ( b y f a i l i n g t o o b t a i n m e d i c a l c a r e f o r t h e s a i d ’ s d i a b e t i c c o n d i t i o n ) ( ) , and that such conduct (was by design) (constituted c u l p a b l e n e g l i g e n c e ) ( w h i c h r e s u l t e d i n g r i e v o u s bodily harm, to wit:) (broken leg) (deep cut) (frac- tured skull) ( ), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). (2) Resulting in harm. In that (personal jurisdiction data), (at/on board-location) (subject matter jurisdiction da- ta, if required) on or about 20 , had a duty for the care of , a child under the age of 16 years, and did endanger the (mental health) (physical health) (safety) (welfare) of said , by (leaving the said unattended in his quarters for over hours/days with no adult present in the home) ( b y f a i l i n g t o o b t a i n m e d i c a l c a r e f o r t h e s a i d ’s diabetic condition) ( ), and that such conduct (was by design) (constituted culpable negli- gence) (which resulted in (harm, to wit:) (a black eye) (bloody nose) (minor cut) ( ), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the preju- dice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). (3) Other cases. In that (personal jurisdiction data), (at/on board-location) (subject matter jurisdiction da- ta, if required) on or about 20 , was re- sponsible for the care of , a child under the age of 16 years, and did endanger the (mental health) (physical health) (safety) (welfare) of said , by (leaving the said unat- tended in his quarters for over hours/ days with no adult present in the home) (by failing to obtain medical care for the said ’s diabetic condition) ( ), and that such conduct (was by design) (constituted culpable negli- gence), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 68b. Article 134—(Child pornography) a. Text of Statute. See paragraph 60. b. Elements. (1) Possessing, receiving, or viewing child por- nography. (a) That the accused knowingly and wrongfully possessed, received, or viewed child pornography; and (b) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. (2) Possessing child pornography with intent to distribute. IV-123 ¶68b.b.(2)Article 134

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(a) That the accused knowingly and wrongfully possessed child pornography; (b) That the possession was with the intent to distribute; and (c) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. (3) Distributing child pornography. (a) That the accused knowingly and wrongfully distributed child pornography to another; and (b) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. (4) Producing child pornography. (a) That the accused knowingly and wrongfully produced child pornography; and (b) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) “Child Pornography” means material that con- tains either an obscene visual depiction of a minor engaging in sexually explicit conduct or a visual depiction of an actual minor engaging in sexually explicit conduct. (2) An accused may not be convicted of possess- ing, receiving, viewing, distributing, or producing child pornography if he was not aware that the im- ages were of minors, or what appeared to be minors, e n g a g e d i n s e x u a l l y e x p l i c i t c o n d u c t . A w a r e n e s s may be inferred from circumstantial evidence such as the name of a computer file or folder, the name of the host website from which a visual depiction was viewed or received, search terms used, and the number of images possessed. (3) “Distributing” means delivering to the actual or constructive possession of another. (4) “Minor” means any person under the age of 18 years. ( 5 ) “ P o s s e s s i n g ” m e a n s e x e r c i s i n g c o n t r o l o f something. Possession may be direct physical cus- tody like holding an item in one’s hand, or it may be constructive, as in the case of a person who hides something in a locker or a car to which that person may return to retrieve it. Possession must be know- ing and conscious. Possession inherently includes the power or authority to preclude control by others. It is possible for more than one person to possess an item simultaneously, as when several people share control over an item. (6) “Producing” means creating or manufacturing. As used in this paragraph, it refers to making child pornography that did not previously exist. It does not include reproducing or copying. (7) “Sexually explicit conduct” means actual or simulated: ( a ) s e x u a l i n t e r c o u r s e o r s o d o m y , i n c l u d i n g g e n i t a l - g e n i t a l , o r a l - g e n i t a l , a n a l - g e n i t a l , o r o r a l - anal, whether between persons of the same or oppo- site sex; (b) bestiality; (c) masturbation; (d) sadistic or masochistic abuse; or (e) lascivious exhibition of the genitals or pu- bic area of any person. (8) “Visual depiction” includes any developed or undeveloped photograph, picture, film or video; any digital or computer image, picture, film, or video made by any means, including those transmitted by any means including streaming media, even if not stored in a permanent format; or any digital or elec- t r o n i c d a t a c a p a b l e o f c o n v e r s i o n i n t o a v i s u a l image. (9) “Wrongfulness.” Any facts or circumstances that show that a visual depiction of child pornogra- phy was unintentionally or inadvertently acquired are relevant to wrongfulness, including, but not lim- ited to, the method by which the visual depiction was acquired, the length of time the visual depiction was maintained, and whether the visual depiction was promptly, and in good faith, destroyed or repor- ted to law enforcement. (10) On motion of the government, in any prose- cution under this paragraph, except for good cause shown, the name, address, social security number, or other nonphysical identifying information, other than the age or approximate age, of any minor who is depicted in any child pornography or visual depic- tion or copy thereof shall not be admissible and may be redacted from any otherwise admissible evidence, and the panel shall be instructed, upon request of the Government, that it can draw no inference from the absence of such evidence. IV-124 ¶68b.b.(2)(a) Article 134

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d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Possessing, receiving, or viewing child por- nography. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 10 years. (2) Possessing child pornography with intent to distribute. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 15 years. (3) Distributing child pornography. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 20 years. ( 4 ) P r o d u c i n g c h i l d p o r n o g r a p h y . D i s h o n o r a b l e discharge, forfeiture of all pay and allowances, and confinement for 30 years. f. Sample specification. Possessing, receiving, viewing, possessing with in- tent to distribute, distributing, or producing child pornography. In that (personal jurisdiction data), did ( a t / o n b o a r d - l o c a t i o n ) , o n o r a b o u t 2 0 k n o w i n g l y a n d w r o n g f u l l y ( p o s s e s s ) ( r e c e i v e ) (view) (distribute) (produce) child pornography, to wit: a (photograph) (picture) (film) (video) (digital image) (computer image) of a minor, or what ap- pears to be a minor, engaging in sexually explicit conduct (, with intent to distribute the said child pornography), and that said conduct was (to the prej- udice of good order and discipline in the armed f o r c e s ) ( o f a n a t u r e t o b r i n g d i s c r e d i t u p o n t h e armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 69. Article 134—(Cohabitation, wrongful) a. Text of statute. See paragraph 60. b. Elements. (1) That, during a certain period of time, the ac- cused and another person openly and publicly lived together as husband and wife, holding themselves out as such; (2) That the other person was not the spouse of the accused; (3) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. This offense differs from adultery (see paragraph 62) in that it is not necessary to prove that one of the partners was married or that sexual intercourse took place. Public knowledge of the wrongfulness of the relationship is not required, but the partners must behave in a manner, as exhib- ited by conduct or language, that leads others to believe that a marital relationship exists. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Confinement for 4 months and forfeiture of two-thirds pay per month for 4 months. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdiction data, if required), from about 20 , to about 20 , wrongfully cohabit with , (a woman not his wife) (a man not her husband), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the preju- dice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 70. Article 134—(Correctional custody— offenses against) a. Text of statute. See paragraph 60. b. Elements. (1) Escape from correctional custody. (a) That the accused was placed in correctional custody by a person authorized to do so; (b) That, while in such correctional custody, the accused was under physical restraint; (c) That the accused freed himself or herself from the physical restraint of this correctional cus- tody before being released therefrom by proper au- thority; and (d) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. (2) Breach of correctional custody. (a) That the accused was placed in correctional custody by a person authorized to do so; (b) That, while in correctional custody, a cer- tain restraint was imposed upon the accused; (c) That the accused went beyond the limits of IV-125 ¶70.b.(2)(c)Article 134

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the restraint imposed before having been released from the correctional custody or relieved of the re- straint by proper authority; and (d) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. ( 1 ) E s c a p e f r o m c o r r e c t i o n a l c u s t o d y . E s c a p e from correctional custody is the act of a person undergoing the punishment of correctional custody pursuant to Article 15, who, before being set at liberty by proper authority, casts off any physical restraint imposed by the custodian or by the place or conditions of custody. (2) Breach of correctional custody. Breach of re- straint during correctional custody is the act of a person undergoing the punishment who, in the ab- sence of physical restraint imposed by a custodian or by the place or conditions of custody, breaches any form of restraint imposed during this period. (3) Authority to impose correctional custody. See P a r t V c o n c e r n i n g w h o m a y i m p o s e c o r r e c t i o n a l custody. Whether the status of a person authorized that person to impose correctional custody is a ques- tion of law to be decided by the military judge. Whether the person who imposed correctional cus- tody had such a status is a question of fact to be decided by the factfinder. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Escape from correctional custody. Dishonora- ble discharge, forfeiture of all pay and allowances, and confinement for 1 year. (2) Breach of correctional custody. Bad-conduct discharge, forfeiture of all pay and allowances, and confinement for 6 months. f. Sample specifications. (1) Escape from correctional custody. In that (personal jurisdiction data), while undergoing the punishment of correctional custody imposed by a person authorized to do so, did, (at/on board—location), on or about 20 , escape from correctional custody, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). (2) Breach of correctional custody. In that (personal jurisdiction data), while duly undergoing the punishment of correc- tional custody imposed by a person authorized to do s o , d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , breach the restraint imposed there- under by , and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 71. Article 134—(Debt, dishonorably failing to pay) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused was indebted to a certain person or entity in a certain sum; (2) That this debt became due and payable on or about a certain date; (3) That while the debt was still due and payable the accused dishonorably failed to pay this debt; and (4) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. More than negligence in nonpay- ment is necessary. The failure to pay must be char- acterized by deceit, evasion, false promises, or other distinctly culpable circumstances indicating a delib- erate nonpayment or grossly indifferent attitude to- ward one’s just obligations. For a debt to form the basis of this offense, the accused must not have had a defense, or an equivalent offset or counterclaim, either in fact or according to the accused’s belief, at the time alleged. The offense should not be charged if there was a genuine dispute between the parties as to the facts or law relating to the debt which would affect the obligation of the accused to pay. The offense is not committed if the creditor or creditors involved are satisfied with the conduct of the debtor with respect to payment. The length of the period of nonpayment and any denial of indebtedness which the accused may have made may tend to prove that t h e a c c u s e d ’ s c o n d u c t w a s d i s h o n o r a b l e , b u t t h e court-martial may convict only if it finds from all of IV-126 ¶70.b.(2)(c) Article 134

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t h e e v i d e n c e t h a t t h e c o n d u c t w a s i n f a c t dishonorable. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . B a d - c o n d u c t d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 6 months. f. Sample specification. In that (personal jurisdiction data), being indebted to in the sum of $ for , which amount became due and payable (on) ( a b o u t ) ( o n o r a b o u t ) 2 0 , d i d ( a t / o n board—location) (subject-matter jurisdiction data, if r e q u i r e d ) , f r o m 2 0 , t o 2 0 , dishonorably fail to pay said debt, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 72. Article 134—(Disloyal statements) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused made a certain statement; (2) That the statement was communicated to an- other person; (3) That the statement was disloyal to the United States; (4) That the statement was made with the intent t o p r o m o t e d i s l o y a l t y o r d i s a f f e c t i o n t o w a r d t h e United States by any member of the armed forces or to interfere with or impair the loyalty to the United States or good order and discipline of any member of the armed forces; and (5) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. Certain disloyal statements by mili- tary personnel may not constitute an offense under 18 U.S.C. §§ 2385, 2387, and 2388, but may, under the circumstances, be punishable under this article. Examples include praising the enemy, attacking the war aims of the United States, or denouncing our form of government with the intent to promote dis- loyalty or disaffection among members of the armed s e r v i c e s . A d e c l a r a t i o n o f p e r s o n a l b e l i e f c a n amount to a disloyal statement if it disavows alle- giance owed to the United States by the declarant. The disloyalty involved for this offense must be to the United States as a political entity and not merely to a department or other agency that is a part of its administration. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 3 years. f. Sample specification. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , with intent to (promote (disloyalty) (disaffection) (disloyalty and disaffection)) ((inter- fere with) (impair) the (loyalty) (good order and discipline)) of any member of the armed forces of the United States communicate to , the f o l l o w i n g s t a t e m e n t , t o w i t : “ , ” o r words to that effect, which statement was disloyal to the United States, and that said conduct was (to the prejudice of good order and discipline in the armed f o r c e s ) ( o f a n a t u r e t o b r i n g d i s c r e d i t u p o n t h e armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 73. Article 134—(Disorderly conduct, drunkenness) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused was drunk, disorderly, or drunk and disorderly on board ship or in some other place; and (2) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) Drunkenness. See paragraph 35c(6) for a dis- cussion of intoxication. (2) Disorderly. Disorderly conduct is conduct of such a nature as to affect the peace and quiet of persons who may witness it and who may be dis- t u r b e d o r p r o v o k e d t o r e s e n t m e n t t h e r e b y . I t i n - c l u d e s c o n d u c t t h a t e n d a n g e r s p u b l i c m o r a l s o r IV-127 ¶73.c.(2)Article 134

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outrages public decency and any disturbance of a contentious or turbulent character. ( 3 ) S e r v i c e d i s c r e d i t i n g . U n l i k e m o s t o f f e n s e s under Article 134, “conduct of a nature to bring discredit upon the armed forces” must be included in the specification and proved in order to authorized the higher maximum punishment when the offense is service discrediting. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Disorderly conduct. (a) Under such circumstances as to bring dis- credit upon the military service. Confinement for 4 months and forfeiture of two-thirds pay per month for 4 months. (b) Other cases. Confinement for 1 month and forfeiture of two-thirds pay per month for 1 month. (2) Drunkenness. (a) Aboard ship or under such circumstances as to bring discredit upon the military service. Con- finement for 3 months and forfeiture of two-thirds pay per month for 3 months. (b) Other cases. Confinement for 1 month and forfeiture of two-thirds pay per month for 1 month. (3) Drunk and disorderly. (a) Aboard ship. Bad-conduct discharge, forfei- ture of all pay and allowances, and confinement for 6 months. (b) Under such circumstances as to bring dis- credit upon the military service. Confinement for 6 months and forfeiture of two-thirds pay per month for 6 months. (c) Other cases. Confinement for 3 months and forfeiture of two-thirds pay per month for 3 months. f. Sample specification. In that (personal jurisdiction data), was, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , (drunk) (disorderly) (drunk and disorderly) (which conduct was of a nature to bring discredit upon the armed forces), and that said conduct was (to the prejudice of good order and discipline in the armed f o r c e s ) ( o f a n a t u r e t o b r i n g d i s c r e d i t u p o n t h e armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 74. Article 134—(Drinking liquor with prisoner) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused was a sentinel or in another assignment in charge of a prisoner; (2) That, while in such capacity, the accused un- lawfully drank intoxicating liquor with a prisoner; (3) That the prisoner was under the charge of the accused; (4) That the accused knew that the prisoner was a prisoner under the accused’s charge; and (5) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) Prisoner. A “prisoner” is a person who is in confinement or custody imposed under R.C.M. 302, 304, or 305, or under sentence of a court-martial who has not been set free by proper authority. ( 2 ) L i q u o r . F o r t h e p u r p o s e s o f t h i s o f f e n s e , “liquor” includes any alcoholic beverage. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Confinement for 3 months and forfeiture of two-thirds pay per month for 3 months. f. Sample specification. I n t h a t ( p e r s o n a l j u r i s d i c t i o n d a t a ) , a (sentinel) ( ) in charge of prisoners, did, (at/on board—location), on or about 20 , unlaw- fully drink intoxicating liquor with , a prisoner under his/her charge, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 75. Article 134—(Drunk prisoner) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused was a prisoner; (2) That while in such status the accused was found drunk; and (3) That, under the circumstances, the conduct of IV-128 ¶73.c.(2) Article 134

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the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) Prisoner. See paragraph 74c(1). (2) Drunk. See paragraph 35c(6) for a discussion of intoxication. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Confinement for 3 months and forfeiture of two-thirds pay per month for 3 months. f. Sample specification. In that (personal jurisdiction data), a prisoner, was (at/on board— location), on or about 20 , found drunk, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 76. Article 134—(Drunkenness— incapacitation for performance of duties through prior wrongful indulgence in intoxicating liquor or any drug) a. Text of statute. See paragraph 60. b. Elements. ( 1 ) T h a t t h e a c c u s e d h a d c e r t a i n d u t i e s t o perform; (2) That the accused was incapacitated for the proper performance of such duties; (3) That such incapacitation was the result of pre- vious wrongful indulgence in intoxicating liquor or any drug; and (4) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) Liquor. See paragraph 74c(2). ( 2 ) I n c a p a c i t a t e d . I n c a p a c i t a t e d m e a n s u n f i t o r unable to perform properly. A person is “unfit” to perform duties if at the time the duties are to com- mence, the person is drunk, even though physically able to perform the duties. Illness resulting from p r e v i o u s o v e r i n d u l g e n c e i s a n e x a m p l e o f b e i n g “ u n a b l e ” t o p e r f o r m d u t i e s . F o r a d i s c u s s i o n o f “drunk” see paragraph 35 c(6). ( 3 ) A f f i r m a t i v e d e f e n s e . T h e a c c u s e d ’ s l a c k o f knowledge of the duties assigned is an affirmative defense to this offense. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Confinement for 3 months and forfeiture of two-thirds pay per month for 3 months. f. Sample specification. In that (personal jurisdiction data), w a s , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , as a result of wrongful previous over- indulgence in intoxicating liquor or drugs incapaci- tated for the proper performance of his/her duties, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 77. Article 134—(False or unauthorized pass offenses) a. Text of statute. See paragraph 60. b. Elements. (1) Wrongful making, altering, counterfeiting, or tampering with a military or official pass, permit, discharge certificate, or identification card. ( a ) T h a t t h e a c c u s e d w r o n g f u l l y a n d f a l s e l y made, altered, counterfeited, or tampered with a cer- tain military or official pass, permit, discharge certif- icate, or identification card; and (b) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. (2) Wrongful sale, gift, loan, or disposition of a military or official pass, permit, discharge certifi- cate, or identification card. ( a ) T h a t t h e a c c u s e d w r o n g f u l l y s o l d , g a v e , loaned, or disposed of a certain military or official pass, permit, discharge certificate, or identification card; (b) That the pass, permit, discharge certificate, or identification card was false or unauthorized; (c) That the accused then knew that the pass, IV-129 ¶77.b.(2)(c)Article 134

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permit, discharge certificate, or identification card was false or unauthorized; and (d) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. (3) Wrongful use or possession of a false or un- a u t h o r i z e d m i l i t a r y o r o f f i c i a l p a s s , p e r m i t , d i s - charge certificate, or identification card. (a) That the accused wrongfully used or pos- sessed a certain military or official pass, permit, discharge certificate, or identification card; (b) That the pass, permit, discharge certificate, or identification card was false or unauthorized; (c) That the accused then knew that the pass, permit, discharge certificate, or identification card was false or unauthorized; and (d) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. [Note: When there is intent to defraud or deceive, add the following element after (c) above: That the a c c u s e d u s e d o r p o s s e s s e d t h e p a s s , p e r m i t , d i s - charge certificate, or identification card with an in- tent to defraud or deceive.] c. Explanation. (1) In general. “Military or official pass, permit, discharge certificate, or identification card” includes, as well as the more usual forms of these documents, all documents issued by any governmental agency for the purpose of identification and copies thereof. (2) Intent to defraud or deceive. See paragraph 49c(14) and (15). d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Possessing or using with intent to defraud or deceive, or making, altering, counterfeiting, tamper- ing with, or selling. Dishonorable discharge, forfei- ture of all pay and allowances, and confinement for 3 years. (2) All other cases. Bad-conduct discharge, for- feiture of all pay and allowances, and confinement for 6 months. f. Sample specifications. (1) Wrongful making, altering, counterfeiting, or tampering with military or official pass, permit, dis- charge certificate, or identification card. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , w r o n g f u l l y a n d f a l s e l y ( m a k e ) ( f o r g e ) ( a l t e r b y ) ( c o u n t e r f e i t ) ( t a m p e r w i t h b y ) (a certain instrument purporting to be) (a) (an) (another’s) (naval) (military) (official) (pass) (permit) (discharge certificate) (identification card) ( ) i n w o r d s a n d f i g u r e s a s f o l l o w s : , and that said conduct was (to the prej- udice of good order and discipline in the armed f o r c e s ) ( o f a n a t u r e t o b r i n g d i s c r e d i t u p o n t h e armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). (2) Wrongful sale, gift, loan, or disposition of a military or official pass, permit, discharge certifi- cate, or identification card. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , wrongfully (sell to ) (give to ) (loan to ) (dispose of by ) (a certain instrument purporting to be) (a) (an) (another’s) (naval) (mili- tary) (official) (pass) (permit) (discharge certificate) (identification card) ( ) in words and figures as follows: , he/she, the said , then well knowing the same to be (false) (unauthorized), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the preju- dice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). (3) Wrongful use or possession of a false or un- a u t h o r i z e d m i l i t a r y o r o f f i c i a l p a s s , p e r m i t , d i s - charge certificate, or identification card. In that (personal jurisdiction data), did (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , wrongfully (use) (possess) (with intent to (defraud) (deceive)) (a certain instrument purporting to be) (a) (an) (another’s) (naval) (military) (official) (pass) ( p e r m i t ) ( d i s c h a r g e c e r t i f i c a t e ) ( i d e n t i f i c a t i o n card) ( ), he/she, the said , t h e n w e l l k n o w i n g t h e s a m e t o b e ( f a l s e ) ( u n - authorized), and that said conduct was (to the preju- d i c e o f g o o d o r d e r a n d d i s c i p l i n e i n t h e a r m e d IV-130 ¶77.b.(2)(c) Article 134

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f o r c e s ) ( o f a n a t u r e t o b r i n g d i s c r e d i t u p o n t h e armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 78. Article 134—(False pretenses, obtaining services under) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused wrongfully obtained certain services; (2) That the obtaining was done by using false pretenses; (3) That the accused then knew of the falsity of the pretenses; (4) That the obtaining was with intent to defraud; (5) That the services were of a certain value; and (6) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. This offense is similar to the of- f e n s e s o f l a r c e n y a n d w r o n g f u l a p p r o p r i a t i o n b y false pretenses, except that the object of the obtain- i n g i s s e r v i c e s ( f o r e x a m p l e , t e l e p h o n e s e r v i c e ) rather than money, personal property, or articles of value of any kind as under Article 121. See para- graph 46c. See paragraph 49c(14) for a definition of “intent to defraud.” d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Obtaining services under false pretenses. (1) Of a value of $500.00 or less. Bad-conduct discharge, forfeiture of all pay and allowances, and confinement for 6 months. (2) Of a value of more than $500.00. Dishonora- ble discharge, forfeiture of all pay and allowances, and confinement for 5 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , w i t h i n t e n t t o d e f r a u d , f a l s e l y p r e t e n d t o that , then knowing that the p r e t e n s e s w e r e f a l s e , a n d b y m e a n s t h e r e o f d i d wrongfully obtain from services, of a value of (about) $ , to wit: , and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 79. Article 134—(False swearing) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused took an oath or equivalent; (2) That the oath or equivalent was administered to the accused in a matter in which such oath or equivalent was required or authorized by law; (3) That the oath or equivalent was administered by a person having authority to do so; (4) That upon this oath or equivalent the accused made or subscribed a certain statement; (5) That the statement was false; ( 6 ) T h a t t h e a c c u s e d d i d n o t t h e n b e l i e v e t h e statement to be true; and (7) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) Nature of offense. False swearing is the mak- ing under a lawful oath or equivalent of any false statement, oral or written, not believing the state- ment to be true. It does not include such statements made in a judicial proceeding or course of justice, as these are under Article 131, perjury ( see paragraph 57). Unlike a false official statement under Article 107 ( see paragraph 31) there is no requirement that the statement be made with an intent to deceive or that the statement be official. See paragraphs 57c(1), c(2)(c) and c(2)( e) concerning “judicial proceeding or course of justice,” proof of the falsity, and the belief of the accused, respectively. (2) Oath. See Article 136 and R.C.M. 807 as to the authority to administer oaths, and see Section IX of Part III (Military Rules of Evidence) concerning proof of the signatures of persons authorized to ad- m i n i s t e r o a t h s . A n o a t h i n c l u d e s a n a f f i r m a t i o n when authorized in lieu of an oath. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , IV-131 ¶79.e.Article 134

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forfeiture of all pay and allowances, and confine- ment for 3 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , (in an affidavit) (in ), wrongfully and un- lawfully (make) (subscribe) under lawful (oath) (af- firmation) a false statement in substance as follows: , which statement he/she did not then believe to be true, and that said conduct was (to the prejudice of good order and discipline in the armed f o r c e s ) ( o f a n a t u r e t o b r i n g d i s c r e d i t u p o n t h e armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 80. Article 134—(Firearm, discharging— through negligence) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused discharged a firearm; (2) That such discharge was caused by the negli- gence of the accused; and (3) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. For a discussion of negligence, see paragraph 85c(2). d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Confinement for 3 months and forfeiture of two-thirds pay per month for 3 months. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , through negligence, discharge a (service rifle) ( ) i n t h e ( s q u a d r o n ) ( t e n t ) ( b a r r a c k s ) ( ) o f , and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 81. Article 134—(Firearm, discharging— willfully, under such circumstances as to endanger human life) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused discharged a firearm; (2) That the discharge was willful and wrongful; (3) That the discharge was under circumstances such as to endanger human life; and (4) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. “Under circumstances such as to en- danger human life” refers to a reasonable potential- ity for harm to human beings in general. The test is not whether the life was in fact endangered but whether, considering the circumstances surrounding the wrongful discharge of the weapon, the act was unsafe to human life in general. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 1 year. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , wrongfully and willfully discharge a firearm, to wit: , (in the mess hall of ) ( ), under circumstances such as to endanger human life, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the preju- dice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 82. Article 134—(Fleeing scene of accident) a. Text of statute. See paragraph 60. b. Elements. (1) Driver. ( a ) T h a t t h e a c c u s e d w a s t h e d r i v e r o f a vehicle; (b) That while the accused was driving the ve- hicle was involved in an accident; IV-132 ¶79.e. Article 134

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(c) That the accused knew that the vehicle had been in an accident; (d) That the accused left the scene of the acci- dent without (providing assistance to the victim who had been struck (and injured) by the said vehicle) or (providing identification); (e) That such leaving was wrongful; and (f) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. (2) Senior passenger. (a) That the accused was a passenger in a vehi- cle which was involved in an accident; (b) That the accused knew that said vehicle had been in an accident; (c) That the accused was the superior commis- sioned or noncommissioned officer of the driver, or commander of the vehicle, and wrongfully and un- lawfully ordered, caused, or permitted the driver to leave the scene of the accident without (providing assistance to the victim who had been struck (and injured) by the said vehicle) (or) (providing identifi- cation); and (d) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) Nature of offense. This offense covers “hit and run” situations where there is damage to prop- e r t y o t h e r t h a n t h e d r i v e r ’ s v e h i c l e o r i n j u r y t o someone other than the driver or a passenger in the driver’s vehicle. It also covers accidents caused by the accused, even if the accused’s vehicle does not contact other people, vehicles, or property. (2) Knowledge. Actual knowledge that an acci- dent has occurred is an essential element of this offense. Actual knowledge may be proved by cir- cumstantial evidence. (3) Passenger. A passenger other than a senior passenger may also be liable under this paragraph. See paragraph 1 of this Part. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . B a d - c o n d u c t d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 6 months. f. Sample specification. In that (personal jurisdiction data), (the driver of) (*a passenger in) (the senior officer/ noncommissioned officer in) ( in) a vehicle at the time of an accident in which said vehicle was involved, and having knowledge of said accident, did, at (subject-matter jurisdiction data, if re- quired), on or about 20 (wrongfully leave) (*by , assist the driver of the said vehicle in wrongfully leaving) (wrongfully order, cause, or per- mit the driver to leave) the scene of the accident without (providing assistance to , who had been struck (and injured) by the said vehicle) (mak- ing his/her (the driver’s) identity known), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). [*Note: This language should be used when the accused was a passenger and is charged as a principal. See paragraph 1 of this part.] 83. Article 134—(Fraternization) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused was a commissioned or war- rant officer; (2) That the accused fraternized on terms of mili- tary equality with one or more certain enlisted mem- ber(s) in a certain manner; (3) That the accused then knew the person(s) to be (an) enlisted member(s); (4) That such fraternization violated the custom of the accused’s service that officers shall not frater- nize with enlisted members on terms of military equality; and (5) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) In general. The gist of this offense is a viola- tion of the custom of the armed forces against frater- n i z a t i o n . N o t a l l c o n t a c t o r a s s o c i a t i o n b e t w e e n officers and enlisted persons is an offense. Whether the contact or association in question is an offense depends on the surrounding circumstances. Factors IV-133 ¶83.c.(1)Article 134

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to be considered include whether the conduct has compromised the chain of command, resulted in the appearance of partiality, or otherwise undermined good order, discipline, authority, or morale. The acts and circumstances must be such as to lead a reason- able person experienced in the problems of military leadership to conclude that the good order and disci- pline of the armed forces has been prejudiced by their tendency to compromise the respect of enlisted persons for the professionalism, integrity, and obli- gations of an officer. (2) Regulations. Regulations, directives, and or- ders may also govern conduct between officer and enlisted personnel on both a service-wide and a local basis. Relationships between enlisted persons of dif- ferent ranks, or between officers of different ranks may be similarly covered. Violations of such regula- tions, directives, or orders may be punishable under Article 92. See paragraph 16. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Dismissal, forfeiture of all pay and allowances, and confinement for 2 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter juris- diction data, if required), on or about 20 , knowingly fraternize with , an enlisted p e r s o n , o n t e r m s o f m i l i t a r y e q u a l i t y , t o w i t : , in violation of the custom of (the Na- val Service of the United States) (the United States Army) (the United States Air Force) (the United States Coast Guard) that officers shall not fraternize with enlisted persons on terms of military equality, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 84. Article 134—(Gambling with subordinate) a. Text of statute. See paragraph 60. b. Elements. ( 1 ) T h a t t h e a c c u s e d g a m b l e d w i t h a c e r t a i n servicemember; ( 2 ) T h a t t h e a c c u s e d w a s t h e n a n o n c o m m i s - sioned or petty officer; (3) That the servicemember was not then a non- commissioned or petty officer and was subordinate to the accused; (4) That the accused knew that the servicemem- ber was not then a noncommissioned or petty officer and was subordinate to the accused; and (5) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. This offense can only be committed by a noncommissioned or petty officer gambling with an enlisted person of less than noncommis- sioned or petty officer rank. Gambling by an officer with an enlisted person may be a violation of Article 133. See also paragraph 83. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Confinement for 3 months and forfeiture of two-thirds pay per month for 3 months. f. Sample specification. In that (personal jurisdiction data), did (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , gamble with , then knowing that the s a i d w a s n o t a n o n c o m m i s s i o n e d o r p e t t y o f f i c e r a n d w a s s u b o r d i n a t e t o t h e s a i d , and that said conduct was (to the prej- udice of good order and discipline in the armed f o r c e s ) ( o f a n a t u r e t o b r i n g d i s c r e d i t u p o n t h e armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 85. Article 134—(Homicide, negligent) a. Text of statute. See paragraph 60. b. Elements. (1) That a certain person is dead; (2) That this death resulted from the act or failure to act of the accused; (3) That the killing by the accused was unlawful; (4) That the act or failure to act of the accused which caused the death amounted to simple negli- gence; and (5) That, under the circumstances, the conduct of the accused was to the prejudice of good order and IV-134 ¶83.c.(1) Article 134

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discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) Nature of offense. Negligent homicide is any unlawful homicide which is the result of simple neg- ligence. An intent to kill or injure is not required. (2) Simple negligence. Simple negligence is the absence of due care, that is, an act or omission of a person who is under a duty to use due care which exhibits a lack of that degree of care of the safety of others which a reasonably careful person would have exercised under the same or similar circumstances. Simple negligence is a lesser degree of carelessness than culpable negligence. See paragraph 44c(2)( a). d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 3 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , u n l a w f u l l y k i l l , ( b y n e g l i g e n t l y t h e said (in) (on) the with a ) (by driving a (motor vehicle) ( ) against the said in a negligent manner) ( ), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 86. Article 134—(Impersonating a commissioned, warrant, noncommissioned, or petty officer, or an agent or official) a. Text of statute. See paragraph 60. b. Elements. ( 1 ) T h a t t h e a c c u s e d i m p e r s o n a t e d a c o m m i s - sioned, warrant, noncommissioned, or petty officer, or an agent of superior authority of one of the armed forces of the United States, or an official of a certain government, in a certain manner; ( 2 ) T h a t t h e i m p e r s o n a t i o n w a s w r o n g f u l a n d willful; and (3) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. [Note 1: If intent to defraud is in issue, add the following addi- tional element after (2), above: That the accused did so with the intent to defraud a certain person or organization in a certain manner;]. [Note 2: If the accused is charged with impersonating an official of a certain government without an intent to defraud, use the following additional element after (2) above: That the accused committed one or more acts which exercised or asserted the authority of the office the accused claimed to have;]. c. Explanation. ( 1 ) N a t u r e o f o f f e n s e . I m p e r s o n a t i o n d o e s n o t depend upon the accused deriving a benefit from the deception or upon some third party being misled, although this is an aggravating factor. (2) Willfulness. “Willful” means with the knowl- edge that one is falsely holding one’s self out as such. (3) Intent to defraud. See paragraph 49c(14). d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Impersonating a commis- sioned, warrant, noncommissioned, or petty officer, or an agent or official. ( 1 ) W i t h i n t e n t t o d e f r a u d . D i s h o n o r a b l e d i s - charge, forfeiture of all pay and allowances, and confinement for 3 years. (2) All other cases. Bad-conduct discharge, for- feiture of all pay and allowances, and confinement for 6 months. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , wrongfully and willfully impersonate (a (commis- sioned officer) (warrant officer) (noncommissioned officer) (petty officer) (agent of superior authority) of the (Army) (Navy) (Marine Corps) (Air Force) (Coast Guard)) (an official of the Government of ) by (publicly wearing the uniform and insignia of rank of a (lieutenant of the ) ( )) (showing the credentials of ) ( ) (*with intent to defraud by ) ( * * a n d ( e x e r c i s e d ) ( a s s e r t e d ) t h e a u t h o r i t y o f by ), and that said conduct was (to the prejudice of good order and discipline in the armed f o r c e s ) ( o f a n a t u r e t o b r i n g d i s c r e d i t u p o n t h e armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). IV-135 ¶86.f.Article 134

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[*See subsection b note 1.] [**See subsection b note 2.] 87. Deleted—See Appendix 27 Indecent acts or liberties with a child was deleted b y E x e c u t i v e O r d e r 1 3 4 4 7 , 7 2 F e d . R e g . 5 6 1 7 9 (Oct. 2, 2007). See Appendix 25. 88. Deleted—See Appendix 27 Indecent exposure was deleted by Executive Or- der 13447, 72 Fed. Reg. 56179 (Oct. 2, 2007). See Appendix 25. 89. Article 134—(Indecent language) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused orally or in writing commu- nicated to another person certain language; (2) That such language was indecent; and (3) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. [Note: In appropriate cases add the following ele- ment after element (1): That the person to whom the language was communicated was a child under the age of 16.] c. Explanation. “Indecent” language is that which is grossly offensive to modesty, decency, or propriety, or shocks the moral sense, because of its vulgar, filthy, or disgusting nature, or its tendency to incite lustful thought. Language is indecent if it tends rea- s o n a b l y t o c o r r u p t m o r a l s o r i n c i t e l i b i d i n o u s t h o u g h t s . T h e l a n g u a g e m u s t v i o l a t e c o m m u n i t y standards. See paragraph 45 if the communication was made in the physical presence of a child. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . I n d e c e n t o r i n s u l t i n g language. (1) Communicated to any child under the age of 16 years. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 2 years. (2) Other cases. Bad-conduct discharge; forfei- ture of all pay and allowances, and confinement for 6 months. f. Sample specification. In that (personal jurisdiction data), did (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , (orally) (in writing) communicate to , (a child under the age of 16 years), certain indecent language, to wit: , and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 90. Article 134—(Indecent conduct) a. Text of Statute. See paragraph 60. b. Elements. (1) That the accused engaged in certain conduct; (2) That the conduct was indecent; and (3) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) “Indecent” means that form of immorality re- lating to sexual impurity which is grossly vulgar, obscene, and repugnant to common propriety, and tends to excite sexual desire or deprave morals with respect to sexual relations. (2) Indecent conduct includes offenses previously proscribed by “Indecent acts with another” except that the presence of another person is no longer required. For purposes of this offense, the words “conduct” and “act” are synonymous. For child of- fenses, some indecent conduct may be included in the definition of lewd act and preempted by Article 120b(c). See paragraph 60c(5)(a). d. Lesser included offense. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 5 years. f. Sample specification. In that ______ (personal ju- risdiction data), did (at/on board – location) (subject- matter jurisdiction data, if required), on or about (date), (wrongfully commit indecent conduct, to wit: _________), and that said conduct was (to the preju- d i c e o f g o o d o r d e r a n d d i s c i p l i n e i n t h e a r m e d f o r c e s ) ( o f a n a t u r e t o b r i n g d i s c r e d i t u p o n t h e armed forces) (to the prejudice of good order and IV-136 ¶86.f. Article 134

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discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 91. Article 134—(Jumping from vessel into the water) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused jumped from a vessel in use by the armed forces into the water; (2) That such act by the accused was wrongful and intentional; and (3) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. “In use by” means any vessel oper- ated by or under the control of the armed forces. This offense may be committed at sea, at anchor, or in port. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . B a d - c o n d u c t d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 6 months. f. Sample specification. In that (personal jurisdiction data), did, on board , at (location), on or about 2 0 , w r o n g f u l l y a n d i n t e n t i o n a l l y j u m p from , a vessel in use by the armed forces, into the (sea) (lake) (river), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 92. Article 134—(Kidnapping) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused seized, confined, inveigled, decoyed, or carried away a certain person; ( 2 ) T h a t t h e a c c u s e d t h e n h e l d s u c h p e r s o n against that person’s will; (3) That the accused did so willfully and wrong- fully; and (4) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) Inveigle, decoy. “Inveigle” means to lure, lead astray, or entice by false representations or other deceitful means. For example, a person who entices another to ride in a car with a false promise to take the person to a certain destination has inveigled the passenger into the car. “Decoy” means to entice or lure by means of some fraud, trick, or temptation. For example, one who lures a child into a trap with candy has decoyed the child. ( 2 ) H e l d . “ H e l d ” m e a n s d e t a i n e d . T h e h o l d i n g must be more than a momentary or incidental deten- tion. For example, a robber who holds the victim at gunpoint while the victim hands over a wallet, or a rapist who throws his victim to the ground, does not, by such acts, commit kidnapping. On the other hand, if, before or after such robbery or rape, the victim is involuntarily transported some substantial distance, as from a housing area to a remote area of the base or post, this may be kidnapping, in addition to rob- bery or rape. (3) Against the will. “Against that person’s will” means that the victim was held involuntarily. The involuntary nature of the detention may result from force, mental or physical coercion, or from other means, including false representations. If the victim is incapable of having a recognizable will, as in the case of a very young child or a mentally incompe- tent person, the holding must be against the will of the victim’s parents or legal guardian. Evidence of the availability or nonavailability to the victim of means of exit or escape is relevant to the voluntari- ness of the detention, as is evidence of threats or force, or lack thereof, by the accused to detain the victim. (4) Willfully. The accused must have specifically intended to hold the victim against the victim’s will to be guilty of kidnapping. An accidental detention will not suffice. The holding need not have been for financial or personal gain or for any other particular purpose. It may be an aggravating circumstance that t h e k i d n a p p i n g w a s f o r r a n s o m , h o w e v e r . S e e R.C.M. 1001(b)(4). (5) Wrongfully. “Wrongfully” means without jus- tification or excuse. For example, a law enforcement official may justifiably apprehend and detain, by force if necessary ( see R.C.M. 302(d)(3)), a person IV-137 ¶92.c.(5)Article 134

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reasonably believed to have committed an offense. An official who unlawfully uses the official’s au- thority to apprehend someone is not guilty of kid- napping, but may be guilty of unlawful detention. See paragraph 21. It is not wrongful under this para- graph and therefore not kidnapping for a parent or legal guardian to seize and hold that parent’s or legal guardian’s minor child. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for life without eligibility for parole. f. Sample specification. In that , (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdiction data, if required), on or about 20 , will- fully and wrongfully (seize) (confine) (inveigle) (de- coy) (carry away) and hold (a minor whose parent or legal guardian the accused was not) (a person not a minor) against his/her will, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 93. Article 134—(Mail: taking, opening, secreting, destroying, or stealing) a. Text of statute. See paragraph 60. b. Elements. (1) Taking. (a) That the accused took certain mail matter; (b) That such taking was wrongful; (c) That the mail matter was taken by the ac- cused before it was delivered to or received by the addressee; (d) That such taking was with the intent to obstruct the correspondence or pry into the business or secrets of any person or organization; and (e) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. (2) Opening, secreting, destroying, or stealing. ( a ) T h a t t h e a c c u s e d o p e n e d , s e c r e t e d , destroyed, or stole certain mail matter; (b) That such opening, secreting, destroying, or stealing was wrongful; (c) That the mail matter was opened, secreted, destroyed, or stolen by the accused before it was delivered to or received by the addressee; and (d) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. These offenses are intended to pro- tect the mail and mail system. “Mail matter” means any matter deposited in a postal system of any gov- ernment or any authorized depository thereof or in official mail channels of the United States or an a g e n c y t h e r e o f i n c l u d i n g t h e a r m e d f o r c e s . T h e value of the mail matter is not an element. See paragraph 46c(1) concerning “steal.” d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 5 years. f. Sample specifications. (1) Taking. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , wrongfully take certain mail matter, to wit: (a) (let- t e r ( s ) ) ( p o s t a l c a r d ( s ) ) ( p a c k a g e ( s ) ) , a d d r e s s e d t o , (out of the ( Post Office ) (orderly room of ) (unit m a i l b o x o f ) ( ) ) ( f r o m ) b e f o r e ( i t ) ( t h e y ) ( w a s ) ( w e r e ) (delivered) (actually received) (to) (by) the (address- ee) with intent to (obstruct the correspondence) (pry into the (business) (secrets)) of , and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the preju- dice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). (2) Opening, secreting, destroying, or stealing. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about , 20 , (wrongfully (open) (secret) (destroy)) (steal) certain mail matter, to wit: (a) (letter(s)) (postal card(s)) (package(s)) addressed to , which said IV-138 ¶92.c.(5) Article 134

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(letters(s)) ( ) (was) (were) then (in (the Post Office ) (orderly room o f ) ( u n i t m a i l b o x o f ) ( c u s t o d y o f ) ( ) ) ( h a d previously been committed to , (a repre- sentative of ,) (an official agency for the transmission of communications)) before said (let- ter(s)) ( ) (was) (were) (delivered) (actu- ally received) (to) (by) the (addressee), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 94. Article 134—(Mails: depositing or causing to be deposited obscene matters in) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused deposited or caused to be deposited in the mails certain matter for mailing and delivery; ( 2 ) T h a t t h e a c t w a s d o n e w r o n g f u l l y a n d knowingly; (3) That the matter was obscene; and (4) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. Whether something is obscene is a question of fact. “Obscene” is synonymous with “in- decent” as the latter is defined in paragraph 89c. The matter must violate community standards of decency or obscenity and must go beyond customary limits of expression. “Knowingly” means the accused de- posited the material with knowledge of its nature. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 5 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , wrongfully and knowingly (deposit) (cause to be de- posited) in the (United States) ( ) mails, for mailing and delivery a (letter) (picture) ( ) (containing) (portraying) (suggesting) ( ) cer- tain obscene matters, to wit: , and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 95. Article 134—(Misprision of serious offense) a. Text of statute. See paragraph 60. b. Elements. (1) That a certain serious offense was committed by a certain person; (2) That the accused knew that the said person had committed the serious offense; (3) That, thereafter, the accused concealed the se- rious offense and failed to make it known to civilian or military authorities as soon as possible; (4) That the concealing was wrongful; and (5) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) In general. Misprision of a serious offense is the offense of concealing a serious offense commit- ted by another but without such previous concert with or subsequent assistance to the principal as would make the accused an accessory. See para- graph 3. An intent to benefit the principal is not necessary to this offense. (2) Serious offense. For purposes of this para- graph, a “serious offense” is any offense punishable under the authority of the code by death or by con- finement for a term exceeding 1 year. (3) Positive act of concealment. A mere failure or refusal to disclose the serious offense without some p o s i t i v e a c t o f c o n c e a l m e n t d o e s n o t m a k e o n e guilty of this offense. Making a false entry in an account book for the purpose of concealing a theft committed by another is an example of a positive act of concealment. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , IV-139 ¶95.e.Article 134

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forfeiture of all pay and allowances, and confine- ment for 3 years. f. Sample specification. In that (personal jurisdiction data), h a v i n g k n o w l e d g e t h a t h a d a c t u a l l y committed a serious offense to wit: (the murder of ) ( ), did, (at/on board—lo- cation) (subject-matter jurisdiction data, if required), from about 20 , to about 20 , w r o n g f u l l y c o n c e a l s u c h s e r i o u s o f f e n s e b y and fail to make the same known to the civil or military authorities as soon as possible, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the preju- dice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 96. Article 134—(Obstructing justice) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused wrongfully did a certain act; (2) That the accused did so in the case of a cer- tain person against whom the accused had reason to believe there were or would be criminal proceedings pending; (3) That the act was done with the intent to influ- ence, impede, or otherwise obstruct the due adminis- tration of justice; and (4) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. This offense may be based on con- duct that occurred before preferral of charges. Ac- tual obstruction of justice is not an element of this offense. For purposes of this paragraph “criminal p r o c e e d i n g s ” i n c l u d e s n o n j u d i c i a l p u n i s h m e n t proceedings under Part V of this Manual. Examples of obstruction of justice include wrongfully influenc- ing, intimidating, impeding, or injuring a witness, a person acting on charges under this chapter, an in- vestigating officer under R.C.M. 406, or a party; and by means of bribery, intimidation, misrepresentation, or force or threat of force delaying or preventing communication of information relating to a violation of any criminal statute of the United States to a person authorized by a department, agency, or armed force of the United States to conduct or engage in investigations or prosecutions of such offenses; or endeavoring to do so. See also paragraph 22 and Article 37. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 5 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , wrongfully (endeavor to) (impede (a trial by court- martial) (an investigation) (a preliminary hearing) ( )) [influence the actions of , (a trial counsel of the court-martial) (a defense counsel of the court-martial) (an officer responsible for making a r e c o m m e n d a t i o n c o n c e r n i n g d i s p o s i t i o n o f charges) ( )] [(influence) (alter) the testimony of as a witness before a (court-martial) (an i n v e s t i g a t i n g o f f i c e r ) ( a p r e l i m i n a r y h e a r i n g ) ( )] in the case of by [(promising) (offering) (giving) to the said , (the sum of $ ) ( , o f a v a l u e o f a b o u t $ ) ] [communicating to the said a threat to ] [ ], (if) (unless) he/she, the said , would [recommend dismissal of the charges against said ] [(wrongfully refuse to testify) (testify falsely concerning ) ( )] [(at such trial)(before such investigating officer)(before such preliminary hearing officer)] [ ], and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 96a. Art 134—(Wrongful interference with an adverse administrative proceeding) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused wrongfully did a certain act; (2) That the accused did so in the case of a cer- tain person against whom the accused had reason to believe there was or would be an adverse adminis- trative proceeding pending; (3) That the act was done with the intent to influ- ence, impede, or obstruct the conduct of such ad- IV-140 ¶95.e. Art 134

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ministrative proceeding, or otherwise obstruct the due administration of justice; (4) That under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. For purposes of this paragraph “ad- verse administrative proceeding” includes any ad- ministrative proceeding or action, initiated against a servicemember, that could lead to discharge, loss of special or incentive pay, administrative reduction in grade, loss of a security clearance, bar to reenlist- ment, or reclassification. Examples of wrongful in- t e r f e r e n c e i n c l u d e w r o n g f u l l y i n f l u e n c i n g , intimidating, impeding, or injuring a witness, an in- vestigator, or other person acting on an adverse ad- m i n i s t r a t i v e a c t i o n ; b y m e a n s o f b r i b e r y , intimidation, misrepresentation, or force or threat of force delaying or preventing communication of in- formation relating to such administrative proceeding; and, the wrongful destruction or concealment of in- f o r m a t i o n r e l e v a n t t o s u c h a d v e r s e a d m i n i s t r a t i v e proceeding. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 5 years. f. Sample specification. In that (personal jurisdiction data), did (at/on board-location) (subject-matter jurisdiction data, if required), on or about 20 , (wrong- fully endeavor to) [impede (an adverse administra- t i v e p r o c e e d i n g ) ( a n i n v e s t i g a t i o n ) ( ) ] [influence the actions of , (an officer responsi- ble for making a recommendation concerning the adverse administrative action) (an individual respon- sible for making a decision concerning an adverse administrative proceeding) (an individual responsible for processing an adverse administrative proceeding) ( ) ] [ ( i n f l u e n c e ) ( a l t e r ) t h e t e s t i m o n y o f a witness before (a board established to con- sider an administrative proceeding or elimination) (a preliminary hearing officer) ( )] in the case of , by ](promising) (offering) (giving) to the said , (the sum of $ ) ( , of a value of about $ )] [communicating to the said a threat to ] [ ], (if) (unless) the said , would [recommend dismissal of the action against said ] [(wrongfully refuse to testify) (testify falsely concerning ) ( )] [ ( a t s u c h a d m i n i s t r a t i v e p r o c e e d i n g ) ( b e f o r e s u c h preliminary hearing officer) (before such administra- tive board)] [ ], and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 97. Article 134—(Pandering and prostitution) a. Text of statute. See paragraph 60. b. Elements. (1) Prostitution. (a) That the accused engaged in a sexual act with another person not the accused’s spouse; (b) That the accused did so for the purpose of receiving money or other compensation; (c) That this act was wrongful; and (d) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. (2) Patronizing a prostitute. (a) That the accused engaged in a sexual act with another person not the accused’s spouse; (b) That the accused compelled, induced, en- ticed, or procured such person to engage in a sexual act in exchange for money or other compensation; and (c) That this act was wrongful; and (d) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. (3) Pandering by inducing, enticing, or procuring act of prostitution. (a) That the accused induced, enticed, or pro- cured a certain person to engage in a sexual act for hire and reward with a person to be directed to said person by the accused; (b) That this inducing, enticing, or procuring was wrongful; (c) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. IV-141 ¶97.b.(3)(c)Article 134

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(4) Pandering by arranging or receiving consid- eration for arranging for a sexual act. (a) That the accused arranged for, or received valuable consideration for arranging for, a certain p e r s o n t o e n g a g e i n a s e x u a l a c t w i t h a n o t h e r person; (b) That the arranging (and receipt of consider- ation) was wrongful; and (c) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) Prostitution may be committed by males or females. (2) Sexual act. See paragraph 45.a.(g)(1). d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Prostitution and patronizing a prostitute. Dis- honorable discharge, forfeiture of all pay and allow- ances, and confinement for 1 year. (2) Pandering. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 5 years. f. Sample specifications. (1) Prostitution. In that (personal jurisdiction data), did, (at/on board-location) (subject-matter jurisdic- tion data, if required), on or about 20 , wrongfully engage in (a sexual act) (sexual acts) with , a person not his/her spouse, for the purpose of receiving (money) ( ), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). (2) Patronizing a prostitute. In that (personal jurisdiction data), did, (at/on board location) (subject-matter jurisdic- tion data, if required), on or about 20 , w r o n g f u l l y ( c o m p e l ) ( i n d u c e ) ( e n t i c e ) ( p r o c u r e ) , a person not his/her spouse, to engage in (a sexual act) (sexual acts) with the accused in exchange for (money) ( ), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). (3) Inducing, enticing, or procuring act of pros- titution. In that (personal jurisdiction data), did (at/on board-location) (subject-matter jurisdiction data, if required), on or about 20 , wrong- f u l l y ( i n d u c e ) ( e n t i c e ) ( p r o c u r e ) t o e n - g a g e i n ( a s e x u a l a c t ) ( s e x u a l a c t s f o r h i r e a n d reward) with persons to be directed to him/her by the said , and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). (4) Arranging, or receiving consideration for ar- ranging for sexual intercourse or sodomy. In that (personal jurisdiction data), did, (at/on board-location) (subject-matter jurisdic- tion data, if required), on or about 20 , wrongfully (arrange for) (receive valuable considera- tion, to wit: on account of arranging for) to engage in (an act) (acts) of (sex- u a l i n t e r c o u r s e ) ( s o d o m y ) w i t h , a n d that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the preju- dice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 97a. Article 134—(Parole, Violation of) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused was a prisoner as the result o f a c o u r t - m a r t i a l c o n v i c t i o n o r o t h e r c r i m i n a l proceeding; (2) That the accused was on parole; (3) That there were certain conditions of parole that the parolee was bound to obey; (4) That the accused violated the conditions of parole by doing an act or failing to do an act; and (5) That, under the circumstances, the conduct of the accused was to the prejudice of good order and IV-142 ¶97.b.(4) Article 134

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discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) “Prisoner” refers only to those in confinement resulting from conviction at a court-martial or other criminal proceeding. (2) “Parole” is defined as “word of honor.” A prisoner on parole, or parolee, has agreed to adhere to a parole plan and conditions of parole. A “parole plan” is a written or oral agreement made by the prisoner prior to parole to do or refrain from doing certain acts or activities. A parole plan may include a r e s i d e n c e r e q u i r e m e n t s t a t i n g w h e r e a n d w i t h whom a parolee will live, and a requirement that the prisoner have an offer of guaranteed employment. “Conditions of parole” include the parole plan and other reasonable and appropriate conditions of pa- role, such as paying restitution, beginning or contin- uing treatment for alcohol or drug abuse, or paying a fine ordered executed as part of the prisoner’s court- m a r t i a l s e n t e n c e . I n r e t u r n f o r g i v i n g h i s o r h e r “word of honor” to abide by a parole plan and con- ditions of parole, the prisoner is granted parole. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . B a d - c o n d u c t d i s c h a r g e , confinement for 6 months, and forfeiture of two- thirds pay per month for 6 months. f. Sample specifications. In that (personal jurisdiction data), a prisoner on parole, did, (at/on board—location), on or about 20 , violate the conditions of his/ her parole by , and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 98. Article 134—(Perjury: subornation of) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused induced and procured a cer- tain person to take an oath or its equivalent and to falsely testify, depose, or state upon such oath or its equivalent concerning a certain matter; (2) That the oath or its equivalent was adminis- tered to said person in a matter in which an oath or its equivalent was required or authorized by law; (3) That the oath or its equivalent was adminis- tered by a person having authority to do so; (4) That upon the oath or its equivalent said per- son willfully made or subscribed a certain statement; (5) That the statement was material; (6) That the statement was false; (7) That the accused and the said person did not then believe that the statement was true; and (8) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c . E x p l a n a t i o n . S e e p a r a g r a p h 5 7 c f o r a p p l i c a b l e principles. “Induce and procure” means to influence, persuade, or cause. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 5 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , procure to commit perjury by inducing him/her, the said , to take a lawful (oath) (affirmation) in a (trial by court-martial of ) (trial by a court of competent jurisdiction, to wit: of ) (deposition for use in a trial by of ) ( ) that he/she, the said , would (testify) (depose) ( ) truly, and to (testify) (depose) ( ) willfully, corrupt- ly, and contrary to such (oath) (affirmation) in sub- stance that , which (testimony) (deposition) ( ) was upon a material matter and which the accused and the said did not then believe to be true, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). IV-143 ¶99.Article 134

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99. Article 134—(Public record: altering, concealing, removing, mutilating, obliterating, or destroying) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused altered, concealed, removed, mutilated, obliterated, destroyed, or took with the intent to alter, conceal, remove, mutilate, obliterate, or destroy, a certain public record; (2) That the act of the accused was willful and unlawful; and (3) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c . E x p l a n a t i o n . “ P u b l i c r e c o r d s ” i n c l u d e r e c o r d s , r e p o r t s , s t a t e m e n t s , o r d a t a c o m p i l a t i o n s , i n a n y form, of public offices or agencies, setting forth the activities of the office or agency, or matters ob- served pursuant to duty imposed by law as to which matters there was a duty to report. “Public records” includes classified matters. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 3 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , willfully and unlawfully ((alter) (conceal) (remove) (mutilate) (obliterate) (destroy)) (take with intent to ( a l t e r ) ( c o n c e a l ) ( r e m o v e ) ( m u t i l a t e ) ( o b l i t e r a t e ) (destroy)) a public record, to wit: , and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the preju- dice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 100. Article 134—(Quarantine: medical, breaking) a. Text of statute. See paragraph 60. b. Elements. (1) That a certain person ordered the accused into medical quarantine; (2) That the person was authorized to order the accused into medical quarantine; (3) That the accused knew of this medical quar- antine and the limits thereof; (4) That the accused went beyond the limits of the medical quarantine before being released there- from by proper authority; and (5) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. None. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Confinement for 6 months and forfeiture of two-thirds pay per month for 6 months. f. Sample specification. In that (personal jurisdiction data) having been placed in medical quarantine by a per- son authorized to order the accused into medical q u a r a n t i n e , d i d , ( a t / o n b o a r d — l o c a t i o n ) ( s u b j e c t - matter jurisdiction data, if required), on or about 20 , break said medical quarantine, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the preju- dice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 100a. Article 134—(Reckless endangerment) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused did engage in conduct; (2) That the conduct was wrongful and reckless or wanton; (3) That the conduct was likely to produce death or grievous bodily harm to another person; and (4) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) In general. This offense is intended to pro- hibit and therefore deter reckless or wanton conduct IV-144 ¶99. Article 134

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that wrongfully creates a substantial risk of death or grievous bodily harm to others. (2) Wrongfulness. Conduct is wrongful when it is without legal justification or excuse. (3) Recklessness. “Reckless” conduct is conduct that exhibits a culpable disregard of foreseeable con- sequences to others from the act or omission in- volved. The accused need not intentionally cause a resulting harm or know that his conduct is substan- tially certain to cause that result. The ultimate ques- t i o n i s w h e t h e r , u n d e r a l l t h e c i r c u m s t a n c e s , t h e accused’s conduct was of that heedless nature that made it actually or imminently dangerous to the rights or safety of others. ( 4 ) W a n t o n n e s s . “ W a n t o n ” i n c l u d e s “ R e c k l e s s ” but may connote willfulness, or a disregard of prob- able consequences, and thus describe a more aggra- vated offense. (5) Likely to produce. When the natural or proba- b l e c o n s e q u e n c e o f p a r t i c u l a r c o n d u c t w o u l d b e death or grievous bodily harm, it may be inferred that the conduct is “likely” to produce that result. See paragraph 54c(4)(a)(ii). ( 6 ) G r i e v o u s b o d i l y h a r m . “ G r i e v o u s b o d i l y harm” means serious bodily injury. It does not in- clude minor injuries, such as a black eye or a bloody nose, but does include fractured or dislocated bones, deep cuts, torn members of the body, serious dam- a g e t o i n t e r n a l o r g a n s , a n d o t h e r s e r i o u s b o d i l y injuries. (7) Death or injury not required. It is not neces- sary that death or grievous bodily harm be actually inflicted to prove reckless endangerment. d. Lesser included offenses. None. e . M a x i m u m p u n i s h m e n t . B a d - c o n d u c t d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 1 year. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , w r o n g f u l l y a n d ( r e c k l e s s l y ) ( w a n t o n l y ) e n g a g e i n conduct, to wit: (describe conduct), conduct likely to cause death or grievous bodily harm to , and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 101. Deleted—See Executive Order 12708 Requesting commission of an offense was deleted pursuant to Executive Order 12708, effective 1 April 1990. 102. Article 134—(Restriction, breaking) a. Text of statute. See paragraph 60. b. Elements. (1) That a certain person ordered the accused to be restricted to certain limits; (2) That said person was authorized to order said restriction; (3) That the accused knew of the restriction and the limits thereof; (4) That the accused went beyond the limits of the restriction before being released therefrom by proper authority; and (5) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. Restriction is the moral restraint of a person imposed by an order directing a person to remain within certain specified limits. “Restriction” includes restriction under R.C.M. 304(a)(2), restric- tion resulting from imposition of either nonjudicial punishment ( see Part V) or the sentence of a court- martial ( see R.C.M. 1003(b)(6)), and administrative restriction in the interest of training, operations, se- curity, or safety. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Confinement for 1 month and forfeiture of two-thirds pay per month for 1 month. f. Sample specification. In that (personal jurisdiction data), having been restricted to the limits of , by a person authorized to do so, did, (at/on board— location), on or about 20 , break said re- striction, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the IV-145 ¶102.f.Article 134

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armed forces and was of a nature to bring discredit upon the armed forces). 103. Article 134—(Seizure: destruction, removal, or disposal of property to prevent) a. Text of statute. See paragraph 60. b. Elements. (1) That one or more persons authorized to make searches and seizures were seizing, about to seize, or endeavoring to seize certain property; (2) That the accused destroyed, removed, or oth- erwise disposed of that property with intent to pre- vent the seizure thereof; (3) That the accused then knew that person(s) au- thorized to make searches were seizing, about to seize, or endeavoring to seize the property; and (4) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. See Mil. R. Evid. 316( e) concerning military personnel who may make seizures. It is not a defense that a search or seizure was technically defective. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 1 year. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject matter jurisdic- tion data, if required), on or about 20 , with intent to prevent its seizure, (destroy) (remove) ( d i s p o s e o f ) , p r o p e r t y w h i c h , a s then knew, (a) person(s) authorized to make searches and seizures were (seizing) (about to seize) (endeavoring to seize), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 103a. Article 134—(Self-injury without intent to avoid service) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused intentionally inflicted injury upon himself or herself; (2) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. [Note: If the offense was committed in time of war or in a hostile fire pay zone, add the following element] (3) That the offense was committed (in time of war) (in a hostile fire pay zone). c. Explanation. (1) Nature of offense. This offense differs from malingering (see paragraph 40) in that for this of- fense, the accused need not have harbored a design to avoid performance of any work, duty, or service which may properly or normally be expected of one in the military service. This offense is characterized by intentional self-injury under such circumstances as prejudice good order and discipline or discredit the armed forces. It is not required that the accused be unable to perform duties, or that the accused actually be absent from his or her place of duty as a result of the injury. For example, the accused may inflict the injury while on leave or pass. The circum- stances and extent of injury, however, are relevant to a determination that the accused’s conduct was prej- udicial to good order and discipline, or service-dis- crediting. Discussion Bona fide suicide attempts should not be charged as criminal offenses. When making a determination whether the injury by the service member was a bona fide suicide attempt, the convening authority should consider factors including, but not limited to, health conditions, personal stressors, and DoD policy related to suicide prevention. (2) How injury inflicted. The injury may be in- flicted by nonviolent as well as by violent means and may be accomplished by any act or omission that produces, prolongs, or aggravates a sickness or disability. Thus, voluntary starvation that results in a debility is a self-inflicted injury. Similarly, the in- jury may be inflicted by another at the accused’s request. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. IV-146 ¶102.f. Article 134

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(1) Intentional self-inflicted injury. Dishonorable discharge, forfeiture of all pay and allowances, and confinement for 2 years. (2) Intentional self-inflicted injury in time of war o r i n a h o s t i l e f i r e p a y z o n e . D i s h o n o r a b l e d i s - charge, forfeiture of all pay and allowances, and confinement for 5 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (in a hostile fire pay zone) on or about 20 , (a time of war,) i n t e n t i o n a l l y i n j u r e h i m s e l f / h e r s e l f b y ( n a t u r e a n d c i r c u m s t a n c e s o f i n j u r y ) , and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 104. Article 134—(Sentinel or lookout: offenses against or by) a. Text of statute. See paragraph 60. b. Elements. (1) Disrespect to a sentinel or lookout. ( a ) T h a t a c e r t a i n p e r s o n w a s a s e n t i n e l o r lookout; (b) That the accused knew that said person was a sentinel or lookout; (c) That the accused used certain disrespectful l a n g u a g e o r b e h a v e d i n a c e r t a i n d i s r e s p e c t f u l manner; ( d ) T h a t s u c h l a n g u a g e o r b e h a v i o r w a s wrongful; ( e ) T h a t s u c h l a n g u a g e o r b e h a v i o r w a s d i - rected toward and within the sight or hearing of the sentinel or lookout; (f) That said person was at the time in the execution of duties as a sentinel or lookout; and (g) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. (2) Loitering or wrongfully sitting on post by a sentinel or lookout. (a) That the accused was posted as a sentinel or lookout; (b) That while so posted, the accused loitered or wrongfully sat down on post; and (c) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. [Note: If the offense was committed in time of war o r w h i l e t h e a c c u s e d w a s r e c e i v i n g s p e c i a l p a y under 37 U.S.C. § 310, add the following element after element (a): That the accused was so posted (in time of war) (while receiving special pay under 37 U.S.C. § 310).] c. Explanation. (1) Disrespect. For a discussion of “disrespect,” see paragraph 13c(3). (2) Loitering or wrongfully sitting on post. (a) In general. The discussion set forth in para- graph 38c applies to loitering or sitting down while posted as a sentinel or lookout as well. (b) Loiter. “Loiter” means to stand around, to move about slowly, to linger, or to lag behind when that conduct is in violation of known instructions or accompanied by a failure to give complete attention to duty. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. (1) Disrespect to a sentinel or lookout. Confine- ment for 3 months and forfeiture of two-thirds pay per month for 3 months. (2) Loitering or wrongfully sitting on post by a sentinel or lookout. (a) In time of war or while receiving special pay under 37 U.S.C. § 310. Dishonorable discharge, forfeiture of all pay and allowances, and confine- ment for 2 years. (b) Other cases. Bad-conduct discharge, forfei- ture of all pay and allowances, and confinement for 6 months. f. Sample specifications. (1) Disrespect to a sentinel or lookout. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , then knowing that was a sentinel or lookout, (wrongfully use the following disrespectful language “ ,” or words to that effect, to ) (wrongfully behave in a d i s r e s p e c t f u l m a n n e r t o w a r d , b y IV-147 ¶104.f.(1)Article 134

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) a (sentinel) (lookout) in the execution of his/her duty, and that said conduct was (to the prejudice of good order and discipline in the armed f o r c e s ) ( o f a n a t u r e t o b r i n g d i s c r e d i t u p o n t h e armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). (2) Loitering or wrongfully sitting down on post by a sentinel or lookout. In that (personal jurisdiction data), while posted as a (sentinel) (lookout), did, (at/on board—location) (while receiving special pay under 37 U.S.C. § 310) on or about 20 , (a time of war) (loiter) (wrongfully sit down) on his/her post, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 105. Article 134—(Soliciting another to commit an offense) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused solicited or advised a certain person or persons to commit a certain offense under the code other than one of the four offenses named in Article 82; (2) That the accused did so with the intent that the offense actually be committed; and (3) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was a nature to bring discredit upon the armed forces. c. Explanation. See paragraph 6c. If the offense so- licited was actually committed, see also paragraph 1. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Any person subject to the code who is found guilty of soliciting or advising another person to commit an offense which, if com- mitted by one subject to the code, would be punisha- ble under the code, shall be subject to the maximum punishment authorized for the offense solicited or advised, except that in no case shall the death pen- alty be imposed nor shall the period of confinement in any case, including offenses for which life im- prisonment may be adjudged, exceed 5 years. How- ever, any person subject to the code who is found guilty of soliciting or advising another person to commit the offense of espionage (Article 106a) shall be subject to any punishment, other than death, that a court-martial may direct. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , wrongfully (solicit) (advise) (to disobey a general regulation, to wit: ) (to steal , of a value of (about) $ , the property of ) (to ), by , and that said conduct was (to the prej- udice of good order and discipline in the armed f o r c e s ) ( o f a n a t u r e t o b r i n g d i s c r e d i t u p o n t h e armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 106. Article 134—(Stolen property: knowingly receiving, buying, concealing) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused wrongfully received, bought, or concealed certain property of some value; (2) That the property belonged to another person; (3) That the property had been stolen; (4) That the accused then knew that the property had been stolen; and (5) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) In general. The actual thief is not criminally liable for receiving the property stolen; however a principal to the larceny ( see paragraph 1), when not the actual thief, may be found guilty of knowingly receiving the stolen property but may not be found guilty of both the larceny and receiving the property. (2) Knowledge. Actual knowledge that the prop- e r t y w a s s t o l e n i s r e q u i r e d . K n o w l e d g e m a y b e proved by circumstantial evidence. ( 3 ) W r o n g f u l n e s s . R e c e i v i n g s t o l e n p r o p e r t y i s wrongful if it is without justification or excuse. For example, it would not be wrongful for a person to IV-148 ¶104.f.(1) Article 134

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receive stolen property for the purpose of returning it to its rightful owner, or for a law enforcement officer to seize it as evidence. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . S t o l e n p r o p e r t y , k n o w - ingly receiving, buying, or concealing. (1) Of a value of $500.00 or less. Bad-conduct discharge, forfeiture of all pay and allowances, and confinement for 6 months. (2) Of a value of more than $500.00. Dishonora- ble discharge, forfeiture of all pay and allowances, and confinement for 3 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , wrongfully (receive) (buy) (conceal) , of a value of (about) $ , the property of , w h i c h p r o p e r t y , a s h e / s h e , t h e s a i d , then knew, had been stolen, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 107. Article 134—(Straggling) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused, while accompanying the ac- cuse’s organization on a march, maneuvers, or simi- lar exercise, straggled; (2) That the straggling was wrongful; and (3) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. “Straggle” means to wander away, to stray, to become separated from, or to lag or linger behind. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e. Maximum punishment. Confinement for 3 months and forfeiture of two-thirds pay per month for 3 months. f. Sample specification. In that (personal jurisdiction data), d i d , a t , o n o r a b o u t 2 0 , w h i l e a c c o m p a n y i n g h i s / h e r o r g a n i z a t i o n o n ( a m a r c h ) ( m a n e u v e r s ) ( ) , w r o n g f u l l y straggle, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 108. Article 134—(Testify: wrongful refusal) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused was in the presence of a court-martial, board of officer(s), military commis- sion, court of inquiry, an officer conducting an in- vestigation under Article 32, or an officer taking a deposition, of or for the United States, at which a certain person was presiding; (2) That the said person presiding directed the accused to qualify as a witness or, having so quali- fied, to answer a certain question; (3) That the accused refused to qualify as a wit- ness or answer said question; (4) That the refusal was wrongful; and (5) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. To “qualify as a witness” means that t h e w i t n e s s d e c l a r e s t h a t t h e w i t n e s s w i l l t e s t i f y truthfully. See R.C.M. 807; Mil. R. Evid. 603. A good faith but legally mistaken belief in the right to r e m a i n s i l e n t d o e s n o t c o n s t i t u t e a d e f e n s e t o a charge of wrongful to testify. See also Mil. R. Evid. 301 and Section V. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 5 years. f. Sample specification. In that (personal jurisdiction data), being in the presence of (a) (an) ((general) (special) (summary) court-martial) (board of officer(s)) (mili- tary commission) (court of inquiry) (officer conduct- ing a preliminary hearing under Article 32, Uniform Code of Military Justice) (officer taking a depo- IV-149 ¶108.f.Article 134

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s i t i o n ) ( ) ( o f ) ( f o r ) t h e U n i t e d S t a t e s , o f w h i c h w a s ( m i l i t a r y j u d g e ) ( p r e s i d e n t ) , ( ) , ( a n d h a v i n g b e e n d i r e c t e d b y t h e s a i d to qualify as a witness) (and having qualified as a witness and having been directed by the said t o a n s w e r t h e f o l l o w i n g q u e s t i o n ( s ) p u t t o him/her as a witness, “ ”), did, (at/on board— location), on or about 20 , wrongfully re- fuse (to qualify as a witness) (to answer said ques- tion(s)), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 109. Article 134—(Threat or hoax designed or intended to cause panic or public fear) a. Text of statute. See paragraph 60. b. Elements. (1) Threat. ( a ) T h a t t h e a c c u s e d c o m m u n i c a t e d c e r t a i n language; ( b ) T h a t t h e i n f o r m a t i o n c o m m u n i c a t e d amounted to a threat; (c) That the harm threatened was to be done by means of an explosive; weapon of mass destruction; biological or chemical agent, substance, or weapon; or hazardous material; (d) That the communication was wrongful; and (e) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. (2) Hoax. ( a ) T h a t t h e a c c u s e d c o m m u n i c a t e d o r c o n - veyed certain information; (b) That the information communicated or con- veyed concerned an attempt being made or to be made by means of an explosive; weapon of mass destruction; biological or chemical agent, substance, or weapon; or hazardous material, to unlawfully kill, injure, or intimidate a person or to unlawfully dam- age or destroy certain property; (c) That the information communicated or con- veyed by the accused was false and that the accused then knew it to be false; (d) That the communication of the information by the accused was malicious; and (e) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) Threat. A “threat” means an expressed pres- ent determination or intent to kill, injure, or intimi- d a t e a p e r s o n o r t o d a m a g e o r d e s t r o y c e r t a i n property presently or in the future. Proof that the accused actually intended to kill, injure, intimidate, damage, or destroy is not required. ( 2 ) E x p l o s i v e . “ E x p l o s i v e ” m e a n s g u n p o w d e r , powders used for blasting, all forms of high explo- sives, blasting materials, fuses (other than electrical circuit breakers), detonators, and other detonating a g e n t s , s m o k e l e s s p o w d e r s , a n y e x p l o s i v e b o m b , grenade, missile, or similar device, and any incendi- ary bomb or grenade, fire bomb, or similar device, and any other explosive compound, mixture, or simi- lar material. (3) Weapon of mass destruction. A weapon of mass destruction means any device, explosive or otherwise, that is intended, or has the capability, to cause death or serious bodily injury to a significant number of people through the release, dissemination, or impact of: toxic or poisonous chemicals, or their p r e c u r s o r s ; a d i s e a s e o r g a n i s m ; o r r a d i a t i o n o r radioactivity. (4) Biological agent. The term “biological agent” m e a n s a n y m i c r o - o r g a n i s m ( i n c l u d i n g b a c t e r i a , viruses, fungi, rickettsiac, or protozoa), pathogen, or infectious substance, and any naturally occurring, b i o e n g i n e e r e d , o r s y n t h e s i z e d c o m p o n e n t o f a n y such micro-organism, pathogen, or infectious sub- stance, whatever its origin or method of production, that is capable of causing— (a) death, disease, or other biological malfunc- tion in a human, an animal, a plant, or another living organism; ( b ) d e t e r i o r a t i o n o f f o o d , w a t e r , e q u i p m e n t , supplies, or materials of any kind; or (c) deleterious alteration of the environment. ( 5 ) C h e m i c a l a g e n t , s u b s t a n c e , o r w e a p o n . A chemical agent, substance, or weapon refers to a toxic chemical and its precursors or a munition or device, specifically designed to cause death or other harm through toxic properties of those chemicals IV-150 ¶108.f. Article 134

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that would be released as a result of the employment of such munition or device, and any equipment spe- cifically designed for use directly in connection with the employment of such munitions or devices. (6) Hazardous material. A substance or material (including explosive, radioactive material, etiologic a g e n t , f l a m m a b l e o r c o m b u s t i b l e l i q u i d o r s o l i d , poison, oxidizing or corrosive material, and com- pressed gas, or mixture thereof) or a group or class of material designated as hazardous by the Secretary of Transportation. (7) Malicious. A communication is “malicious” if t h e a c c u s e d b e l i e v e d t h a t t h e i n f o r m a t i o n w o u l d probably interfere with the peaceful use of the build- ing, vehicle, aircraft, or other property concerned, or would cause fear or concern to one or more persons. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeitures of all pay and allowances, and confine- ment for 10 years. f. Sample specifications. (1) Threat. In that (personal jurisdiction data) d i d , ( a t / o n b o a r d — l o c a t i o n ) o n o r a b o u t 20 , wrongfully communicate certain in- formation, to wit: , which language con- stituted a threat to harm a person or property by means of a(n) [explosive; weapon of mass destruc- tion; biological agent, substance, or weapon; chemi- c a l a g e n t , s u b s t a n c e , o r w e a p o n ; a n d / o r ( a ) hazardous material(s)], and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). (2) Hoax. In that (personal jurisdiction data) d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 20 , maliciously (communicate) (convey) c e r t a i n i n f o r m a t i o n c o n c e r n i n g a n a t t e m p t b e i n g made or to be made to unlawfully [(kill) (injure) ( i n t i m i d a t e ) ] [ ( d a m a g e ) ( d e s t r o y ) ] by means of a(n) [explosive; weapon of mass destruction; biological agent, substance, or weapon; chemical agent, substance, or weapon; and/ or (a) hazardous material(s)], to wit: , which information was false and which the accused then knew to be false, and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 110. Article 134—(Threat, communicating) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused communicated certain lan- guage expressing a present determination or intent to wrongfully injure the person, property, or reputation of another person, presently or in the future; (2) That the communication was made known to that person or to a third person; (3) That the communication was wrongful; and (4) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. For purposes of this paragraph, to establish that the communication was wrongful it is necessary that the accused transmitted the communi- cation for the purpose of issuing a threat, with the knowledge that the communication would be viewed a s a t h r e a t , o r a c t e d r e c k l e s s l y w i t h r e g a r d t o whether the communication would be viewed as a threat. However, it is not necessary to establish that the accused actually intended to do the injury threat- ened. Nor is the offense committed by the mere statement of intent to commit an unlawful act not involving injury to another. See also paragraph 109, Threat or hoax designed or intended to cause panic or public fear. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . D i s h o n o r a b l e d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 3 years. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , wrongfully communicate to a threat (in- jure by ) (accuse of having com- mitted the offense of ) ( ), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring IV-151 ¶110.f.Article 134

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discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 111. Article 134—(Unlawful entry) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused entered the real property of a n o t h e r o r c e r t a i n p e r s o n a l p r o p e r t y o f a n o t h e r which amounts to a structure usually used for habi- tation or storage; (2) That such entry was unlawful; and (3) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. See paragraph 55 for a discussion of “entry.” An entry is “unlawful” if made without the consent of any person authorized to consent to entry or without other lawful authority. No specific intent or breaking is required for this offense. See para- graph 56 for a discussion of housebreaking. The property protected against unlawful entry includes real property and the sort of personal property which amounts to a structure usually used for habitation or storage. It would usually not include an aircraft, automobile, tracked vehicle, or a person’s locker, even though used for storage purposes. However, depending on the circumstances, an intrusion into such property may be prejudicial to good order and discipline. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . B a d - c o n d u c t d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 6 months. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , u n l a w f u l l y e n t e r t h e ( d w e l l i n g h o u s e ) ( g a r a g e ) ( w a r e h o u s e ) ( t e n t ) ( v e g e t a b l e g a r d e n ) ( o r c h a r d ) (stateroom) ( ) of , and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). 112. Article 134—(Weapon: concealed, carrying) a. Text of statute. See paragraph 60. b. Elements. ( 1 ) T h a t t h e a c c u s e d c a r r i e d a c e r t a i n w e a p o n concealed on or about the accused’s person; (2) That the carrying was unlawful; (3) That the weapon was a dangerous weapon; and (4) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. (1) Concealed weapon. A weapon is concealed when it is carried by a person and intentionally cov- ered or kept from sight. (2) Dangerous weapon. For purposes of this para- graph, a weapon is dangerous if it was specifically designed for the purpose of doing grievous bodily harm, or it was used or intended to be used by the accused to do grievous bodily harm. ( 3 ) O n o r a b o u t . “ O n o r a b o u t ” m e a n s t h e weapon was carried on the accused’s person or was within the immediate reach of the accused. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . B a d - c o n d u c t d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 1 year. f. Sample specification. In that (personal jurisdiction data), did, (at/on board—location) (subject-matter jurisdic- tion data, if required), on or about 20 , unlawfully carry on or about his/her person a con- cealed weapon, to wit: a , and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). IV-152 ¶110.f. Article 134

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113. Article 134—(Wearing unauthorized insignia, decoration, badge, ribbon, device, or lapel button) a. Text of statute. See paragraph 60. b. Elements. (1) That the accused wore a certain insignia, dec- oration, badge, ribbon, device, or lapel button upon the accused’s uniform or civilian clothing; (2) That the accused was not authorized to wear the item; (3) That the wearing was wrongful; and (4) That, under the circumstances, the conduct of the accused was to the prejudice of good order and discipline in the armed forces or was of a nature to bring discredit upon the armed forces. c. Explanation. None. d. Lesser included offenses. See paragraph 3 of this part and Appendix 12A. e . M a x i m u m p u n i s h m e n t . B a d - c o n d u c t d i s c h a r g e , forfeiture of all pay and allowances, and confine- ment for 6 months. f. Sample specification. In that (personal jurisdiction data), d i d , ( a t / o n b o a r d — l o c a t i o n ) , o n o r a b o u t 2 0 , w r o n g f u l l y a n d w i t h o u t a u t h o r i t y wear upon his/her (uniform) (civilian clothing) (the i n s i g n i a o r g r a d e o f a ( m a s t e r s e r g e a n t o f ) (chief gunner’s mate of )) ( C o m b a t I n f a n t r y m a n B a d g e ) ( t h e D i s t i n g u i s h e d Service Cross) (the ribbon representing the Silver Star) (the lapel button representing the Legion of Merit) ( ), and that said conduct was (to the prejudice of good order and discipline in the armed forces) (of a nature to bring discredit upon the armed forces) (to the prejudice of good order and discipline in the armed forces and was of a nature to bring discredit upon the armed forces). IV-153 ¶113.f.Article 134

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PART V NONJUDICIAL PUNISHMENT PROCEDURE 1. General a. Authority. Nonjudicial punishment in the United States Armed Forces is authorized by Article 15. b. Nature. Nonjudicial punishment is a disciplinary measure more serious than the administrative correc- tive measures discussed in paragraph 1g, but less serious than trial by court-martial. c. Purpose. Nonjudicial punishment provides com- m a n d e r s w i t h a n e s s e n t i a l a n d p r o m p t m e a n s o f m a i n t a i n i n g g o o d o r d e r a n d d i s c i p l i n e a n d a l s o promotes positive behavior changes in servicemem- b e r s w i t h o u t t h e s t i g m a o f a c o u r t - m a r t i a l conviction. d. Policy. (1) Commander’s responsibility. Commanders are responsible for good order and discipline in their commands. Generally, discipline can be maintained through effective leadership including, when neces- sary, administrative corrective measures. Nonjudicial punishment is ordinarily appropriate when adminis- trative corrective measures are inadequate due to the nature of the minor offense or the record of the servicemember, unless it is clear that only trial by court-martial will meet the needs of justice and dis- cipline. Nonjudicial punishment shall be considered o n a n i n d i v i d u a l b a s i s . C o m m a n d e r s c o n s i d e r i n g nonjudicial punishment should consider the nature of the offense, the record of the servicemember, the needs for good order and discipline, and the effect of nonjudicial punishment on the servicemember and the servicemember’s record. (2) Commander’s discretion. A commander who is considering a case for disposition under Article 15 will exercise personal discretion in evaluating each case, both as to whether nonjudicial punishment is appropriate, and, if so, as to the nature and amount of punishment appropriate. No superior may direct that a subordinate authority impose nonjudicial pun- ishment in a particular case, issue regulations, or- d e r s , o r “ g u i d e s ” w h i c h s u g g e s t t o s u b o r d i n a t e authorities that certain categories of minor offenses be disposed of by nonjudicial punishment instead of by court-martial or administrative corrective meas- ures, or that predetermined kinds or amounts of pun- ishments be imposed for certain classifications of offenses that the subordinate considers appropriate for disposition by nonjudicial punishment. ( 3 ) C o m m a n d e r ’ s s u s p e n s i o n a u t h o r i t y . C o m - manders should consider suspending all or part of any punishment selected under Article 15, particu- larly in the case of first offenders or when signifi- cant extenuating or mitigating matters are present. Suspension provides an incentive to the offender and gives an opportunity to the commander to evaluate the offender during the period of suspension. e. Minor offenses. Nonjudicial punishment may be imposed for acts or omissions that are minor of- f e n s e s u n d e r t h e p u n i t i v e a r t i c l e s ( s e e P a r t I V ) . Whether an offense is minor depends on several factors: the nature of the offense and the circum- stances surrounding its commission; the offender’s age, rank, duty assignment, record and experience; and the maximum sentence imposable for the of- fense if tried by general court-martial. Ordinarily, a minor offense is an offense which the maximum sentence imposable would not include a dishonora- ble discharge or confinement for longer than 1 year i f t r i e d b y g e n e r a l c o u r t - m a r t i a l . T h e d e c i s i o n whether an offense is “minor” is a matter of discre- tion for the commander imposing nonjudicial pun- ishment, but nonjudicial punishment for an offense other than a minor offense (even though thought by the commander to be minor) is not a bar to trial by court-martial for the same offense. See R.C.M. 90 7(b)(2)(D)(iv). However, the accused may show at trial that nonjudicial punishment was imposed, and if the accused does so, this fact must be considered in determining an appropriate sentence. See Article 15(f); R.C.M. 1001(c)(1)(B). f. Limitations on nonjudicial punishment. ( 1 ) D o u b l e p u n i s h m e n t p r o h i b i t e d . W h e n n o n - judicial punishment has been imposed for an of- fense, punishment may not again be imposed for the same offense under Article 15. But see paragraph 1e concerning trial by court-martial. (2) Increase in punishment prohibited. Once non- judicial punishment has been imposed, it may not be increased, upon appeal or otherwise. (3) Multiple punishment prohibited. When a com- mander determines that nonjudicial punishment is a p p r o p r i a t e f o r a p a r t i c u l a r s e r v i c e m e m b e r , a l l known offenses determined to be appropriate for dis- position by nonjudicial punishment and ready to be considered at that time, including all such offenses arising from a single incident or course of conduct, V-1

PART V

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s h a l l o r d i n a r i l y b e c o n s i d e r e d t o g e t h e r , a n d n o t made the basis for multiple punishments. (4) Statute of limitations. Except as provided in Article 43(d), nonjudicial punishment may not be imposed for offenses which were committed more than 2 years before the date of imposition. See Arti- cle 43(c). (5) Civilian courts. Nonjudicial punishment may not be imposed for an offense tried by a court which derives its authority from the United States. Non- judicial punishment may not be imposed for an of- f e n s e t r i e d b y a S t a t e o r f o r e i g n c o u r t u n l e s s a u t h o r i z e d b y r e g u l a t i o n s o f t h e S e c r e t a r y concerned. g. Relationship of nonjudicial punishment to admin- istrative corrective measures. Article 15 and Part V of this Manual do not apply to include, or limit use of administrative corrective measures that promote efficiency and good order and discipline such as c o u n s e l i n g , a d m o n i t i o n s , r e p r i m a n d s , e x h o r t a t i o n s , disapprovals, criticisms, censures, reproofs, rebukes, extra military instruction, and administrative with- holding of privileges. See also R.C.M. 306. Admin- i s t r a t i v e c o r r e c t i v e m e a s u r e s a r e n o t p u n i s h m e n t , and they may be used for acts or omissions which are not offenses under the code and for acts or omissions which are offenses under the code. h. Applicable standards. Unless otherwise provided, the service regulations and procedures of the service member shall apply. i. Effect of errors. Failure to comply with any of the procedural provisions of Part V of this Manual shall not invalidate a punishment imposed under Article 15, unless the error materially prejudiced a substan- tial right of the servicemember on whom the punish- ment was imposed. 2. Who may impose nonjudicial punishment The following persons may serve as a nonjudicial punishment authority for the purposes of administer- ing nonjudicial punishment proceedings under this Part: a. Commander. As provided by regulations of the Secretary concerned, a commander may impose non- judicial punishment upon any military personnel of t h a t c o m m a n d . “ C o m m a n d e r ” m e a n s a c o m m i s - sioned or warrant officer who, by virtue of rank and a s s i g n m e n t , e x e r c i s e s p r i m a r y c o m m a n d a u t h o r i t y over a military organization or prescribed territorial area, which under pertinent official directives is rec- ognized as a “command.” “Commander” includes a commander of a joint command. Subject to sub- paragraph 1d(2) and any regulations of the Secretary concerned, the authority of a commander to impose nonjudicial punishment as to certain types of of- fenses, certain categories of persons, or in specific cases, or to impose certain types of punishment, may be limited or withheld by a superior commander or by the Secretary concerned. b. Officer in charge. If authorized by regulations of the Secretary concerned, an officer in charge may impose nonjudicial punishment upon enlisted per- sons assigned to that unit. c. Principal assistant. If authorized by regulations of the Secretary concerned, a commander exercising general court-martial jurisdiction or an officer of general or flag rank in command may delegate that commander’s powers under Article 15 to a principal assistant. The Secretary concerned may define “prin- cipal assistant.” 3. Right to demand trial Except in the case of a person attached to or embarked in a vessel, punishment may not be im- posed under Article 15 upon any member of the armed forces who has, before the imposition of non- judicial punishment, demanded trial by court-martial in lieu of nonjudicial punishment. This right may also be granted to a person attached to or embarked in a vessel if so authorized by regulations of the Secretary concerned. A person is “attached to” or “embarked in” a vessel if, at the time nonjudicial punishment is imposed, that person is assigned or attached to the vessel, is on board for passage, or is assigned or attached to an embarked staff, unit, de- t a c h m e n t , s q u a d r o n , t e a m , a i r g r o u p , o r o t h e r regularly organized body. 4. Procedure a. Notice. If, after a preliminary inquiry ( see R.C.M. 3 0 3 ) , t h e n o n j u d i c i a l p u n i s h m e n t a u t h o r i t y d e t e r - m i n e s t h a t d i s p o s i t i o n b y n o n j u d i c i a l p u n i s h m e n t proceedings is appropriate ( see R.C.M. 306: para- graph 1 of this Part), the nonjudicial punishment authority shall cause the servicemember to be noti- fied. The notice shall include: (1) a statement that the nonjudicial punishment V-2 ¶1.f.(3)

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authority is considering the imposition of nonjudicial punishment; (2) a statement describing the alleged offenses— including the article of the code—which the member is alleged to have committed; ( 3 ) a b r i e f s u m m a r y o f t h e i n f o r m a t i o n u p o n which the allegations are based or a statement that the member may, upon request, examine available statements and evidence; (4) a statement of the rights that will be accorded to the servicemember under paragraphs 4c(1) and (2) of this Part; (5) unless the right to demand trial is not applica- ble ( see paragraph 3 of this Part), a statement that the member may demand trial by court-martial in lieu of nonjudicial punishment, a statement of the maximum punishment which the nonjudicial punish- ment authority may impose by nonjudicial punish- ment; a statement that, if trial by court-martial is demanded, charges could be referred for trial by summary, special, or general court-martial; that the member may not be tried by summary court-martial over the member’s objection; and that at a special or general court-martial the member has the right to be represented by counsel. b. Decision by servicemember. (1) Demand for trial by court-martial. If the ser- vicemember demands trial by court-martial (when this right is applicable), the nonjudicial proceedings shall be terminated. It is within the discretion of the commander whether to forward or refer charges for trial by court-martial ( see R.C.M. 306; 307; 401–40 7) in such a case, but in no event may nonjudicial punishment be imposed for the offenses affected un- less the demand is voluntarily withdrawn. (2) No demand for trial by court-martial. If the servicemember does not demand trial by court-mar- tial within a reasonable time after notice under para- graph 4a of this Part, or if the right to demand trial by court-martial is not applicable, the nonjudicial punishment authority may proceed under paragraph 4c of this Part. c. Nonjudicial punishment accepted. ( 1 ) P e r s o n a l a p p e a r a n c e r e q u e s t e d ; p r o c e d u r e . Before nonjudicial punishment may be imposed, the servicemember shall be entitled to appear personally before the nonjudicial punishment authority who of- fered nonjudicial punishment, except when appear- a n c e i s p r e v e n t e d b y t h e u n a v a i l a b i l i t y o f t h e nonjudicial punishment authority or by extraordinary c i r c u m s t a n c e s , i n w h i c h c a s e t h e s e r v i c e m e m b e r shall be entitled to appear before a person desig- nated by the nonjudicial punishment authority who shall prepare a written summary of any proceedings before that person and forward it and any written matter submitted by the servicemember to the non- judicial punishment authority. If the servicemember r e q u e s t s p e r s o n a l a p p e a r a n c e , t h e s e r v i c e m e m b e r shall be entitled to: ( A ) B e i n f o r m e d i n a c c o r d a n c e w i t h A r t i c l e 31(b); (B) Be accompanied by a spokesperson pro- vided or arranged for by the member unless the punishment to be imposed will not exceed extra duty for 14 days, restriction for 14 days, and an oral reprimand. Such a spokesperson need not be quali- fied under R.C.M. 502(d); such spokesperson is not e n t i t l e d t o t r a v e l o r s i m i l a r e x p e n s e s , a n d t h e proceedings need not be delayed to permit the pres- ence of a spokesperson; the spokesperson may speak for the servicemember, but may not question wit- nesses except as the nonjudicial punishment author- ity may allow as a matter of discretion; (C) Be informed orally or in writing of the information against the servicemember and relating to the offenses alleged; (D) Be allowed to examine documents or phys- ical objects against the member which the nonjudi- c i a l p u n i s h m e n t a u t h o r i t y h a s e x a m i n e d i n connection with the case and on which the nonjudi- cial punishment authority intends to rely in deciding whether and how much nonjudicial punishment to impose; ( E ) P r e s e n t m a t t e r s i n d e f e n s e , e x t e n u a t i o n , and mitigation orally, or in writing, or both; (F) Have present witnesses, including those ad- verse to the servicemember, upon request if their statements will be relevant and they are reasonably available. For purposes of this subparagraph, a wit- ness is not reasonably available if the witness re- quires reimbursement by the United States for any cost incurred in appearing, cannot appear without unduly delaying the proceedings, or, if a military witness, cannot be excused from other important duties; (G) Have the proceeding open to the public unless the nonjudicial punishment authority deter- mines that the proceeding should be closed for good V-3 ¶4.c.(1)(G)

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cause, such as military exigencies or security inter- ests, or unless the punishment to be imposed will not exceed extra duty for 14 days, restriction for 14 days, and an oral reprimand; however, nothing in this subparagraph requires special arrangements to be made to facilitate access to the proceeding. ( 2 ) P e r s o n a l a p p e a r a n c e w a i v e d ; p r o c e d u r e . Subject to the approval of the nonjudicial punish- ment authority, the servicemember may request not to appear personally under paragraph 4c(1) of this Part. If such request is granted, the servicemember may submit written matters for consideration by the nonjudicial punishment authority before such author- ity’s decision under paragraph 4c(4) of this Part. The s e r v i c e m e m b e r s h a l l b e i n f o r m e d o f t h e r i g h t t o remain silent and that matters submitted may be used against the member in a trial by court-martial. ( 3 ) E v i d e n c e . T h e M i l i t a r y R u l e s o f E v i d e n c e (Part III), other than with respect to privileges, do n o t a p p l y a t n o n j u d i c i a l p u n i s h m e n t p r o c e e d i n g s . Any relevant matter may be considered, after com- pliance with paragraphs 4c(1)(C) and (D) of this Part. (4) Decision. After considering all relevant mat- t e r s p r e s e n t e d , i f t h e n o n j u d i c i a l p u n i s h m e n t authority— (A) Does not conclude that the servicemember committed the offenses alleged, the nonjudicial pun- ishment authority shall so inform the member and terminate the proceedings; (B) Concludes that the servicemember commit- ted one or more of the offenses alleged, the nonjudi- cial punishment authority shall: (i) so inform the servicemember; (ii) inform the servicemember of the punish- ment imposed; and (iii) inform the servicemember of the right to appeal ( see paragraph 7 of this Part). d. Nonjudicial punishment based on record of court of inquiry or other investigative body. Nonjudicial punishment may be based on the record of a court of i n q u i r y o r o t h e r i n v e s t i g a t i v e b o d y , i n w h i c h proceeding the member was accorded the rights of a p a r t y . N o a d d i t i o n a l p r o c e e d i n g u n d e r p a r a g r a p h 4c(1) of this Part is required. The servicemember shall be informed in writing that nonjudicial punish- ment is being considered based on the record of the proceedings in question, and given the opportunity, if applicable, to refuse nonjudicial punishment. If the servicemember does not demand trial by court-mar- tial or has no option, the servicemember may sub- mit, in writing, any matter in defense, extenuation, or mitigation, to the officer considering imposing nonjudicial punishment, for consideration by that of- ficer to determine whether the member committed the offenses in question, and, if so, to determine an appropriate punishment. 5. Punishments a . G e n e r a l l i m i t a t i o n s . T h e S e c r e t a r y c o n c e r n e d may limit the power granted by Article 15 with respect to the kind and amount of the punishment authorized. Subject to paragraphs 1 and 4 of this Part and to regulations of the Secretary concerned, the kinds and amounts of punishment authorized by Article 15(b) may be imposed upon servicemembers as provided in this paragraph. b. Authorized maximum punishments. In addition to or in lieu of admonition or reprimand, the following disciplinary punishments subject to the limitation of paragraph 5d of this Part, may be imposed upon servicemembers: (1) Upon commissioned officers and warrant of- ficers— (A) By any commanding officer—restriction to specified limits, with or without suspension from duty for not more than 30 consecutive days; (B) If imposed by an officer exercising general court-martial jurisdiction, an officer of general or flag rank in command, or a principal assistant as defined in paragraph 2c of this Part— (i) arrest in quarters for not more than 30 consecutive days; (ii) forfeiture of not more than one-half of one month’s pay per month for 2 months; (iii) restriction to specified limits, with or without suspension from duty, for not more than 60 consecutive days; (2) Upon other military personnel of the com- mand— (A) By any nonjudicial punishment authority— (i) if imposed upon a person attached to or embarked in a vessel, confinement on bread and water or diminished rations for not more than 3 consecutive days; (ii) correctional custody for not more than 7 consecutive days; V-4 ¶4.c.(1)(G)

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(iii) forfeiture of not more than 7 days’ pay; (iv) reduction to the next inferior grade, if the grade from which demoted is within the promo- tion authority of the officer imposing the reduction or any officer subordinate to the one who imposes the reduction; (v) extra duties, including fatigue or other duties, for not more than 14 consecutive days; ( v i ) r e s t r i c t i o n t o s p e c i f i e d l i m i t s , w i t h o r without suspension from duty, for not more than 14 consecutive days; (B) If imposed by a commanding officer of the grade of major or lieutenant commander or above or a principal assistant as defined in paragraph 2c of this Part— (i) if imposed upon a person attached to or embarked in a vessel, confinement on bread and water or diminished rations for not more than 3 consecutive days; (ii) correctional custody for not more than 30 consecutive days; (iii) forfeiture of not more than one-half of 1 month’s pay per month for 2 months; (iv) reduction to the lowest or any intermedi- ate pay grade, if the grade from which demoted is within the promotion authority of the officer impos- ing the reduction or any officer subordinate to the one who imposes the reduction, but enlisted mem- bers in pay grades above E-4 may not be reduced more than one pay grade, except that during time of war or national emergency this category of persons may be reduced two grades if the Secretary con- cerned determines that circumstances require the re- moval of this limitation; (v) extra duties, including fatigue or other duties, for not more than 45 consecutive days; ( v i ) r e s t r i c t i o n t o s p e c i f i e d l i m i t s , w i t h o r without suspension from duty, for not more than 60 consecutive days. c. Nature of punishment. (1) Admonition and reprimand. Admonition and reprimand are two forms of censure intended to ex- press adverse reflection upon or criticism of a per- son’s conduct. A reprimand is a more severe form of censure than an admonition. When imposed as non- judicial punishment, the admonition or reprimand is considered to be punitive, unlike the nonpunitive admonition and reprimand provided for in paragraph 1g of this Part. In the case of commissioned officers and warrant officers, admonitions and reprimands given as nonjudicial punishment must be adminis- tered in writing. In other cases, unless otherwise prescribed by the Secretary concerned, they may be administered either orally or in writing. ( 2 ) R e s t r i c t i o n . R e s t r i c t i o n i s t h e l e a s t s e v e r e form of deprivation of liberty. Restriction involves moral rather than physical restraint. The severity of this type of restraint depends on its duration and the geographical limits specified when the punishment is imposed. A person undergoing restriction may be required to report to a designated place at specified times if reasonably necessary to ensure that the pun- ishment is being properly executed. Unless other- w i s e s p e c i f i e d b y t h e n o n j u d i c i a l p u n i s h m e n t authority, a person in restriction may be required to perform any military duty. (3) Arrest in quarters. As in the case of restric- tion, the restraint involved in arrest in quarters is enforced by a moral obligation rather than by physi- cal means. This punishment may be imposed only on officers. An officer undergoing this punishment may be required to perform those duties prescribed by the Secretary concerned. However, an officer so punished is required to remain within that officer’s quarters during the period of punishment unless the limits of arrest are otherwise extended by appropri- ate authority. The quarters of an officer may consist of a military residence, whether a tent, stateroom, or other quarters assigned, or a private residence when government quarters have not been provided. (4) Correctional custody. Correctional custody is the physical restraint of a person during duty or nonduty hours, or both, imposed as a punishment under Article 15, and may include extra duties, fa- tigue duties, or hard labor as an incident of correc- tional custody. A person may be required to serve correctional custody in a confinement facility, but if practicable, not in immediate association with per- sons awaiting trial or held in confinement pursuant to trial by court-martial. A person undergoing cor- rectional custody may be required to perform those regular military duties, extra duties, fatigue duties, and hard labor which may be assigned by the au- thority charged with the administration of the pun- ishment. The conditions under which correctional custody is served shall be prescribed by the Secre- tary concerned. In addition, the Secretary concerned may limit the categories of enlisted members upon V-5 ¶5.c.(4)

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whom correctional custody may be imposed. The authority competent to order the release of a person from orrectional custody shall be as designated by the Secretary concerned. (5) Confinement on bread and water or dimin- ished rations. Confinement on bread and water or diminished rations involves confinement in places w h e r e t h e p e r s o n s o c o n f i n e d m a y c o m m u n i c a t e only with authorized personnel. The ration to be furnished a person undergoing a punishment of con- finement on bread and water or diminished rations is that specified by the authority charged with the ad- ministration of the punishment, but the ration may not consist solely of bread and water unless this p u n i s h m e n t h a s b e e n s p e c i f i c a l l y i m p o s e d . W h e n punishment of confinement on bread and water or diminished rations is imposed, a signed certificate of a medical officer containing an opinion that no seri- ous injury to the health of the person to be confined will be caused by that punishment, must be obtained before the punishment is executed. The categories of enlisted personnel upon whom this type of punish- ment may be imposed may be limited by the Secre- tary concerned. ( 6 ) E x t r a d u t i e s . E x t r a d u t i e s i n v o l v e t h e p e r - formance of duties in addition to those normally assigned to the person undergoing the punishment. Extra duties may include fatigue duties. Military du- ties of any kind may be assigned as extra duty. However, no extra duty may be imposed which con- stitutes a known safety or health hazard to the mem- ber or which constitutes cruel or unusual punishment or which is not sanctioned by customs of the service concerned. Extra duties assigned as punishment of n o n c o m m i s s i o n e d o f f i c e r s , p e t t y o f f i c e r s , o r a n y other enlisted persons of equivalent grades or posi- tions designated by the Secretary concerned, should not be of a kind which demeans their grades or positions. (7) Reduction in grade. Reduction in grade is one of the most severe forms of nonjudicial punishment and it should be used with discretion. As used in Article 15, the phrase “if the grade from which de- moted is within the promotion authority of the offi- c e r i m p o s i n g t h e r e d u c t i o n o r a n y o f f i c e r subordinate to the one who imposes the reduction” does not refer to the authority to promote the person concerned but to the general authority to promote to the grade held by the person to be punished. (8) Forfeiture of pay. Forfeiture means a perma- nent loss of entitlement to the pay forfeited. “Pay,” as used with respect to forfeiture of pay under Arti- cle 15, refers to the basic pay of the person or, in the case of reserve component personnel on inactive- d u t y , c o m p e n s a t i o n f o r p e r i o d s o f i n a c t i v e - d u t y training, plus any sea or hardship duty pay. “Basic pay” includes no element of pay other than the basic pay fixed by statute for the grade and length of service of the person concerned and does not include special pay for a special qualification, incentive pay for the performance of hazardous duties, proficiency pay, subsistence and quarters allowances, and simi- lar types of compensation. If the punishment in- cludes both reduction, whether or not suspended, and forfeiture of pay, the forfeiture must be based on the grade to which reduced. The amount to be forfeited will be expressed in whole dollar amounts only and not in a number of day’s pay or fractions of monthly pay. If the forfeiture is to be applied for more than 1 month, the amount to be forfeited per month and the number of months should be stated. Forfeiture of pay may not extend to any pay accrued before the date of its imposition. d. Limitations on combination of punishments. ( 1 ) A r r e s t i n q u a r t e r s m a y n o t b e i m p o s e d i n combination with restriction; (2) Confinement on bread and water or dimin- ished rations may not be imposed in combination with correctional custody, extra duties, or restriction; (3) Correctional custody may not be imposed in combination with restriction or extra duties; (4) Restriction and extra duties may be combined to run concurrently, but the combination may not exceed the maximum imposable for extra duties; (5) Subject to the limits in subparagraphs d(1) through (4) all authorized punishments may be im- posed in a single case in the maximum amounts. e. Punishments imposed on reserve component per- sonnel while on inactive-duty training. When a pun- ishment under Article 15 amounting to a deprivation of liberty (for example, restriction, correctional cus- tody, extra duties, or arrest in quarters) is imposed on a member of a reserve component during a pe- riod of inactive-duty training, the punishment may be served during one or both of the following: (1) a normal period of inactive-duty training; or (2) a subsequent period of active duty (not in- cluding a period of active duty under Article 2(d)(1), V-6 ¶5.c.(4)

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unless such active duty was approved by the Secre- tary concerned). Unserved punishments may be carried over to subse- q u e n t p e r i o d s o f i n a c t i v e - d u t y t r a i n i n g o r a c t i v e duty. A sentence to forfeiture of pay may be collec- ted from active duty and inactive-duty training pay during subsequent periods of duty. f. Punishments imposed on reserve component per- sonnel when ordered to active duty for disciplinary purposes. When a punishment under Article 15 is imposed on a member of a reserve component dur- ing a period of active duty to which the reservist was ordered pursuant to R.C.M. 204 and which con- stitutes a deprivation of liberty (for example, restric- tion, correctional custody, extra duties, or arrest in quarters), the punishment may be served during any or all of the following: (1) that period of active duty to which the reserv- ist was ordered pursuant to Article 2(d), but only where the order to active duty was approved by the Secretary concerned; (2) a subsequent normal period of inactive-duty training; or (3) a subsequent period of active duty (not in- cluding a period of active duty pursuant to R.C.M. 204 which was not approved by the Secretary con- cerned). Unserved punishments may be carried over to subse- q u e n t p e r i o d s o f i n a c t i v e - d u t y t r a i n i n g o r a c t i v e duty. A sentence to forfeiture of pay may be collec- ted from active duty and inactive-duty training pay during subsequent periods of duty. g. Effective date and execution of punishments. Re- duction and forfeiture of pay, if unsuspended, take effect on the date the commander imposes the pun- ishments. Other punishments, if unsuspended, will take effect and be carried into execution as pre- scribed by the Secretary concerned. 6. Suspension, mitigation, remission, and setting aside a. Suspension. The nonjudicial punishment authority w h o i m p o s e s n o n j u d i c i a l p u n i s h m e n t , t h e c o m - mander who imposes nonjudicial punishment, or a successor in command over the person punished, may, at any time, suspend any part or amount of the unexecuted punishment imposed and may suspend a reduction in grade or a forfeiture, whether or not executed, subject to the following rules: (1) An executed punishment of reduction or for- feiture of pay may be suspended only within a pe- riod of 4 months after the date of execution. (2) Suspension of a punishment may not be for a period longer than 6 months from the date of the suspension, and the expiration of the current enlist- ment or term of service of the servicemember in- v o l v e d a u t o m a t i c a l l y t e r m i n a t e s t h e p e r i o d o f suspension. (3) Unless the suspension is sooner vacated, sus- p e n d e d p o r t i o n s o f t h e p u n i s h m e n t a r e r e m i t t e d , without further action, upon the termination of the period of suspension. (4) Unless otherwise stated, an action suspending a p u n i s h m e n t i n c l u d e s a c o n d i t i o n t h a t t h e s e r - vicemember not violate any punitive article of the c o d e . T h e n o n j u d i c i a l p u n i s h m e n t a u t h o r i t y m a y s p e c i f y i n w r i t i n g a d d i t i o n a l c o n d i t i o n s o f t h e suspension. (5) A suspension may be vacated by any nonjudi- cial punishment authority or commander competent to impose upon the servicemember concerned pun- ishment of the kind and amount involved in the vacation of suspension. Vacation of suspension may be based only on a violation of the conditions of suspension which occurs within the period of sus- pension. Before a suspension may be vacated, the servicemember ordinarily shall be notified and given an opportunity to respond. Although a hearing is not required to vacate a suspension, if the punishment is of the kind set forth in Article 15(e)(1)-(7), the ser- vicemember should, unless impracticable, be given an opportunity to appear before the officer author- ized to vacate suspension of the punishment to pres- e n t a n y m a t t e r s i n d e f e n s e , e x t e n u a t i o n , o r mitigation of the violation on which the vacation action is to be based. Vacation of a suspended non- judicial punishment is not itself nonjudicial punish- ment, and additional action to impose nonjudicial punishment for a violation of a punitive article of the code upon which the vacation action is based is not precluded thereby. b. Mitigation. Mitigation is a reduction in either the quantity or quality of a punishment, its general na- ture remaining the same. Mitigation is appropriate when the offender’s later good conduct merits a re- duction in the punishment, or when it is determined that the punishment imposed was disproportionate. The nonjudicial punishment authority who imposes n o n j u d i c i a l p u n i s h m e n t , t h e c o m m a n d e r w h o i m - V-7 ¶6.b.

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p o s e s n o n j u d i c i a l p u n i s h m e n t , o r a s u c c e s s o r i n command may, at any time, mitigate any part or amount of the unexecuted portion of the punishment imposed. The nonjudicial punishment authority who i m p o s e s n o n j u d i c i a l p u n i s h m e n t , t h e c o m m a n d e r who imposes nonjudicial punishment, or a successor in command may also mitigate reduction in grade, whether executed or unexecuted, to forfeiture of pay, but the amount of the forfeiture may not be greater than the amount that could have been imposed by t h e o f f i c e r w h o i n i t i a l l y i m p o s e d t h e n o n j u d i c i a l punishment. Reduction in grade may be mitigated to forfeiture of pay only within 4 months after the date of execution. When mitigating— (1) Arrest in quarters to restriction; (2) Confinement on bread and water or dimin- ished rations to correctional custody; (3) Correctional custody or confinement on bread and water or diminished rations to extra duties or restriction, or both; or (4) Extra duties to restriction, the mitigated pun- ishment may not be for a greater period than the punishment mitigated. As restriction is the least se- vere form of deprivation of liberty, it may not be mitigated to a lesser period of another form of depri- vation of liberty, as that would mean an increase in the quality of the punishment. c. Remission. Remission is an action whereby any portion of the unexecuted punishment is cancelled. Remission is appropriate under the same circum- stances as mitigation. The nonjudicial punishment authority who imposes punishment, the commander who imposes nonjudicial punishment, or a successor in command may, at any time, remit any part or amount of the unexecuted portion of the punishment imposed. The expiration of the current enlistment or term of service of the servicemember automatically remits any unexecuted punishment imposed under Article 15. d. Setting aside. Setting aside is an action whereby t h e p u n i s h m e n t o r a n y p a r t o r a m o u n t t h e r e o f , whether executed or unexecuted, is set aside and any property, privileges, or rights affected by the portion of the punishment set aside are restored. The non- judicial punishment authority who imposed punish- m e n t , t h e c o m m a n d e r w h o i m p o s e s n o n j u d i c i a l punishment, or a successor in command may set aside punishment. The power to set aside punish- ments and restore rights, privileges, and property affected by the executed portion of a punishment should ordinarily be exercised only when the author- ity considering the case believes that, under all cir- cumstances of the case, the punishment has resulted in clear injustice. Also, the power to set aside an executed punishment should ordinarily be exercised only within a reasonable time after the punishment has been executed. In this connection, 4 months is a r e a s o n a b l e t i m e i n t h e a b s e n c e o f u n u s u a l circumstances. 7. Appeals a. In general. Any servicemember punished under Article 15 who considers the punishment to be un- just or disproportionate to the offense may appeal through the proper channels to the next superior authority. b. Who may act on appeal. A “superior authority,” as prescribed by the Secretary concerned, may act on an appeal. When punishment has been imposed under delegation of a commander’s authority to ad- minister nonjudicial punishment ( see paragraph 2c of this Part), the appeal may not be directed to the commander who delegated the authority. c. Format of appeal. Appeals shall be in writing and may include the appellant’s reasons for regarding the punishment as unjust or disproportionate. d. Time limit. An appeal shall be submitted within 5 days of imposition of punishment, or the right to appeal shall be waived in the absence of good cause shown. A servicemember who has appealed may be required to undergo any punishment imposed while the appeal is pending, except that if action is not taken on the appeal within 5 days after the appeal w a s s u b m i t t e d , a n d i f t h e s e r v i c e m e m b e r s o r e - q u e s t s , a n y u n e x e c u t e d p u n i s h m e n t i n v o l v i n g r e - straint or extra duty shall be stayed until action on the appeal is taken. e. Legal review. Before acting on an appeal from a n y p u n i s h m e n t o f t h e k i n d s e t f o r t h i n A r t i c l e 15(e)(1)-(7), the authority who is to act on the ap- peal shall refer the case to a judge advocate or to a lawyer of the Department of Homeland Security for consideration and advice, and may so refer the case upon appeal from any punishment imposed under Article 15. When the case is referred, the judge advocate or lawyer is not limited to an examination o f a n y w r i t t e n m a t t e r c o m p r i s i n g t h e r e c o r d o f V-8 ¶6.b.

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proceedings and may make any inquiries and exam- ine any additional matter deemed necessary. f. Action by superior authority. (1) In general. In acting on an appeal, the supe- rior authority may exercise the same power with respect to the punishment imposed as may be exer- cised under Article 15(d) and paragraph 6 of this Part by the officer who imposed the punishment. The superior authority may take such action even if no appeal has been filed. (2) Matters considered. When reviewing the ac- tion of an officer who imposed nonjudicial punish- ment, the superior authority may consider the record of the proceedings, any matters submitted by the servicemember, any matters considered during the l e g a l r e v i e w , i f a n y , a n d a n y o t h e r a p p r o p r i a t e matters. (3) Additional proceedings. If the superior author- ity sets aside a nonjudicial punishment due to a procedural error, that authority may authorize addi- tional proceedings under Article 15, to be conducted by the officer who imposed the nonjudicial punish- ment, the commander, or a successor in command, f o r t h e s a m e o f f e n s e s i n v o l v e d i n t h e o r i g i n a l proceedings. Any punishment imposed as a result of these additional proceedings may be no more severe than that originally imposed. (4) Notification. Upon completion of action by t h e s u p e r i o r a u t h o r i t y , t h e s e r v i c e m e m b e r u p o n whom punishment was imposed shall be promptly notified of the result. (5) Delegation to principal assistant. If author- ized by regulation of the Secretary concerned a su- p e r i o r a u t h o r i t y w h o i s a c o m m a n d e r e x e r c i s i n g general court-martial jurisdiction, or is an officer of general or flag rank in command, may delegate the power under Article 15(e) and this paragraph to a principal assistant. 8. Records of nonjudicial punishment The content, format, use, and disposition of re- cords of nonjudicial punishment may be prescribed by regulations of the Secretary concerned. V-9 ¶8.

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APPENDIX 1 CONSTITUTION OF THE UNITED STATES—1787 We the People of the United States, in Order to form a more perfect Union, establish Justice, insure domestic Tranquility, pro- vide for the common defence, promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity, do ordain and establish this Constitution of the United States of America. ARTICLE I Section 1. All legislative Powers herein granted shall be vested in a Congress of the United States, which shall consist of a Senate and a House of Representatives. Section 2. The House of Representatives shall be composed of Members chosen every second year by the people of the several states, and the Electors in each State shall have the Qualifications requisite for Electors of the most numerous Branch of the State Legislature. No person shall be a Representative who shall not have at- tained to the Age of twenty-five Years, and been seven Years a Citizen of the United States, and who shall not, when elected, be an Inhabitant of that State in which he shall be chosen. 1 Representative and direct Taxes shall be apportioned among the several States which may be included within this Union, according to their respective Numbers, which shall be determined by adding to the whole Number of free Persons, including those bound to Service for a Term of Years, and excluding Indians not taxed, three fifths of all other Persons. The actual Enumeration shall be made within three Years after the first Meeting of the Congress of the United States, and within every subsequent Term of ten Years in such Manner as they shall by Law direct. The Number of Representative shall not exceed one for every thirty Thousand, but each state shall have at Least one Representative; and until such enumeration shall be made, the state of New Hampshire shall be entitled to choose three, Massachusetts eight, Rhode Island and Providence Plantations one, Connecticut five, New York six, New Jersey four, Pennsylvania eight, Delaware o n e , M a r y l a n d s i x , V i r g i n i a t e n , N o r t h C a r o l i n a f i v e , S o u t h Carolina five, and Georgia three. When vacancies happen in the Representation from any state, the Executive Authority thereof shall issue Writs of Election to fill such Vacancies. The House of Representatives shall choose the Speaker and other officers; and shall have the sole power of Impeachment. Section 3. 2 The Senate of the United States shall be com- posed of two Senators from each State chosen by the Legislature thereof, for six Years and each Senator shall have one Vote. Immediately after they shall be assembled in Consequence of the first Election, they shall be divided as equally as may be into three Classes. The Seats of the Senators of the first Class shall be vacated at the Expiration of the second Year, of the second Class at the Expiration of the fourth Year, and of the third Class at the Expiration of the sixth Year, so that one third may be chosen every second Year; and if Vacancies happen by Resignation, or otherwise during the Recess of the Legislature of any State, the Executive thereof may make temporary Appointments until the next Meeting of the Legislature, which shall then fill such Vacan- cies. No person shall be a Senator who shall not have attained to the Age of thirty Years, and been nine Years a Citizen of the United States, who shall not, when elected, be an Inhabitant of that State for which he shall be chosen. The Vice-President of the United States shall be President of the Senate, but shall have no Vote unless they be equally divided. The Senate shall choose their other Officers, and also a Presi- dent pro tempore, in the Absence of the Vice-President, or when he shall exercise the Office of President of the United States. The Senate shall have the sole Power to try all Impeachments. When sitting for that Purpose, they shall be on Oath or Affirma- tion. When the President of the United States is tried, the Chief Justice shall preside: And no Person shall be convicted without the Concurrence of two-thirds of the Members present. Judgement in Cases of Impeachment shall not extend further than to removal from Office and disqualification to hold and enjoy any Office of honor, Trust or Profit under the United States; but the Party convicted shall nevertheless be liable and subject to Indictment, Trial, Judgment and Punishment, according to Law. Section 4. The Times, Places and Manner of holding Elections for Senators and Representatives, shall be prescribed in each State by the Legislature thereof: but the Congress may at any time by Law make or alter such Regulations, except as to the Places of choosing Senators. 3 The Congress shall assemble at least once in every Year, and such Meeting shall be on the first Monday in December, unless they shall by Law appoint a different Day. Section 5. Each House shall be the Judge of the Elections, Returns and Qualifications of its own Members, and a Majority of each shall constitute a Quorum to do Business; but a smaller Number may adjourn from day to day, and may be authorized to compel the Attendance of absent Members, in such Manner, and under such Penalties as each House may provide. Each House may determine the Rules of its Proceedings, pun- ish its Members for disorderly Behaviour, and with the Concur- rence of two-thirds, expel a Member. Each House shall keep a Journal of its Proceedings, and from time to time publish the same, excepting such Parts as may in their Judgment require Secrecy; and the Yeas and Nays of the Members either House on any question shall, at the Desire of one fifth of those Present be entered on the Journal. Neither House, during the Session of Congress shall, without the Consent of the other, adjourn for more than three days, nor to any other Place than that in which the two Houses shall be sitting. 1 This clause has been affected by the 14th and 16th amendments. 2 This section has been affected by the 17th amendment 3 This clause has been affected by the 20th amendment A1-1

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Section 6. The Senators and Representatives shall receive a Compensation for their Services, to be ascertained by Law, and paid out of the Treasury of the United States. They shall in all Cases, except Treason, Felony and Breach of the Peace, be privi- leged from Arrest during their Attendance at the Session of their respective Houses, and in going to and returning from the same; and for any Speech or Debate in either House, they shall not be questioned in any other Place. No Senator or Representative shall, during the Time for which he is elected, be appointed to any Civil Office under the Author- ity of the United States, which shall have been created, or the Emoluments whereof shall have been increased during such time; and no Person holding any Office under the United States, shall be a Member of either House during his Continuance in Office. Section 7. All Bills for raising Revenue shall originate in the House of Representatives; but the Senate may propose or concur with Amendments as on other Bills. Every Bill which shall have passed the House of Representa- tives and the Senate, shall, before it become a Law, be presented to the President of the United States; if he approve he shall sign it, but if not he shall return it, with his Objections to that House in which it shall have originated, who shall enter the Objections at large on their Journal, and proceed to reconsider it. If after such Reconsideration two-thirds of that House shall agree to pass the Bill, it shall be sent, together with the Objections, to the other House, by which is shall likewise be reconsidered, and if ap- proved by two-thirds of that House, it shall become a Law. But in all such Cases the Votes of Both Houses shall be determined by Yeas and Nays, and the Names of the Persons voting for and against the Bill shall be entered on the Journal of each House respectively. If any Bill shall not be returned by the President within ten Days (Sundays excepted) after it shall have been pres- ented to him, the Same shall be a Law, in like Manner as if he had signed it, unless the Congress by their Adjournment prevent its Return, in which Case it shall not be a Law. Every Order, Resolution, or Vote to which the Concurrence of the Senate and House of Representative may be necessary (except on a question of Adjournment) shall be presented to the President of the United States; and before the Same shall take Effect, shall be approved by him,or being disapproved by him, shall be repas- sed by two thirds of the Senate and House of Representatives, according to the Rules and Limitations prescribed in the Case of a Bill. Section 8. The Congress shall have Power To lay and collect Taxes, Duties, Imposts and Excises, to pay the Debts and provide for the common Defence and general Welfare of the United S t a t e s ; b u t a l l D u t i e s , I m p o s t s a n d E x c i s e s s h a l l b e u n i f o r m throughout the United States. To borrow Money on the credit of the United States; To regu- l a t e C o m m e r c e w i t h f o r e i g n N a t i o n s , a n d a m o n g t h e s e v e r a l States, and with the Indian Tribes; To establish an uniform rule of Naturalization, and uniform L a w s o n t h e s u b j e c t o f B a n k r u p t c i e s t h r o u g h o u t t h e U n i t e d States; To coin Money, regulate the Value thereof, and of foreign coin, and fix the Standard of Weights and Measures; To provide for the Punishment of counterfeiting the Securities and current Coin of the United States; To establish Post Offices and post Roads; To promote the Progress of Science and useful Arts, by secur- ing for limited Times to Authors and Inventors the exclusive Right to their respective Writings and Discoveries; To constitute Tribunals inferior to the supreme Court; To define and punish Piracies and Felonies committed on the high Seas, and Offenses against the Law of Nations; To declare War, grant Letters of Marque and Reprisal, and make Rules concerning Captures on Land and Water; To raise and support Armies, but no Appropriation of Money to that use shall be for a longer Term than two Years; To provide and maintain a Navy; To make Rules for the Government and Regulation of the land and naval Forces; To provide for calling forth the Militia to execute the Laws of the Union, suppress Insurrections and repel Invasions.; To provide for organizing, arming, and disciplining, the Militia, and for governing such Part of them as may be employed in the Service of the United States, reserving to the States respectively, the Appointment of the Officers, and the Authority of training the Militia according to the discipline prescribed by Congress; To exercise exclusive Legislation in all Cases whatsoever, over such District (not exceeding ten Miles square) as may, by Cession of particular States, and the Acceptance of Congress,become the Seat of the Government of the United States, and to exercise like Authority over all Places purchased by the Consent of the Legis- lature of the States in which the Same shall be, for the Erection of Forts, Magazines, Arsenals, dock-Yards, and other needful Build- ings; And To make all Laws which shall be necessary and proper for c a r r y i n g i n t o E x e c u t i o n t h e f o r e g o i n g P o w e r s , a n d a l l o t h e r Powers vested by the Constitution in the Government of the United States, or in any Department or Officer thereof. Section 9. The Migration or Importation of such Persons as any of the States now existing shall think proper to admit, shall not be prohibited by the Congress prior to the Year one thousand eight hundred and eight, but a Tax or duty may be imposed on such Importation, not exceeding ten dollars for each Person. Privilege of the Writ of Habeas Corpus shall not be suspended, unless when in Cases of Rebellion or Invasion the public Safety require it. No Bill of Attainder or ex post facto Law shall be passed. No Capitation, or other direct, Tax shall be laid, unless in Proportion to the Census or Enumeration herein before directed to be taken. No Tax or Duty shall be laid on Articles exported from any State. No Preference shall be given by any Regulation of Commerce or Revenue to the Ports of one State over those of another: nor shall Vessels bound to, or from, one State, be obliged to enter, clear, or pay Duties in another. No Money shall be drawn from the Treasury, but in Conse- quence of Appropriations made by Law; and a regular Statement a n d A c c o u n t o f t h e R e c e i p t s a n d E x p e n d i t u r e s o f a l l p u b l i c Money shall be published from time to time. No Title of Nobility shall be granted by the United States: And no Person holding any Office of Profit or Trust under them, shall, without the Consent of the Congress, accept of any present, A1-2 Art. 1, § 5 APPENDIX 1

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Emolument, Office, or Title, of any kind whatever, from any King, Prince, or foreign State. Section 10. No State shall enter into any Treaty, Alliance, or Confederation; grant Letters of Marque and Reprisal; coin Mon- ey; emit Bills of Credit; make any Thing but gold and silver Coin a Tender in Payment of Debts; pass any Bill of Attainder, ex post facto Law, or Law impairing the Obligation of Contracts, or grant any Title of Nobility. No State shall, without the Consent of the Congress, lay any Imposts or Duties on Imports or Exports, except what may be absolutely necessary for executing its inspection Laws; and the net Produce of all Duties and Imports, laid by any State on Imports or Exports, shall be for the Use of the Treasury of the United States; all such Laws shall be subject to the Revision and Control of the Congress. No State shall, without the Consent of Congress, lay any Duty of Tonnage, keep Troops, or Ships of War in time of Peace, enter into any Agreement or Compact with another State, or with a foreign Power, or engage in War, unless actually invaded, or in such imminent Danger as will not admit of delay. ARTICLE II Section 1. The executive Power shall be vested in a President of the United States and, together with the Vice President,chosen for the same Term, be elected as follows. Each State shall appoint, in such Manner as the Legislature thereof may direct, a Number of Electors, equal to the whole Number of Senators and Representatives to which the State may be entitled in the Congress: but no Senator or Representative, or Person holding an Office of Trust or Profit under the United States, shall be appointed an Elector. 4 The Electors shall meet in their respective States, and vote by Ballot for two Persons, of whom one at least shall not be an Inhabitant of the same State with themselves. And they shall make a List of all the Persons voted for, and of the Number of Votes for each; which List they shall sign and certify, and trans- mit sealed to the Seat of the Government of the United States, directed to the President of the Senate. The President of the Senate shall, in the Presence of the Senate and House of Repre- sentatives, open all the Certificates, and the Votes shall then be counted. The Person having the greatest Number of Votes shall be the President, if such Number be a Majority of the whole Number of Electors appointed; and if there be more than one who have such Majority, and have an equal Number of Electors ap- pointed; and if there be more than one who have such Majority, and have an equal Number of Votes, then the House of Repre- sentatives shall immediately choose by Ballot one of them for President; and if no Person have a Majority, then from the five highest on the List the said House shall in like Manner choose the President. But in choosing the President, the Votes shall be taken by States, the Representation from each State having one Vote; a quorum for this Purpose shall consist of a Member or Members from two thirds of the States, and a Majority of all the states shall be necessary to a choice. In every case, after the Choice of the President, the Person having the greatest Number of Votes of the Electors shall be the Vice President. But if there should remain two or more who have equal Votes, the Senate shall choose from them by Ballot the Vice President. The Congress may determine the Time of the choosing the Electors, and the Day on which they shall give their Votes; which Day shall be the same throughout the United States. No Person except a natural born Citizen, or a Citizen of the United States, at the time of the Adoption of this Constitution, shall be eligible to the Office of President;neither shall any Per- son be eligible to that Office who shall not have attained to the Age of thirty five Years, and been fourteen Years a Resident within the United States. In Case of the Removal of the President from Office, or his Death, Resignation, or Inability to discharge the Powers and Du- ties of the said Office, the Same shall devolve on the Vice President, and the Congress may by Law provide for the Case of Removal, Death, Resignation or Inability, both of the President and Vice President, declaring what Officer shall then act as Presi- dent, and such Officer shall act accordingly, until the Disability be removed, or a President be elected. The President shall, at stated Times, receive for his Services,a Compensation, which shall neither be increased nor diminished during the Period for which he shall have been elected, and he shall not receive within a Period any other Emolument from the United States, or any of them. Before he enter on the Execution of his Office, he shall take the following Oath or Affirmation: “I do solemnly swear (or affirm) that I will faithfully execute the Office of President of the United States, and will to the best of my Ability, preserve, protect and defend the Constitution of the United States. ” Section 2. The President shall be Commander in Chief of the Army and Navy of the United States, and of the Militia of the several States, when called into the actual Service of the United States; he may require the Opinion, in writing of the principal Officer in each of the executive Departments, upon any Subject relating to the Duties of their respective Offices, and he shall have power to grant Reprieves and Pardons for Offenses against the United States, except in Cases of Impeachment. He shall have Power, by and with the Advice and Consent of the Senate, to make Treaties, provided two thirds of the Senators present concur; and he shall nominate, and by and with the Advice and Consent of the Senate, shall appoint Ambassadors, other public Ministers and Consuls, Judges of the supreme Court, and all other Officers of the United States, whose Appointments are not herein otherwise provided for, and which shall be estab- lished by Law. But the Congress may by law vest the Appoint- m e n t o f s u c h i n f e r i o r O f f i c e r s , a s t h e y t h i n k p r o p e r , i n t h e President alone, in the Courts of Law, or in the Heads of Depart- ments. The President shall have Power to fill up all Vacancies that may happen during the Recess of the Senate, by granting Com- missions which shall expire at the End of their next Session. Section 3. He shall from time to time give to the Congress Information of the State of the Union, and recommend to their Consideration such Measures as he shall judge necessary and expedient; he may, on extraordinary Occasions, convene both Houses, or either of them, and in Case of Disagreement between 4 This clause has been affected by the 12th amendment. A1-3 Art. 2, § 3CONSTITUTION

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them, with Respect to the Time of Adjournment, he may adjourn them to such Time as he shall think proper; he shall receive Ambassadors and other public Ministers; he shall take Care that the Laws be faithfully executed, and shall Commission all the Officers of the United States. Section 4. The President, Vice President and all civil Officers of the United States, shall be removed from Office on Impeach- ment for, and Conviction of, Treason, Bribery, or other high Crimes and Misdemeanors. ARTICLE III Section 1. The judicial Power of the United States shall be vested in one Supreme Court, and in such inferior courts as the Congress may from time to time ordain and establish. The Judges, both of the Supreme and inferior Courts, shall hold their Offices during good Behavior, and shall, at stated Times, receive for their Services a Compensation which shall not be diminished during their Continuance in Office. Section 2. The judicial Power shall extend to all Cases, in Law a n d E q u i t y , a r i s i n g u n d e r t h i s C o n s t i t u t i o n , t h e L a w s o f t h e United States, and Treaties made, or which shall be made, under their Authority; to all Cases affecting Ambassadors, other public Ministers, and Consuls; to all Cases of admiralty and maritime Jurisdiction; to Controversies to which the United States shall be a Party; to Controversies between two or more States, between a State and Citizens of another State, between Citizens of different States, between Citizens of the same State claiming Lands under Grants of different States, and between a State or the Citizens thereof, and foreign States, Citizens, or Subjects. In all Cases affecting Ambassadors, other public Ministers and Consuls, and those in which a State shall be a Party, the Supreme C o u r t s h a l l h a v e o r i g i n a l J u r i s d i c t i o n . I n a l l t h e o t h e r C a s e s before mentioned, the Supreme Court shall have appellate Juris- diction, both as to Law and Fact, with such Exceptions and under such Regulations as the Congress shall make. The Trial of all Crimes, except in Cases of Impeachment,shall be by Jury; and such Trial shall be held in the State where the said Crimes shall have been committed; but when not committed within any State the Trial shall be at such Place or Places as the Congress may by Law have directed. Section 3. Treason against the United States shall consist only in levying War against them, or in adhering to their Enemies, giving them Aid and Comfort. No Person shall be convicted of Treason unless on the Testimony of two Witnesses to the same overt Act, or on Confession in open Court. The Congress shall have Power to declare the Punishment of Treason, but no Attainder of Treason shall work Corruption of Blood, or Forfeiture except during the Life of the Person attained. ARTICLE IV Section 1. Full Faith and Credit shall be given in each State to the public Act, Records, and judicial Proceedings of every other State. And the Congress may, by general Laws, prescribe the Manner in which such Acts, Records, and Proceedings shall be proved, and the Effect thereof. Section 2. The Citizens of each State shall be entitled to all Privileges and Immunities of Citizens in the several States. A Person charged in any State with Treason, Felony, or other Crime, who shall flee from Justice, and be found in another State, shall, on Demand of the executive Authority of the State from which he fled, be delivered up, to be removed to the State having Jurisdiction of the Crime. No Person held to Service or Labor in one State, under the Laws thereof, escaping into another, shall, in Consequence of any Law or Regulation therein, be discharged from such Service or Labor, but shall be delivered up on Claim of the Party to whom such Service or Labor may be due. Section 3. New States may be admitted by the Congress into this Union; but no new State shall be formed or erected within the Jurisdiction of any other State, nor any State be formed by the Junction of two or more States, or Parts of States, without the Consent of the Legislatures of the States concerned as well as of the Congress. The Congress shall have Power to dispose of and make all needful Rules and Regulations respecting the Territory or other Property belonging to the United States; and nothing in this Con- stitution shall be so construed as to Prejudice any Claims of the United States, or of any particular State. Section 4. The United States shall guarantee to every State in this Union a Republican Form of Government, and shall protect each of them against Invasion; and on Application of the Legisla- ture, or of the Executive (when the Legislature cannot be con- vened), against domestic Violence. ARTICLE V The Congress, whenever two thirds of both House shall deem it necessary, shall propose Amendments to this Constitution, or, on the Application of the Legislatures of two thirds of the several States, shall call a Convention for proposing Amendments, which, in either Case, shall be valid, to all intents and Purposes, as Part of this Constitution, when ratified by the Legislatures of three fourths of the several States, or by Conventions in three fourths thereof, as the one or the other Mode of Ratification may be proposed by the Congress; Provided that no Amendment which may be made prior to the Year One thousand eight hundred and eight shall in any Manner affect the first and fourth Clauses in the Ninth Section of the first Article; and that no State, without its Consent, shall be deprived of its equal Suffrage in the Senate. ARTICLE VI All Debts contracted and Engagements entered into,before the Adoption of this Constitution, shall be as valid against the United States under this Constitution, as under the Confederation. This Constitution, and the Laws of the United States which shall be made in Pursuance thereof, and all Treaties made,or which shall be made, under the Authority of the United States, shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby, Anything in the Constitution or Laws of any State to the Contrary notwithstanding. The Senators and Representatives before mentioned, and the Members of the several State Legislatures, and all executive and judicial Officers, both of the United States and of the several States, shall be bound, by Oath or Affirmation, to support this A1-4 Art. 2, § 3 APPENDIX 1

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Constitution; but no religious Test shall ever be required as a Qualification to any Office or public Trust under the United States. ARTICLE VII The Ratification of the Conventions of nine States shall be suffi- cient for the Establishment of this Constitution between the States so ratifying the Same. Articles in Addition to, and Amendment of, the Constitution of the United States of America, Proposed by Congress, and Ratified by the Legislatures of the Several States Pursuant to the Fifth Article of the Original Constitution AMENDMENT I Congress shall make no law respecting an establishment of reli- gion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances. AMENDMENT II A well-regulated Militia being necessary to the security of a free State, the right of the people to keep and bear Arms, shall not be infringed. AMENDMENT III No Soldier shall, in time of peace, be quartered in any house, without the consent of the Owner; nor in time of war, but in a manner to be prescribed by law. AMENDMENT IV The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated; and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched and the persons or things to be seized. AMENDMENT V No person shall be held to answer for a capital, or otherwise infamous, crime, unless on a presentment or indictment of a Grand Jury, except in cases arising in the land or naval forces, or in the Militia, when in actual service, in time of War, or public danger; nor shall any person be subject, for the same offence, to be twice put in jeopardy of life or limb; nor shall be compelled in any criminal case to be a witness against himself nor be deprived of life, liberty, or property, without due process of law; nor shall p r i v a t e p r o p e r t y b e t a k e n f o r p u b l i c u s e , w i t h o u t j u s t compensation. AMENDMENT VI In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed, which dis- trict shall have been previously ascertained by law; and to be informed of the nature and cause of the accusation; to be con- fronted with the witnesses against him; to have compulsory proc- e s s f o r o b t a i n i n g w i t n e s s e s i n h i s f a v o r ; a n d t o h a v e t h e Assistance of Counsel for his defence. AMENDMENT VII In Suits at common law, where the value in controversy shall exceed twenty dollars, the right of trial by jury shall be preserved; and no fact, tried by a jury, shall be otherwise reexamined in any Court of the United States than according to the rules of the common law. AMENDMENT VIII Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishment inflicted. AMENDMENT IX The enumeration in the Constitution of certain rights shall not be construed to deny or disparage others retained by the people. AMENDMENT X The powers not delegated to the United States by the Constitu- tion, nor prohibited by it to the States, are reserved to the States respectively or to the people. AMENDMENT XI The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State or by Citizens or Subjects of any Foreign State. AMENDMENT XII The Electors shall meet in their respective States, and vote by ballot for President and Vice-President, one of whom, at least, shall not be an inhabitant of the same State with themselves; they shall name in their ballots the person voted for as President, and in distinct ballots the person voted for as Vice-President; and they shall make distinct lists of all persons voted for as President, and of all persons voted for as Vice-President, and of the number of votes for each, which lists they shall sign, and certify, and trans- mit, sealed, to the seat of the government of the United States, directed to the President of the Senate; the President of the Senate shall, in the presence of the Senate and the House of Representa- tives, open all the certificates, and the votes shall then be coun- ted; the person having the greatest number of votes for President shall be the President, if such number be a majority of the whole number of Electors appointed; and if no person have such a majority, then, from the persons having the highest numbers, not exceeding three, on the list of those voted for a President, the House of Representatives shall choose immediately, by ballot, the President. But in choosing the President, the votes shall be taken by States, the representation from each State having one vote; a quorum for this purpose shall consist of a member or members from two-thirds of the States, and a majority of all the States shall be necessary to a choice. And if the House of Representatives shall not choose a President, whenever the right of choice shall devolve upon them, before the fourth day of March next follow- ing, the Vice-President shall act as President, as in case of death, or other constitutional disability of the President. The person having the greatest number of votes as Vice-President, shall be the Vice-President, if such number be a majority of the whole A1-5 Amdt. XIICONSTITUTION

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number of Electors appointed; and if no person have a majority, then, from the two highest numbers on the list, the Senate shall choose the Vice-President; a quorum for the purpose shall consist of two-thirds of the whole number of Senators; a majority of the whole number shall be necessary to a choice. But no person constitutionally ineligible to the office of President shall be eligi- ble to that of Vice-President of the United States. AMENDMENT XIII Section 1. Neither slavery nor involuntary servitude, except as a punishment for crime, whereof the party shall have been duly convicted, shall exist within the United States, or any place sub- ject to their jurisdiction. Section 2. Congress shall have power to enforce this article by appropriate legislation. AMENDMENT XIV Section 1. All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. No State shall make or enforce any law which shall abridge the privileges or immuni- ties of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law, nor deny any person within its jurisdiction the equal protec- tion of the laws. Section 2. Representatives shall be apportioned among the several States according to their respective numbers, counting the whole number of persons in each State, excluding Indians not taxed. But when the right to vote at any election for the choice of electors for President and Vice-President of the United States, Representatives in Congress, the Executive and Judicial officers of a State, or the members of the Legislature thereof, is denied to any of the male inhabitants of such State, being twenty one years of age, and citizens of the United States, or in any way abridged, except for participation in rebellion or other crime, the basis of representation therein shall be reduced in the proportion which the number of such male citizens shall bear to the whole number of male citizens twenty one years of age in such State. Section 3. No person shall be a Senator or Representative in Congress, or elector of President and Vice President, or hold any office, civil or military, under the United States, or under any State, who, having previously taken an oath, as a Member of Congress, or as an officer of the United States, or as a member of any State legislature, or as an executive or judicial officer of any State, to support the Constitution of the United States, shall have engaged in insurrection or rebellion against the same, or given aid or comfort to the enemies thereof. But Congress may, by a vote of two thirds of each House, remove such disability. Section 4. The validity of the public debt of the United States, authorized by law, including debts incurred for payment of pen- sions and bounties for services in suppressing insurrection or rebellion, shall not be questioned. But neither the United States nor any State shall assume or pay any debt or obligation incurred in aid of insurrection or rebellion against the United States, or any claim for the loss or emancipation of any slave; but all such debts, obligations, and claims shall be held illegal and void. Section 5. The Congress shall have power to enforce, by appropriate legislation, the provisions of this article. AMENDMENT XV Section 1. The right of citizens of the United States to vote shall not be denied or abridged by the United States or by any State on account of race, color, or previous condition of servitude. Section 2. The Congress shall have power to enforce this article by appropriate legislation. AMENDMENT XVI The Congress shall have power to lay and collect taxes on in- c o m e s , f r o m w h a t e v e r s o u r c e d e r i v e d , w i t h o u t a p p o r t i o n m e n t among the several States and without regard to any census or enumeration. AMENDMENT XVII The Senate of the United States shall be composed of two Sena- tors from each State, elected by the people thereof, for six years; and each Senator shall have one vote. The electors in each State shall have the qualifications requisite for electors of the most numerous branch of the State legislatures. When vacancies happen in the representation of any State in the Senate, the executive authority of such State shall issue writs of election to fill such vacancies: Provided, That the legislature of any State may empower the executive thereof to make temporary appointment until the people fill the vacancies by election as the legislature may direct. This amendment shall not be so construed as to affect the election or term of any Senator chosen before it becomes valid as part of the Constitution. AMENDMENT XVIII 5 Section 1. After one year from the ratification of this article the manufacture, sale or transportation of intoxicating liquors within, the importation thereof into, or the exportation thereof from the United States and all territory subject to the jurisdiction thereof for beverage purposes is hereby prohibited. Section 2. The Congress and the several States shall have concurrent power to enforce this article by appropriate legislation. Section 3. This article shall be inoperative unless it shall have been ratified as an amendment to the Constitution by the legisla- tures of the several States, as provided in the Constitution, within seven years of the date of the submission hereof to the States by Congress. 5 This article was replaced by the 21st amendment A1-6 Amdt. XII APPENDIX 1

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AMENDMENT XIX The right of citizens of the United States to vote shall not be denied or abridged by the United States or by any State on account of sex. Congress shall have power to enforce this article by appropriate legislation. AMENDMENT XX Section 1. The terms of the President and Vice President shall end at noon on the 20th day of January, and the terms of Senators and Representatives at noon on the 3d day of January, of the years in which such terms would have ended if this article had not been ratified; and the terms of their successors shall then begin. Section 2. The Congress shall assemble at least once in every year, and such meeting shall begin at noon on the 3d day of January, unless they shall by law appoint a different day. Section 3. If, at the time fixed for the beginning of the term of the President, the President-elect shall have died, the Vice Presi- dent-elect shall become President. If a President shall not have been chosen before the time fixed for the beginning of his term, or if the President-elect shall have failed to qualify, then the Vice President-elect shall act as President until a President shall have qualified; and the Congress may by law provide for the case wherein neither a President-elect nor a Vice President-elect shall have qualified, declaring who shall then act as President, or the manner in which one who is to act shall be selected, and such person shall act accordingly until a President or Vice President shall have qualified. Section 4. The Congress may by law provide for the case of the death of any of the persons from whom the House of Repre- sentatives may choose a President whenever the right of choice shall have devolved upon them, and for the case of the death of any of the persons from whom the Senate may choose a Vice President whenever the right of choice shall have devolved upon them. Section 5. Sections 1 and 2 shall take effect on the 15th day of October following the ratification of this article. Section 6. This article shall be inoperative unless it shall have been ratified as an amendment to the Constitution by three fourths of the several States within seven years from the date of its submission. AMENDMENT XXI Section 1. The eighteenth article of amendment to the Consti- tution of the United States is hereby repealed. Section 2. The transportation or importation into any State, Territory, or possession of the United States for delivery or use therein of intoxicating liquors, in violation of the laws thereof, is hereby prohibited. Section 3. This article shall be inoperative unless it shall have been ratified as an amendment to the Constitution by conventions in the several States, as provided in the Constitution, within seven years from the date of the submission hereof to the States by the Congress. AMENDMENT XXII Section 1. No person shall be elected to the office of the President more than twice, and no person who has held the office of President, or acted as President, for more than two years of a term to which some other person was elected President shall be elected to the office of the President more than once. But this Article shall not apply to any person holding the office of Presi- dent when this Article was proposed by the Congress, and shall not prevent any person who may be holding the office of Presi- dent, or acting as President, during the term within which his Article becomes operative from holding the office of President or acting as President during the remainder of such term. Section 2. This article shall be inoperative unless it shall have been ratified as an amendment to the Constitution by the legisla- tures of three-fourths of the several States within seven years from the date of its submission to the States by the Congress. AMENDMENT XXIII Section 1. The District constituting the seat of Government of the United States shall appoint in such manner as the Congress may direct: A number of electors of President and Vice President equal to the whole number of Senators and Representative in Congress to which the District would be entitled if it were a State, but in no event more than the least populous State; they shall be consid- ered, for the purposes of the election of President and Vice President, to be electors appointed by a State; and they shall meet in the District and perform such duties as provided by the twelfth article of amendment. Section 2. The Congress shall have power to enforce this article by appropriate legislation. AMENDMENT XXIV Section 1. The right of citizens of the United States to vote in any primary or other election for President or Vice President, for electors for President or Vice President, or for Senator or Repre- sentative in Congress, shall not be denied or abridged by the United States or any State by reason of failure to pay any poll tax or other tax. Section 2. The Congress shall have power to enforce this article by appropriate legislation. AMENDMENT XXV Section 1. In case of the removal of the President from office or of his death or resignation, the Vice President shall become President. Section 2. Whenever there is a vacancy in the office of the Vice President, the President shall nominate a Vice President who A1-7 Amdt. XXV, § 1CONSTITUTION

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shall take office upon confirmation by a majority vote of both Houses of Congress. Section 3. Whenever the President transmits to the President pro tempore of the Senate and the Speakers of the House of Representatives his written declaration that he is unable to dis- charge the powers and duties of his office, and until he transmits to them a written declaration to the contrary, such powers and d u t i e s s h a l l b e d i s c h a r g e d b y t h e V i c e P r e s i d e n t a s A c t i n g President. Section 4. Whenever the Vice President and a majority of either the principal officers of the Executive departments or of such other body as Congress may by law provide, transmit to the President pro tempore of the Senate and the Speaker of the House of Representatives their written declaration that the President is unable to discharge the powers and duties of his office, the Vice President shall immediately assume the powers and duties of the office as Acting President. Thereafter, when the President transmits to the President pro tempore of the Senate and the Speaker of the House of Represent- atives his written declaration that no inability exists, he shall resume the powers and duties of his office unless the Vice Presi- dent and a majority of either principal officers of the executive department or of such other body as Congress may by law pro- vide, transmit within four days to the President pro tempore of the Senate and the Speaker of the House of Representatives their written declaration that the President is unable to discharge the powers and duties of his office. Thereupon Congress shall decide the issue, assembling within forty eight hours for that purpose if not in session. If the Congress, within twenty one days after Congress is required to assemble, determines by two thirds vote of both Houses that the President is unable to discharge the powers and duties of his office, the Vice President shall continue to discharge the same as Acting President; otherwise, the Presi- dent shall resume the powers and duties of his office. AMENDMENT XXVI Section 1. The right of citizens of the United States, who are eighteen years of age or older, to vote shall not be denied or abridged by the United States or by any State on account of age. Section 2. The Congress shall have the power to enforce this article by appropriate legislation. AMENDMENT XXVII No law, varying the compensation for the services of the Senators and Representatives, shall take effect, until an election of Repre- sentatives shall have intervened. A1-8 Amdt. XXV, § 1 APPENDIX 1

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APPENDIX 2 UNIFORM CODE OF MILITARY JUSTICE CHAPTER 47. UNIFORM CODE OF MILITARY JUSTICE Subchapter Sec. Art. I. General Provisions . . . . . . . . . . . . . . . . . 801 1 II. Apprehension and Restraint . . . . . . . . . . 807 7 III. Non-Judicial Punishment . . . . . . . . . . . . 815 15 IV. Court-Martial Jurisdiction . . . . . . . . . . . . 816 16 V. Composition of Courts-Martial . . . . . . . 822 22 VI. Pretrial Procedure . . . . . . . . . . . . . . . . . . 830 30 VII. Trial Procedure . . . . . . . . . . . . . . . . . . . . 836 36 VIII. Sentences . . . . . . . . . . . . . . . . . . . . . . . . . 855 55 IX. Post-Trial Procedure and Review of 859 59 Courts-Martial . . . . . . . . . . . . . . . . . . . . . X. Punitive Articles . . . . . . . . . . . . . . . . . . . 877 77 XI. Miscellaneous Provisions . . . . . . . . . . . . 935 135 XII. Court of Appeals for the Armed Forces 941 141 SUBCHAPTER 1. GENERAL PROVISIONS Sec. Art. 801. 1. Definitions. 802. 2. Persons subject to this chapter. 803. 3. Jurisdiction to try certain personnel. 804. 4. Dismissed officer’s right to trial by court-martial 805. 5. Territorial applicability of this chapter. 806. 6. Judge advocates and legal officers. 806a. 6a. Investigations and disposition of matters pertaining to the fitness of military judges. 806b. 6b. Rights of the victim of an offense under this chapter. § 801. Art. 1. Definitions In this chapter— (1) The term “Judge Advocate General ” means, severally, the Judge Advocates General of the Army, Navy, and Air Force and, except when the Coast Guard is operating as a service in the Navy, an official designated to serve as Judge Advocate General of the Coast Guard by the Secretary of Homeland Security. (2) The Navy, the Marine Corps, and the Coast Guard when it is operating as a service in the Navy, shall be considered as one armed force. (3) The term “commanding officer ” includes only commissioned officers. (4) The term “officer in charge ” means a member of the Navy, the Marine Corps, or the Coast Guard designated as such by appropriate authority. (5) The term “superior commissioned officer” means a commis- sioned officer superior in rank or command. (6) The term “cadet” means a cadet of the United States Military Academy, the United States Air Force Academy, or the United States Coast Guard Academy. (7) The term “midshipman” means a midshipman of the United States Naval Academy and any other midshipman on active duty in the naval service. (8) The term “military” refers to any or all of the armed forces. (9) The term “accuser” means a person who signs and swears to charges, any person who directs that charges nominally be signed and sworn to by another, and any other person who has an interest other than an official interest in the prosecution of the accused. (10) The term “military judge” means an official of a general or special court-martial detailed in accordance with section 826 of this title (article 26). (11) REPEALED. [Note: The definition for “law specialist” was repealed by Public Law 109-241, title II, § 218(a)(1), July 11, 2006, 120 Stat. 256. T h e t e x t w a s s t r i c k e n b u t s u b s e q u e n t p a r a g r a p h s w e r e n o t renumbered.] (12) The term “legal officer ” means any commissioned officer of the Navy, Marine Corps, or Coast Guard designated to perform legal duties for a command. (13) The term “judge advocate” means— (A) an officer of the Judge Advocate General’s Corps of the Army or the Navy; (B) an officer of the Air Force or the Marine Corps who is designated as a judge advocate; or (C) a commissioned officer of the Coast Guard designated for special duty (law). ( 1 4 ) T h e t e r m “ r e c o r d , ” w h e n u s e d i n c o n n e c t i o n w i t h t h e proceedings of a court-martial, means— (A) an official written transcript, written summary, or other writing relating to the proceedings; or (B) an official audiotape, videotape, or similar material from which sound, or sound and visual images, depicting the proceed- ings may be reproduced. (15) The term “classified information” means— (A) any information or material that has been determined by an official of the United States pursuant to law, an Executive order, or regulation to require protection against unauthorized disclosure for reasons of national security, and (B) any restricted data, as defined in section 11(y) of the Atomic Energy Act of 1954 (42 U.S.C. 2014(y)). (16) The term “national security” means the national defense and foreign relations of the United States. § 802. Art. 2. Persons subject to this chapter (a) The following persons are subject to this chapter: (1) Members of a regular component of the armed forces, including those awaiting discharge after expiration of their terms of enlistment; volunteers from the time of their muster or accept- ance into the armed forces; inductees from the time of their actual induction into the armed forces; and other persons lawfully called or ordered into, or to duty in or for training in, the armed forces, from the dates when they are required by the terms of the call or order to obey it. A2-1

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used in the United States Code. See subsection (20). Some defini- tions have been made and followed for convenience, to avoid frequent repetition of complicated phases. Others have been made to address variations in the terminology used among the services. The drafters have attempted to minimize the number of defini- tions. It is the drafters’ intent that the words of the Manual be construed in accordance with their plain meaning, with due defer- ence to previous usage of terms in military law or custom. (1) “Article.” This definition was added to reduce repetitive cita- tions to the Uniform Code of Military Justice. MCM, 1969 (Rev.) and its predecessors used the same convention. (2) “Capital case.” This definition is based on the first two sentences of paragraph 15 a (3) of MCM, 1969 (Rev.). 2005 Amendment: The definition was amended to provide con- sistently with the contemporaneous amendment to R.C.M. 20 1(f)(1)(A)(iii)(b), which altered the default referral position for capital cases. (3) “Capital offense.” This definition is based on the first sen- tence of paragraph 15 a(2) of MCM, 1969 (Rev). (4) “Code.” This definition was added to avoid frequent repeti- tion of “Uniform Code of Military Justice.” (5) “Commander.” This definition was added to avoid frequent repetition of the longer phrase, “commanding officer or officer in charge.” See Articles 1(3) and (4). (6) “Convening authority.” This provision is based on paragraph 84a of MCM, 1969 (Rev.). (7) “Copy.” This definition was added to ensure that no con- struction of the Manual could result in delays of cases for the sake of unavailable specialized forms or office equipment. (8) “Court-martial.” Articles 16 and 39(a). (9) “Days.” This definition is added for clarity. Cf. United States v. Manalo , 1 M.J. 452 (C.M.A. 1976). (10) “Detail.” DoD Dir. 5550.7, Incl. 1, para. C.8 (Sep. 28, 1966). (11) “Explosive.” 18 U.S.C. §§ 232(5); 844(j). (12) “Firearm.” 18 U.S.C. § 232(4). (13) “Joint.” This definition is based on Joint Chiefs of Staff Publication 1, Dictionary of Military and Associated Terms 187 (1 Jun 79). (14) “Members.” This term is defined to avoid confusion about the membership of courts-martial. (15) “Military judge.” Article 1 (10). As to presidents of special courts-martial, see Mil. R. Evid. 101(c). The latter aspect was added for convenience and brevity in drafting. (16) “Party.” This definition was required by adoption of the texts of federal civilian rules, which frequently use the term. The code uses the same term. See e.g., Article 49. The Military Rules of Evidence also use the term. (17) “Staff judge advocate.” This term was not defined in the previous Manuals. It is defined to avoid variations in nomencla- ture among the services. (18) “sua sponte .” “ sua sponte ” has been used frequently to avoid gender-specific language (“on his or her own motion”). Its use has been limited to passages expected to be used mainly by lawyers or with their assistance. Nonetheless, a definition is nec- essary for the benefit of a president of a special court-martial without a military judge. (19) “War, time of.” This definition applies only to R.C.M.100 4(c)(6) and to Parts IV and V of the Manual. Parts II (except for R.C.M. 1004(c)(6)) and III do not use or refer to “time of war.” The phrase appears in several articles of the code, other than punitive articles. See Articles 2(a)(10); 43(a), (e), and (f); 71(b). The discussions of several rules address “time of war” in relation to these articles. See R.C.M. 202(a) Discussion (4); 407(b) Dis- cussion; 907(b)(2)(B) Discussion. “Time of war” is used in six punitive articles. See Articles 10 1, 105, and 106 (which define offenses that can occur only in time of war—Articles 101 and 106 are capital offenses), and Articles 85, 90, and 113 (which are capital offenses in time of war). See also Article 82. In addition, three offenses in Part IV use time of war as an aggravating circumstance. See paragraphs 37, 40, and 104. The code does not define “time of war,” and Congress has not generally defined the term elsewhere, despite the appearance of “time of war” and similar language in many statutes. See e.g., 18 U.S.C. § 3287; 37 U.S.C. §§ 301(d); 301a(c), 301(a). In at least one instance Congress has expressly qualified the phrase “time of war” by saying “time of war declared by Congress.” 37 U.S.C. § 310(a). Compare 37 U.S.C. § 310(a) with 37 U.S.C. § 301(d); 301a(c). See also S.Rep. No. 544, 89th Cong., 1st Sess. 13 (1965) which equates “all out war” to a declared war. The legislative history of the code contains few references to this matter. The only direct reference, relating to the deletion of the phrase from Article 102, indicates that the working group which initially drafted the code considered “time of war” to mean “a formal state of war.” Hearings on H.R. 2498 Before a Sub- comm. of the House of Comm. on Armed Services , 81st Cong., 1st Sess. 1228–29 (1949). This reference is not cited in any of the decisions of the Court of Military Appeals construing “time of war.” Judicial decisions before the code had long recognized that a state of war may exist without a declaration of war. See Bas. v. Tingy, 4 U.S. (4 Dall.) 37 (1800); Hamilton v. M’Claughry, 136 F. 445 (10th Cir. 1905). See also United States v. Ayers , 4 U.S.C.M.A. 220, 15 C.M.R. 220 (1954) and cases cited therein, W. Winthrop, Military Law and Precedents 668 (2d ed. 1920 reprint). See generally Carnahan, The Law of War in the United States Court of Military Appeals , 22 A.F.L. Rev. 120 (1980–81); S t e v e n s , T i m e o f W a r a n d V i e t n a m , 8 A . F . J A G L . R e v . 2 3 (May–June 1966). The Court of Military Appeals has held that time of war, as used in several provisions of the code, does not necessarily mean declared war. Under the court’s analysis, whether a time of war exists depends on the purpose of the specific article in which the phrase appears, and on the circumstances surrounding application of that article. See United States v. Averette , 19 U.S.C.M.A. 363, 41 C.M.R. 363 (1970) (“time of war” under Article 2(a)(10) means declared war; court-martial jurisdiction over civilians is to b e c o n s t r u e d n a r r o w l y ) ; U n i t e d S t a t e s v . A n d e r s o n , 1 7 U.S.C.M.A. 558, 38 C.M.R. 386 (1968) (Vietnam war was time of war for purpose of suspension of statute of limitations under Article 43(a)); accord Broussard v. Patton , 466 F.2d 816 (9th Cir. 1972)); United States v. Anderten , 4 U.S.C.M.A. 354, 15 C.M.R. 354 (1954) (Korean war was time of war for purpose of Article A21-4 APPENDIX 21

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85); United States v. Taylor , 4 U.S.C.M.A. 232, 15 C.M.R. 232 (1954) (Korean war was time of war for purpose of suspension of statue of limitations under Article 43(f)); United States v. Ayers, supra (Korea war was time of war for purpose of suspension of statute of limitations under Article 43(a)); United States v. Chris- tensen, 4 U.S.C.M.A. 22, 15 C.M.R. 22 (1954) (Korean war was time of war for purpose of Article 90); United States v. Bancroft , 3 U.S.C.M.A. 3. 11 C.M.R. 3 (1953) (Korean war was time of war for purpose of Article 113). The circumstances the Court of Military Appeals has examined to determine whether time of war exists include: the nature of the conflict (generally, there must exist “armed hostilities against an organized enemy;” United States v. Shell , 7 U.S.C.M.A. 646, 650, 23 C.M.R. 110, 114 (1957)); the movement to and numbers of United States forces in, the combat area; the casualties involved and the sacrifices required; the maintenance of large numbers of active duty personnel; legislation by Congress recognizing or pro- viding for the hostilities; executive orders and proclamations con- cerning the hostilities; and expenditures in the war effort. See United States v. Bancroft, supra at 5, 11 C.M.R. at 5. See also United States v. Anderson, supra; United States v. Shell, supra; U n i t e d S t a t e s v . S a n d e r s , 7 U . S . C . M . A . 2 1 , 2 1 C . M . R . 1 4 7 (1956);United States v. Ayers, supra . During the Korean war it was suggested that “time of war” existed only in the Far Eastern theater. The court did not have to decide this issue with respect to whether the death penalty was authorized for Articles 85, 90, or 113 because the President sus- pended the Table of Maximum Punishments (paragraph 117c of MCM (Army), 1949; paragraph 127c of MCM, 1951), only in the Far Eastern command. See Exec. Order No. 10149, 3 C.F.R. 1949–53 Comp. 326 (1950); Exec. Order No. 10247, 3 C.F.R. 1949–53 Comp. 754 (1951). See also United States v. Greco , 36 C.M.R. 559 (A.B.R. 1965). The question as to Articles 85, 90, or 113 did not arise during the Vietnam war because the Table of Maximum Punishments was not suspended. There are no reported cases concerning Articles 101 and 106, and the only prosecutions under Article 105 were, of course, for offenses arising in the theater of operations. See, e.g., United States v. Dickenson , 6 U.S.C.M.A. 438, 20 C.M.R. 154 (1955); United States v. Gal- lagher, 23 C.M.R. 591 (A.B.R. 1957). The Court of Military Appeals rejected the argument that “time of war” is geographically limited with respect to Article 43. See United States v. Taylor, supra; United States v. Ayers, supra. See also United States v. Anderson, supra. The court’s analysis in Taylor and Ayers suggests, however, that for some purposes “time of war” may be geographically limited. For purposes of the death penalty, the prerequisite findings of aggravating circumstances under R.C.M. 1004 would screen out offenses which did not substantially affect the war effort. Therefore, possible geographic limitations in “time of war” would be subsumed in the necessary findings under R.C.M. 1004. Based on the foregoing, for at least some purposes of the punitive articles, “time of war” may exist without a declaration of war. The most obvious example would be a major attack on the United States and the following period during which Congress may be unable to meet. Cf. New York Life Ins. Co. v. Bennion , 158 F.2d 260 (10th Cir. 1946), cert, denied, 331 U.S. 811 (1947). Moreover, as both the Korean and Vietnam conflicts demon- strated, United States forces may be committed to combat of substantial proportions and for extended periods, while for many possible reasons ( see Bas v. Tingy, supra at 44 ) war is not formally declared. It should be noted that, under the article-by-article analysis used by the Court of Military Appeals to determine whether time of war exists, “time of war” as used in Article 106 may be narrower than in other punitive articles, at least in its application to civilians. See United States v. Averette, supra. See also Article 104. The definition does not purport to give the President power to declare war. See United States v. Ayers, supra at 227, 15 C.M.R. at 227; United States v. Bancroft, supra at 5, 11 C.M.R. at 5. Instead, it provides a mechanism by which the President may recognize, for purposes of removing or specifically raising the maximum limits on punishments for certain offenses under Part IV, that a “time of war” exists. This determination would be based on the existing circumstances. For purposes of codal provi- sions triggered by “time of war,” this determination would be subject to judicial review to ensure it is consistent with congres- sional intent. Cf. United States v. Bancroft, supra. Nevertheless, a determination by the President that time of war exists for these purposes would be entitled to great weight. Paragraph 127c(5) of MCM, 1969 (Rev.) and the ninth para- graph 127c of MCM, 1951 provided for suspension of the Table of Maximum Punishments as to certain articles upon a declaration of war. The President could, and did in the Korean war, suspend the limits the President had established for those offenses. Thus, the effect of the definition of “time of war” in R.C.M. 103(19) is similar to the operation of those paragraphs. In either case, a declaration of war or specific action by the President affects the maximum punishments. The definition under R.C.M. 103(19) also provides guidance, subject to judicial review as noted above, on the application of codal provisions. (20) “ Writing.” Subsection (20) was added in 2008 to include electronic recording and other electronic media within the defini- tion of “writing.” (21) “The definitions and rules of construction in 1 U.S.C. §§ 1 through 5 and in 10 U.S.C. §§ 101 and 801.” Self-explanatory. 1990 Amendment: The change to the discussion corrects a previous typographical omission of clause (20) and misplacement of definitions of rank and rating. The note following clause (19) is not part of the definitions of 10 U.S.C. § 101 and was added to clarify usage of the terms “rank” and “grade” in this Manual. 1998 Amendment: The Discussion was amended to include new definitions of “classified information” in (14) and “national secu- rity” in (15). They are identical to those used in the Classified Information Procedures Act (18 U.S.C. App. III § 1, et. seq. ). T h e y w e r e a d d e d i n c o n n e c t i o n w i t h t h e c h a n g e t o A r t i c l e 62(a)(1) (Appeals Relating to Disclosure of Classified Informa- tion). See R.C.M. 908 (Appeal by the United States) and Mil. R. Evid. 505 (Classified Information). 2006 Amendment. 10 U.S.C. § 801 was amended to delete the term “law specialist” in 801(11); to change the definition of Judge Advocate in 801(13)(C) to “a commissioned officer of the Coast Guard designated for special duty (law);” and to change the definition of Coast Guard TJAG as “an official designated to serve as Judge Advocate General of the Coast Guard by the Secretary of Homeland Security.” Public Law 109-241, title II, § 218(a)(1), July 11, 2006, 120 Stat. 256. The text of 801(11) was A21-5 App. 21, R.C.M. 103(21)ANALYSIS

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stricken but subsequent paragraphs were not renumbered. A note was added to explain that the Secretary of Homeland Security has designated the Chief Counsel, U.S. Coast Guard, to serve as the Judge Advocate General of the Coast Guard. 2008 Amendment. Subsection (20) was renumbered in 2008 to become subsection (21) to allow for the alphabetical insertion of the word “writing.” No substantive change to this subparagraph was intended. Rule 104 Unlawful command influence This rule based on Article 37 and paragraph 38 of MCM, 1969 (Rev.). See also United States v. Charette , 15 M.J. 197 (C.M.A. 1983); United States v. Blaylock , 15 M.J. 190 (C.M.A. 1983); United States v. Ledbetter , 2 M.J. 37 (C.M.A. 1976); United States v. DuBay , 17 U.S.C.M.A. 147, 37 C.M.R. 411 (1967); United States v. Wright , 17 U.S.M.A. 110, 37 C.M.R. 374 (1967); United States v. Hawthorne , 7 U.S.C.M.A. 293, 22 C.M.R. 83 (1956). The discussion is based on H.R. Rep. No. 491, 81st Cong., 1st Sess. 21 (1949). As to supervision of military judges and counsel, see Articles 6, 26, and 27. Subsection (b)(2)(B) is retained. It is rare that a military judge in a special court-martial is not assigned to the judicial agency or activity of the service concerned. See e.g. , AR 27–10, para. 8–6b (3) (Nov. 1982). Subsection (b)(2)(B) ensures that in the unusual situation that it is necessary to detail a military judge not so assigned, the military judge’s performance of judicial duties will not be the subject of comment or evaluation in an efficiency or fitness report prepared or reviewed by the convening authority. The second sentence in subsection (b)(2)(B) clarifies that the convening authority may comment only on the military judge’s nonjudicial duties in such a report. Subsection (D) is new and clarifies that the military judge, members, and counsel are not immune from action for any of- fense they might commit while in that capacity, e.g. failure to repair. Rule 105 Direct communications: convening authorities and staff judge advocates; among staff judge advocates This rule, while new to the Manual for Courts-Martial, is based on Article 6(b). Congress intended that Article 6(b) serve several purposes. First, by requiring convening authorities to communi- cate directly with their staff judge advocates on matters relating to the administration of military justice, it was intended that the position and effectiveness of the staff judge advocate be en- hanced. Second, by providing for communications among judge advocates, it was intended to emphasize the independence of staff judge advocates, which in turn would ensure that staff judge advocates exercise their judicial functions in a fair and objective manner. Lastly, and most importantly, Article 6(b) was intended to help prevent interference with the due administration of mili- tary justice. See H.R. Rep. No. 491, 81st Cong., 1st Sess. 12–13 (1949); S.Rep. 486, 81st Cong., 1st Sess.9 (1949); 95 Cong. R e c . H . 5 7 2 1 ( 1 9 4 9 ) ; 9 6 C o n g . R e c . S 1 3 5 6 ( 1 9 5 0 ) . S e e a l s o Cooke v. Orser , 12 M.J. 335 (C.M.A. 1982); United States v. Davis, 18 U.S.C.M.A. 170, 39 C.M.R. 170 (1969); United States v. Walsh , 11 M.J. 858 (N.M.C.M.R. 1981). Rule 106 Delivery of military offenders to civilian authorities This rule is based on Article 14(a) and on the second paragraph of paragraph 12 of MCM, 1969 (Rev.). See also United States v. Reed, 2 M.J. 64 (C.M.A. 1976) (delivery and speedy trial); 18 U.S.C. Appendix II. The second sentence is new. It provides express authority for restraining an offender to be delivered to civilian authorities, but only when such restraint is justified under the circumstances. Note that this rule does not apply to delivery to a foreign government; this situation ordinarily is governed by status of forces agreements. This rule applies to delivery to au- thorities of the United States or its political subdivisions. Occa- s i o n a l l y w h e n c i v i l i a n a u t h o r i t i e s r e q u e s t d e l i v e r y o f a servicemember, the delivery cannot be effected immediately, e.g., when the offender is overseas. In such situations, reasonable re- straint may be necessary to ensure that the delivery can be ef- fected and to protect the community. The person responsible for deciding whether to relinquish the offender must decide whether there are adequate grounds for restraint in such cases. This rule is not intended to permit the military to restrain an offender on behalf of civilian authorities pending trial or other disposition. Restraint imposed under this rule is strictly limited to the time reasonably necessary to effect the delivery. Thus, if the civilian authorities are dilatory in taking custody, the restraint must cease. The discussion is based on Article 14(b). Rule 107 Dismissed officer’s right to request trial by court-martial This rule is based on Article 4 and paragraph 111 of MCM, 1969 (Rev.). See also H.R. Rep. No. 491, 81st Cong., 1st Sess. 12 (1949); W. Winthrop, Military Law and Precedents 64 (2d ed. 1920 reprint). The text of 10 U.S.C. § 1161(a) is as follows: (a) No commissioned officer may be dismissed from any armed force except— (1) by sentence of a general court-martial; (2) in communication of a sentence of a general court-mar- tial; or (3) in time of war, by order of the President. Rule 108 Rules of court This rule is new and is based on Fed. R. Crim. P. 57(a) and Article 140. Cf. Article 66(f). See also United States v. Kelson , 3 M.J. 139 (C.M.A. 1977). Depending on the regulations, rules of court may be promulgated on a service-wide, judicial circuit, or trial judge level, or a combination thereof. The rule recognizes that differences in organization and operations of services and regional and local conditions may necessitate variations in prac- tices and procedures to supplement those prescribed by the code and this Manual. The manner in which rules of court are disseminated is within the sole discretion of the Judge Advocate General concerned. Service-wide rules, for example, may be published in the same manner as regulations or specialized pamphlets or journals. Local rules may be published in the same manner as local regulations or other publications, for example. Parties to any court-martial are entitled to a copy, without cost, of any rules pertaining thereto. Members of the public may obtain copies under rules of the military department concerned. The penultimate sentence ensures A21-6 App. 21, R.C.M. 103(21) APPENDIX 21

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that failure to publish in accordance with the rules of the Judge Advocate General (or a delegate) will not affect the validity of a rule if a person has actual and timely notice or if there is no p r e j u d i c e w i t h i n t h e m e a n i n g o f A r t i c l e 5 9 . C f . 5 U . S . C . § 552(a)(1). Rule 109 Professional supervision of military judges and counsel This rule is based on paragraph 43 of MCM, 1969, (Rev.). See also Articles 1(13), 6(a), 26, and 27. The previous rule was limited to conduct of counsel in courts-martial. This rule also applies to military trial and appellate judges and to all judge advocates and other lawyers who practice in military justice, including the administration of nonjudicial punishment and pre- trial and posttrial matters relating to courts-martial. The rule also applies to civilian lawyers so engaged, as did its predecessor. The rule does not apply to lay persons. Nothing in this rule is intended to prevent a military judge from excluding, in a particular case, a counsel from representing a party before the court-martial over which the military judge is presiding, on grounds of lack of qualifications under R.C.M. 502(d), or to otherwise exercise con- trol over counsel in accordance with these rules. See e.g., R.C.M. 801. 1993 Amendment: Subsection (a) was amended to conform with subsection (c). The amendment to subsection (a) clarifies that the Judge Advocates General are responsible for the supervi- sion and discipline of judges and attorneys. The amendment to subsection (a) is not intended to limit the authority of a Judge Advocate General in any way. New subsection (c) is based on Article 6a, Uniform Code of Military Justice. Article 6a, U.C.M.J. was enacted by the Defense Authorization Act for Fiscal Year 1990. “Military Appellate Pro- cedures,” Tit. XIII, § 1303, National Defense Authorization Act for Fiscal Year 1990, Pub. L. No. 101-189, 103 Stat. 1352, 1576 (1989). The legislative history reveals Congressional intent that, to the extent consistent with the Uniform Code of Military Jus- tice, the procedures to investigate and dispose of allegations con- cerning judges in the military should emulate those procedures found in the civilian sector. See H.R. Conf. Rep. No. 331, 101st Cong., 1st Sess. 656 (1989) [hereinafter Conf. Rep. No. 331]. The procedures established by subsection (c) are largely patterned after the pertinent sections of the American Bar Association’s Model Standards Relating to Judicial Discipline and Disability Retirement (1978) [hereinafter ABA Model Standard] and the procedures dealing with the investigation of complaints against federal judges in 28 U.S.C. § 372 (1988). The rule recognizes, however, the overall responsibility of the Judge Advocates Gen- eral for the certification, assignment, professional supervision, and discipline of military trial and appellate military judges. See Articles 6, 26 & 66, Uniform Code of Military Justice. Subsection (c)(2) is based on the committee report accompany- ing the FY 90 Defense Authorization Act. See Conf. Rep. No. 331 at 658. This subsection is designed to increase public confi- dence in the military justice system while contributing to the integrity of the system. See Landmark Communications v. Virgin- ia, 435 U.S. 829 (1978). The first sentence of the Discussion to subsection (c)(2) is based on the committee report accompanying the Defense Au- thorization Act. Conf. Rep. No. 331 at 358. The second and third sentences of the discussion are based on the commentary to ABA Model Standard 3.4. See also, Chandler v. Judicial Council , 398 U.S. 74 (1970). Subsection (c)(3), (c)(5), and (c)(7) reflect, and adapt to the conditions of military practice, the general principle that judges should investigate judges. The first paragraph of the Discussion to subsection (c)(3) is based on the commentary to ABA Model Standard 4.1. The discussion to subsection (c)(4) is based on the commentary to ABA Model Standard 4.6. The clear and convincing standard found in subsection (c)(6)(c) is based on ABA Model Standard 7.10. Under subsection (c)(7), the principle purpose of the commis- sion is to advise the Judge Advocate General concerned as to whether the allegations contained in a complaint constitute a violation of applicable ethical standards. This subsection is not intended to preclude use of the commission for other functions such as rendering advisory opinions on ethical questions. See ABA Model Standard 9 on the establishment and role of an advisory committee. Subsection (c)(7)(a) is based on ABA Model Standard 2.3, which provides that one-third of the members of a commission should be active or retired judges. CHAPTER II. JURISDICTION Rule 201 Jurisdiction in general Introduction. The primary source of court-martial jurisdiction is Art. I, sec. 8, cl. 14 of the Constitution, which empowers Con- gress to make rules for the government and regulation of the armed forces of the United States. Courts-martial are recognized in the provisions of the fifth amendment expressly exempting “cases arising in the land or naval forces” from the requirement of presentment and indictment by grand jury. See also Part I, Preamble, for a fuller discussion of the nature of courts-martial and the sources of their jurisdiction. (a) Nature of court-martial jurisdiction. Subsection (1) reiterates the first sentence of the second paragraph of paragraph 8 of MCM, 1969 (Rev.). The discussion is based on paragraph 8 of M C M , 1 9 6 9 ( R e v . ) . C f . F e d R . C r i m . P . 7 ( c ) ( 2 ) ; 1 8 U . S . C . §§ 3611–20. Courts-martial generally have the power to resolve issues which arise in connection with litigating criminal liability and punishment for offenses, to the extent that such resolution is necessary to a disposition of the issue of criminal liability or punishment. Subsection (2) restates the worldwide extent of court-martial jurisdiction. Article 5. See Autry v. Hyde , 19 U.S.C.M.A. 433, 42 C.M.R. 35 (1970). The discussion points out that, despite the worldwide applicability of the code, geographical considerations may affect court-martial jurisdiction. See R.C.M. 202 and 203. Subsection (3) restates the third paragraph of paragraph 8 of M C M , 1 9 6 9 ( R e v . ) . S e e a l s o C h e n o w e t h v . V a n A r s d a l l , 2 2 U.S.C.M.A. 183, 46 C.M.R. 183 (1973), which held that Art. III, sec, 2, cl. 3 of the Constitution (requiring crimes to be tried in the state in which committed) does not apply to courts-martial. The second sentence is based on Article 18. See also Geneva Conven- tion Relative to the Protection of Civilian Persons in Time of War, August 12, 1949, 6 U.S.T. 3516, T.I.A.S. No. 3365. (b) Requisites of court-martial jurisdiction. This rule is derived A21-7 App. 21, R.C.M. 201(b)ANALYSIS

CHAPTER IV. FORWARDING AND DISPOSITION

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Rule 404 Action by commander exercising special court-martial jurisdiction This rule is new. Paragraph 33 of MCM, 1969 (Rev.) treated both special and summary court-martial convening authorities. See paragraph 33 j(1) of MCM, 1969 (Rev.); Analysis, R.C.M. 40 3. Rule 404A Disclosure of matters following direction of preliminary hearing 2015 Amendment : This is a new rule created to implement Section 1702(a) of the National Defense Authorization Act for Fiscal Year 2014, P.L. 113–66, 26 December 2013, and applies to preliminary hearings occurring on or after 26 December 2014. Rule 405 Pretrial investigation 2015 Amendment : This rule was created to implement Section 1702(a) of the National Defense Authorization Act for Fiscal Year 2014, P.L. 113-66, 26 December 2013. This new rule took effect on 26 December 2014 pursuant to Section 531(g)(1) of the National Defense Authorization Act for Fiscal Year 2015, P.L. 113–291, 19 December 2014, and applies to preliminary hearings occurring on or after 26 December 2014. Rule 406 Pretrial advice ( a ) I n g e n e r a l . T h i s s u b s e c t i o n i s b a s e d o n A r t i c l e 3 4 ( a ) a s amended, Military Justice Act of 1983, Pub. L. No. 98–209, § 4, 97 Stat. 1393 (1983); and on paragraph 35 b of MCM, 1969 (Rev.). (b) Contents. This subsection is based on Article 34(a). It is consistent with paragraph 35 c of MCM, 1969 (Rev.) (except insofar as Article 34 is modified). Matters which paragraph 35 c said “should” be included are not required, but are listed in the discussion. The rule states the minimum necessary to comply with Article 34(a). Cf. United States v. Greenwalt , 6 U.S.C.M.A. 569, 20 C.M.R. 285 (1955). The first paragraph in the discussion is based on paragraph 35 c of MCM, 1969 (Rev.) and United States v. Hardin , 7 M.J. 399 (C.M.A. 1979); United States v. Greenwalt, supra; United States v. Schuller , 5 U.S.C.M.A. 101, 17 C.M.R. 101 (1954); United States v. Pahl , 50 C.M.R. 885 (C.G.C.M.R. 1975). The second paragraph of the discussion is based on S.Rep. No. 53, 98th Cong., 1st Sess. 17 (1983), and on the second sentence in paragraph 35 c of MCM, 1969 (Rev.). The last paragraph is based on United States v. Greenwalt, supra. See also United States v. Rivera , 20 U.S.C.M.A. 6, 42 C . M . R . 1 9 8 ( 1 9 7 0 ) ; U n i t e d S t a t e s v . H e n r y , 5 0 C . M . R . 6 8 5 (A.F.C.M.R.), pet. denied , 23 U.S.C.M.A. 666, 50 C.M.R. 903 (1975); United States v. Barton , 41 C.M.R. 464 (A.C.M.R. 1969). 1 9 9 1 A m e n d m e n t : T h e D i s c u s s i o n t o R . C . M . 4 0 6 ( b ) w a s amended to state explicitly the applicable standard of proof. See United States v. Engle , 1 M.J. 387, 389 n.4 (C.M.A. 1976). The sentence concerning pretrial advice defects is based upon United States v. Murray , 25 M.J. 445 (C.M.A. 1988), in which the court reviewed the legislative history to the 1983 amendment to Article 34, U.C.M.J., and held that lack of a pretrial advice in violation of the article is neither jurisdictional nor per se prejudicial. 2 0 0 4 A m e n d m e n t : T h e D i s c u s s i o n t o R . C . M . 4 0 6 ( b ) w a s amended to add as additional, non-binding guidance that the SJA should include the recommendation of the Article 32 investigating officer. (c) Distribution. This subsection is based on Article 34(b), as amended, Military Justice Act of 1983, Pub. L. No. 98–209, § 4(b), 97 Stat. 1393 (1983). Paragraph 35 c of MCM, 1969 (Rev.) also required that the staff judge advocate’s recommenda- tion be forwarded with the charges if referred to trial. This sub- section makes clear that the entire advice is to be forwarded. This ensures that the advice can be subjected to judicial review when necessary. See R.C.M. 906(b)(3). See also United States v. Col- lins, 6 M.J. 256 (C.M.A. 1979); United States v. Engle, supra. Rule 407 Action by commander exercising general court-martial jurisdiction (a) Disposition. This subsection is based on Article 34(a) and paragraph 35 a of MCM, 1969 (Rev.). See Article 22. (b) National security matters. This subsection is based on the second and third sentences of the second paragraph of paragraph 3 3 f o f M C M , 1 9 6 9 ( R e v . ) a n d A r t i c l e 4 3 ( e ) . I t h a s b e e n broadened to expressly recognize the authority of service Secre- taries to promulgate regulations governing disposition of sensitive cases. Note that the rule applies regardless of whether hostilities exist, although as the discussion notes the Article 43(e) procedure for suspending the statute of limitations could only be used in time of war. CHAPTER V. COURT-MARTIAL COMPOSITION AND PERSONNEL; CONVENING COURT- MARTIAL Rule 501 Composition and personnel of courts- martial (a) Composition of courts-martial. This subsection is based on Article 16. Except for the change in the requirement as to the form of the request for trial by military judge alone, it is consis- tent with paragraph 4 a of MCM, 1969 (Rev.). (b) Counsel in general and special courts-martial. This subsec- tion is based on Article 27(a). Except for the change concerning who details counsel ( see R.C.M. 503(c)), it is consistent with paragraph 6 a of MCM, 1969 (Rev.). This subsection includes reference to detailing associate defense counsel. This is based on Article 27(a), as amended Pub. L. No. 98 –209, § 3(c), (f), 97 Stat. 1393 (1983). (c) Other personnel. This subsection is based on paragraph 7 of MCM, 1969 (Rev.). Rule 502 Qualifications and duties of personnel of courts-martial (a) Members. Subsection (1) is based on Article 25(a), (b) and (c) and on the first paragraph of paragraph 4 b and paragraph 4 d of MCM, 1969 (Rev.). Factors which disqualify a person from serv- ing as a member are listed in R.C.M. 912(f)(1). The discussion is based on the second paragraph of paragraph 4 b of MCM, 1969 (Rev.). The references to use of members of the National Oceanic and Atmospheric Administration and of the Public Health Service carry forward the similar provision at paragraph 4 b of MCM, A21-25 App. 21, R.C.M. 502(a)ANALYSIS

CHAPTER V. COURT-MARTIAL COMPOSITION

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1969 (Rev.). Similar provisions have been included in naval prac- tice since at least 1937. See, e.g., Naval Courts and Boards § 347 (1937, 1945 reprint). The similar provision in MCM, 1951 was upheld in United States v. Braud , 11 U.S.C.M.A. 192, 29 C.M.R. 8 (1960) (Public Health Service commissioned officer served as m e m b e r o f C o a s t G u a r d c o u r t - m a r t i a l ) , d e c i s i o n b e l o w , 2 8 C.M.R. 692 (C.G.B.R. 1959). Braud upheld the provision even though Article 25 is arguably ambiguous and the P.H.S. officer who served as a member had not been “militarized” and was not himself subject to the code. Cf. 42 U.S.C. § 217 (1976) (P.H.S. may be declared to be a military service in time of war; members become subject to personal jurisdiction of Code); 33 U.S.C. § 855 (NOAA may be transferred by President to military service in national emergency; members become subject to personal juris- diction of Code); Art. 2(a)(8) (jurisdiction over members of Pub- l i c H e a l t h S e r v i c e a n d o f E n v i r o n m e n t a l S c i e n c e S e r v i c e s Administration). The Environmental Science Services Administra- tion, which succeeded the Coast and Geodetic Survey mentioned in some earlier Manuals, is now defunct. Its functions were trans- ferred to the National Oceanic and Atmospheric Administration. Reorg. Plan No. 4 of 1970, 3 C.F.R. 1075 (1966–1970 Comp.), reprinted in 84 Stat. 2090. NOAA has only a commissioned officer corps. Id. § 2(f); 33 U.S.C.A. § 851 (Supp. 1981). P.H.S. has both commissioned and warrant officers. 42 § 204 (Supp. 1981). Subsection (2) and the discussion are based on paragraph 41 a and b and the last paragraph of paragraph 53 d of MCM, 1969 (Rev.). The admonition of MCM, 1969 (Rev.) that misconduct by members may constitute an offense and that members should be attentive and dignified has been deleted as unnecessary. (b) President. Subsection (1) is based on paragraph 40 a of MCM, 1969 (Rev.). Subsections (2)(A) and (B) are based on paragraphs 40 b(1)(c) and (d) of MCM, 1969 (Rev.). Paragraphs 40 b(1) (a) and (b) are deleted. Paragraph 40 b(1)(a) conflicts with the authority of the military judge under R.C.M. 801(a)(1). Paragraph 40 b(1)(b) is unnecessary. Subsection (2)(c) is based on paragraph 40 b(2) of MCM, 1969 (Rev.). The general description of the duties of a president of a special court-martial without a military judge in paragraph 40 b(2) is deleted here. Such a sum- marized description is an inadequate substitute for familiarity with the rules themselves. (c) Qualifications of military judge. This subsection and the dis- cussion are based on Article 26(b) and (c) and paragraph 4 e of MCM, 1969 (Rev.). Reasons for disqualification are described in R.C.M. 902. 1999 Amendment: R.C.M. 502(c) was amended to delete the requirement that military judges be “on active duty” to enable Reserve Component judges to conduct trials during periods of inactive duty for training (IDT) and inactive duty training travel (IATT). The active duty requirement does not appear in Article 26, UCMJ which prescribes the qualifications for military judges. It appears to be a vestigial requirement from paragraph 4 e of the 1951 and 1969 MCM. Neither the current MCM nor its predeces- sors provide an explanation for this additional requirement. It was deleted to enhance efficiency in the military justice system. (d) Counsel. Subsection (1) is based on Article 27(b) and para- graph 6 of MCM, 1969 (Rev.). The possibility of detailing associ- ate counsel has been added based on the amendment of Article 27(a) and 42(a). See Military Justice Act of 1983, Pub. L. No. 98–209, § 3(c), (f), 97 Stat. 1393 (1983). As the discussion indi- cates, “associate counsel” ordinarily refers to detailed counsel when the accused has military or civilian counsel. See Article 38(b)(6). An associate defense counsel must be qualified to act as defense counsel. An assistant defense counsel need not be. One o t h e r s u b s t a n t i v e c h a n g e f r o m M C M , 1 9 6 9 ( R e v . ) . h a s b e e n made. Detailed defense counsel in special courts-martial must be certified by the Judge Advocate General concerned although this is not required by Article 27(c). Article 27(c) permits representa- tion of an accused by a counsel not qualified and certified under Article 27(b) if the accused does not request qualified counsel, having been given the opportunity to do so, or when such counsel cannot be obtained on account of physical conditions or military exigencies. In the latter event, no bad-conduct discharge may be adjudged. Article 19. Currently, certified counsel is routinely pro- vided in all special courts-martial, so the modification of the rule will not change existing practice. Moreover, the enforcement of waiver provisions in these rules and the Military Rules of Evi- dence necessitate, both for fairness and the orderly administration of justice, that the accused be represented by qualified counsel. See also United States v. Rivas , 3 M.J. 282 (C.M.A. 1977). Because of this rule, the rule of equivalency in Article 27(c) and (3) is not necessary. Subsection (2) is based on the fifth sentence of the first para- graph of paragraph 6 c of MCM, 1969 (Rev.). Subsection (3) is based on the first sentence of the second p a r a g r a p h o f p a r a g r a p h 4 8 a o f M C M , 1 9 6 9 ( R e v . ) a n d o n Soriano v. Hosken , 9 M.J. 221 (C.M.A. 1980); United States v. Kraskouskas, 9 U.S.C.M.A. 607, 26 C.M.R. 387 (1958). The discussion is taken from Soriano v. Hosken, supra. Subsection (4) is based on Article 27(a) and on the fourth and fifth sentences of paragraph 6 a of MCM, 1969 (Rev.). See also United States v. Catt , 1 M.J. 41 (C.M.A. 1975). The accuser has been added to the list of disqualifications. See ABA Standards, The Prosecution Function , §§ 3–1(c); 3–3.9(c)(1979). Subsection (5) is based on paragraph 44 d and 45 a of MCM, 1969 (Rev.) and on Article 38(d). The forum-based distinction as to the powers of an assistant trial counsel has been deleted. The trial counsel is responsible for the prosecution of the case. R.C.M. 805(c) requires the presence of a qualified trial counsel at general courts-martial. The discussion is based on paragraphs 44 e, f, g , and h of MCM, 1969 (Rev.). Some of the specific duties are now covered in other rules, e.g., R.C.M. 701; 812, 813; 914; 919. Some examples and explanations have been deleted as unneces- sary. The first sentence of subsections (6) is new. Cf. paragraphs 46 d and 48 c of MCM, 1969 (Rev.). The second sentence of subsec- tion (6) is based on Article 38(e). The rule does not require that defense counsel in the court-martial represent the accused in ad- ministrative or civil actions arising out of the same offenses. The discussion is based on paragraphs 46 d, 47, and 48 c, d, e, f, g, h, j, and k of MCM, 1969 (Rev.). The matters covered in paragraph 48 k(2) and (3) of MCM, 1969 (Rev.) are modified in the discus- sion based on the amendment of Articles 38(c) and 61. See Military Justice Act of 1983, Pub. L. No. 98–209, §§ 3(e)(3), 5(b)(1), 97 Stat. 1393 (1983). See R.C.M. 1105; 1110. As to associate counsel, see the Analysis subsection (d)(1) of this rule. See also United States v. Breese , 11 M.J. 17, 22 n.13 (C.M.A. 1981); United States v. Rivas, supra; United States v. Palenius , 2 A21-26 App. 21, R.C.M. 502(a) APPENDIX 21

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M.J. 86 (C.M.A. 1977); United States v. Goode , 1 M.J. 3 (C.M.A. 1975). (e) Interpreters, reporters, escorts, bailiffs, clerks, and guards. This subsection is based on paragraphs 7, 49, 50, and 51 of MCM, 1969 (Rev.). The list of disqualifications, except for the accuser, is new and is intended to prevent circumstances which may detract from the integrity of the court-martial. (f) Action upon discovery of disqualification or lack of qualifica- tion. This subsection is based on paragraphs 41 c, 44 b, 46 b of MCM, 1969 (Rev.). Rule 503 Detailing members, military judge, and counsel (a) Members. Subsection (1) is based on Article 25. Because of the amendment of Articles 26 and 27, the convening authority is no longer required to detail personally the military judge and counsel. Military Justice Act of 1983, Pub.L. No. 98–209, § 3(c), 97 Stat. 1393 (1983). The last sentence of paragraph 4 b of MCM, 1969 (Rev.) is deleted as unnecessary. The second para- graph in the discussion serves the same purpose as the third paragraph of paragraph 4 b of MCM, 1969 (Rev.): to alert the convening authority to avoid appointing people subject to re- moval for cause. Unlike that paragraph, however, no suggestion is now made that the convening authority commits error by appoint- ing such persons, since the disqualifications are waivable. See Analysis, R.C.M. 912(f)(4). Subsection (2) is based on Article 25(c) and the third paragraph of paragraph 4 c of MCM, 1969 (Rev.). The discussion is based on paragraph 36 c(2) of MCM, 1969 (Rev.). 1986 Amendment: Subsection (2) was amended to reflect an amendment to Article 25(c)(1), UCMJ, in the “Military Justice Amendments of 1986,” tit. VIII, § 803, National Defense Authori- zation Act for fiscal year 1987, Pub. L. No. 99–661, 100 Stat. 390 5, (1986) which authorizes enlisted accused to request orally on the record that at least one-third of the members of courts-martial be enlisted. Subsection (3) is based on paragraphs 4 f and g of MCM, 1969 (Rev.). Subsection (3) combines treatment of members from a different command and those from a different armed force. The power of a commander to detail members not under the conven- ing authority’s command is the same whether the members are in the same or a different armed force. Therefore each situation can be covered in one rule. The discussion repeats the preference for members, or at least a majority thereof, to be of the same service as the accused which was found in paragraph 4 g(1) of MCM, 1969 (Rev.). Permission for the Judge Advocate General to detail members of another armed force is no longer required in the Manual. Detailing a military judge from a different command or armed force is now covered in subsection (d). (b) Military Judge. Subsections (1) and (2) are based on Article 26(a), as amended, Military Justice Act of 1983, Pub. L. No. 98–209, § 3(c)(1), 97 Stat. 1393 (1983). The convening authority is no longer required to detail personally the military judge. Id. Subsection (1) requires that responsibility for detailing military j u d g e s w i l l b e i n j u d i c i a l c h a n n e l s . S e e H e a r i n g s o n S . 2 5 2 1 Before the Subcomm. on Manpower and Personnel of the Senate Comm. on Armed Services , 97th Cong., 2nd Sess. 52 (1982). More specific requirements will be provided in service regula- tions. Subsection (2) is intended to make detailing the military judge administratively efficient. See S. Rep. No. 53, 98th Cong., 1st Sess. 3–5, 12 (1983), H.R. Rep. No. 549, 98th Cong., 1st Sess. 13–14 (1983). As long as a qualified military judge presides over the court-martial, any irregularity in detailing a military judge is not jurisdictional and would result in reversal only if specific prejudice were shown. See S. Rep. No. 53, 98th Cong., 1st Sess. 12 (1983). Subsection (3) is based on Article 26. See also Article 6(a). 2005 Amendment : Subsection (b)(3) was amended to clarify that a military judge from any service may be detailed to a court- martial convened by a combatant or joint commander. (c) Counsel. Subsections (1) and (2) are based on Article 27(a), as amended, Military Justice Act of 1983, Pub. L. No. 98–209, § 3(c)(2), 97 Stat. 1393 (1983). The convening authority is no longer required to detail personally the counsel. Id. Efficient allo- cation of authority for detailing counsel will depend on the or- g a n i z a t i o n a l s t r u c t u r e a n d o p e r a t i o n a l r e q u i r e m e n t s o f e a c h service. Therefore, specific requirements will be provided in serv- ice regulations. Subsection (2) is intended to make detailing coun- sel administratively efficient. See S. Rep. No. 53, 98th Cong., 1st Sess. 3–5, 12 (1983); H.R. Rep. No. 549, 98th Cong., 1st Sess. 13–14 (1983). Counsel are not a jurisdictional component of courts-martial. Wright v. United States , 2 M.J. 9 (C.M.A. 1976). Any irregularity in detailing counsel would result in reversal only if specific prejudice were shown. See S. Rep. No. 53, 98th Cong., 1st Sess. 12 (1983). Subsection (3) is based on Article 27. See also Article 6(a). 2005 Amendment : Subsection (c)(3) was amended to clarify that counsel from any service may be detailed to a court-martial convened by a combatant or joint commander. Rule 504 Convening courts-martial (a) In general. This subsection substantially repeats the first sen- tence of paragraph 36 b of MCM, 1969 (Rev.). (b) Who may convene courts-martial. Subsection (1) is based on Article 22 and paragraph 5 a(1) of MCM, 1969 (Rev.). The power of superiors to limit the authority of subordinate convening authorities is based on paragraph 5 b(4) of MCM, 1969 (Rev.). Although that paragraph applied only to special and summary courts-martial, the same principle applies to general courts-mar- tial. See Article 22(b). See generally United States v. Hardy , 4 M . J . 2 0 ( C . M . A . 1 9 7 7 ) ; U n i t e d S t a t e s v . H a w t h o r n e , 7 U.S.C.M.A. 293, 22 C.M.R. 83 (1956); United States v., Rembert , 47 C.M.R. 755 (A.C.M.R. 1973), pet. denied, 23 U.S.C.M.A. 598 (1974). The discussion is based on the second and third sentences of paragraph 5 a(5) of MCM, 1969 (Rev.). Subsection (2) is based on Article 23 and paragraphs 5 b(1), (3), and (4) of MCM, 1969 (Rev.). 2005 Amendment: Subsection (b)(2)(B) was amended to clarify those authorized to determine when a unit is “separate or de- tached.” As to subsection (3), see Analysis, R.C.M. 1302(a). Subsection (4) is based on the first sentence of paragraph 5 a(5) of MCM, 1969 (Rev.). See also United States v. Greenwalt , 6 U.S.C.M.A. 569, 20 C.M.R. 285 (1955); United States v. Bun- ting, 4 U.S.C.M.A. 84, 15 C.M.R. 84 (1954). (c) Disqualification. This subsection is based on Articles 22(b) and 23(b) and on paragraph 5 a(3) of MCM, 1969 (Rev.). See A21-27 App. 21, R.C.M. 504(c)ANALYSIS

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a l s o A r t i c l e 1 ( 5 ) a n d ( 9 ) ; U n i t e d S t a t e s v . H a y g o o d , 1 2 U . S . C . M . A . 4 8 1 , 3 1 C . M . R . 6 7 ( 1 9 6 1 ) ; U n i t e d S t a t e s v . LaGrange, 1 U.S.C.M.A. 342,3 C.M.R. 76 (1952); United States v. Kostes , 38 C.M.R. 512 (A.B.R. 1967). (d) Convening orders. This subsection is based on paragraph 36 b of MCM, 1969 (Rev.) with two substantive modifications. First, in conformity with the amendment of Articles 26(a) and 27(a), see Military Justice Act of 1983, Pub. L. No. 98–209, § 3(c) 97 Stat. 1393 (1983), the military judge and counsel are no longer included in the convening order. See R.C.M. 503(b) and (c) and Analysis. Second, several matters, such as the unit of any enlisted members, which were required by paragraph 36 b are not in- cluded here. These may be required by service regulations. Sum- m a r y c o u r t s - m a r t i a l a r e t r e a t e d s e p a r a t e l y f r o m g e n e r a l a n d special courts-martial because of their different composition. (e) Place. This subsection is new. It derives from the convening authority’s power to fix the place of trial ( see also R.C.M. 90 6(b)(11)) and from the convening authority’s control of the re- sources for the trial. It does not change current practice. Rule 505 Changes in members, military judge, and counsel (a) In general. This subsection is based on the first sentence of paragraph 37 a of MCM, 1969 (Rev.) except that it has been modified to conform to the amendment of Articles 26(a) and 27(a). See Military Justice Act of 1983, Pub. L. No. 98–209, § 3(c), 97 Stat. 1393 (1983). The discussion is based on the third and fourth sentences of paragraph 37 c of MCM, 1969 (Rev.). (b) Procedure. This subsection is based on the first two sentences of paragraph 37 c(1) and on paragraph 37 c(2) of MCM, 1969 (Rev.). See also United States v. Ware , 5 M.J. 24 (C.M.A. 1978). It has been modified to reflect that military judges and counsel no longer must be detailed by the convening authority. The second paragraph in the discussion is based on United States v. Her- rington, 8 M.J. 194 (C.M.A. 1980). References in paragraph 37 b to excusal as a result of challenges are deleted here as challenges are covered in R.C.M. 902 and 912. (c) Changes of members. This subsection is based on Articles 25(e) and 29, and paragraphs 37 b and c, and 39 e of MCM, 1969 (Rev.). The limitation on the authority of the convening authori- ty’s delegate to excuse no more than one-third of the members is based on S. Rep. No. 53, 98th Cong., 1st Sess. 13 (1983). (d) Changes of detailed counsel. Subsection (1) is based on that part of the second sentence of paragraph 37 a of MCM, 1969 (Rev.) which covered trial counsel. Subsection (2) is new and conforms to the amendment of Article 27(a) concerning who details counsel. Subsection (2)(A) is consistent with that part of the second sentence of paragraph 37 a of MCM, 1969 (Rev.) which dealt with defense counsel. Subsec- tion (2)(B) is based on Article 38(b)(5); United States v. Catt , 1 M . J . 4 1 ( C . M . A . 1 9 7 5 ) ; U n i t e d S t a t e s v . T i m b e r l a k e , 2 2 U . S . C . M . A . 1 1 7 , 4 6 C . M . R . 1 1 7 ( 1 9 7 3 ) ; U n i t e d S t a t e s v . Andrews, 21 U.S.C.M.A. 165, 44 C.M.R. 219 (1972); United States v. Massey , 14 U.S.C.M.A. 486, 34 C.M.R. 266 (1964). (e) Change of military judge. This subsection is based on Articles 26(a) and 29(d) and on paragraph 39 e of MCM, 1969 (Rev.). See also United States v. Smith , 3 M.J. 490 (C.M.A. 1975). (f) Good cause. This subject is based on Article 29 and on United States v. Greenwell , 12 U.S.C.M.A. 560, 31 C.M.R. 146 (1961); United States v. Boysen , 11 U.S.C.M.A. 331, 29 C.M.R. 147 (1960); Unites States v. Grow , 3 U.S.C.M.A. 77, 11 C.M.R. 77 (1953). See S. Rep. No. 53, 98th Cong., 1st Sess. 13 (1983). As to defense counsel, see also United States v. Catt, United States v. Timberlake, United States v. Andrews , and United States v. Massey , all supra. Rule 506 Accused’s rights to counsel (a) In general. This subsection is taken from the first two sen- tences of paragraph 48 a of MCM, 1969 (Rev.), which was based on Article 38(b) as amended. Act of November 20, 1981, Pub. L. No. 97–81; 95 Stat. 1085. Note that the amendment of Article 3 8 ( b ) e f f e c t i v e l y o v e r r u l e d U n i t e d S t a t e s v . J o r d a n , 2 2 U.S.C.M.A. 164, 46 C.M.R. 164 (1973), which held that an ac- cused who has civilian counsel is not entitled to individual mili- tary counsel. The amendment of Article 38(b) provides that the accused may be represented by civilian counsel “and” by detailed or requested military counsel instead of civilian counsel “or” requested military counsel as it formerly did. See also H.R. Rep. No. 306, 97th Cong., 1st Sess. 4–7 (1981). Nothing in this rule is intended to limit the authority of the military judge to ensure that the accused exercises the rights to counsel in a timely fashion and that the progress of the trial is not unduly impeded. See Morris v. Slappy , 461 U.S. (1983), 33 Cr.L. R p t r . 3 0 1 3 ( 1 9 8 3 ) ; U n i t e d S t a t e s v . M o n t o y a , 1 3 M . J . 2 6 8 (C.M.A. 1982); United States v. Kinard , 21 U.S.C.M.A. 300, 45 C . M . R . 7 4 ( 1 9 7 2 ) ; U n i t e d S t a t e s v . B r o w n , 1 0 M . J . 6 3 5 ( A . C . M . R . 1 9 8 0 ) ; U n i t e d S t a t e s v . A l i c e a - B a e z , 7 M . J . 9 8 9 ( A . C . M . R . 1 9 7 9 ) ; U n i t e d S t a t e s v . L i v i n g s t o n , 7 M . J . 6 3 8 ( A . C . M . R . 1 9 7 9 ) , a f f ’ d 8 M . J . 8 2 8 ( C . M . A . 1 9 8 0 ) . S e e a l s o United States v. Johnson , 12 M.J 670 (A.C.M.R. 1981); United States v. Kilby , 3 M.J. 938 (N.C.M.R.), pet. denied , 4 M.J. 139 (1977). (b) Individual military counsel. Subsection (1) is based on para- graphs 48 b(1) and (2) of MCM, 1969 (Rev.). See also Article 38(b); H.R. Rep. No. 306, supra at 5–7; United States v. Kelker , 4 M . J . 3 2 3 ( C . M . A . 1 9 7 8 ) ; U n i t e d S t a t e s v . E a s o n , 2 1 U.S.C.M.A. 335, 45 C.M.R. 109 (1972); United States v. Murray , 20 U.S.C.M.A. 61, 42 C.M.R 253 (1970). The second sentence of the last paragraph of this subsection has been modified based on the amendment of Article 38(b)(7), Military Justice Act of 1983, Pub. L. No. 98–209, § 3(e)(2), 97 Stat. 1393 (1983). Subsection (2) is taken from paragraph 48 b(3) of MCM, 1969 (Rev.). See also Article 38(b)(7). It ensures substantial uniformity in procedure among the services for handling requests for individ- ual military counsel. Subsection (3) is based on the fourth through eighth sentences in the second paragraph of paragraph 46 d of MCM, 1969 (Rev.) and on Article 38(b)(6). See also H.R. Rep. No. 306, supra at 4–7. Authority to excuse detailed counsel has been modified based on the amendment of Article 38(b)(6). See Military Justice Act of 1983, Pub. L. No. 98–209, § 3(e)(1), 97 Stat. 1393 (1983). (c) Excusal or withdrawal. This subsection is based on United States v. Iverson , 5 M.J. 440 (C.M.A. 1978); United States v. Palenius, 2 M.J. 86 (C.M.A. 1977); United States v. Eason, supra; United States v. Andrews , 21 U.S.C.M.A. 165, 44 C.M.R. 219 (1972). See Analysis, R.C.M. 505(c)(2). (d) Waiver. This subsection is based on the third sentence of the A21-28 App. 21, R.C.M. 504(c) APPENDIX 21

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second paragraph of paragraph 48 a of MCM, 1969 (Rev.) and on Faretta v. California , 422 U.S. 806 (1975). As to the last two sentences, see id. at 834 n.46. (e) Nonlawyer present. This subsection is based on the last sen- tence of the second paragraph of paragraph 48 a of MCM, 1969 (Rev.). CHAPTER VI. REFERRAL, SERVICE, AMENDMENT, AND WITHDRAWAL OF CHARGES Rule 601 Referral (a) In general. This definition is new. MCM, 1969 (Rev.) did not define “referral.” (b) Who may refer. This section is also new, although MCM, 1969 (Rev) clearly implied that any convening authority could refer charges. See also United States v. Hardy , 4 M.J. 29 (C.M.A. 1977). Paragraphs 5 b(4) and 5 c of MCM, 1969 (Rev.) contained similar provisions. (c) Disqualification. This section is added to the Manual to ex- press the statutory disqualification of an accuser to convene a court-martial in parallel terms in relation to referral. See Articles 22(b), 23(b). Cf. Article 24(b). The discussion follows paragraph 33 i of MCM, 1969 (Rev.). (d) When charges may be referred. Subsection (1) is new. Nei- ther the code nor MCM, 1969 (Rev) have previously provided a standard for referral except in general courts-martial. See Article 34(a). Subsection (1) promotes efficiency by helping to prevent groundless charges from being referred for trial. This is consistent with Fed. R. Crim. P. 5.1(a). Accord ABA Standards Prosecution Function section 3–3.9(a) (1979). Consistent with the amendment of Article 34, subsection (1) does not require the convening au- thority to evaluate the legal sufficiency of the case personally. In general courts-martial the legal sufficiency determination must be made by the staff judge advocate. See Article 34(a) and subsec- tion (3)(2) of this rule. Subsection (1) requires a similar determi- n a t i o n i n a l l c o u r t s - m a r t i a l , i n c l u d i n g s p e c i a l a n d s u m m a r y courts-martial. Because of the judicial limitations on the sentenc- ing power of special and summary courts-martial, any judge ad- vocate may make the determination or the convening authority may do so personally. (A special or summary court-martial con- vening authority does not always have access to a judge advocate before referring charges; moreover, this subsection does not re- quire reference to a judge advocate, even if one is available, if the convening authority elects to make the determination personally.) A person who serves as a trial counsel is not disqualified from rendering this advice. Cf. ABA Standards Prosecution Function Section 3–3.9(a) (1979). Note that there is no requirement under this subsection that the judge advocate’s advice be written or that the convening authority memorialize the basis of the referral in any way. The “reasonable grounds” standard is based on Article 34’s prerequisite to referral of charges to a general court-martial that the charges be warranted by the evidence in the report of the Article 32 investigation. Further, the legislative history of Article 32 strongly suggests that this is the intended standard of the investigation. Hearings on H.R. 2498 Before a Subcomm, of the House Comm. on Armed Services , 81st Cong., 1st Sess. 997 –98 (1949). Nothing suggests that the standard governing referral to inferior courts-martial should be different from that applicable to g e n e r a l c o u r t s - m a r t i a l . I t a p p e a r s t h a t t h e r e a s o n a b l e g r o u n d s standard has been in operation even without an explicit require- ment. See, e.g., United States v. Eagle , 1 M.J. 387, 389 n.4 (C.M.A. 1976); United States v. Kauffman , 33 C.M.R. 748, 795 ( A . F . B . R . ) , r e v ’ d o n o t h e r g r o u n d s , 1 4 U . S . C . M . A . 2 8 3 , 3 4 C.M.R. 63 (1963). Cf. Gerstein v. Pugh , 420 U.S. 103 (1975). Subsection (2) restates the prerequisites for referral to a general court-martial of Articles 32 and 34. It is consistent with para- graphs 30 c and d, 34 a, and 35 of MCM, 1969 (Rev.) except insofar as the amendment of Article 34 ( see Military Justice Act of 1983, Pub. L. No. 98–209, § 4, 97 Stat. 1393 (1983)) requires otherwise. The function of this provision is the same as paragraph 30 of MCM, 1969 (Rev.) to serve as a reminder of procedural limitations on referral. The waiver provision is based on Article 32(d); S. Rep. No. 53, 98th Cong., 1st Sess. 17 (1983); United States v. Schaffer , 12 M.J. 425 (C.M.A. 1982); United States v. Ragan, 14 U.S.C.M.A. 119, 33 C.M.R. 331 (1963). (e) How changes shall be referred. Subsection (1) is consistent with paragraph 33 j(1) of MCM, 1969 (Rev.). The personal re- sponsibility of the convening authority to decide whether to refer and how to refer is emphasized, but the discussion makes clear that the administrative aspects of recording that decision may be delegated. The discussion’s instructions for subsequent referrals are based on paragraph 33 j(1) of MCM, 1969 (Rev.). The special case of referrals to summary courts-martial by the only officer present in command follows paragraph 33 j(1) of MCM, 1969 (Rev.) and Article 24(b). The discussion of limiting instructions follows paragraphs 33 j(1) and k of MCM, 1969 (Rev.). The advice that convening authorities be guided by the criteria for capital punishment found at R.C.M. 1004 is new. See Gregg v. Georgia , 428 U.S. 153, 225 (1976) (White, J., concurring in the judgment). The last paragraph of the discussion on transmitting the re- ferred charges and allied papers to the trial counsel is based on paragraph 33 j(2) of MCM, 1969 (Rev.). Subsection (2) is less restrictive than the previous military rule found at paragraphs 26 b and c of MCM, 1969 (Rev.), which cautioned against joining major and minor offenses. This rule is inconsistent with Fed. R. Crim. P. 8(a), which requires (in gener- al) separate trials for each offense. Such a requirement is too unwieldy to be effective, particularly in combat or deployment. Joinder is entirely within the discretion of the convening authori- ty. The last two sentences of the rule dealing with additional charges are based on paragraph 65 b of MCM, 1969 (Rev.). The discussion encourages economy, following paragraph 33 h of MCM, 1969 (Rev.). The last sentence in subsection (2) is new and clarifies that the accused may consent to the referral of additional charges after arraignment. Since the prohibition of such referral is for the accused’s benefit, the accused may forego it when it would be the accused’s advantage. See United States v. Lee, 14 M.J. 983 (N.M.C.M.R. 1983). The first two sentences of subsection (3) restate Fed. R. Crim. P. 8(b) in military nomenclature. They are consistent with the approach taken by paragraph 26 d of MCM, 1969 (Rev.). The last sentence is based on paragraph 33 l of MCM, 1969 (Rev.). There is no counterpart in federal civilian practice. 2005 Amendment : The Discussion section was amended to re- A21-29 App. 21, R.C.M. 601(e)ANALYSIS

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flect the rule changes that require the convening authority to affirmatively refer a capital punishment eligible offense for trial as a capital case. (f) Referral by other convening authorities. This provision re- flects the principle that a subordinate convening authority’s deci- s i o n d o e s n o t p r e e m p t d i f f e r e n t d i s p o s i t i o n s b y s u p e r i o r convening authorities. See United States v. Charette , 15 M.J. 197 (C.M.A. 1983); United States v. Blaylock , 15 M.J. 190 (C.M.A. 1983). See also Analysis, R.C.M. 306(a), Analysis, R.C.M. 90 5(g), and Analysis, R.C.M. 907(b)(2)(C). 2015 Amendment : (g) Parallel convening authorities. The in- tent of this new provision is to allow a successor convening authority to exercise full authority over charges, without having to effectuate re-referral or potentially a new trial. The subsection incorporates a recommendation of the May 2013 report of the Defense Legal Policy Board (DLPB), Report of the Subcommittee on Military Justice in Combat Zones. The DLPB is a Federal Advisory Committee established to provide independent advice to the Secretary of Defense. The DLPB found that an inhibition to retaining cases in an area of operations is the inability of a convening authority to transmit a case to another convening au- thority after referral of charges without having to withdraw the charges. Rule 602 Service of charges This rule is based on Article 35 and paragraph 44 h of MCM, 1969 (Rev.). Fed. R. Crim. P. 9 is consistent in purpose with this rule, but not in structure. The warrant system of Fed. R. Crim. P. 9(a), (b)(1), and (c) (2) is unnecessary in military practice. The remand provision of Fed. R. Crim. P. 9(d) is inconsistent with the structure of military procedure but consistent with the convening authority’s discretion to refer charges to a minor forum. See R.C.M. 306. The provision of Fed. R. Crim. P. 9(c) for service by mail or delivery to a residence is inconsistent with Article 35. Rule 603 Changes to charges and specifications (a) Minor changes defined. This definition and the discussion consolidate the tests and examples found at paragraphs 33 d, 44 f(1), and 69 b(1) of MCM, 1969 (Rev.). They are consistent with Fed. R. Crim. P. 7(e). (b) Minor changes before arraignment. This provision is based on and consolidates the authority of various persons to make minor changes as stated at paragraphs 33 d and 44 f(1) of MCM, 1969 (Rev.). It is inappropriate for an Article 32 investigating officer to make changes, but an investigating officer may recom- mend changes. See also Article 34(b) which provides authority for the staff judge advocate or legal officer to amend charges or specifications for the reasons stated therein. (c) Minor changes after arraignment. This provision is based on Fed. R. Crim. P. 7(e), which is generally consistent with military practice. (d) Major changes. This subsection is based on paragraphs 33 d and 33 e(2) of MCM, 1969 (Rev.). See also Article 34(b) which provides authority for the staff judge advocate or legal officer to amend charges or specifications for the reasons stated therein. Rule 604 Withdrawal of charges (a) Withdrawal. This rule is based on paragraphs 5 a(6) and 56 a of MCM, 1969 (Rev.). The rule parallels Fed. R. Crim. P. 48(a), but leave of the court is not required for the convening authority to withdraw (or dismiss) charges and specifications. This would be inconsistent with the responsibilities of the convening author- ity under the Code. See Articles 34 and 60. The potential abuses which the leave-of-court requirement in the federal rule are de- signed to prevent are adequately prevented by the restraint on a later referral of withdrawn charges in the subsection (b). The first paragraph in the discussion is new. It recognizes the distinction between withdrawal of charges, which extinguishes the j u r i s d i c t i o n o f a c o u r t - m a r t i a l o v e r t h e m , a n d d i s m i s s a l o f charges, which extinguishes the charges themselves. The discus- sion cautions that withdrawn charges, like any other unreferred charges, should be disposed of promptly. Dismissal of charges disposes of those charges; it does not necessarily bar subsequent disposition of the underlying offenses ( see Analysis, R.C.M. 30 6(a)), although a later preferral and referral would raise the same issues as are discussed under subsection (b). The second paragraph in the discussion is based on the last sentence of paragraph 56 a of MCM, 1969 (Rev.). The third paragraph in the discussion is based on the second and fourth sentences in paragraph 56 a of MCM, 1969 (Rev.). The first sentence of the fourth paragraph is based on the third sentence of paragraph 56 a of MCM, 1969 (Rev.) and United States v. Charette , 15 M.J. 197 (C.M.A. 1983); United States v. Blaylock, 15 M.J. 190 (C.M.A. 1983). The remainder of this paragraph is based on the second sentence of paragraph 56 a and paragraph 56 d of MCM, 1969 (Rev.). (b) Referral of withdrawn charges. This rule is based on para- graphs 33 j(1) and 56 of MCM, 1969 (Rev.) and numerous deci- s i o n s . S e e , e . g . , U n i t e d S t a t e s v . C h a r e t t e , U n i t e d S t a t e s v . Blaylock, and United States v. Hardy , all supra; United States v. Jackson, 1 M.J. 242 (C.M.A. 1976); United States v. Walsh , 22 U.S.C.M.A. 509, 47 C.M.R. 926 (1973); Petty v. Convening Au- thority, 20 U.S.C.M.A. 438, 43 C.M.R. 278 (1971). The second sentence in the rule is derived from portions of paragraphs 56 b and c of MCM, 1969 (Rev.) which were in turn based on Wade v. Hunter, 336 U.S. 684 (1949); Legal and Legislative Basis, Man- ual for Courts-Martial, United States, 1951 at 64. See Article 44. The second sentence of paragraph 56 b of MCM, 1969 (Rev.) has been deleted. That sentence suggested that withdrawal after intro- duction of evidence on the merits for reasons other than urgent and unforeseen military necessity would not bar re-referral in some cases. If further prosecution is contemplated, such other possible grounds for terminating the trial after introduction of evidence has begun are more appropriately subject to a judicial determination whether to declare a mistrial under R.C.M. 915. The first paragraph in the discussion contains a cross-reference to R.C.M. 915, Mistrial. Paragraph 56 of MCM, 1969 (Rev.) dealt with both withdrawal and mistrial. This was unnecessary and potentially confusing. Although the effect of a declaration of a mistrial may be similar to that of withdrawal, the narrow legal bases for a mistrial ( see United States v. Simonds , 15 U.S.C.M.A. 6 4 1 , 3 6 C . M . R . 1 3 9 ( 1 9 6 6 ) ) s h o u l d b e d i s t i n g u i s h e d f r o m withdrawal, which involves a far wider range of purposes and considerations. See Analysis, R.C.M. 915. The second paragraph in the discussion is based on paragraph 56 b of MCM, 1969 (Rev.). Unlike paragraph 56 b, the current rules does not require a record in certain cases. Instead the discus- A21-30 App. 21, R.C.M. 601(e) APPENDIX 21

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sion suggests that such a record is desirable if the later referral is more onerous to the accused. See United States v. Blaylock, supra at 192 n.1; United States v. Hardy, supra . The third paragraph in the discussion is based on United States v. Charette, United States v. Blaylock, United States v. Walsh , and Petty v. Convening Authority , all supra; United States v. Fleming , 18 U.S.C.M.A. 524, 40 C.M.R. 236 (1969). See Article 37. The fourth paragraph in the discussion is based generally on paragraphs 56 b and c of MCM, 1969 (Rev.), but more specificity is provided as to proper reasons for withdrawal and its effect at c e r t a i n s t a g e s o f t h e p r o c e e d i n g s . T h e g r o u n d s f o r p r o p e r w i t h d r a w a l a n d l a t e r r e f e r r a l a r e b a s e d o n U n i t e d S t a t e s v . Charette, United States v. Blaylock, United States v. Jackson , all supra; United States v. Lord , 13 U.S.C.M.A. 78, 32 C.M.R. 78 (1962); and current practice. United States v. Hardy and United States v. Walsh , both supra, indicate that the commencement of court-martial proceedings is, by itself, not important in analyzing the propriety of withdrawal. Arraignment is normally the first significant milestone for the same reasons that make it a cut-off point for other procedures. See, e.g. , R.C.M. 601; 603; 804. It should be noted that assembly of the court-martial, which could precede arraignment, could also have an effect on the propriety of a withdrawal, since this could raise questions about an improper intent to interfere with the exercise of codal rights or the imparti- ality of the court-martial. The importance of the introduction of evidence is based on Article 44. See also R.C.M. 907(b)(2)(C) and Analysis. 2016 Amendment : The fourth paragraph of the R.C.M. 604(a) Discussion was added to align the Discussion with R.C.M. 705(d)(3). CHAPTER VII. PRETRIAL MATTERS Rule 701 Discovery Introduction. This rule is based on Article 46, as well as Arti- cle 36. The rule is intended to promote full discovery to the maximum extent possible consistent with legitimate needs for nondisclosure ( see e.g. , Mil. R. Evid. 301; Section V) and to eliminate “gamesmanship” from the discovery process. See gener- a l l y A B A S t a n d a r d s , D i s c o v e r y a n d P r o c e d u r e B e f o r e T r i a l (1978). For reasons stated below, the rule provides for broader discovery than is required in Federal practice. See Fed. R. Crim. P. 12.1; 12.2; 16. See also 18 U.S.C. § 3500. Military discovery practice has been quite liberal, although the sources of this practice are somewhat scattered. See Articles 36 and 46; paragraphs 34, 44 h, and 115 c of MCM, 1969 (Rev.). See also United States v. Killebrew , 9 M.J. 154 (C.M.A. 1980); United States v. Cumberledge 6 M.J. 203, 204 n.4 (C.M.A. 1979). Providing broad discovery at an early stage reduces pretrial mo- tions practice and surprise and delay at trial. It leads to better informed judgment about the merits of the case and encourages early decisions concerning withdrawal of charges, motions, pleas, and composition of court-martial. In short, experience has shown that broad discovery contributes substantially to the truth-finding process and to the efficiency with which it functions. It is essen- tial to the administration of military justice; because assembling the military judge, counsel, members, accused, and witnesses is frequently costly and time-consuming, clarification or resolution of matters before trial is essential. The rule clarifies and expands (at least formally) discovery by the defense. It also provides for the first time some discovery by the prosecution. See subsection (b) of the rule. Such discovery serves the same goal of efficiency. Except for subsection (e), the rule deals with discovery in terms of disclosure of matters known to or in the possession of a party. Thus the defense is entitled to disclosure of matters known to the trial counsel or in the possession of military authorities. Except as provided in subsection (e), the defense is not entitled under this rule to disclosure of matters not possessed by military authorities or to have the trial counsel seek out and produce such matters for it. But see Mil. R. Evid. 506 concerning defense discovery of government information generally. Subsection (e) may accord the defense the right to have the Government assist the defense to secure evidence or information when not to do so would deny the defense similar access to what the prosecution would have if it were seeking the evidence or information. See United States v. Killebrew, supra; Halfacre v. Chambers , 5 M.J. 1099 (C.M.A. 1976). (a) Disclosure by the trial counsel. This subsection is based in part on Fed. R. Crim. P. 16(a), but it provides for additional matters to be provided to the defense. See ABA Standards, Dis- covery and Procedure Before Trial § 11–2.1 (1978). Where a request is necessary, it is required to trigger the duty to disclose as a means of specifying what must be produced. Without the request, a trial counsel might be uncertain in many cases as to the extent of the duty to obtain matters not in the trial counsel’s immediate possession. A request should indicate with reasonable s p e c i f i c i t y w h a t m a t e r i a l s a r e s o u g h t . W h e n o b v i o u s l y d i s - coverable materials are in the trial counsel’s possession, trial counsel should provide them to the defense without a request. “Inspect” includes the right to copy. See subsection (h) of this rule. Fed. R. Crim. P. 16(a)(1)(A) is not included here because the matter is covered in Mil. R. Evid. 304(d)(1). The discussion under subsection (a)(6) of this rule lists other discovery and notice provisions in the Military of Evidence. Subsection (1) is based on paragraph 44 h of MCM, 1969 (Rev.). See also paragraph 33 i, id. 18 U.S.C. § 3500(a) is contra; the last sentence of Article 32(b) reflects Congressional intent that the accused receive witness statements before trial. Subsection (2) is based on paragraph 115 c of MCM, 1969 (Rev.) and parallels Fed. R. Crim. P. 16(a)(1)(C) and (D). Subsection (3)(A) is based on the last sentence in the second paragraph of paragraph 44 h of MCM, 1969 (Rev.). See also Appendix 5 at A5–1 of MCM, 1969 (Rev.); United States v. Webster, 1 M.J. 216 (C.M.A. 1975). Subsection (3)(B) is based on Fed. R. Crim. P. 12.1(b). Fed. R. Crim. P. 12.2 (notice based on mental condition) contains no parallel requirement for disclo- sure of rebuttal witnesses by the prosecution. The defense will ordinarily have such information because of the accused’s partici- p a t i o n i n a n y c o u r t - o r d e r e d e x a m i n a t i o n , s o t h e d i s t i n c t i o n diminishes in practice. In the interest of full disclosure and fair- ness, subsection (3)(B) requires the prosecution to notify the de- fense of rebuttal witnesses on mental responsibility. See also R.C.M. 706. 1991 Amendment: Subsection (a)(3)(B) was amended to pro- A21-31 App. 21, R.C.M. 701(a)ANALYSIS

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vide for prosecution disclosure of rebuttal witnesses to a defense of innocent ingestion. This conforms to the amendment to R.C.M. 701(b). Subsection (4) is based on Fed. R. Crim. P. 16(a)(1)(B). The language is modified to make clear that the rule imposes no duty on the trial counsel to seek out prior convictions. (There is an ethical duty to exercise reasonable diligence in doing so, howev- e r . S e e A B A C o d e o f P r o f e s s i o n a l R e s p o n s i b i l i t y , D R 6 – 1 0 1(A)(2); EC 6–4(1975).) The purpose of the rule is to put the defense on notice of prior convictions of the accused which may be used against the accused on the merits. Convictions for use on sentencing are covered under subsection (a)(5). Because of this distinction, under some circumstances the trial counsel may not be able to use a conviction on the merits because of lack of timely notice, but may be able to use it on sentencing. Subsection (5) is based on paragraph 75 b(5) of MCM, 1969 (Rev.) Cf. Fed. R. Crim. P. 32(c)(3). Subsection (6) is based on ABA Standards, The Prosecution Function § 3–3.11(a) (1979); ABA Standards, Discovery and Pro- cedure Before Trial § 11–2.1(c) (1978). See also United States v. Agurs, 427 U.S. 97 (1976); Brady v. Maryland , 373 U.S. 83 (1963); United States v. Brickey , 16 M.J. 258 (C.M.A. 1983); United States v. Horsey , 6 M.J. 112 (C.M.A. 1979); United States v. Lucas , 5 M.J. 167 (C.M.A. 1978); ABA Code of Professional Responsibility, DR 7–103(B) (1975). (b) Disclosure by defense. This subsection is based on Fed. R. Crim. P. 12.1, 12.2, and 16(b)(1)(A) and (B). See generally Wil- liams v. Florida , 399 U.S. 78 (1970). The requirement in Fed. R. Crim. P. 12.1 for a written request by the prosecution for notice of an alibi defense was deleted because it would generate unnec- essary paperwork. The accused is adequately protected by the opportunity to request a bill of particulars. 1986 Amendment. The phrase “a mental disease, defect, or other condition bearing upon the guilt of the accused” was deleted from this subsection, with other language substituted, in conjunc- tion with the implementation of Article 50a, and the phrase “or partial mental responsibility” was deleted from the discussion to conform to the amendment to R.C.M. 916(k)(2). 1991 Amendment: Subsection (b)(1) has been revised to ex- pand the open discovery that is characteristic of military practice. It provides the trial counsel with reciprocal discovery and equal opportunity to interview witnesses and inspect evidence as that available to the defense under subsection (a). See Article 46, U.C.M.J., and R.C.M. 701(e). Enhanced disclosure requirements for the defense are consistent with a growing number of state jurisdictions that give the prosecution an independent right to receive some discovery from the defense. See Mosteller, Discov- ery Against the Defense: Tilting the Adversarial Balance , 74 Calif. L. Rev. 1567, 1579–1583 (1986). Mandatory disclosure requirements by the defense will better serve to foster the truth- finding process. 1991 Amendment: Subsection (b)(2) was revised to add the requirement that the defense give notice of its intent to present the defense of innocent ingestion. The innocent ingestion defense, often raised during trials for wrongful use of a controlled sub- stance, poses similar practical problems ( e.g., substantial delay in proceedings) as those generated by an alibi defense, and thus merits similar special treatment. 2002 Amendment: Subsection (b)(4) was amended to take into c o n s i d e r a t i o n t h e p r o t e c t i o n s a f f o r d e d b y t h e n e w psychotherapist-patient privilege under Mil. R. Evid. 513. 1991 Amendment: Subsection (b)(5) was amended to clarify that when the defense withdraws notice of an intent to rely upon the alibi, innocent ingestion, or insanity defenses, or to introduce expert testimony of the accused’s mental condition, neither evi- dence of such intention, nor statements made in connection there- with, are admissible against the servicemember who gave notice. This rule applies regardless of whether the person against whom the evidence is offered is an accused or a witness. Fed. R. Crim. P. 12.1 and 12.2, upon which the subsection is based, were similarly amended [ See H.R. Doc. No. 64, 99th Cong., 1st Sess. 17–18 (1985)]. (c) Failure to call witness. This subsection is based on repealed subsection (a)(4) and (b)(3) of Fed. R. Crim. P. 16. Those subsec- tions were inadvertently left in that rule after the notice of wit- nesses provisions were deleted by the conference committee. Act of December 12, 1975, Pub. L. No. 94–149, § 5, 89 Stat. 806. But see Fed. R. Crim. P. 12.1(f). Because notice of witnesses under R.C.M. 701 is required or otherwise encouraged ( see also R.C.M. 703), such a provision is necessary in these rules. (d) Continuing duty to disclose. This subsection is based on Fed. R. Crim. P. 16(c). See also ABA Standards, Discovery and Proce- dure Before Trial § 11–4.2 (1978). (e) Access to witnesses and other evidence. This subsection is based on Article 46; paragraphs 42 c and 48 h of MCM, 1969 (Rev.); United States v. Killebrew, supra; Halfacre, v. Chambers, supra; United States v. Enloe , 15 U.S.C.M.A. 256, 35 C.M.R. 228 (1965); United States v. Aycock , 15 U.S.C.M.A. 158, 35 C.M.R. 130 (1964). The subsection permits witness (e.g., inform- ant) protection programs and prevents improper interference with preparation of the case. See United States v. Killebrew and United States v. Cumberledge, both supra . See also subsection (f) of this rule; Mil. R. Evid. 507. 1986 Amendment. The discussion was added, based on United States v. Treakle , 18 M.J. 646 (A.C.M.R. 1984). See also United States v. Tucker, 17 M.J. 519 (A.F.C.M.R. 1984); United States v. L o w e r y , 1 8 M . J . 6 9 5 ( A . F . C . M . R . 1 9 8 4 ) ; U n i t e d S t a t e s v . Charles, 15 M.J. 509 (A.F.C.M.R. 1982); United States v. Estes , 28 C.M.R. 501 (A.B.R. 1959). 2016 Amendment: This rule implements Article 46(b), enacted by section 1704 of the National Defense Authorization Act for Fiscal Year 2014, P.L. 113-66, 26 December 2013, as amended by section 531(b) of the Carl Levin and Howard P. “Buck” McKeon National Defense Authorization Act for Fiscal Year 2015, P.L. 113-291, 19 December 2014. (f) Information not subject to disclosure. This subsection is based on the privileges and protections in other rules ( see, e.g., Mil. R. Evid. 301 and Section V). See also Goldberg v. United States , 4 2 5 U . S . 9 4 ( 1 9 7 6 ) ; U n i t e d S t a t e s v . N o b l e s , 4 2 2 U . S . 2 2 5 (1975); Hickman v. Taylor , 329 U.S. 495 (1947). It differs from Fed. R. Crim. P. 16(a)(2) because of the broader discovery re- quirements under this rule. Production under the Jencks Act, 18 U.S.C. § 3500, is covered under R.C.M. 914. (g) Regulation of discovery. Subsection (1) is based on the last sentence of Fed. R. Crim. P. 16(d)(2). It is a separate subsection to make clear that the military judge has authority to regulate discovery generally, in accordance with the rule. Local control of A21-32 App. 21, R.C.M. 701(a) APPENDIX 21

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discovery is necessary because courts-martial are conducted in such a wide variety of locations and conditions. See also R.C.M. 108. Subsection (g)(2) is based on Fed. R. Crim. P. 16(d)(1). Cf. Mil. R. Evid. 505; 506. See also ABA Standards, Discovery and Procedures Before Trial § 11–4.4 (1978). Subsection (g)(3) is based on Fed. R. Crim. P. 16(d)(2), but it also incorporates the noncompliance provision of Fed. R. Crim. P.12.1(d) and 12.2(d). But see Williams v. Florida, supra at 83 n. 14; Alicea v. Gagnon , 675 F. 2d 913 (7th Cir. 1982). The discus- sion is based on United States v. Myers , 550 F.2d 1036 (5th Cir. 1977), cert. denied , 439 U.S. 847 (1978). 1993 Amendment. The amendment to R.C.M. 701(g)(3)(C), based on the decision of Taylor v. Illinois , 484 U.S. 400 (1988), recognizes that the Sixth Amendment compulsory process right does not preclude a discovery sanction that excludes the testi- mony of a material defense witness. This sanction, however, should be reserved to cases where the accused has willfully and blatantly violated applicable discovery rules, and alternative sanc- tions could not have minimized the prejudice to the Government. See Chappee v. Commonwealth Massachusetts , 659 F.Supp. 1220 (D. Mass. 1988). The Discussion to R.C.M. 701(g)(3)(C) adopts the test, along with factors the judge must consider, established by the Taylor decision. (h) Inspect. This subsection is based on Fed. R. Crim. P. 16. Rule 702 Depositions (a) In general. This subsection is based on the first sentence in Fed. R. Crim. P. 15(a). The language concerning preferral of charges is added based on Article 49(a). The language concerning use at Article 32 investigations is also added because depositions may be used at such hearings. “Exceptional” means out of the ordinary. Depositions are not taken routinely, but only when there is a specific need under the circumstances. As used in Fed. R. Crim. P. 15(a) “exceptional circumstances” is generally limited to preserving the testimony of a witness who is likely to be unavailable for trial. See 8 J. Moore, Moore’s Federal Practice Para. 15.02[1]; 15.03 (1982 rev.ed.); United States v. Singleton , 460 F.2d 1148 (2d Cir. 1972). A deposition is not a discovery device under the Federal rule. 8 J. Moore, supra Para. 15.02[1]. See also United States v. Rich , 580 F.2d 929 (9th Cir.), cert. denied , 439 U.S. 935 (1978); United States v. Adcock , 558 F.2d. 397 (8th Cir.), cert. denied, 434 U.S. 921 (1977). The Court of Military Appeals has held that deposi- tions may serve as a discovery device in certain unusual circum- stances. See Analysis, subsection (c)(3)(A) infra. Consequently, “exceptional circumstances” may be somewhat broader in courts- martial. Nevertheless, the primary purpose of this rule is to pre- serve the testimony of unavailable witnesses for use at trial. See Article 49; Hearings on H.R. 2498 Before a Subcomm. of the C o m m . o n A r m e d S e r v i c e s 8 1 s t C o n g . 1 s t S e s s . 1 0 6 4 – 1 0 7 0 (1949). The first paragraph in the discussion is based on Article 49(d) and (f) and on paragraph 117 a of MCM, 1969 (Rev.). The second and third paragraphs are based on Article 49(d), (e), and (f); paragraph 117 b(11) of MCM, 1969 (Rev.); Fed. R. Crim. P. 15(e). The admissibility of depositions is governed by Mil. R. Evid. 804 and by Article 49(d), (e), and (f) so it is unnecessary to prescribe further rules governing their use in R.C.M. 702. As to Article 49(d)(1), see United States v. Davis , 19 U.S.C.M.A. 217, 41 C.M.R. 217 (1970). See also United States v. Bennett , 12 M.J. 463, 471 (C.M.A. 1982); United States v. Gaines , 20 U.S.C.M.A. 5 5 7 , 4 3 C . M . R . 3 9 7 ( 1 9 7 1 ) ; U n i t e d S t a t e s v . B r y s o n , 3 U.S.C.M.A. 329, 12 C.M.R. 85 (1953). The fourth paragraph in the discussion is based on paragraphs 75 b(4) and 75 e of MCM, 1969 (Rev.). (b) Who may order. This subsection is based on Article 49(a) and on the second and third sentences of paragraph 117 b(1) of MCM, 1969 (Rev.). As noted in subsection (i) the express approval of a competent authority is not required in order to take a deposition. See also United States v. Ciarletta , 7 U.S.C.M.A. 606, 23 C.M.R. 70 (1957). Express approval may be necessary in order to secure the necessary personnel or other resources for a deposition, when a subpoena will be necessary to compel the presence of a witness, or when the parties do not agree to the deposition. (c) Request to take deposition. Subsection (1) is based on the first sentence in paragraph 117 b(1) of MCM, 1969 (Rev.). The dis- cussion is based on the fourth sentence of that paragraph. Subsec- tion (2) is based on the fifth and sixth sentences in paragraph 117 b(1). Subsection (3)(A) is based on Article 49(a). The discussion provides guidance on what may be good cause for denial. The discussion indicates that ordinarily the purpose of a deposition is to preserve the testimony of a necessary witness when that wit- ness is likely to be unavailable for trial. See Analysis, subsection (a) of this rule. The Court of Military Appeals has held that a deposition may be required in other circumstances described in the last sentence of the discussion. See United States v. Killebrew , 9 M.J. 154 (C.M.A. 1980); United States v. Cumberledge , 6 M.J. 203, 205, n.3 (C.M.A. 1979) (deposition may be appropriate means to compel interview with witness when Government im- properly impedes defense access to a witness); United States v. Chuculate, 5 M.J. 143, 145 (C.M.A. 1978) (deposition may be an appropriate means to allow sworn cross-examination of an essen- t i a l w i t n e s s w h o w a s u n a v a i l a b l e a t t h e A r t i c l e 3 2 h e a r i n g ) ; United States v. Chestnut , 2 M.J. 84 (C.M.A. 1976) (deposition may be an appropriate means to cure error where witness was improperly found unavailable at Article 32 hearing). Chuculate and Chestnut have construed Article 49 as means of satisfying the discovery purposes of Article 32 when the Article 32 proceeding fails to do so. Killebrew and Cumberledge have construed Article 49 as a means of permitting full investigation and preparation by the defense when the Government improperly interferes. Whether a deposition is an appropriate tool for the latter purpose may bear further consideration, especially since R.C.M. 701(e) makes clear that such interference is improper. See also R.C.M. 906(b)(7). Subsection (3)(B) is based on the first sentence of paragraph 117 b(1) and on paragraphs 75 b(4) and e of MCM, 1969 (Rev.). See also United States v. Jacoby , 11 U.S.C.M.A. 428, 29 C.M.R. 244 (1960). Subsection (3)(C) is new and is self-explanatory. Subsection (3)(D) is based on United States v. Cumberledge and United States v. Chuculate , both supra. (d) Action when request is approved. Subsection (1) and its dis- cussion are new. See Article 49(c). Detailing the deposition offi- cer is a ministerial act. When it is intended that the deposition officer issue a subpoena, it is important that the deposition officer be properly detailed. In other cases, proper detailing is not of A21-33 App. 21, R.C.M. 702(d)ANALYSIS

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critical importance so long as the deposition officer is qualified. Cf. United States v. Ciarletta, supra. Subsection (2) is based on paragraph 117 b of MCM, 1969 (Rev.). That paragraph provided that the accused would have the same rights to counsel as that for the trial at which the deposition could be used. Under R.C.M. 502, the accused has the right to qualified counsel at both general and special courts-martial. If a summary court-martial is intended, ordinarily there is no need for an oral deposition; instead, the summary court-martial should be d e t a i l e d a n d p r o c e e d t o c a l l t h e w i t n e s s . U n d e r s u b s e c t i o n (g)(2)(A) the accused at a summary court-martial is not entitled to counsel for a written deposition. The first paragraph in the discus- sion is based on United States v. Catt , 1 M.J. 41 (C.M.A. 1975); United States v. Timberlake , 22 U.S.C.M.A. 117, 46 C.M.R. 117 ( 1 9 7 3 ) ; U n i t e d S t a t e s v . G a i n e s , s u p r a . S e e a l s o R . C . M . 5 0 5(d)(2)(B) and analysis. The second paragraph in the discussion is based on the second sentence in paragraph 117 b(2) of MCM, 1969 (Rev.). The rule does not prohibit the accused from waiving the right to counsel at a deposition. See R.C.M. 506(d); United States v. Howell , 11 U.S.C.M.A. 712, 29 C.M.R. 528 (1960). Subsection (3) is new and reflects the ministerial role of the deposition officer. (e) Notice. This subsection is based on Article 49(b) and para- graph 117 b(4) of MCM, 1969 (Rev.). It is consistent with Fed. R. Crim. P. 15(b). See generally United States v. Donati , 14 U.S.C.M.A. 235, 34 C.M.R. 15 (1963). (f) Duties of the deposition officer. This subsection is based on paragraphs 117 b(5), (7), and (8) and c(3) and (4) of MCM, 1969 (Rev.). It is organized to provide a deposition officer a concise list of the duties of that office. (g) Procedure. Subsection (1)(A) is based on paragraph 117 b(2) of MCM, 1969 (Rev.); Fed. R. Crim. P. 15(b). See also United States v. Donati, supra. Subsection (1)(B) is based on paragraph 117 b (6) and (7) of MCM, 1969 (Rev.). See also Fed. R. Crim. P. 15(d). Subsection (2) is based on the first sentence of para- graph 117 b(2) and paragraph 117 c of MCM, 1969 (Rev.). Subsection (2)(B) is based on paragraph 117 c of MCM, 1969 (Rev.). Note that if the accused and counsel can be present, it ordinarily is feasible to conduct an oral deposition. Written inter- rogatories are expressly provided for in Article 49. Subsection (3) is new and is based on Article 49(d) and (f), as amended, Military Justice Act of 1983, Pub. L. No. 98–209, § 6(b), 97 Stat. 1393 (1983). The convening authority or military judge who orders the deposition has discretion to decide whether it will be recorded in a transcript or by videotape, audiotape, or similar material. Nothing in this rule is intended to require that a deposition be recorded by videotape, audiotape, or similar materi- al. Factors the convening authority or military judge may consider include the availability of a qualified reporter and the availability of recording equipment. See also United States v. Vietor , 10 M.J. 69, 77 n.7 (C.M.A. 1980) (Everett, C.J., concurring in the result). (h) Objections. This subsection is based on the second and third sentences of the penultimate paragraph of paragraph 117 b of MCM, 1969 (Rev.) and on Fed. R. Crim. P. 15(f). The waiver provisions are more specific than in paragraph 117 b in order to ensure that objections are made when the defect arises. This promotes efficiency by permitting prompt corrective action. See Fed. R. Crim. P.15(f). This requirement should not be applied so as to unduly impede the taking of a deposition, however. Only objections to matters which are correctable on the spot need be made. For example, an objection to opinion testimony should ordinarily be made at the deposition so that the necessary founda- tion may be laid, if possible. On the other hand, objections on grounds of relevance ordinarily are inappropriate at a deposition. Subsection (1) is also based on United States v. Ciarletta supra. See also United States v. Gaines and United States v. Bryson , bothsupra. Matters which ordinarily are waived if not raised in- clude lack of timely notice and lack of qualifications of the deposition officer. (i) Deposition by agreement not precluded. This subsection is based on Article 49(a) and on Fed. R. Crim. P. 15(g). 2015 Amendment : This rule was revised to implement Article 49, UCMJ, as amended by Section 532 of the National Defense Authorization Act for Fiscal Year 2015, P.L. 113-291, 19 Decem- ber 2014. Rule 703 Production of witnesses and evidence (a) In general. This subsection is based on Article 46. (b) Right to witnesses. Subsections (1) and (2) are based on the fourth paragraph of paragraph 115 a of MCM, 1969 (Rev.). The second paragraph in the discussion is based on United States v. Roberts, 10 M.J. 308 (C.M.A. 1981). See also United States v. Jefferson, 13 M.J. 1 (C.M.A. 1982); United States v. Bennett , 12 M.J. 463 (C.M.A. 1982); United States v. Credit , 8 M.J. 190 (C.M.A. 1980) (Cook, J.); United States v. Hampton , 7 M.J. 284 (C.M.A. 1979); United States v. Tangpuz , 5 M.J. 426 (C.M.A. 1978) (Cook, J.); United States v. Lucas , 5 M.J. 167 (C.M.A. 1978); United States v. Williams , 3 M.J. 239 (C.M.A. 1977); United States v. Carpenter , 1 M.J. 384 (C.M.A. 1976); United States v. Iturralde-Aponte , 1 M.J. 196 (C.M.A. 1975). Cf. Fed. R. Crim. P. 17(b). See generally 8 J.Moore, Moore’s Federal Prac- tice Para. 17.05 (1982 rev.ed). Subsection (3) is based on United States v. Bennett, supra; United States v. Daniels , 23 U.S.C.M.A. 94, 48 C.M.R. 655 (1974). See also United States v. Valenzuela- Bernal, 458 U.S. 858, 102 S. Ct. 3440 (1982). 2007 Amendment : Subsection (b)(1) was amended to allow, under certain circumstances, the utilization of various types of r e m o t e t e s t i m o n y i n l i e u o f t h e p e r s o n a l a p p e a r a n c e o f t h e witness. (c) Determining which witnesses will be produced. This subsec- tion is based generally on paragraph 115 a of MCM, 1969 (Rev.). The procedure for obtaining witnesses under Fed. R. Crim. P. 17 is not practicable in courts-martial. Under Fed. R. Crim. P. 17, witnesses are produced by process issued and administered by the court. In the military trial judiciary, no comparable administrative infrastructure capable of performing such a function exists, and it would be impracticable to create one solely for that purpose. The mechanics and costs of producing witnesses are the responsibility of the command which convened the court-martial. Moreover, military judges often do not sit at fixed locations and must be available for service in several commands or places. Note, how- ever, that any dispute as to production of a witness is subject to a judicial determination. Experience has demonstrated that these administrative tasks should be the responsibility of trial counsel. Subsection (1) is based on the first three sentences in the fourth paragraph of paragraph 115 a of MCM, 1969 (Rev.). Subsection (2) is based generally on the remainder of para- A21-34 App. 21, R.C.M. 702(d) APPENDIX 21

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graph 115 a of MCM, 1969 (Rev.). The procedure for production of defense witnesses prescribed in paragraph 115 a was ques- tioned in several decisions. See United States v. Arias , 3 M.J. 436, 439 (C.M.A. 1977); United States v. Williams, supra at 240 n.2; United States v. Carpenter, supra at 386 n.8. The practical advantages of that procedure were recognized, however, in United States v. Vietor , 10 M.J. 69, 77 (C.M.A. 1980) (Everett, C.J., concurring in the result). Subsection (2) modifies the former procedures to reduce the criticized aspects of the earlier practice while retaining its practi- cal advantages. For reasons states above, the trial counsel is responsible for the administrative aspects of production of wit- nesses. Thus, under subsection (2)(A) the defense submits its list of witnesses to the trial counsel so that the latter can arrange for their production. The trial counsel stands in a position similar to a civilian clerk of court for this purpose. Because most defense requests for witnesses are uncontested, judicial economy is served by routing the list directly to the trial counsel, rather than to the military judge first. This also allows the trial counsel to consider such alternatives as offering to stipulate or take a deposition, or recommending to the convening authority that a charge be with- drawn. See United States v. Vietor, supra. Further, it allows ar- rangements to be made in a more timely manner, since the trial counsel is usually more readily available than the military judge. Only if there is a genuine dispute as to whether a witness must be produced is the issue presented to the military judge by way of a motion. Subsections (2)(B) and (C) also further judicial economy and efficiency by facilitating early arrangements for the production of witnesses and by permitting the prompt identification and resolu- tion of disputes. Subsection (2)(B) is based on the fifth and sixth sentences of the fourth paragraph of paragraph 115 a of MCM, 1969 (Rev.). See also United States v. Valenzuela-Bernal, supra; United States v. Wagner , 5 M.J. 461 (C.M.A. 1978); United States v. Lucas , 5 M.J. 167 (C.M.A. 1978). Cf. United States v. Hedgwood, 562 F.2d 946 (5th Cir. 1977), cert, denied , 434 U.S. 1079 (1978); United States v. Barker , 553 F.2d 1013 (6th Cir. 1977). Subsection (2)(C) is new. See generally United States v. M e n o k e n , 1 4 M . J . 1 0 ( C . M . A . 1 9 8 2 ) ; a n d U n i t e d S t a t e s v . Johnson, 3 M.J. 772 (A.C.M.R.), pet. denied , 4 M.J. 50 (1977). Subsection (2)(D) provides for resolution of disputes concern- ing witness production by the military judge. Application to the convening authority for relief is not required. It is permitted under R.C.M. 905(j). The last sentence in this subsection is based on United States v. Carpenter, supra. See subsection (b) of this rule as to the test to be applied. (d) Employment of expert witnesses. This subsection is based on paragraph 116 of MCM, 1969 (Rev.). See also United States v. Johnson, 22 U.S.C.M.A. 424, 47 C.M.R. 402 (1973); Hutson v. United States, 19 U.S.C.M.A. 437, 42 C.M.R. 39 (1970). Because funding for such employment is the responsibility of the com- mand, not the court-martial, and because alternatives to such employment may be available, application to the convening au- thority is appropriate. In most cases, the military’s investigative, medical, or other agencies can provide the necessary service. Therefore the convening authority should have the opportunity to make available such services as an alternative. Cf. United States v. Johnson, supra; United States v. Simmons , 44 C.M.R. 804 (A.C.M.R. 1971), pet. denied, 21 U.S.C.M.A. 628, 44 C.M.R. 940 (1972). This subsection has no reference to ratification of employ- ment of an expert already retained, unlike 18 U.S.C. § 3006A(e). See also Ms. Comp. Gen. B–49109 (June 25, 1949). This subsec- tion does not apply to persons who are government employees or u n d e r c o n t r a c t t o t h e G o v e r n m e n t t o p r o v i d e s e r v i c e s w h i c h would otherwise fall within this subsection. The reference in paragraph 116 of MCM, 1969 (Rev.), to service regulations has been deleted as unnecessary. (e) Procedures for production. Subsection (1) and the discussion are based on paragraph 115 b of MCM, 1969 (Rev.). Subsection (2)(A) is consistent with current practice. Subsection (2)(B) is based on Fed. R. Crim. P. 17(a) and (c) and on Appendix 17 of MCM, 1969 (Rev.). See Article 46. The discussion is taken from the second sentence of the second para- graph of paragraph 115 a of MCM, 1969 (Rev.). Note that the purpose of producing books, papers, documents, and other objects before a proceeding for inspection is to expedite the proceeding, not as a general discovery mechanism. See Bowman Dairy Co. v. United States , 341 U.S. 214 (1951). See generally United States v. Nixon , 418 683 (1974). Subsection (2)(C) is based on paragraph 79 b, the third para- graph of paragraph 115 a, and the first sentence of paragraph 115 d (1) of MCM, 1969 (Rev.). Authority for the president of a court of inquiry and a deposition officer to issue a subpoena is ex- pressly added to fill the gap left by MCM, 1969 (Rev). in regard to these procedures. See Article 47(a)(1), 135(f). Subsection (2)(D) is based on Fed. R. Crim. P. 17(d) and on the second sentence of the fifth paragraph of paragraph 115 d(1) of MCM, 1969 (Rev.). See also 28 U.S.C. § 569(b). The discus- sion is based on paragraph 115 d(1) of MCM, 1969 (Rev.). Subsection (2)(E) is based on Article 46 and the first sentence of paragraph 115 d(1) of MCM, 1969 (Rev.). It parallels Fed. R. C r i m . P . 1 7 ( e ) ( 1 ) . P r o c e s s i n c o u r t s - m a r t i a l d o e s n o t e x t e n d abroad, except in occupied territory, nor may it be used to compel persons within the United States to attend courts-martial abroad. See Article 46; United States v. Bennett, supra; United States v. Daniels, supra; United States v. Stringer , 5 U.S.C.M.A. 122, 17 C.M.R. 122 (1954). But see United States v. Daniels, supra at 97, 48 C.M.R. at 658 (Quinn, J. concurring in the result) (suggesting possible use of 28 U.S.C. § 1783(a) to secure presence of witness overseas to testify in a court-martial). The discussion is based on the last paragraph of paragraph 115 d(1) of MCM, 1969 (Rev.). Note that under subsection (2)(E)(iii) any civilians in occupied t e r r i t o r y a r e s u b j e c t t o c o m p u l s o r y p r o c e s s o f t h e o c c u p y i n g force. Subsection (2)(F) is based on Fed. R. Crim. P. 17(c), but is broader in that is not limited to a subpoena duces tecum. Cf. Fed. R. Crim. P. 17(f)(2). Subsection (2)(G) and the discussion are based on paragraphs 115 d(2) and (3), MCM, 1969 (Rev.). The definition of “warrant of attachment” is based on 12 Op. Atty. Gen. 501, 502 (1868). The military power to use a warrant of attachment is inherent in the power to subpoena. 12 Op. Atty. Gen. 501 (1868) (construing Act of 3 March 1863, ch. 79, § 25, 12 Stat. 754, which became Article of War 22 of 1916 (39 Stat. 654), the predecessor of Article 46.). See also W. Winthrop, Military Law and Precedents 200–202, 202 n.46 (2d ed. 1920 reprint). The power of attach- ment has been included in the Manuals for Courts-Martial since 1895. Treatment of this enforcement provision in the Manual is in A21-35 App. 21, R.C.M. 703(e)ANALYSIS

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accord with the legislative intent to “leave mechanical details as to the issuance of process to regulation.” H. R. Rep. No. 491, 81st Cong., 1st Sess. 24 (1949). The power has been used and sus- tained. See, e.g., United States v. Shibley , 112 F. Supp. 734 (S.D. C a l . 1 9 5 3 ) ( c o u r t o f i n q u i r y ) . F e d e r a l c i v i l i a n c o u r t s h a v e previously used the warrant of attachment but no longer do be- cause the power to issue an arrest warrant is implied from Fed. R. Crim. P. 46(b) and 18 U.S.C. § 3149. See Bacon v. United States , 449 F.2d 933 (9th Cir. 1971) (arrest of material witness for testimony at grand jury before actual disobedience of subpoena). Warrants of attachment may be served in the same way and by the same officials as subpoenas. By their nature warrants of at- tachment have caused little litigation in military appellate courts. S e e g e n e r a l l y U n i t e d S t a t e s v . S e v a a e t a s i , 4 8 C . M . R . 9 6 4 (A.C.M.R.), pet. denied , 23 U.S.C.M.A. 620, 49 C.M.R. 889 (1974); United States v. Ercolin , 46 C.M.R. 1259 (A.C.M.R. 1973); United States v. Feeley , 47 C.M.R. 581 (N.C.M.R.), pet. denied, 22 U.S.C.M.A. 635 (1973). The procedure for issuing warrants of attachment is modified somewhat. The warrant must be authorized by the military judge, or, in special courts-martial without a military judge and sum- mary courts-martial (see subsection (e)(2)(G)(v) of this rule), and for depositions and courts of inquiry, the convening authority. Paragraph 115 d(3) of MCM, 1969 (Rev.) required only that the trial counsel consult with the convening authority, or “after the court was convened” the military judge. Subsection (e)(2)(G) now requires written authorization from one of these persons. Second, subsection (e)(2)(G)(ii) incorporates as requirements the standards in the third paragraph 115 d(3) of MCM, 1969 (Rev.). That p a r a g r a p h w a s s e e m i n g l y a d v i s o r y i n n a t u r e . S u b s e c t i o n (e)(2)(G)(iv) is based on the second paragraph and the first sen- tence of the last paragraph of paragraph 115 d(3) of MCM, 1969 (Rev.). The last sentence of subsection (e)(2)(G)(iv) is new and is intended to ensure that any detention under this rule is limited to the minimum necessary to effect its purpose. These modifications provide additional safeguards to ensure that detention of wit- nesses is exercised only when necessary and appropriate. See generally Lederer, Warrants of Attachment—Forcibly Compelling the Attendance of Witnesses ; 98 Mil. L. Rev. 1 (1982). 1998 Amendment. The Discussion was amended to reflect the amendment of Article 47, UCMJ, in section 1111 of the National Defense Authorization Act for Fiscal Year 1996, Pub. L. No. 104- 106, 110 Stat. 186, 461 (1996). The amendment removes limita- tions on the punishment that a federal district court may impose for a civilian witness’ refusal to honor a subpoena to appear or testify before a court-martial. Previously, the maximum sentence for a recalcitrant witness was “a fine of not more than $500.00, or imprisonment for not more than six months, or both.” The law now leaves the amount of confinement or fine to the discretion of the federal district court. (f) Evidence. This subsection is based generally on paragraph 115 a and c of MCM, 1969 (Rev.). See also United States v. Toledo , 15 M.J. 255 (C.M.A. 1983). It parallels the procedures for pro- duction of witnesses. Discovery and introduction of classified or other government information is covered by Mil. R. Evid. 505 and 506. Note that unlike the standards for production of wit- nesses, there is no difference in the standards for production of evidence on the merits and at sentencing. The relaxation of the rules of evidence at presentencing proceedings provides some f l e x i b i l i t y a s t o w h a t e v i d e n c e m u s t b e p r o d u c e d a t t h o s e proceedings. Rule 704 Immunity (a) Types of immunity. This subsection recognizes both transac- tional and testimonial or use immunity. See Pillsbury Co. v. Conboy, 459 U.S. 248 (1983); Kastigar v. United States , 406 U.S. 441 (1972); Murphy v. Waterfront Commission , 378 U.S. 52 (1964). See also 18 U.S.C. §§ 6001–6005; United States v. Vil- lines, 13 M.J. 46 (C.M.A. 1982). See generally H. Moyer, Justice and the Military 376–381 (1972); Green, Grants of Immunity and Military Law, 1971–1976 , 73 Mil. L. Rev. 1 (1976) (hereinafter cited as Green II); Green, Grants of Immunity and Military Law , 53 Mil. L. Rev. 1 (1971) (hereinafter cited as Green I). Paragraph 68 h of MCM, 1969 (Rev.) expressly recognized transactional immunity. It did not address testimonial immunity. Nevertheless, testimonial immunity has been used in courts-mar- tial. See United States v. Villines, supra; United States v. Eastman , 2 M.J. 417 (A.C.M.R. 1975); United States v. Rivera , 49 C.M.R. 259 (A.C.M.R.1974), rev’d on other grounds, 1 M.J. 107 (C.M.A. 1975). See also Mil. R. Evid. 301(c)(1). Subsection (1) makes clear that transactional immunity extends only to trial by court-martial. See Dept. of Defense Dir. 1355.1 (July 21, 1981). Subsection (2) is written somewhat more broad- ly, however. Use immunity under R.C.M. 704 would extend to a State prosecution. Cf. Murphy v. Waterfront Commission, supra . Moreover, although a convening authority is not independently empowered to grant immunity extending to Federal civilian pros- ecutions, use immunity extending to such cases may be granted by a convening authority when specifically authorized under 18 U.S.C. §§ 6002 and 6004. See subsection (c) and Analysis. The second paragraph in the discussion is based on 18 U.S.C. § 6004. The third paragraph in the discussion is based on United States v. Rivera , 1 M.J. 107 (C.M.A. 1975); United States v. Eastman, supra. (b) Scope. This subsection clarifies the scope of R.C.M. 704. It is based on the last clause in 18 U.S.C. § 6002. Note that this rule relates only to criminal proceedings. A grant of immunity does not extend to administrative proceedings unless expressly covered by the grant. (c) Authority to grant immunity. This subsection is based on paragraph 68 h of MCM, 1969 (Rev.) and on United States v. Kirsch, 15 U.S.C.M.A. 84, 35 C.M.R. 56 (1964). See also United States v. Villines, supra. Kirsch recognized codal authority for a convening authority to grant immunity ( see Articles 30, 44, and 60) and found implementing Manual provisions to be a proper exercise of authority under Article 36. (At the time Kirsch was decided, the convening authority’s powers now contained in Arti- cle 60 were in Article 64.) The enactment of 18 U.S.C. § § 600 1–6005 did not remove this power. See United States v. Villines, supra; Department of Justice Memorandum, Subject: Grants of I m m u n i t y b y C o u r t - M a r t i a l C o n v e n i n g A u t h o r i t i e s ( S e p t . 2 2 , 1971) discussed in Grants of Immunity , The Army Lawyer 22 (Dec. 1973). See also Dept. of Defense Dir. 1355.1 (July 21, 1981). See generally Green I, supra at 27–35; H. Moyer, supra at 377–380. The rule recognizes, however, that the authority under the code of a general court-martial convening authority to grant immunity does not extend to federal prosecutions. Id. Conse- quently, the rule directs military authorities to 18 U.S.C. §§ 600 A21-36 App. 21, R.C.M. 703(e) APPENDIX 21

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1–6005 as a means by which such immunity can be granted when necessary. The discussion under subsection (1) offers additional guidance on this matter. See the penultimate paragraph of the Analysis of subsection (a) of this rule as to the effect of a grant of immunity to state prosecutions. The rule makes clear that only a general court-martial conven- ing authority may grant immunity. See United States v. Joseph , 1 1 M . J . 3 3 3 ( C . M . A . 1 9 8 1 ) ; U n i t e d S t a t e s v . C a l i e n d o , 1 3 U . S . C . M . A . 4 0 5 , 3 2 C . M . R . 4 0 5 ( 1 9 6 2 ) ; U n i t e d S t a t e s v . Thompson, 11 U.S.C.M.A. 252, 29 C.M.R. 68 (1960); United States v. Werthman , 5 U.S.C.M.A. 440, 18 C.M.R. 64 (1955). Cf. Pillsbury Co. v. Conboy, supra. Cooke v. Orser , 12 M.J. 335 (C.M.A. 1982), is not to the contrary. In Cooke the majority found that due process required enforcement of promises of im- munity under the facts of that case. One member of the majority also opined that the convening authority could be held, on the facts, to have authorized the grant of immunity. The limitations in subsection (c)(3) and the procedural requirements in subsection (d) are intended to reduce the potential for the kinds of problems which arose in Cooke. The power to grant immunity and the power to enter into a pretrial agreement, while related, should be distinguished. R.C.M. 704 does not disturb the power of the convening authority, in- cluding a special or summary court-martial convening authority, to make a pretrial agreement with an accused under which the accused promises to testify in another court-martial, as long as the agreement does not purport to be a grant of immunity. Note that the accused-witness in such a case could not be ordered to testify p u r s u a n t t o t h e p r e t r i a l a g r e e m e n t ; i n s t e a d , s u c h a n a c c u s e d would lose the benefit of the bargained-for relief upon refusal to carry out the bargain. See also R.C.M. 705. The first paragraph in the initial discussion under subsection (c) is based on Cooke v. Orser and United States v. Caliendo, both supra. As to the second paragraph in the discussion, see United States v. Newman , 14 M.J. 474 (C.M.A. 1983). The discussion under subsection (c)(1) is based on Grants of Immunity , The Army Lawyer 22 (Dec. 1973). See also Dept. of Defense Dir. 1355.1 (July 21, 1981); Memorandum of Understanding Between the Departments of Justice and Defense Relating to the Investiga- tion and Prosecution of Crimes Over Which the Two Departments Have Concurrent Jurisdiction (1955). As to whether the threat of a foreign prosecution is a sufficient basis to refuse to testify in a court-martial notwithstanding a grant of immunity, see United States v. Murphy , 7 U.S.C.M.A. 32, 21 C.M.R. 158 (1956). See also United States v. Yanagita , 552 F.2d 940 (2d Cir.1977); In re Parker , 411 F.2d 1067 (10th Cir. 1969), vacated as moot , 397 U.S. 96 (1970); Green II, supra at 12–14. But see In re Cardassi , 351 F. Supp. 1080 (D. Conn. 1972); M c C o r m i c k ’ s H a n d b o o k o f t h e L a w o f E v i d e n c e 2 6 2 – 6 3 ( E . Cleary ed. 1972). The Supreme Court has not decided the issue. See Zicarelli v. New Jersey State Commission of Investigation , 40 6 U.S. 472 (1974). (d) Procedure. This subsection is new. It is intended to protect the parties to a grant of immunity by reducing the possibility of misunderstanding or disagreement over its existence or terms. Cf. Cooke v. Orser, supra. The first paragraph in the discussion is based on United States v. Kirsch, supra. The second paragraph in the discussion is based on United States v. Conway , 20 U.S.C.M.A. 99, 42 C.M.R. 291 (1970); U n i t e d S t a t e s v . S t o l t z , 1 4 U . S . C . M . A . 4 6 1 , 3 4 C . M . R . 2 4 1 (1964). See also United States v. Scoles , 14 U.S.C.M.A. 14, 33 C.M.R. 226 (1963); Green I, supra at 20–23. The last paragraph in the discussion is based on Mil. R. Evid. 301(c)(2) and United States v. Webster , 1 M.J. 216 (C.M.A. 1975). ( e ) D e c i s i o n t o g r a n t i m m u n i t y . T h i s s u b s e c t i o n i s b a s e d o n United States v. Villines, supra . Although there was no majority opinion in that case, each judge recognized the problem of the need to immunize defense witnesses under some circumstances, and each suggested different possible solutions. The rule ad- dresses these concerns and provides a mechanism to deal with them. Note that the military judge is not empowered to immunize a witness. If the military judge finds that a grant of immunity is essential to a fair trial, the military judge will abate the proceed- ings unless immunity is granted by an appropriate convening authority. 1993 Amendment. Subsection (e) to R.C.M. 704 was amended to make the military practice for granting immunity for defense witnesses consistent with the majority rule within the Federal Courts. United States v. Burns , 684 F.2d 1066 (2d Cir. 1982), cert. denied, 459 U.S. 1174 (1983); United States v. Shandell , 800 F.2d 322 (2d Cir. 1986); United States v. Turkish , 623 F.2d 769 (2d Cir. 1980), cert. denied, 449 U.S. 1077 (1981); United States v. Thevis , 665 F.2d 616 (5th Cir. 1982), cert. denied , 459 U.S. 825 (1982); United States v. Pennell , 737 F.2d 521 (6th Cir. 1984); United States v. Taylor , 728 F.2d 930 (7th Cir. 1984); United States v. Brutzman , 731 F.2d 1449 (9th Cir. 1984); McGee v. Crist, 739 F.2d 505 (10th Cir. 1984); United States v. Sawyer , 799 F.2d 1494 (11th Cir. 1986). The amended rule conforms R.C.M. 704(e) with case law requiring the military judge to con- sider the Government’s interest in not granting immunity to the defense witness. See United States v. Smith , 17 M.J. 994, 996 (A.C.M.R. 1984), pet. denied, 19 M.J. 71 (C.M.A. 1984); United States v. O’Bryan , 16 M.J. 775 (A.F.C.M.R. 1983), pet. denied , 218 M.J. 16 (C.M.A. 1984). The majority rule recognizes that an accused has no Sixth Amendment right to immunized testimony of defense witnesses and, absent prosecutorial misconduct which is intended to disrupt the judicial fact-finding process, an accused is not denied Fifth Amendment due process by the Government’s failure to immu- nize a witness. If the military judge finds that the witness is a target for prosecution, there can be no claim of Government overreaching or discrimination if the grant of immunity is denied. United States v. Shandell, supra . The prior military rule was based on United States v. Villines, supra, which had adopted the minority view espoused in Govern- ment of Virgin Islands v. Smith , 615 F.2d 964 (3d Cir. 1980). This view permitted the court to immunize also a defense witness when the witness’ testimony was clearly exculpatory, was essen- tial to the defense case and there was no strong Government interest in withholding testimonial immunity. This rule has been s h a r p l y c r i t i c i z e d . S e e , e . g . , U n i t e d S t a t e s v . T u r k i s h , s u p r a ; United States v. Taylor, supra; United States v. Pennel, supra; United States v. Zayas , 24 M.J. 132, 137 (C.M.A. 1987) (dissent- ing opinion by Judge Cox). The current rule continues to recognize that a military judge is not empowered to immunize a witness. Upon a finding that all three prerequisites exist, a military judge may only abate the A21-37 App. 21, R.C.M. 704(e)ANALYSIS

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proceedings for the affected charges and specifications unless the convening authority grants immunity to the witness. Rule 705 Pretrial agreements Introduction. This rule is new. The code does not address pretrial agreements, and MCM, 1969 (Rev.) did not discuss them. Pretrial agreements have long existed and been sanctioned in courts-martial, however, see United States v. Allen , 8 U.S.C.M.A. 504, 25 C.M.R. 8 (1957). See generally Gray, Pretrial Agree- ments, 37 Fed. Bar. J. 49 (1978). The rule recognizes the utility of pretrial agreements. At the same time the rule, coupled with the requirement for judicial inquiry in R.C.M. 910, is intended to prevent informal agreements and protect the rights of the accused and the interests of the Government. See also Santobello v. New York, 404 U.S. 257 (1971); Fed. R. Crim. P. 11(e); ABA Stand- ards, Pleas of Guilty (1979). (a) In general. This subsection is based on United States v. Allen, supra. Only the convening authority may enter a pretrial agree- ment with an accused. See United States v. Caruth , 6 M.J. 184 (C.M.A. 1979); United States v. Johnson , 2 M.J. 541 (A.C.M.R. 1976); United States v. Crawford , 46 C.M.R. 1007 (A.C.M.R. 1972). See also United States v. Troglin , 21 U.S.C.M.A. 183, 44 C.M.R. 237 (1972). Pretrial agreements have long been subject to service regulations. See, e.g. , A.F.M. 111–1, para. 4–8 (May 13, 1980); JAGMAN Section 0114 (June 11, 1982). Subsection (a) expressly continues such authority. The discussion is based on Dept. of Defense Dir. 1355.1 (July 21, 1981). (b) Nature of agreement. This subsection recognizes the matters contained in pretrial agreements. See United States v. Cooke , 12 M.J. 448 (C.M.A. 1982); United States v. Schaffer , 12 M.J. 425 (C.M.A. 1982); United States v. Brown , 12 M.J. 420 (C.M.A. 1982); United States v. Bertelson , 3 M.J. 314 (C.M.A. 1977); United States v. Allen, supra. As to prohibited and permitted terms and conditions, see subsection (c) of this rule. This discus- sion under subsection (2)(C) is based on United States v. Cook, supra. 1994 Amendment: The amendment to the Discussion accompa- nying R.C.M. 705(b)(2)(C), regarding reinstitution of offenses withdrawn or dismissed pursuant to a pretrial agreement and the standard of proof required of the government to withstand a defense motion to dismiss the reinstituted offenses, is based on United States v. Verrusio , 803 F.2d 885 (7th Cir. 1986). Alterna- tive procedures available in Federal civilian practice, such as a motion by the government for relief from its obligation under the agreement before it proceeds to the indictment stage ( see United States v. Ataya , 864 F.2d 1324, 1330 n.9 (7th Cir. 1988)), are inapposite in military practice and thus are not required. See generally R.C.M. 801(a). (c) Terms and conditions. This subsection is intended to ensure that certain fundamental rights of the accused cannot be bargained away while permitting the accused substantial latitude to enter into terms or conditions as long as the accused does so freely and voluntarily. Subsection (1)(B) lists certain matters which cannot be bargained away. This is because to give up these matters would leave no substantial means to ensure judicially that the accused’s plea was provident, that the accused entered the pretrial agreement voluntarily, and that the sentencing proceedings met a c c e p t a b l e s t a n d a r d s . S e e U n i t e d S t a t e s v . M i l l s , 1 2 M . J . 1 (C.M.A. 1981); United States v. Green , 1 M.J. 453 (C.M.A. 1976); United States v. Holland , 1 M.J. 58 (C.M.A. 1975); United States v. Care , 18 U.S.C.M.A., 40 C.M.R. 247 (1969); United States v. Cummings , 17 U.S.C.M.A. 376, 38 C.M.R. 174 (1968); United States v. Allen, supra. The discussion under subsection (2) is based on United States v. Holland, supra. The rule is not intended to codify Holland to the extent that Holland may prevent the accused from giving up the right to make any motions before t r i a l . C f . U n i t e d S t a t e s v . S c h a f f e r , s u p r a . S u b s e c t i o n ( 1 ) ( A ) provides that any term or condition, even if not otherwise prohib- ited, must be agreed to by the accused freely and voluntarily. Cf. United States v. Green, supra; United States v. Care, supra. Subsection (2) makes clear that certain terms or conditions are not included in subsection (1)(B) and are permissible so long as they are freely and voluntarily agreed to by the accused. Since the accused may waive many matters other than jurisdiction, in some cases by failure to object or raise a matter ( see R.C.M. 905(e); Mil. R. Evid. 103(a)), or by a plea of guilty ( see R.C.M. 910(j) and Analysis), there is no reason why the accused should not be able to seek a more favorable agreement by agreeing to waive such matters as part of a pretrial agreement. Indeed, authorization for such terms or conditions, coupled with the requirement that they be included in the written agreement ( see subsection (d)(3) of this rule) prevents sub rosa agreements concerning such mat- ters and ensures that a careful judicial inquiry into, and record of, the accused’s understanding of such matters will be made. The matters listed in subsection (2) have been judicially sanctioned. As to subsection (2)(A), see United States v. Thomas , 6 M.J. 573 (A.C.M.R. 1978). Cf. United States v. Bertelson, supra. Subsec- tion (2)(B) is based on United States v. Reynolds , 2 M.J. 887 (A.C.M.R. 1976); United States v. Tyson , 2 M.J. 583 (N.C.M.R. 1976). See also United States v. Chavez-Rey , 1 M.J. 34 (C.M.A. 1975); United States v. Stoltz , 14 U.S.C.M.A. 461, 34 C.M.R. 241 (1964). Subsection (2)(C) is based on United States v. Callahan , 8 M.J. 8 0 4 ( N . C . M . R . 1 9 8 0 ) ; U n i t e d S t a t e s v . B r o w n , 4 M . J . 6 5 4 (A.C.M.R. 1977). Enforcement of a restitution clause may raise problems if the accused, despite good faith efforts, is unable to comply. See United States v. Brown, supra. Subsection (2)(D) is based on United States v. Dawson , 10 M.J. 142 (C.M.A. 1982). Although the post-trial misconduct provision in Dawson was rejected, a majority of the court was apparently willing to permit such provisions if adequate protections against arbitrary revocation of the agreement are provided. However, see United States v. Connell , 13 M.J. 156 (C.M.A. 1982) in which a post-trial misconduct provision was held unenforceable without detailed analysis. Subsection (D) provides the same protections as revocation of a suspended sentence requires. See R.C.M. 1109 and Analysis. Given such protections, there is no reason why an accused who has bargained for sentence relief such as a sus- pended sentence should enjoy immunity from revocation of the agreement before action but not afterward. Other decisions have suggested the validity of post-trial misconduct provisions. See United States v. Goode , 1 M.J. 3 (C.M.A. 1975); United States v. Thomas, supra; United States v. French , 5 M.J. 655 (N.C.M.R. 1978). Cf. United States v. Lallande , 22 U.S.C.M.A. 170, 46 C.M.R. 170 (1973). Subsection (2)(E) is based on United States v. Schaffer, supra; United States v. Mills, supra; United States v. Schmeltz , 1 M.J. 8 A21-38 App. 21, R.C.M. 704(e) APPENDIX 21

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(C.M.A. 1975). Note that the list is not exhaustive. The right to enlisted members may be waived, for example. 1991 Amendment: Subsection (2) was amended to clarify that either side can propose the inclusion of the listed terms in a pretrial agreement. This conforms to the amendment to R.C.M. 70 5(d). (d) Procedure. This subsection ensures that an offer to plead guilty pursuant to a pretrial agreement originates with the ac- cused, and that the accused freely and voluntarily enters a pretrial agreement. At the same time it recognizes that a pretrial agree- ment is the product of negotiation and discussion on both sides, each of which is free to refuse to enter an agreement and go to trial. Subsection (1) is based on United States v. Schaffer, supra. This subsection, together with the prohibition against terms not freely and voluntarily agreed to by the accused and the require- ment in R.C.M. 910 for an inquiry into the agreement, should prevent prosecutorial pressure or improper inducements to the accused to plead guilty or to waive rights against the accused’s w i s h e s o r i n t e r e s t . S e e U n i t e d S t a t e s v . S c h a f f e r , s u p r a a t 428–429. Subsection (2) provides that once plea discussions are initiated by the defense the convening authority or a representative may negotiate with the defense. This recognizes that, while the offer must originate with the defense, the specific provisions in an agreement may be the product of discussions with the Govern- ment. Schaffer, Mills, and Schmeltz suggest that each term must originate with the defense. R.C.M. 705 is consistent with this insofar as it requires that the offer to plead guilty originate with the accused (subsection (d)(1)), that the written proposal be pre- pared by the defense (subsection (d)(3)), and that the accused enter or agree to each term freely and voluntarily (subsection (c)(1)(A)). It is of no legal consequence whether the accused’s counsel or someone else conceived the idea for a specific provi- sion so long as the accused, after thorough consultation with qualified counsel, can freely choose whether to submit a proposed agreement and what it will contain. See United States v. Munt , 3 M.J. 1082 (A.C.M.R. 1977), pet. denied , 4 M.J. 198 (C.M.A. 1978). Subsection (3) ensures that all understandings be included in the agreement. This is in the interest of both parties. See United States v. Cooke , 11 M.J. 257 (C.M.A. 1981); United States v. Lanzer, 3 M.J. 60 (C.M.A. 1977); United States v. Cox , 22 U.S.C.M.A. 69, 46 C.M.R. 69 (1972). The last sentence is based on United States v. Green, supra. Note that the rule does not require the convening authority to sign the agreement. Although the convening authority must personally approve the agreement, (see subsection (a)) and has sole discretion whether to do so under subsection (4), the convening authority need not personally sign the agreement. In some circumstances, it may not be practi- cable or even physically possible to present the written agreement to the convening authority for approval. The rule allows flexibil- ity in this regard. The staff judge advocate, trial counsel, or other person authorized by the convening authority to sign may do so. Authority to sign may by granted orally. Subsection (3) is not intended to preclude oral modifications in the agreement from being made on the record at trial with the consent of the parties. Subsection (5) makes clear that neither party is bound by a pretrial agreement until performance begins. See United States v. Kazena, 11 M.J. 28 (C.M.A. 1981). In Shepardson v. Roberts , 14 M.J. 354 (C.M.A. 1983), the Court stated that the convening authority may be bound by a pretrial agreement before entry of a plea of guilty if the accused has detrimentally relied on the agree- ment. The Court indicated, however, that not all forms of reliance by the accused rise to the level of detrimental reliance as it used that term. Thus the Court held in Shepardson that exclusion of statements allegedly made by the accused as a result of the agree- ment (but not necessarily pursuant to it) was an adequate remedy, and enforcement of the agreement was not required when the convening authority withdrew from it before trial. Similarly, the Court opined that the fact that an accused made arrangements to secure employment or took similar actions in reliance on an agreement would not require enforcement of a pretrial agreement. Subsection (5) is consistent with this approach, but uses begin- ning of performance by the accused to provide a clearer point at which the right of the convening authority to withdraw termi- nates. Note that the beginning of performance is not limited to entry of a plea. It would also include testifying in a companion case, providing information to Government agents, or other ac- tions pursuant to the terms of an agreement. Note that the accused may withdraw from a pretrial agreement even after entering a guilty plea or a confessional stipulation, but, once the plea is accepted or the stipulation admitted, could not withdraw the plea or the stipulation except as provided under R.C.M. 910(h) or 811(d). The fact that the accused may withdraw at any time affords the accused an additional measure of protec- tion against prosecutorial abuse. It also reflects the fact that the convening authority can retrieve any relief granted the accused. See Article 63; United States v. Cook, supra. 1991 Amendment: R.C.M. 705(d) was amended to authorize either party to initiate pretrial agreement negotiations and propose terms and conditions. The amendment does not change the gen- eral rule that all terms and conditions of a pretrial agreement proposed pursuant to this rule must not violate law, public policy, or regulation. Subparagraph (1) was eliminated and subparagraphs (2)–(5), as amended, were renumbered (1)–(4), respectively. This amendment is patterned after federal civilian practice [ see Fed. R. Crim. P. 11(e)] where there is no requirement that negotiations for plea agreements originate with the defense. In courts-martial the military judge is required to conduct an exhaustive inquiry into the providence of an accused’s guilty plea and the voluntari- ness of the pretrial agreement. R.C.M. 705(c) ensures that certain fundamental rights of the accused cannot be bargained away. Furthermore it can be difficult to determine which side originated negotiations or proposed a particular clause. Cf. United States v. J o n e s , 2 3 M . J . 3 0 5 , 3 0 8 – 3 0 9 ( C . M . A . 1 9 8 7 ) ( C o x , J . , concurring). (e) Nondisclosure of existence of agreement. This subsection is based on United States v. Green, supra; United States v. Wood , 23 U.S.C.M.A. 57, 48 C.M.R. 528 (1974). See also R.C.M. 910 (f); Mil. R. Evid. 410. Rule 706 Inquiry into the mental capacity or mental responsibility of the accused This rule is taken from paragraph 121 of MCM, 1969 (Rev.). Minor changes were made in order to conform with the format and style of the Rules for Courts-Martial. See also United States v. Cortes-Crespo, 13 M.J. 420 (1982); United States v. Frederick , 3 M.J. 230 (C.M.A. 1977); Mil. R. Evid. 302 and Analysis. The A21-39 App. 21, R.C.M. 706ANALYSIS

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rule is generally consistent with 18 U.S.C. § 4244. The penulti- mate paragraph in paragraph 121 is deleted as an unnecessary statement. 1987 Amendment: Subsection (c)(1) was modified, in light of changes to federal law, to allow the use of available clinical psychologists. See 18 U.S.C. §§ 4241, 4242, and 4247. Subsec- tion (c)(2) was revised to implement Article 50a, which was added to the UCMJ in the “Military Justice Amendments of 1986, ” tit. VIII, § 802, National Defense Authorization Act for fiscal year 1987, Pub. L. No. 99–661, 100 Stat. 3905 (1986). Article 50 a adopted some provisions of the Insanity Defense Reform Act, ch. IV, Pub. L. No. 98–473, 98 Stat. 2057 (1984). See also Analysis of R.C.M. 916(k). The subsection dealing with the voli- tional prong of the American Law Institute’s Model Penal Code test was deleted. Subsection (A) was amended by adding and defining the word “severe.” See R.C.M. 916(k)(1); S. Rep. No. 225, 98th Cong., 1st Sess. 229 (1983), reprinted in 1984 U.S. Code Cong. & Ad. News 1, 231. Subsection (C) was amended to state the cognitive test as now set out in R.C.M. 916(k)(1). 1998 Amendment. Subsection (c)(2)(D) was amended to reflect the standard for incompetence set forth in Article 76b, UCMJ. Rule 707 Speedy trial Introduction. This rule applies the accused’s speedy trial rights under the 6th Amendment and Article 10, UCMJ, and protects the command and societal interest in the prompt adminis- tration of justice. See generally Barker v. Wingo , 407 U.S. 514 (1972); United States v. Walls , 9 M.J. 88 (C.M.A. 1980). The purpose of this rule is to provide guidance for granting pretrial delays and to eliminate after-the-fact determinations as to whether certain periods of delay are excludable. This rule amends the former rule, which excluded from accountable time periods cov- ered by certain exceptions. (a) In general. This subsection is based on ABA Standards for Criminal Justice, Speedy Trial , 12–2.1, 12–2.2 (1986). The ABA Standards set no time limit but leave the matter open depending on local conditions. The basic period from arrest or summons to trial under The Federal Speedy Trial Act , 18 U.S.C. § 3161, is 10 0 days. The period of 120 days was selected for courts-martial as a reasonable outside limit given the wide variety of locations and conditions in which courts-martial occur. The dates of the events which begin government accountability are easily ascertainable and will avoid the uncertainty involved in Thomas v. Edington, 26 M.J. 95 (C.M.A. 1988). The 90-day rule previously established in R.C.M. 707(d) has been eliminated. As such, the 120-day rule established in subsec- tion (a) of this rule applies to all cases, not just cases where the accused is in pretrial confinement. Judicial decisions have held, however, that when an accused has been held in pretrial confine- ment for more than 90 days, a presumption arises that the ac- cused’s right to a speedy trial under Article 10, UCMJ has been violated. In such cases, the government must demonstrate due diligence in bringing the case to trial. United States v. Burton , 44 C.M.R. 166 (C.M.A. 1971). Unless Burton and its progeny are reexamined, it would be possible to have a Burton violation despite compliance with this rule. 2002 Amendment: Burton and its progeny were re-examined in United States v. Kossman , 38 M.J. 258 (C.M.A. 1993), where the Court of Military Appeals specifically overruled Burton and rein- stated the earlier rule from United States v. Tibbs , 15 C.M.A. 350, 353, 35 C.M.R. 322, 325 (1965). See Kossman, 38 M.J. at 262. In Kossman, the Court reinstated the “reasonable diligence” standard in determining whether the prosecution’s progress toward trial for a confined accused was sufficient to satisfy the speedy trial re- quirement of Article 10, UCMJ. The discussion is based on United States v. McDonald , 456 U.S. 1 (1982); United States v. Marion , 404 U.S. 307 (1971). See also United States v. Lovasco , 431 U.S. 783 (1977). Delay before restraint or referral of charges could raise due process issues. See id.; United States v. McGraner , 13 M.J. 408 (C.M.A. 1982). See generally Pearson and Bowen, Unreasonable Pre-Preferral De- lay, 10 A.F. JAG Rptr. 73 (June 1981). (b) Accountability. Subsection (1) is based on United States v. Manalo, 1 M.J. 452 (C.M.A. 1976). The reference to R.C.M. 30 4(a)(2)–(4) conforms to the language of R.C.M. 707(a)(2). Subsection (2) is based on ABA Standards, supra at 12–2.2(a) (1986). See also United States v. Talaveraz , 8 M.J. 14 (C.M.A. 1979). Subsection (3)(A) establishes that a mistrial or dismissal by any p r o p e r a u t h o r i t y b e g i n s a n e w t r i a l p e r i o d . T h i s s u b s e c t i o n clarifies the date from which to begin measuring new time peri- ods in cases involving rereferral, restraint, or no restraint. Subsection (3)(B) clarifies the intent of this portion of the rule. T h e h a r m t o b e a v o i d e d i s c o n t i n u o u s p r e t r i a l r e s t r a i n t . S e e United States v. Gray , 21 M.J. 1020 (N.M.C.M.R. 1986). Where an accused is released from pretrial restraint for a substantial period, he will be treated the same as an accused who was not restrained. Therefore, unless the restraint is reimposed, the 120- day time period will run from the date of preferral or entry on active duty regardless of whether that event occurs before or after the accused was released from restraint. Subsection (3)(C) clarifies the effect of government appeals on this rule. This subsection treats all government appeals the same. Once the parties are given notice of either the government’s decision not to appeal under R.C.M. 908(b)(8) or the decision of the Court of Criminal Appeals under R.C.M. 908(c)(3), a new 120-day period begins. This subsection clarifies how time should be counted for those charges not affected by the ruling that is subject to appeal. Under R.C.M. 908(b)(4), trial on such charges may in some circum- stances proceed notwithstanding the appeal, or trial may await resolution of the appeal. Since the traditional policy of resolving all known charges at a single trial has not changed ( see R.C.M. 906(b)(10), Discussion), charges not the subject of the appeal may be properly delayed without violating this rule. Accordingly where the trial is interrupted by a government appeal, all charges may be treated the same and proceeded upon at the same time once the appeal is resolved. 2004 Amendment: Subsection (3)(D) was amended in light of United States v. Becker, 53 M.J. 229 (2000), to clarify that the 1 2 0 - d a y t i m e p e r i o d a p p l i e s t o s e n t e n c e - o n l y r e h e a r i n g s . T h e amendment also designates the first session under R.C.M. 803 as the point at which an accused is brought to trial in a sentence- only rehearing. (c) Excludable delays. This subsection, based on ABA Standards for Criminal Justice, Speedy Trial , 12–1.3 (1986), follows the principle that the government is accountable for all time prior to trial unless a competent authority grants a delay. See United A21-40 App. 21, R.C.M. 706 APPENDIX 21

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States v. Longhofer , 29 M.J. 22 (C.M.A. 1989). The rule of procedure established in subsection (1) is based on United States v. Maresca, 28 M.J. 328 (C.M.A. 1989). See also United States v. Carlisle, 25 M.J. 426, 428 (C.M.A. 1988). The discussion to subsection (1) provides guidance for judges a n d c o n v e n i n g a u t h o r i t i e s t o e n s u r e t h e f u l l d e v e l o p m e n t o f speedy trial issues at trial. See United States v. Maresca, supra. This amendment follows ABA guidance and places responsibility on a military judge or the convening authority to grant reasonable pretrial delays. Military judges and convening authorities are re- quired, under this subsection, to make an independent determina- tion as to whether there is in fact good cause for a pretrial delay, and to grant such delays for only so long as is necessary under t h e c i r c u m s t a n c e s . A B A S t a n d a r d s , s u p r a a t 1 2 – 1 . 3 ; U n i t e d States v. Longhofer, supra. Decisions granting or denying pretrial delays will be subject to review for both abuse of discretion and the reasonableness of the period of delay granted. Id.; United States v. Maresca, supra. 1998 Amendment. In creating Article 76b, UCMJ, Congress mandated the commitment of an incompetent accused to the cus- tody of the Attorney General. As an accused is not under military control during any such period of custody, the entire period is excludable delay under the 120-day speedy trial rule. 2004 Amendment: Subsection (c) was amended to treat periods of the accused’s unauthorized absence as excludable delay for purposes of speedy trial. See United States v. Dies, 45 M.J. 376 (1996). The Discussion was deleted as superfluous. (d) Remedy. This subsection is based on The Federal Speedy Trial Act, 18 U.S.C. § 3162. The Federal Rule provides dismissal as the sanction for speedy trial violations but permits the judge to dismiss with or without prejudice. Accordingly, this subsection permits the judge to dismiss charges without prejudice for non- constitutional violations of this rule. If, however, the accused has been denied his or her constitutional right to a speedy trial, the o n l y a v a i l a b l e r e m e d y i s d i s m i s s a l w i t h p r e j u d i c e . S t r u n k v . United States , 412 U.S. 434 (1973). 2 0 0 4 A m e n d m e n t : S u b s e c t i o n ( d ) w a s a m e n d e d i n l i g h t o f United States v. Becker, 53 M.J. 229 (2000), to provide for sentence relief as a sanction for violation of the 120-day rule in sentence-only rehearings. The amendment sets forth factors for the court to consider to determine whether or to what extent sentence relief is appropriate and provides for the sentence credit t o b e a p p l i e d t o t h e s e n t e n c e a p p r o v e d b y t h e c o n v e n i n g authority. (e) Waiver. A lack of a demand for immediate trial will not constitute waiver and will not preclude an accused from raising speedy trial issues at trial. See Barker v. Wingo, supra. CHAPTER VIII. TRIAL PROCEDURE GENERALLY Rule 801 Military judge’s responsibility; other matters (a) Responsibilities of military judge. This subsection is based on paragraphs 39 b and 40 b(2) and the first sentence of paragraph 57 a of MCM, 1969 (Rev.). It is intended to provide the military judge or president of a special court-martial without a military judge broad authority to regulate the conduct of courts-martial within the framework of the code and the Manual, and to estab- lish the outlines of their responsibilities. Much of the discussion is also derived from paragraphs 39 b, 40 b(2), and 53 g of MCM, 1969 (Rev.). A few minor changes have been made. For instance, the military judge, not the president, determines the uniform to be worn, and the military judge is not required to consult with the president, nor is the president of a special court-martial without a military judge required to consult with trial counsel, concerning scheduling. As a practical matter, consultation or coordination among the participants concerning scheduling or uniform may be appropriate, but the authority for these decisions should rest with the presiding officer of the court, either military judge or presi- dent of a special court-martial without a military judge, without being required to consult with others. 2015 Amendment : R.C.M. 801(a)(6) was created to implement Section 1701 of the National Defense Authorization Act for Fis- cal Year 2014, P.L. 113–66, 26 December 2013. (b) Obtaining evidence. This subsection is taken from paragraph 54 b of the MCM, 1969 (Rev.). Some of the language in para- graph 54 b has been placed in the discussion. (c) Uncharged offenses. This subsection is taken from paragraph 55 a of MCM, 1969 (Rev.). The discussion is designed to accom- plish the same purpose as paragraph 55 b of MCM, 1969 (Rev.), although the language is no longer in terms which could be construed as jurisdictional. (d) Interlocutory questions and questions of law. This subsection is similar in substance to paragraph 57 of MCM, 1969 (Rev.) and is based on Articles 51(b) and 52(c). Subsections (1) and (2) are based on Articles 51(b) and 52(c). The provisions (R.C.M. 801(e)(1)(C); 801(e)(2)(C)) permitting a military judge or president of a special court-martial without a military judge to change a ruling previously made (Article 51(b)) have been modified to preclude changing a previously granted motion for finding of not guilty. United States v. Hitchcock , 6 M.J. 188 (C.M.A. 1979). Under R.C.M. 916(k) the military judge does not rule on the question of mental responsibility as an interlocutory matter. See Analysis, R.C.M. 916(k). Thus there are no rulings by the military judge which are subject to objection by a member. Subsection (2)(D) makes clear that all members must be pres- ent at all times during special courts-martial without a military judge. The president of a special court-martial lacks authority to conduct the equivalent of an Article 39(a) session. Cf. United States v. Muns , 26 C.M.R. 835 (C.G.B.R. 1958). Subsection (3) is based on Articles 51(b) and 52(c) and is derived from paragraph 57 c, d, f , and g of MCM, 1969 (Rev.). Some language from paragraph 57 g has been placed in the discussion. Subsection (4) is taken from paragraph 57 g(1) of MCM, 1969 (Rev.). The rule recognizes, however, that a different standard of proof may apply to some interlocutory questions. See, e.g. , Mil. R. Evid. 314(e)(5). The assignments of the burden of persuasion are determined by specific rules or, in the absence of a rule, by the source of the motion. This represents a minor change from the language in paragraph 67 e of MCM, 1969 (Rev.), which placed the burden on the accused for most questions. This assignment was rejected by the Court of Military Appeals in several cases, see, e.g., United States v. Graham , 22 U.S.C.M.A. 75, 46 C.M.R. 75 (1972). Assignments of burdens of persuasion and, where appropriate, going forward are made in specific rules. “Burden of persuasion” is used instead of the more general “burden of proof” A21-41 App. 21, R.C.M. 801(d)ANALYSIS

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to distinguish the risk of non persuasion once an issue is raised from the burden of production necessary to raise it. See McCor- mick’s Handbook of the Law of Evidence § 336 (E. Cleary ed. 1972). For example, although the defense may have the burden of raising an issue (e.g., statute of limitations), once it has done so the prosecution may bear the burden of persuasion. The discussion under subsection (5) describes the differences between interlocutory questions and ultimate questions, and be- tween questions of fact and questions of law. It is taken, substan- tially, from paragraph 57 b of MCM, 1969 (Rev.). As to the distinction between questions of fact and questions of law, see United States v. Carson , 15 U.S.C.M.A. 407, 35 C.M.R. 379 (1965). The discussion of issues which involve both interlocutory questions and questions determinative of guilt is based on United States v. Bailey , 6 M.J. 965 (N.C.M.R. 1979); United States v. Jessie, 5 M.J. 573 (A.C.M.R.), pet, denied, 5 M.J. 300 (1978). It is similar to language in the third paragraph of paragraph 57 b of MCM, 1969 (Rev.), which was based on United States v. Or- nelas, 2 U.S.C.M.A. 96, 6 C.M.R. 96 (1952). See Analysis of Contents, Manual for Courts-Martial, United States, 1969, Re- vised Edition , DA PAM 27–2, 10–5 (July 1970). That example, and the decision in United States v. Ornelas, supra were ques- tioned in United States v. Laws , 11 M.J. 475 (C.M.A. 1981). The discussion clarifies that when a military offense (i.e., one which requires that the accused be a “member of the armed forces,” see Articles 85, 86, 99; see also Articles 88–91, 133) is charged and the defense contends that the accused is not a member of the armed forces, two separate questions are raised by that conten- tion: first, whether the accused is subject to court-martial jurisdic- tion (see R.C.M. 202); and, second, whether, as an element of the offense, the accused had a military duty which the accused vio- lated (e.g., was absent from the armed forces or a unit thereof without authority). The first question is decided by the military judge by a preponderance of the evidence. The second question, to the extent it involves a question of fact, must be decided by the factfinder applying a reasonable doubt standard. United States v. Bailey, supra. See also United States v. McGinnis , 15 M.J. 345 (C.M.A. 1983); United States v. Marsh , 15 M.J. 252 (C.M.A. 1983); United States v. McDonagh , 14 M.J. 415 (C.M.A. 1983). Thus it would be possible, in a case where larceny and desertion are charged, for the military judge to find by a preponderance of the evidence that the accused is subject to military jurisdiction and for the members to convict of larceny but acquit of desertion because they were not satisfied beyond reasonable doubt that the accused was a member of the armed forces. Ornelas does not require a different result. The holding in Ornelas was that the law officer (military judge) erred in failing to permit the members to resolve a contested issue of the ac- cused’s status as a servicemember on a desertion charge. Lan- guage in the opinion to the effect that the “jurisdictional” issue should have been submitted to the members is attributable to language in paragraph 67 e of MCM, 1951, which suggested that “defenses,” including “jurisdiction,” were to be resolved by the members. Such a procedure for resolving motions to dismiss has been abolished. See R.C.M. 905; 907; and 916. Thus the proce- dure implied by a broad reading of Ornelas for resolving jurisdic- tion is not required by the Manual. See generally United States v. Laws, supra. Cf. United States v. McDonagh, supra. On the other hand, when military status is an element of the offense, the fact of such military status must be resolved by the factfinder. Cf. United States v. McGinnis and United States v. Marsh , both supra. (f) Rulings on record. This subsection is based on paragraph 39 c of MCM, 1969 (Rev.). Paragraph 39 c did not include a reference to rulings and instructions by the president of a special court- martial without a military judge, nor was specific reference to them made elsewhere in the Manual. Since such rulings and instructions are subject to the same review as those of a military judge, the same standard should apply to both at this stage. The rule is based on Article 54. The discussion refers to R.C.M. 808 and 1103 to indicate what must be recorded at trial. Concerning requirements for verbatim records, see United States v. Douglas , 1 M . J . 3 5 4 ( C . M . A . 1 9 7 6 ) ; U n i t e d S t a t e s v . B o x d a l e , 2 2 U.S.C.M.A. 414, 47 C.M.R. 351 (1973); United States v. Weber , 20 U.S.C.M.A. 82, 42 C.M.R. 274 (1970). (g) Effect of failure to raise defenses or objections. This subsec- tion is based on Fed. R. Crim. P. 12(f), except for the addition of the term “motions” to make clear that motions may be covered by the rule and changes to conform to military terminology and procedure. Such waiver provisions are more specifically imple- mented as to many matters throughout the Rules. Several exam- ples are listed in the discussion. Rule 802 Conferences Introduction. This rule is new. It is based on Fed. R. Crim. P. 17.1, but is somewhat broader and more detailed. Fed. R. Crim. P. 17.1 apparently authorizes, by its title, only pretrial confer- ences. Conferences other than pretrial conferences are also au- thorized in federal practice. See Fed. R. Crim. P. 43(c)(3); Cox v. United States , 309 F.2d 614 (8th Cir. 1962). R.C.M. 802 applies to all conferences. Nothing in this rule is intended to prohibit the military judge from communicating, even ex parte, with counsel concerning routine and undisputed administrative matters such as scheduling, uniform, and travel arrangements. Such authority was recognized in the fourth sentence of paragraph 39 c of MCM, 1969 (Rev.). Like Fed. R. Crim. P. 17.1, this rule provides express authority for what is already common practice in many courts-martial, and regularizes the procedure for them. Fed. R. Crim. P. 17.1 is designed to be used in unusual cases, such as complicated trials. Conferences are needed more frequently in courts-martial because in many instances the situs of the trial and the home bases of the military judge, counsel, and the accused may be different. Even when all the participants are located at the same base, conferences may be necessary. See ABA Standards, Discovery and Procedural Before Trial § 11–5.4 (1978). After the trial has begun, there is often a need to discuss matters in chambers. Cf. Fed. R. Crim. P. 43(c); United States v. Gregorio , 497 F.2d 1253 (4th Cir.), cert. denied, 419 U.S. 1024 (1974). (a) In general. This subsection is taken directly from the first sentence of Fed. R. Crim. P. 17.1, with modifications to accom- modate military terminology. Subsection (c) provides that a con- ference may not proceed over the objection of a party and that, in effect, matters may be resolved at a conference only by agree- ment of the parties. Thus, the military judge can bring the parties together under subsection (a), but a conference could not proceed further without the voluntary participation of the parties. Nothing in this rule is intended to prohibit the military judge from com- municating to counsel, orally or in writing, matters which may A21-42 App. 21, R.C.M. 801(d) APPENDIX 21

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properly be the subject of rules of court. See R.C.M. 108; 801. This is also true under the federal rule. See Committee on Pretrial Procedure of the Judicial Conference of the United States, Rec- o m m e n d e d P r o c e d u r e s i n C r i m i n a l T r i a l s , 3 7 F . R . D . 9 5 , 9 8 ( 1 9 6 5 ) ; C . W r i g h t , W r i g h t ’ s F e d e r a l P r a c t i c e a n d P r o c e d u r e Para. 292 (1969). Cf. United States v. Westmoreland , 41 F.R.D. 419 (S.D. Ind. 1967). The discussion provides some examples of the potential uses of conferences. As noted, issues may be resolved only by agreement of the parties; they may not be litigated or decided at a confer- ence. To do so would exceed, and hence be contrary to, the authority established under Article 39(a). The prohibition against judicial participation in plea bargaining is based on United States v. Caruth , 6 M.J. 184, 186 (C.M.A. 1979). Cf. United States v. Allen, 8 U.S.C.M.A. 504, 25 C.M.R. 8 (1957). But, cf. ABA Standards, Pleas of Guilty § 14–3.3(c) (1979). (b) Matters on record. This subsection is based on the second sentence in Fed. R. Crim. P. 17.1. The federal rule requirement for a written memorandum was rejected as too inflexible and unwieldy for military practice. The interests of the parties can be adequately protected by placing matters on the record orally. If any party fears that such an oral statement will be inadequate, that party may insist on reducing agreed-upon matters to writing as a condition of consent. In any event, a party is not prohibited from raising the matters again at trial. See subsection (c) below. The waiver provision has been added because the conference is not part of the record of trial under Article 54. The purpose of the requirement for inclusion in the record is to protect the parties, and therefore it may be waived. United States v. Stapleton , 600 F.2d 780 (9th Cir. 1979). (c) Rights of parties. This subsection does not appear in the federal rule. It is intended to ensure that conferences do not become a substitute for Article 39(a) sessions. In this respect Fed. R. Crim. P. 17.1 is broader than R.C.M. 802, since the federal rule apparently includes “conferences” held on the record and permits the parties to be bound by matters resolved at the confer- ence. See C. Wright, supra at Para. 292. 1991 Amendment: The prohibition against conferences proceed- ing over the objection of any party was eliminated as it conflicted with the military judge’s specific authority to order conferences under section (a) of this rule and general authority to control the conduct of court-martial proceedings. While the military judge may compel the attendance of the parties, neither party may be compelled to resolve any issue or be pressured to make any concessions. (d) Accused’s presence. This subsection does not appear in Fed. R. Crim. P. 17.1. The silence of the federal rule on this matter has been controversial. See Douglas, J., dissenting from approval of Fed. R. Crim. P. 17.1 at 39 F.R.D. 276, 278 (1966). See also 8 J. Moore, Moore’s Federal Practice Para. 17.1.02 [1]; 17.1.03 [3] (1982 rev. ed.); Rezneck, The New Federal Rules of Criminal Procedure, 54 Geo. L. J. 1276, 1294–99 (1966); ABA Standards, Discovery and Procedure Before Trial § 11–5.4(a) (1978). The presence of the accused is not necessary in most cases since most matters dealt with at conferences will not be substantive. The participation of the defense in conferences and whether the ac- cused should attend are matters to be resolved between defense counsel and the accused. Fed. R. Crim. P. 43(c)(2) authorizes conferences concerning questions of law to be held without the presence of the accused. The proceedings described in Fed. R. Crim. P. 43(c)(2) are analo- gous to those described in Article 39(a)(2), since the judge may make rulings at a 43(c)(2) conference and such a conference is “on the record.” Article 39(a) expressly gives the accused the right to be present at similar proceedings in courts-martial. Be- cause of this inconsistency, Fed. R. Crim. P. 43(c)(2) is not adopted. Questions of law may be discussed at a conference under R.C.M. 802, but the military judge may not decide them at such conferences. (e) Admission. This subsection is taken from the third sentence of Fed. R. Crim. P. 17.1. (f) Limitations. This subsection is based on the last sentence in Fed. R. Crim. P. 17.1, with the addition of the prohibition against conferences in special courts-martial without a military judge. Rule 803 Court-martial sessions without members under Article 39(a) Article 39(a) authorizes the military judge to call and con- duct sessions outside the presence of members. The discussion contains a general description, based on paragraph 53 d(1) of MCM, 1969 (Rev.), of the types of matters which may be dealt with at Article 39(a) sessions. The quoted language in the first paragraph of the discussion is found in the legislative history of Article 39(a). See S. Rep. No. 1601, 90th Cong., 2nd Sess. 9–10 (1968). The rule modifies the language concerning Article 39(a) ses- sions after sentence is announced. The former provision permitted such sessions only “when directed by the appropriate reviewing authority.” Yet paragraphs 80 b and c of MCM, 1969 (Rev.) implied that a military judge could call such a session on the judge’s own motion. R.C.M. 1102 also authorizes such action. The first two paragraphs of the discussion are based on the second and third paragraphs of paragraph 53 d(1) of MCM, 1969 (Rev.), except that the present language omits “defenses” from the matters a military judge may hear at an Article 39(a) session. Clearly a military judge does not rule on the merits of a defense at an Article 39(a) session, and matters collateral to a defense which might be heard at an Article 39(a) session are adequately described elsewhere in the discussion. As to the third paragraph of the discussion, see Articles 35 and 39. See also United States v. Pergande , 49 C.M.R. 28 (A.C.M.R. 1974). Rule 804 Presence of the accused at trial proceedings Introduction. Subsections (a) and (b) of this rule are very similar to Fed. R. Crim. P. 43(a) and (b). Subsection (c) is derived from paragraph 60 of MCM, 1969 (Rev.). Fed. R. Crim. P. 43(c) was not adopted since it is not compatible with military p r a c t i c e , a s i t c o n c e r n s c o r p o r a t e d e f e n d a n t s , m i s d e m e a n o r proceedings, conferences or arguments upon questions of law, and sentence reduction proceedings. Of these, only presence of the accused at conferences or arguments upon questions of law has relation to military procedure. Article 39(b) would preclude absence by the accused from arguments, except as provided in subsection (b). Conferences are treated in R.C.M. 802. Other differences between this rule and Fed. R. Crim. P. 43 and paragraphs 11 and 60 of the MCM, 1969 (Rev.) are discussed A21-43 App. 21, R.C.M. 804ANALYSIS

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below. (a) Presence required. Article 39 establishes the right of the accused to be present at all trial proceedings and Article 39(a) sessions. The right is grounded in the due process clause of the Fifth Amendment and the right to confrontation clause of the Sixth Amendment of the Constitution. This subsection is basically the same as Fed. R. Crim. P. 43(a) with modifications in language to conform to military procedures. The requirement that the accused be present is not jurisdiction- al. While proceeding in the absence of the accused, without the express or implied consent of the accused, will normally require reversal, the harmless error rule may apply in some instances. See United States v. Walls , 577 F.2d 690 (9th Cir.) cert. denied , 439 U.S. 893 (1978); United States v. Nelson , 570 F.2d 258 (8th Cir. 1978); United States v. Taylor , 562 F.2d 1345 (2d Cir.), cert. denied, 434 U.S. 853 (1977). (b) 2007 Amendment: Subsection (b) Presence by remote means , is new and inserted to implement the amendment to 10 U.S.C. Sec. 839 (Article 39, UCMJ) contained in Section 556 of the National Defense Authorization Act for Fiscal Year 2006, Pub. L. 109-163, 6 January 2006. The amendment allows the presence of the accused at Article 39(a) sessions to be satisfied by the use of audiovisual technology, as prescribed by regulations of the Secre- tary concerned. (c) Continued presence not required. This subsection is similar to Fed. R. Crim. P. 43(b). Aside from modifications in terminology, two minor substantive changes have been made. First, this sub- section specifies that sentencing, as well as trial on the merits, may take place when the accused is absent under this rule. Such a construction is necessary in the military because delaying a sen- tence determination increases the expense and inconvenience of reassembling the court-martial and the risk that such reassembly will be impossible. Federal courts do not face a similar problem. See United States v. Houghtaling , 2 U.S.C.M.A. 230, 235, 8 C.M.R. 30, 35 (1953). The second change substitutes the word “arraignment” for “the trial has commenced.” This is a clearer demarcation of the point after which the accused’s voluntary absence will not preclude continuation of the proceedings. Since there are several proce- dural steps, such as service of charges, which, while associated with the trial process, do not involve a session, the arraignment is a more appropriate point of reference. This is consistent with the previous military rule. The discussion points out that, although not explicitly stated in this subsection (or Fed. R. Crim. P. 43(b)), the accused may expressly waive the right to be present at trial. Federal courts have so construed Rule 43. See 8 J. Moore, Moore’s Federal Practice, § 43.02[2] (1982 rev. ed.): [Rule 43] does not refer to express waiver of presence on the part of felony defendants, although it includes such a provision for misdemeanants. This omission was not intended to negate the right of felony defendants expressly to waive presence at the trial, for the Diaz case ( Diaz v. United States , 223 U.S. 442 (1912)) cited as authority for the “voluntary absence” provision itself involved an express waiver. [Footnote omitted.] See also Snyder v. Massachusetts , 291 U.S. 97, 106 (1934) (dicta); In re United States , 597 F.2d 27 (2d Cir. 1979); United States v. Jones , 514 F.2d 1331 (D.C. Cir. 1975); United States v. Crutcher, 405 F.2d 239 (2d Cir. 1968), cert. denied, 394 U.S. 908 (1969); Pearson v. United States , 325 F.2d 625 (D.C. Cir. 1963); Cross v. United States , 325 F.2d 629 (D.C. Cir. 1963). Such waiver should be made expressly by the accused in open court. Compare Cross v. United States, supra, with Pearson v. United States, supra. Federal cases also establish that there is no right to waive presence, see, e.g., United States v. Durham , 587 F.2d 799 (5th Cir. 1979); United States v. Fitzpatrick , 437 F.2d 19 (2d Cir. 1970). InIn re United States, supra , the court stated that there is a duty on the part of a defendant in a felony trial to be present. 597 F.2d at 28. Military cases also recognize that an accused may expressly waive the right to be present, United States v. Blair , 36 C.M.R. 750 (N.B.R. 1965), rev’d on other grounds , 16 U.S.C.M.A. 257, 3 6 C . M . R . 4 1 3 ( 1 9 6 6 ) . S e e e . g . , U n i t e d S t a t e s v . H o l l y , 4 8 C.M.R. 990 (A.F.C.M.R. 1974). Cf. United States v. Cook , 20 U.S.C.M.A. 504, 43 C.M.R. 344 (1971). Some earlier military cases indicated that accused’s counsel could waive the accused’s right to be present. This is contrary to present authority. See United States v. Holly, supra. Subsection (1) is similar to paragraph 11 c of MCM, 1969 (Rev.). The language in MCM, 1969 (Rev.), which indicated that an absence had to be unauthorized, has been omitted. The lan- guage now conforms to the federal rule in this respect. The term “unauthorized” has never been treated as significant. See United States v. Peebles , 3 M.J. 177 (C.M.A. 1977). As the discussion notes in the fourth paragraph, a person who is in custody or otherwise subject to military control cannot, while in such a status, voluntarily be absent from trial without expressly waiving the right on the record and receiving the permission of the mili- tary judge to be absent. Cf. United States v. Crutcher, supra. This appears to be the treatment that the term “unauthorized” was designed to effect. See United States v. Peebles, supra at 179 (Cook, J.). Trial in absentia, when an accused voluntarily fails to appear at trial following arraignment, has long been permitted in the mili- tary. United States v. Houghtaling, supra. Authority for the third and fourth paragraphs of the discussion under Voluntary absence is found in United States v. Peebles, supra. United States v. Cook, supra requires that the voluntariness of an absence be established on the record before trial in absentia may proceed. Because the prosecution will be the party moving for trial in absentia, the discussion notes that the prosecution has the burden to prove voluntariness as well as absence. The example of an inference is taken from Judge Perry’s separate opinion in United States v. Peebles, supra. Compare United States v. Partlow , 428 F.2d 814 (2d. Cir. 1970) with Phillips v. United States , 334 F.2d 589 (9th Cir. 1964), cert, denied , 379 U.S. 1002 (1965). Subsection (2) is the same as Fed. R. Crim. P. 43(b)(2) except for changes in terminology. The rule and much of the discussion are based on Illinois v. Allen , 397 U.S. 337 (1970). The discus- sion also draws heavily on ABA Standards, Special Functions of the Trial Judge § 6–3.8 and Commentary (1978). With respect to binding an accused, see United States v. Gentile , 1 M.J. 69 ( C . M . A . 1 9 7 5 ) . S e e a l s o U n i t e d S t a t e s v . H e n d e r s o n , 1 1 U.S.C.M.A. 556, 29 C.M.R. 372 (1960). (d) Voluntary absence for limited purpose of child testimony. 1999 Amendment: The amendment provides for two-way closed circuit television to transmit a child’s testimony from the court- room to the accused’s location. The use of two-way closed circuit television, to some degree, may defeat the purpose of these alter- A21-44 App. 21, R.C.M. 804 APPENDIX 21

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native procedures, which is to avoid trauma to children. In such cases, the judge has discretion to direct one-way television com- munication. The use of one-way closed circuit television was approved by the Supreme Court in Maryland v. Craig , 497 U.S. 836 (1990). This amendment also gives the accused the election to absent himself from the courtroom to prevent remote testimo- ny. Such a provision gives the accused a greater role in determin- ing how this issue will be resolved. 2007 Amendment : The specific terminology of the manner in which remote live testimony may be transmitted was deleted to allow for technological advances in the methods used to transmit audio and visual information. (e) Appearance and security of accused. This subsection is simi- lar to paragraph 60 of MCM, 1969 (Rev.). In subsection (1), the last sentence represents a modification of previous practice by making the accused and defense counsel primarily responsible for the personal appearance of the accused. Because of difficulties the defense may face in meeting these responsibilities, the rule requires the commander to give reasona- ble assistance to the defense when needed. The discussion empha- sizes the right ( see United States v. West , 12 U.S.C.M.A. 670, 31 C.M.R. 256 (1962)) and the duty ( see United States v. Gentile, supra) of the accused to appear in proper military uniform. Subsection (2) reflects the changes since 1969 in rules govern- ing pretrial restraint. These rules are now found in the sections r e f e r r e d t o b y R . C . M . 8 0 4 ( c ) ( 2 ) . I n s o f a r a s p a r a g r a p h 6 0 o f MCM, 1969 (Rev.) was a means of allocating responsibility for maintaining (as opposed to authorizing) custody over an accused until completion of trial, and insofar as this allocation is not mandated by other rules in this Manual, the service secretaries are authorized to prescribe rules to accomplish such allocation. Subsection (3) is taken verbatim from paragraph 60 of MCM, 1969 (Rev.). Rule 805 Presence of military judge, members, and counsel (a) Military judge. This subsection is based on paragraph 39 d of MCM, 1969 (Rev.). 2007 Amendment : R.C.M. 805(a) was amended to implement the statutory change to 10 U.S.C. Sec 839 (Article 39, UCMJ) contained in Section 556 of the National Defense Authorization Act for Fiscal Year 2006, P.L. 109-163, 6 January 2006. The amendment allows the presence of the military judge at an Article 39(a) session to be satisfied by the use of audiovisual technology, as prescribed by regulations of the Secretary concerned. (b) Members. This subsection is based on paragraphs 41 c and 41 d(1) and (2) and the first sentence of the second paragraph 62 b of MCM, 1969 (Rev.) and on Article 29(c). See also United States v. Colon , 6 M.J. 73 (C.M.A. 1978). 1986 Amendment: References to R.C.M. “911” were changed to R.C.M. “912” to correct an error in MCM, 1984. (c) Counsel. This subsection modifies paragraphs 44 c and 46 c which required the express permission of the convening authority or the military judge for counsel to be absent. The rule now states only the minimum requirement to proceed. The discussion noted that proceedings ordinarily should not be conducted in the ab- sence of any defense or assistant defense counsel unless the accused consents. The second sentence in the discussion is based on Ungar v. Sarafite , 376 U.S. 575 (1964); United States v. Morris, 23 U.S.C.M.A. 319, 49 C.M.R. 653 (1975); United States v. Kinard , 21 U.S.C.M.A. 300, 45 C.M.R. 74 (1972); United States v. Hampton , 50 C.M.R. 531 (N.C.M.R.), pet. denied , 23 U.S.C.M.A. 663 (1975); United States v. Griffiths , 18 C.M.R. 354 (A.B.R.), pet. denied , 6 U.S.C.M.A. 808, 19 C.M.R. 413 (1955). See also Morris v. Slappy , 461 U.S. 1 (1983); Dennis v. United States, 340 U.S. 887 (1950) (statement of Frankfurter, J.); United States v. Batts , 3 M.J. 440 (C.M.A. 1977); 17 AM. Jur. 2d §§ 34–37 (1964). 2007 Amendment : R.C.M. 805(c) was amended to implement the statutory change to 10 U.S.C. Sec. 839 (Article 39, UCMJ) contained in section 556 of the National Defense Authorization Act for Fiscal Year 2006, P.L. 109-163, 6 January 2006. The amendment allows the presence of counsel at an Article 39(a) session to be satisfied by the use of audiovisual technology, as prescribed by Regulations of the Secretary concerned. (d) Effect of replacement of member or military judge. This sub- section is based on Article 29(b), (c), and (d) and on paragraphs 39 e and 41 e and f of MCM, 1969 (Rev.). MCM, 1969 (Rev.) also provided a similar procedure when a member of a court- martial was temporarily excused from the trial. This rule does not authorize such a procedure. If a member must be temporarily absent, a continuance should be granted or the member should be permanently excused and the trial proceed as long as a quorum remains. Trial may not proceed with less than a quorum present in any event. This subsection provides a means to proceed with a case in the rare circumstance in which a court-martial is reduced below a quorum after trial on the merits has begun and a mistrial is inappropriate. 2012 Amendment . This subsection provides a means to pro- ceed with a case in the rare circumstance in which a court-martial is reduced below a quorum after trial on the merits has begun and a mistrial is inappropriate. However, proceeding under these cir- cumstances may result in a violation of the accused’s constitu- t i o n a l r i g h t s t o d u e p r o c e s s . S e e U n i t e d S t a t e s v . V a z q u e z , M.J. (A.F. Ct. Crim. App. 2012). Rule 806 Public trial I n t r o d u c t i o n . T h i s r u l e r e c o g n i z e s a n d c o d i f i e s t h e b a s i c principle that, with limited exceptions, court-martial proceedings will be open to the public. The thrust of the rule is similar to paragraph 53 e of MCM, 1969 (Rev.), but the right to a public trial is more clearly expressed, and exceptions to it are more specifically and more narrowly drawn. This construction is neces- sary in light of recent decisions, particularly United States v. Grunden, 2 M.J. 116 (C.M.A. 1977). (a) In general. This subsection reflects the holding in United States v. Grunden, supra , that the accused has a right to a public t r i a l u n d e r t h e S i x t h A m e n d m e n t . S e e a l s o U n i t e d S t a t e s v . Brown, 7 U.S.C.M.A. 251, 22 C.M.R. 41 (1956); United States v. Zimmerman, 19 C.M.R. 806 (A.F.B.R. 1955). Although the Sixth Amendment right to a public trial is per- sonal to the accused ( see Gannett Co., Inc. v. DePasquale , 443 U.S. 368 (1979)), the public has a right under the First Amend- ment to attend criminal trials. Richmond Newspapers, Inc. v. Virginia, 448 U.S. 555 (1980). The applicability of these cases to courts-martial is not certain ( cf. Greer v. Spock , 424 U.S. 828 (1976); In re Oliver , 333 U.S. 257, 26 n. 12 (1948); but see A21-45 App. 21, R.C.M. 806(a)ANALYSIS

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United States v. Czarnecki , 10 M.J. 570 (A.F.C.M.R. 1980) (dic- ta)), especially in view of the practical differences between civil- i a n c o u r t s a n d c o u r t s - m a r t i a l ( i . e . , c o u r t s - m a r t i a l d o n o t necessarily sit at a permanent or fixed site; they may sit overseas or at sea; and at remote or dangerous locations). Nevertheless the rule and the discussion are based on recognition of the value to the public of normally having courts-martial open to the public. This is particularly true since the public includes members of the military community. (b) Control of spectators. Neither the accused nor the public has an absolute right to a public trial. This subsection recognizes the power of a military judge to regulate attendance at courts-martial to strike a balance between the requirement for a public trial and other important interests. As the discussion notes, the right to public trial may be vio- lated by less than total exclusion of the public. See United States v. Brown, supra. Whether exclusion of a segment of the public is proper depends on a number of factors including the breadth of the exclusion, the reasons for it, and the interest of the accused, as well as the spectators involved, in the presence of the excluded individuals. See United States ex rel. Latimore v. Sielaff , 561 F.2d 691 (7th Cir. 1977), cert, denied , 434 U.S. 1076 (1978); United States ex rel. Lloyd v. Vincent , 520 F.2d 1272 (2d Cir.), cert. denied, 423 U.S. 937 (1975). See also Stamicarbon v. American Cyanamid Co. , 506 F.2d 532 (2d Cir. 1974). The third paragraph in the discussion of Rule 805(b) is based on United States v. Grunden, supra. Judicial authority to regulate access to the courtroom to prevent overcrowding or other disturbances is clearly established and does not conflict with the right to a public trial. See Richmond News- papers, Inc. v. Virginia, supra at 581 n. 18. Cf. Illinois v. Allen , 397 U.S. 337 (1970). In addition, there is substantial authority to support the example in the discussion concerning restricting ac- cess to protect certain witnesses. See, e.g., United States v. Eis- ner, 533 F.2d 987 (6th Cir.), cert. denied , 429 U.S. 919 (1976) (proper to exclude all spectators except press to avoid embarrass- ment of extremely timid witness); United States ex rel. Orlando v. Fay, 350 F.2d 967 (2d Cir. 1965), cert. denied , 384 U.S. 1008 (1966) (proper to exclude all spectators except press and bar to avoid intimidation of witnesses); United States ex rel. Latimore v. Sielaff, supra (proper to exclude all spectators except press, cler- gy, and others with specific interest in presence during testimony of alleged rape victim); United States ex rel. Lloyd v. Vincent, supra (proper to exclude spectators in order to preserve confiden- tiality of undercover agents’ identity). See also Gannett Co., Inc. v. DePasquale, supra at 401–500 (Powell J., concurring); United States v. Brown, supra; United States v. Kobli , 172 F.2d 919 (3rd Cir. 1949). Subsection (b) authorizes closure of court-martial proceedings over the accused’s objection only when otherwise authorized in t h i s M a n u a l . E f f e c t i v e l y , t h i s m e a n s t h a t t h e o n l y t i m e t r i a l proceedings may be closed without the consent of the accused is when classified information is to be introduced. See Mil. R. Evid. 505(j). Article 39(a) sessions may also be closed under Mil. R. Evid. 505(i); 506(i); and 412(c). Some federal cases seem to suggest that criminal proceedings may be closed for other pur- poses. See, e.g., United States ex rel. Lloyd v. Vincent, supra. Selective exclusion of certain individuals or groups for good cause, under the first clause of this subsection, is a more appro- priate and less constitutionally questionable method for dealing with the problems treated in such cases. Court-martial proceedings may be closed when the accused does not object. As noted in the discussion, however, such closure should not automatically be granted merely because the defense requests or acquiesces in it. See Richmond Newspapers, Inc., v. Virginia, supra. See also Gannett Co., Inc. v. DePasquale, supra. With respect to methods of dealing with the effect of publicity on criminal trials, as treated in the discussion, see Nebraska Press Association v. Stuart , 427 U.S. 539 (1976); Sheppard v. Maxwell , 384 U.S. 333 (1966); Rideau v. Louisiana , 373 U.S. 723 (1963); Irvin v. Dowd , 366 U.S. 717 (1961); United States v. Calley , 46 C.M.R. 1131 (A.C.M.R.), aff’d, 22 U.S.C.M.A. 534, 48 C.M.R. 19 (1973); Caley v. Callaway , 519 F.2d 184 (5th Cir. 1975), cert. denied, 425 U.S. 911 (1976). See also ABA Standards, Fair Trial and Free Press part III (1972). 2004 Amendment: Subsection (b) was divided to separate the provisions addressing control of spectators and closure and to clarify that exclusion of specific individuals is not a closure. The rules for control of spectators now in subsection (b)(1) were amended to require the military judge to articulate certain find- ings on the record prior to excluding specific spectators. See United States v. Short, 41 M.J. 42 (1994). The rules on closure now in subsection (b)(2) and the Discussion were amended in light of military case law that has applied the Supreme Court’s constitutional test for closure to courts-martial. See ABC, Inc. v. Powell, 47 M.J. 363 (1997); United States v. Hershey, 20 M.J. 4 3 3 ( C . M . A . 1 9 8 5 ) ; U n i t e d S t a t e s v . G r u n d e n , 2 M . J . 1 1 6 (C.M.A. 1977). 2015 Amendment : R.C.M. 806(b)(2) was revised to implement Article 6b(a)(2), Article 6b(a)(3), and Article 6b(a)(5), UCMJ, as created by Section 1701 of the National Defense Authorization Act for Fiscal Year 2014, P.L. 113–66, 26 December 2013. (c) Photography and broadcasting prohibited. This subsection is based on Fed. R. Crim. P. 53, and is consistent with paragraph 53 e of MCM, 1969 (Rev.) and practice thereunder. See C. Wright, Wright’s Federal Practice and Procedure § 861 (1969); 8 B J. Moore, Moore’s Federal Practice Para. 53.02 (1982 rev. ed.). The exception which authorizes contemporaneous transmission of the proceedings to another room (e.g., by closed circuit television) has been added to the language of the federal rule. Many military courtrooms have limited space, and such methods have been used to accommodate the accused’s and the public’s interest in attend- ance at courts-martial, as in the case of United States v. Garwood , NMC 81–1982 (1981). The Working Group considered the con- stitutional alternatives identified in Chandler v. Florida , 449 U.S. 560 (1981), but determined that Article 36 requires adherence to the federal rule except to the extent described. As to the matters in the discussion, see Amsler v. United States , 381 F.2d 37 (9th Cir. 1967). 2002 Amendment: Section (d) was added to codify the military judge’s power to issue orders limiting trial participants’ extrajudi- cial statements in appropriate cases. See United States v. Gar- wood, 16 M.J. 863, 868 (N.M.C.M.R. 1983) (finding military judge was justified in issuing restrictive order prohibiting ex- t r a j u d i c i a l s t a t e m e n t s b y t r i a l p a r t i c i p a n t s ) , a f f ’ d o n o t h e r grounds, 20 M.J. 148 (C.M.A. 1985), cert. denied, 474 U.S. 1005 (1985); United States v. Clark , 31 M.J. 721, 724 (A.F.C.M.R. A21-46 App. 21, R.C.M. 806(a) APPENDIX 21

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1990) (suggesting, but not deciding, that the military judge prop- erly limited trial participants’ extrajudicial statements). The public has a legitimate interest in the conduct of military justice proceedings. Informing the public about the operations of the criminal justice system is one of the “core purposes” of the First Amendment. In the appropriate case where the military judge is considering issuing a protective order, absent exigent circumstances, the military judge must conduct a hearing prior to issuing such an order. Prior to such a hearing the parties will have been provided notice. At the hearing, all parties will be provided an opportunity to be heard. The opportunity to be heard may be extended to representatives of the media in the appropriate case. Section (d) is based on the first Recommendation Relating to the Conduct of Judicial Proceedings in Criminal Cases, included in the Revised Report of the Judicial Conference Committee on the Operation of the Jury System on the “Free Press--Fair Trial” Issue, 87 F.R.D. 519, 529 (1980), which was approved by the Judicial Conference of the United States on September 25, 1980. The requirement that the protective order be issued in writing is based on Rule for Courts-Martial 405(g)(6). Section (d) adopts a “substantial likelihood of material prejudice” standard in place of the Judicial Conference recommendation of a “likely to interfere” standard. The Judicial Conference’s recommendation was issued before the Supreme Court’s decision in Gentile v. State Bar of Nev., 501 U.S. 1030 (1991). Gentile, which dealt with a Rule of Professional Conduct governing extrajudicial statements, indicates that a lawyer may be disciplined for making statements that present a substantial likelihood of material prejudice to an ac- cused’s right to a fair trial. While the use of protective orders is distinguishable from limitations imposed by a bar’s ethics rule, the Gentile decision expressly recognized that the “speech of lawyers representing clients in pending cases may be regulated under a less demanding standard than that established for regula- tion of the press in Nebraska Press Ass’n v. Stuart , 427 U.S. 539 (1976), and the cases which preceded it.” 501 U.S. at 1074. The Court concluded that “the substantial likelihood of material preju- dice’ standard constitutes a constitutionally permissible balance between the First Amendment rights of attorneys in pending cases and the State’s interest in fair trials.” Id. at 1075. Gentile also supports the constitutionality of restricting communications of non-lawyer participants in a court case. Id. at 1072-73 ( citing Seattle Times Co. v. Rhinehart , 467 U.S. 20, 32-33 (1984)). Ac- cordingly, a protective order issued under the “substantial likeli- h o o d o f m a t e r i a l p r e j u d i c e ” s t a n d a r d i s c o n s t i t u t i o n a l l y permissible. The first sentence of the discussion is based on the committee comment to the Recommendations Relating to the Conduct of Judicial Proceedings in Criminal Cases. See 87 F.R.D. at 530. For a definition of “party,” see R.C.M. 103(16). The second sentence of the discussion is based on the first of the Judicial Conference’s recommendations concerning special orders. See 87 F.R.D. at 529. The third sentence of the discussion is based on the second of the Judicial Conference’s recommendations, id. at 532, and on United States v. Salameh , 992 F.2d 445, 447 (2d Cir. 1993) ( per curiam), and In re Application of Dow Jones & Co. , 842 F.2d 60 3, 611 & n.1 (2d Cir.), cert. denied , 488 U.S. 946 (1988). The fourth sentence is based on Salameh, 992 F.2d at 447. The fifth sentence is based on Rule for Courts-Martial 905(d). Rule 807 Oaths (a) Definition. This rule and the discussion are taken from para- graph 112 a of MCM, 1969 (Rev.). See also Fed. R. Crim. P. 54(c). (b) Oaths in courts-martial. Subsection (1) including the discus- sion is based on Article 42 and is based on paragraph 112 b and c of MCM, 1969 (Rev.). Subsection (2) is taken from paragraph 112 d of MCM, 1969 (Rev.). The discussion is taken in part from paragraph 112 d and in part from paragraph 114 of MCM, 1969 (Rev.). The oath for questioning members has been combined with the oath concerning performance of duties for administrative convenience and to impress upon the members the significance of voir dire. The reference in paragraph 112 a of MCM, 1969 (Rev.), to Article 135 has been deleted. The oaths for preferral of charges, and witnesses at Article 32 investigations and deposi- tions are contained in the discussion of applicable rules. Rule 808 Record of trial The primary purpose of this rule is to highlight for partici- pants at the trial stage the requirements for the record of trial. The discussion is based on paragraph 82 a, b , and h, of MCM, 1969 ( R e v . ) . S e e a l s o U n i t e d S t a t e s v . E i c h e n l a u b , 1 1 M . J . 2 3 9 (C.M.A. 1981); United States v. McCullah , 11 M.J. 234 (C.M.A. 1981); United States v. Boxdale , 22 U.S.C.M.A. 414, 47 C.M.R. 351 (1973); United States v. Bielecki , 21 U.S.C.M.A. 450, 45 C . M . R . 2 2 4 ( 1 9 7 2 ) ; U n i t e d S t a t e s v . D e W a y n e , 7 M . J . 7 5 5 ( A . C . M . R . ) , p e t . d e n i e d , 8 M . J . 2 5 ( 1 9 7 9 ) ; U n i t e d S t a t e s v . Hensley, 7 M.J. 740 (A.F.C.M.R.), pet. denied, 8 M.J. 42 (1979); United States v. Pearson , 6 M.J. 953 (A.C.M.R.), pet. denied , 7 M.J. 164 (1979). The preparation, authentication, and disposition of records of trial are covered in Chapter XI. The administrative responsibility of trial counsel to prepare the record is codal. Arti- cle 38(a). See also R.C.M. 1103(b). Rule 809 Contempt proceedings (a) In general. This subsection restates codal authority. The dis- cussion is based on paragraph 118 a of MCM 1969 (Rev.). The language of Article 48 applies only to “direct” contempts. See W. Winthrop, Military Law and Precedents 301–302 (2d ed. 1920 reprint); paragraph 101 of MCM, 1928; paragraph 109 of MCM (Army), 1949; paragraph 118 a of MCM, 1951; paragraph 118 a of MCM, 1969 (Rev.). The definition of a “direct” contempt is also based on these sources. See also 8B J. Moore, Moore’s Federal Practice Para. 42.02[3] (1982 rev. ed); 18 U.S. § 401; cf. Ex parte Savin , 131 U.S. 267, witnessed by the court and other direct contempts is based on Cooke v. United States , 267 U.S. 517 (1925), and is important for procedural purposes. See subsec- tion (b) below. (b) Method of disposition. The subsection is based on Fed. R. Crim. P. 42. By its terms, Article 48 makes punishable contemp- tuous behavior which, while not directly witnessed by the court- martial, disturbs its proceedings (e.g., a disturbance in the waiting room). As Fed. R. Crim. P. 42(b) recognizes, this type of con- tempt may not be punished summarily. See Johnson v. Mississip- pi, 403 U.S. 212 (1971); Cooke v. United States, supra. Paragraph 118 of MCM, 1969 (Rev.) did not adequately distinguish these types of contempt. There may be technical and practical problems A21-47 App. 21, R.C.M. 809(b)ANALYSIS

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associated with proceeding under subsection (b)(2) but the power to do so appears to exist under Article 48. (c) Procedure; who may punish for contempt. This subsection prescribes different procedures for punishment for contempt when members are or are not present. The Working Group examined the possibility of vesting contempt power solely in the military judge; but Article 48 provides that “court[s]-martial” may punish for contempt. When members are present, the military judge is not the court-martial. See Article 16. When trial by military judge alone is requested and approved, the military judge is the court- martial. Under Article 39(a) the military judge may “call the court into session without the presence of the members,” and the mili- tary judge therefore acts as the court-martial within the meaning of Article 16 and 48. Since Article 48 authorizes summary pun- ishment for contempt committed in the presence of the court- martial ( see Hearings of H. R. 2498 Before a Subcomm. of the House Comm. on Armed Services , 81st Cong., 1st Sess. 1060 (1949)), its purpose would be destroyed by requiring members who were not present and did not observe the behavior to decide the matter. The second sentence in subsection (c)(1) parallels Fed. R. Crim. P. 42(a). The procedure for contempt proceedings before members has been simplified to the extent possible consistent with the require- ment for the members to decide the issue. The procedure for a preliminary ruling by the military judge to decide as a matter of law that no contempt has occurred is expressly recognized for the first time. See Article 51(b). The requirement for a two-thirds vote on findings and punishment is based on Article 52(a) and (b)(3). (d) Record; review. This subsection is based on the eighth para- graph of paragraph 118 b of MCM, 1969 (Rev.) concerning the record and post-trial action. The requirement for approval and execution of the sentence by the convening authority is based on previous practice. See W. Winthrop, supra at 301–312; paragraph 101 of MCM, 1928, paragraph 109 of MCM (Army) and MCM (AF), 1949, paragraph 118 of MCM, 1951; paragraph 118 b of MCM, 1969 (Rev.). This requirement also reflects the need of the command to control its assets. The last sentence is also based on Hearings on H. R. 2498 Before a Subcomm. of the House Comm. on Armed Services , 81st Cong., 1st Sess. 1060 (1949). (e) Sentence. This subsection is based on Article 57 and para- graph 118 b of MCM, 1969 (Rev.). It clarifies that the military judge may delay announcement of a sentence to permit participa- tion of the contemnor when necessary. Paragraph 118 b of MCM, 1969 (Rev.) was ambiguous in this regard. (f) Informing person held in contempt. This subsection and the discussion are based on paragraph 118 b of MCM, 1969 (Rev.); it has been modified for clarity. 1998 Amendment : R.C.M. 809 was amended to modernize military contempt procedures, as recommended in United States v. Burnett, 27 M.J. 99, 106 (C.M.A. 1988). Thus, the amendment simplifies the contempt procedure in trials by courts-martial by vesting contempt power in the military judge and eliminating the m e m b e r s ’ i n v o l v e m e n t i n t h e p r o c e s s . T h e a m e n d m e n t a l s o provides that the court-martial proceedings need not be suspended while the contempt proceedings are conducted. The proceedings will be conducted by the military judge in all cases, outside of the members’ presence. The military judge also exercises discretion as to the timing of the proceedings and, therefore, may assure that the court-martial is not otherwise unnecessarily disrupted or the accused prejudiced by the contempt proceedings. See Sacher v. United States, 343 U.S. 1, 10, 72 S. Ct. 451, 455, 96 L. Ed. 717, 724 (1952). The amendment also brings court-martial contempt procedures into line with the procedure applicable in other courts. Rule 810 Procedures for rehearings, new trials, and other trials Introduction. This rule is based on Articles 63 and 73. It concerns only the procedures for rehearings, new trials, and other trials. Matters relating to ordering rehearings or new trials are covered in R.C.M. 1107 and 1210. (a) In general. This subsection is based on paragraph 81 b of MCM, 1969 (Rev.). (b) Composition. This subsection is based on Article 63(b) and the seventh paragraph of paragraph 92 a of MCM, 1969 (Rev.). A s t o s u b s e c t i o n ( 3 ) , s e e a l s o U n i t e d S t a t e s v . S t a t e n , 2 1 U.S.C.M.A. 493, 45 C.M.R. 267 (1972). (c) Examination of record of former proceedings. This subsection is based on paragraph 81 c of MCM, 1969 (Rev.). (d) Sentence limitations. Subsection (1) is based on the second sentence of Article 63 and its legislative history. See H. R. Rep. No. 491, 81st Cong., 1st Sess. 30 (1949) and paragraph 81 d of MCM, 1969 (Rev.). See also United States v. Ball , 163 U.S. 662 (1896); United States v. Culver , 22 U.S.C.M.A. 141, 46 C.M.R. 141 (1973); United States v. Eschmann , 11 U.S.C.M.A. 64, 28 C.M.R. 288 (1959); United States v. Jones , 10 U.S.C.M.A. 532, 28 C.M.R. 98 (1959); United States v. Dean , 7 U.S.C.M.A. 721, 23 C.M.R. 185 (1957). The provision (prohibiting advising mem- bers of the basis of the sentence limitation) in the third paragraph of paragraph 81 d(1) of MCM, 1969 (Rev.) has been placed, in precatory language, in the discussion. The prohibition was based on United States v. Eschmann, supra. Analysis of Contents, Man- ual for Courts-Martial, United States, 1969, Revised edition , DA PAM 27–2 at 15–2 (1970). The rationale of Eschmann is subject to reasonable challenge. See United States v. Gutierrez , 11 M.J. 122, 125 n.3 (C.M.A. 1981) (Everett, C. J., concurring in the result); United States v. Eschmann, supra at 67, 28 C.M.R. at 291 (Latimer, J., concurring in the result). By placing an admonition against such instructions in the discussion, rather than a prohibi- tion in the rule, users are alerted to current decisional require- ments while the issue is left open to future judicial development. 1995 Amendment: Subsection (d) was amended in light of the change to Article 63 effected by the National Defense Authoriza- tion Act for Fiscal Year 1993, Pub. L. No. 102–484, 106 Stat. 2315, 2506 (1992). The amendment reflects that subsection (d) sentencing limitations only affect the sentence that may be ap- proved by the convening or higher authority following the rehear- ing, new trial, or other trial. Subsection (d) does not limit the maximum sentence that may be adjudged at the rehearing, new trial, or other trial. Subsection (2) is based on the last sentence of Article 63, as amended, Military Justice Act of 1983, Pub. L. No. 98–209, § 5(d)(2)(C), 97 Stat. 1393 (1983). (e) Definition. This definition is taken from paragraph 81 d(2) of MCM, 1969 (Rev.). See also paragraph 92 b of MCM, 1969 (Rev.). A21-48 App. 21, R.C.M. 809(b) APPENDIX 21

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Rule 811 Stipulations (a) In general. This subsection restates the first sentence of para- graph 54 f(1) of MCM, 1969 (Rev.). (b) Authority to reject. This subsection affirms the authority of the military judge to decline to accept a stipulation, as an exercise of discretion and in the interest of justice. This authority was implicit in paragraph 54 f(1) of MCM, 1969 (Rev.) which sug- gested that stipulations should not be accepted in certain circum- stances. These examples are now included in the discussion. See also United States v. Cambridge , 3 U.S.C.M.A. 377, 12 C.M.R. 133 (1953); United States v. Field , 27 C.M.R. 863 (N.B.R. 1958). (c) Requirements. This subsection makes clear that a stipulation can be received only with the consent of the parties. This consent must be manifested in some manner before the military judge may receive the stipulation, although the rule does not specify any particular form for the manifestation, as this rests within the discretion of the trial judge. United States v. Cambridge, supra. Although it is normally preferable to obtain it, the express con- sent of the accused on the record is not always necessary for admission of a stipulation. In the absence of circumstances indi- cating lack of consent by the accused ( see e.g., United States v. Williams, 30 C.M.R. 650 (N.B.R. 1960)), the defense counsel’s concurrence in the stipulation will bind the accused. United States v. Cambridge, supra. If there is any doubt, the accused should be personally questioned. See United States v. Barbeau , 9 M.J. 569 (A.F.C.M.R. 1980). The last three paragraphs of the discussion deal with stipulation “which practically amount to a confession.” Paragraph 54 f(1) of MCM, 1969 (Rev.), states that such a confession “should not be received in evidence.” Despite this admonition, such stipulations were occasionally received in order to allow the defense to avoid waiving certain issues by pleading guilty while saving the parties the time and expense of a full trial when the accused’s guilt, as a practical if not legal matter, was conceded. See, e.g., United States v. Rempe , 49 C.M.R. 367 (A.F.C.M.R. 1974). The Court of Military Appeals has approved this procedure, but only if an i n q u i r y o f t h e s o r t d e s c r i b e d i n t h e d i s c u s s i o n i s c o n d u c t e d . United States v. Bertelson , 3 M.J. 314 (C.M.A. 1977). The defini- tion of a stipulation which practically amounts to a confession in the discussion is based on Bertelson, along with United States v. Schaffer, 12 M.J. 425, 427–428 nn. 4.6 (C.M.A. 1982); United States v. Reagan , 7 M.J. 490 (C.M.A. 1979); United States v. Aiello, 7 M.J. 99 (C.M.A. 1979); and United States v. Long , 3 M.J. 400 (C.M.A. 1977). These cases indicate that a stipulation practically amounts to a confession when it amounts to a “de facto” plea of guilty, rather than simply one which makes out a prima facie case. The example in the discussion is taken from United States v. Long, supra. (d) Withdrawal. This subsection is taken, substantially verbatim, from paragraph 54 f(1) of MCM, 1969 (Rev.), and restates current law. See also United States v. Daniels , 11 U.S.C.M.A. 52, 28 C.M.R. 276 (1959). (e) Effect of stipulations. This subsection modifies previous Man- ual rules in two respects. First, it states that a stipulation of fact is binding on the court-martial. This is consistent with federal prac- tice, see e.g., Jackson v. United States , 330 F.2d 679 (8th Cir.), cert. denied. 379 U.S. 855 (1964), as well as the prevailing view in the vast majority of states. See 4 J. Wigmore, Wigmore on Evidence § 2590 (3d ed. 1940); 73 Am. Jur. 2d. Stipulations, § 8 (1974); 83 C.J.S. Stipulations, §§ 12–13 (1953). See also H. Ha- ckfield & Co. v. United States , 197 U.S. 442 (1905). Paragraph 154 b of MCM, 1951, contained the following provision: “The court is not bound by a stipulation even if received. For instance its own inquiry may convince the court that the stipulated fact is not true.” The provision was drawn verbatim from paragraph 140 b of MCM (Army), 1949, and of MCM(AF), 1949, and can be traced to paragraph 126 b of MCM, 1928. The Court of Military Appeals questioned the validity of this provision in United States v. Gerlach, 16 U.S.C.M.A. 383, 37 C.M.R. 3 (1966), but did not have to resolve whether the court-martial was bound by a stipula- tion of fact, since it held that the parties were. The above quoted language was omitted from MCM, 1969 (Rev.). The analysis to the Manual does not explain why. See Analysis of Contents, Manual for Courts-Martial, 1969, Revised Edition , DA PAM 27–2 at 27–49 (1970). Despite this omission, some courts-martial have apparently continued to apply the earlier rule. See Military Criminal Law, Evidence DA PAM 27–22, AFP 111–8 at para- graph 6–2 (1975). There is no reason not to follow federal prac- tice on this matter. If the court-martial’s “own inquiry” indicates that the stipulated facts may not be true, the parties should be afforded the opportunity to withdraw from the stipulation and to present evidence on the matter in question. The second change is in the treatment of stipulations of a document’s contents. MCM, 1969 (Rev.), applied the same “ob- servations” it made concerning stipulations of facts to stipulations of documents’ contents thus implying that, by stipulating to a documents’ contents, the parties agreed that the contents are true. This may have been due to the treatment of admissions concern- ing documents’ contents as a matter of civil procedure in Federal courts, see Fed. R. Civ. P. 36 (1948) (since replaced by Fed. R. Civ. P. 36 (1970)); see also Wigmore, supra , § 2596, and the fact that stipulations of a documents’ contents, like stipulations of fact, are handed to the members of the court. Yet, it is clear that the parties may stipulate that a document contains certain text or other information, or that a given document is genuine, without necessarily agreeing that the text or other information in the document is true. In this sense, a stipulation as to a document’s contents is like a stipulation of expected testimony, and the rule so treats it. Otherwise, this subsection essentially restates paragraph 54 f(1) and (2) of MCM, 1969 (Rev.). See also United States v. Bennett , 18 U.S.C.M.A. 96, 39 C.M.R. 96 (1969) and United States v. Gerlach, supra for further discussion of the effects of stipulations. If the parties fail to object to inadmissible matters in a stipulation, this will normally constitute a waiver of such objection. Mil. R. Evid. 103. Cf. United States v. Schell , 18 U.S.C.M.A. 410, 40 C.M.R. 122 (1969). See also Wigmore, supra at § 2592. (f) Procedure. This subsection is based on the second paragraph in paragraph 54 f(2) of MCM, 1969 (Rev.). Rule 812 Joint and common trials This rule is taken from paragraph 53 c of MCM, 1969 (Rev.). The rule itself substantially repeats the first sentence in paragraph 53 c. The discussion refers to other rules dealing with joint or common trials, and includes the examples discussed in paragraph 53 c of MCM, 1969 (Rev.). It also incorporates a statement on stipulations which appeared at paragraph 54 f(3) of A21-49 App. 21, R.C.M. 812ANALYSIS

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MCM, 1969 (Rev.), and a statement concerning severances from paragraph 61 h of MCM, 1969 (Rev.). The rule does not change current law. Rule 813 Announcing personnel of the court- martial and accused This rule is based on paragraph 61 c of MCM, 1969 (Rev.) and is placed in Chapter 8 since the requirement for announcing the presence or absence of parties usually recurs several times during the trial. The rule has been rephrased to acknowledge the responsibility of the military judge to ensure that the matters covered are reflected in the record. Paragraph 61 c of MCM, 1969 (Rev.) required the trial counsel to make these announce- ments. This rule leaves to the discretion of the military judge who will make the announcements. The importance of requiring such announcements to be made on the record is emphasized in United States v. Nichelson , 18 U.S.C.M.A. 69, 39 C.M.R. 69 (1968). CHAPTER IX. TRIAL PROCEDURE THROUGH FINDINGS Rule 901 Opening session Introduction. R.C.M. 901 through 903 set out in chronologi- cal order the procedures to be followed before arraignment. The order need not be followed rigidly. (a) Call to order. This subsection is based on the first sentence in paragraph 61 b of MCM, 1969 (Rev.). The purpose of the subsec- tion is to establish a definite point to indicate when a court- martial is in session. The first paragraph in the discussion is taken from paragraph 61 a of MCM, 1969 (Rev.), but the present provision has been expanded to include comparing the record of the referral on the charge sheet with the convening orders to ensure that they are consistent. The other matters in paragraphs 61 a and b of MCM, 1969 (Rev.), are omitted here as unneces- sary. The second paragraph in the discussion is based on paragraph 58 c of MCM, 1969 (Rev.) and serves as a reminder of the A r t i c l e 3 5 r e q u i r e m e n t s . S e e U n i t e d S t a t e s v . P e r g a n d e , 4 9 C.M.R. 28 (A.C.M.R. 1974). The failure to object is normally a waiver of the statutory right. United States v. Lumbus , 48 C.M.R. 613 (A.C.M.R. 1974). Because of the importance of the right, however, the military judge should secure an affirmative waiver. See United States v. Perna , 1 U.S.C.M.A. 438, 4 C.M.R. 30 (1952); United States v. Pergande, supra. (b) Announcement of parties. This subsection is based on para- graph 61 c of MCM, 1969 (Rev.). Requiring an announcement is intended to guard against inadvertently proceeding in the absence of necessary personnel and to ensure that the record reflects the presence of required personnel. Failure to make the announce- ment is not error if it otherwise appears that no essential person- nel were absent. (c) Swearing reporter and interpreter. This subsection and its discussion are taken directly from paragraph 61 d of MCM, 1969 (Rev.). (d) Counsel. This subsection, except for subsection (4)(A) and (D), is based on paragraphs 61 e and f of MCM, 1969 (Rev.). The qualifications of counsel and matters which disqualify counsel are treated at R.C.M. 502(d) and are not repeated here. The subsec- tion makes clear that at trial the military judge is responsible for determining whether counsel is disqualified, Soriano v. Hosken , 9 M.J. 221 (C.M.A. 1980), and for seeing that appropriate action is taken. Of course, if a detailed counsel is disqualified the responsi- bility will fall upon the convening authority to rectify the prob- lem. The discussion points out that defects in the qualification of counsel are not jurisdictional. Wright v. United States , 2 M.J. 9 (C.M.A. 1976). Subsection (4)(A) has been added to conform to the requirements of United States v. Donohew , 18 U.S.C.M.A. 149, 39 C.M.R. 149 (1969). Cf. Fed. R. Crim. P. 5(c). Subsection (4)(D) is based on Fed. R. Crim. P. 44(c) and United States v. Breese, 11 M.J. 17 (C.M.A. 1981). See also United States v. Davis, 3 M.J. 430 (C.M.A. 1977); United States v. Blakey , 1 M.J. 247 (C.M.A. 1976); United States v. Evans , 1 M.J. 206 (C.M.A. 1975). (e) Presence of members. This subsection is new. Its purpose is to eliminate unnecessary attendance by members. Accord Article 39(a). Rule 902 Disqualification of military judge Introduction. This rule is based on 28 U.S.C. § 455, which is itself based on Canon III of the ABA Code of Judicial Conduct , and on paragraph 62 of MCM, 1969 (Rev.). T h e p r o c e d u r e s p r e s c r i b e d b y 2 8 U . S . C . § 1 4 4 w e r e n o t adopted. That statute provides that whenever a party “files a timely and sufficient affidavit that the judge before whom the matter is pending has a personal bias or prejudice either against him or in favor of any adverse party, such judge shall proceed no further therein.” This section does not establish a different test from 28 U.S.C. § 455 for disqualification for prejudice or bias. Instead, 28 U.S.C. § 144 provides a procedure mechanism by which the disqualification determination may be made. United States v. Sibla , 624 F.2d 864 (9th Cir. 1980); see also Parrish v. Board of Commissioners of Alabama State Bar , 524 F.2d 98 (5th Cir. 1975) ( en banc ), cert. denied , 425 U.S. 944 (1976). This procedure is not practicable for courts-martial because of the different structure of the military judiciary and the limited number of military judges. (a) In general. This subsection is, except for changes in terminol- ogy, identical to 28 U.S.C. § 455(a). See also paragraph 62 f(13) of MCM, 1969 (Rev.); United States v. Conley , 4 M.J. 327 (C.M.A. 1978); United States v. Head , 2 M.J. 131 (C.M.A. 1977). ( b ) S p e c i f i c g r o u n d s . T h e s t e m a n d s u b s e c t i o n ( 1 ) a r e , w i t h changes in terminology, identical to the stem and subsection (1) of 28 U.S.C. § 455(b). See also paragraph 62 f(13) of MCM, 1969 (Rev.). Note that any interest or bias to be disqualifying must be personal, not judicial, in nature. Berger v. United States , 255 U.S. 22 (1921); Azhocar v. United States , 581 F.2d 735 (9th Cir. 1978), cert. denied , 440 U.S. 907 (1979); United States v. Lewis, 6 M.J. 43 (C.M.A. 1978); United States v. Grance , 2 M.J. 8 4 6 ( A . C . M . R . 1 9 7 6 ) ; U n i t e d S t a t e s v . S t e w a r t , 2 M . J . 4 2 3 (A.C.M.R. 1975). See also United States v. Lynch, 13 M.J. 394, 398, n. 3 (C.M.A. 1982) (Everett, C.J. concurring). Subsection (2) is based on paragraphs 62 f(5), (6), and (11) of MCM, 1969 (Rev.). See United States v. Goodman , 3 M.J. 1 (C.M.A. 1977). These grounds are analogous to the disqualifying activities in 28 U.S.C. § 455(b)(2). Subsection (3) is based on paragraphs 62 f(3), (4), (9), (10), and (13) of MCM, 1969 (Rev.). See also Mil. R. Evid. 605; A21-50 App. 21, R.C.M. 812 APPENDIX 21

CHAPTER XII. APPEALS AND REVIEW

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Rule 1203 Review by a Court of Criminal Appeals (a) In general. This subsection is based on Article 66(a). The discussion is based on Article 66(a), (f), (g), and (h). See also the first paragraph of paragraph 100 a and paragraph 100 d of MCM, 1969 (Rev.). (b) Cases reviewed by a Court of Criminal Appeals. This subsec- tion is based on Article 66(b) and the third sentence of Article 69(a). Interlocutory appeals by the Government are treated in R.C.M. 908. The third through the fifth paragraphs in the discus- sion are based on Articles 59 and 66(c) and (d) and are taken from the second and third paragraphs of paragraph 100 a and the first paragraph of paragraph 100 b of MCM, 1969 (Rev.). See also United States v. Darville , 5 M.J. 1 (C.M.A. 1978). The last s e n t e n c e i n t h e f i r s t p a r a g r a p h i s b a s e d o n U n i t e d S t a t e s v . Brownd, 6 M.J. 338 (C.M.A. 1979); United States v. Yoakum , 8 M.J. 763 (A.C.M.R.), aff’d, 9 M.J. 417 (C.M.A. 1980). See also Corley v. Thurman , 3 M.J. 192 (C.M.A. 1977). The sixth para- graph in the discussion is based on Dettinger v. United States , 7 M.J. 216 (C.M.A. 1979); 28 U.S.C. § 1651(a). See also United States v. LaBella , 15 M.J. 228 (C.M.A. 1983); United States v. Caprio, 12 M.J. 30 (C.M.A. 1981); United States v. Redding , 11 M.J. 100 (C.M.A. 1981); United States v. Bogan , 13 M.J. 768 (A.C.M.R. 1982). The establishment of a statutory right of the Government to appeal certain rulings at trial might affect some of these precedents. See United States v. Weinstein , 411 F.2d 622 (2d. Cir. 1975), cert. denied , 422 U.S. 1042 (1976). (c) Action on cases reviewed by a Court of Criminal Appeals. Subsection (1) is based on Article 67(b)(2). See also paragraph 10 0 b(2) and the first sentence of paragraph 100 c(1)(a) of MCM, 1 9 6 9 ( R e v . ) . S e e a l s o U n i t e d S t a t e s v . L e s l i e , 1 1 M . J . 1 3 1 (C.M.A. 1981); United States v. Clay , 10 M.J. 269 (C.M.A. 1981). Subsection (2) is based on Article 66(e). See alsoUnited States v. Best, 4 U.S.C.M.A. 581, 16 C.M.R. 155 (1954). The discussion is consistent with paragraph 100 b(3) of MCM, 1969 (Rev.). Subsection (3) modifies paragraph 100 c(1)(a) of MCM, 1969 (Rev.). It allows each service to prescribe specific procedures for service of Court of Criminal Appeals decisions appropriate to its own organization and needs, in accordance with the increased flexibility allowed under the amendment of Article 67(c). See Military Justice Amendments of 1981, Pub.L. 97–81, 95 Stat. 10 90. Subsection (4) is based on the first paragraph of paragraph 105 b of MCM, 1969 (Rev.). See also Article 74. Because R.C.M. 1203 is organized somewhat differently than paragraph 100 of MCM, 1969 (Rev.), the actions described in subsection (c) of this rule apply to cases referred by the Judge Advocate General to the Court of Criminal Appeals under Article 69 as well as Article 66. The actions described are appropriate for both types of cases, to the extent that they are applicable. 1986 Amendment: Subsection 5 is based on the second para- graph of paragraph 124 of MCM, 1969 (Rev.). The fourth sen- tence is based, in part, on United States v. Williams , 18 M.J. 533 (A.F.C.M.R. 1984). See also United States v. Korzeniewski , 7 U.S.C.M.A. 314, 22 C.M.R.104(1956); United States v. Bledsoe , 16 M.J. 977 (A.F.C.M.R. 1983). The provision assigning the burden of proof is consistent with amendments to R.C.M. 90 9(c)(2) and R.C.M. 916(k)(3)(A) which shifted to the defense the burden of showing lack of mental capacity to stand trial and lack of mental responsibility. 1998 Amendment: The change to the rule implements the creation of Article 57a, UCMJ, contained in section 1123 of the National Defense Authorization Act for Fiscal Year 1996, Pub. L. No. 104-106, 110 Stat. 186, 463-64 (1996). A sentence to con- finement may be deferred by the Secretary concerned when it has been set aside by a Court of Criminal Appeals and a Judge Advocate General certifies the case to the Court of Appeals for the Armed Forces for further review under Article 67(a)(2). Un- less it can be shown that the accused is a flight risk or a potential threat to the community, the accused should be released from confinement pending the appeal. See Moore v. Akins , 30 M.J. 249 (C.M.A. 1990). (d) Notification to accused. This subsection is based on Article 67(c) (as amended, see Military Justice Amendments of 1981, Pub.L. 97–81, § 5, 95 Stat. 1088-89) and on the first paragraph of paragraph 100 c (1)(a) of MCM, 1969 (Rev.) ( see Exec. Order No. 12340 (Jan. 20, 1982)). The discussion is based on Article 67(b) and on the second paragraph of paragraph 100 c(1)(a) of MCM, 1969 (Rev.). (e) Cases not reviewed by the Court of Appeals for the Armed Forces. Subsection (1) is based on the first sentence of paragraph 100 c(1)(b) of MCM, 1969 (Rev.). See Article 71(b). Subsection (2) is based on the last sentence of paragraph 100c(1)(a) of MCM, 1969 Rev.). See Article 66(e). (f) Scope. This subsection clarifies that the procedures for Gov- ernment appeals of interlocutory rulings at trial are governed by R.C.M. 908. Rule 1204 Review by the Court of Appeals for the Armed Forces ( a ) C a s e s r e v i e w e d b y t h e C o u r t o f A p p e a l s f o r t h e A r m e d Forces. This subsection is based on the ninth sentence of Article 67(a)(1), on Article 67(b), and on the second sentence in Article 69. It generally repeats the first paragraph of paragraph 101 of MCM, 1969 (Rev.) except insofar as that paragraph provided for mandatory review by the Court of Appeals for the Armed Forces of cases affecting general and flag officers. See Article 67(b)(1), as amended by the Military Justice Act of 1983, Pub.L. No. 98–209, § 7(d), 97 Stat. 1393 (1983). The first paragraph in the discussion is based on Article 67(a), (d), and (e), which were repeated in the second and third paragraphs of paragraph 101 of MCM, 1969 (Rev.). The second paragraph in the discussion is based on United States v. Frischholz , 16 U.S.C.M.A. 150, 36 C.M.R. 306 (1966); 28 U.S.C. § 1651(a). See also Noyd v. Bond , 395 U.S. 683, 695 n. 7 (1969); United States v. Augenblick , 393 U.S. 348 (1969); Dobzynski v. Green 16 M.J. 84 (C.M.A. 1983); Murray v. Haldeman , 16 M.J. 74 (C.M.A. 1983); United States v. Labella, 15 M.J. 228 (C.M.A. 1983); Cooke v. Orser, 12 M.J. 335 (C.M.A. 1982); Wickham v. Hall , 12 M.J. 145 (C.M.A. 1981); Cooke v. Ellis , 12 M.J. 17 (C.M.A. 1981); Vorbeck v. Command- ing Officer, 11 M.J. 480 (C.M.A. 1981); United States v. Redding , 11 M.J. 100 (C.M.A. 1981); United States v. Strow , 11 M.J. 75 (C.M.A. 1981); Stewart v. Stevens , 5 M.J. 220 (C.M.A. 1978); Corley v. Thurman, 3 M.J. 192 (C.M.A. 1977); McPhail v. United S t a t e s , 1 M . J . 4 5 7 ( C . M . A . 1 9 7 6 ) ; B r o o k i n s v . C u l l i n s , 2 3 U.S.C.M.A. 216, 49 C.M.R. 5 (1974); Chenoweth v. Van Arsdall , 22 U.S.C.M.A. 183, 46 C.M.R. 5 (1970); United States v. Snyder , A21-96 App. 21, R.C.M. 1203 APPENDIX 21

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18 U.S.C.M.A. 480, 40 C.M.R. 192 (1969); United States v. Bevilacqua, 18 U.S.C.M.A. 10, 39 C.M.R. 10 (1968); Gale v. United States , 17 U.S.C.M.A. 40, 37 C.M.R. 304 (1967). (b) Petition by the accused for review by the Court of Appeals for the Armed Forces. Subsection (1) is based on the last para- graph of paragraph 102 b of MCM, 1969 (Rev.). Note that if the case reached the Court of Criminal Appeals by an appeal by the Government under R.C.M. 908, the accused would already have detailed defense counsel. Subsection (2) is based on C.M.A.R. 19(a)(3). (c) Action on decision by the Court of Appeals for the Armed Forces. Subsection (1) substantially repeats Article 67(f) as did its predecessor, the fourth paragraph of paragraph 101 of MCM, 1969 (Rev.) except that paragraph did not address possible review by the Supreme Court. See Article 67(h); 28 U.S.C. § 1259. Subsections (2) and (3) are based on Article 71(a) and (b) and on the last paragraph of paragraph 101 of MCM, 1969 (Rev.). Sub- section (4) is new and reflects the possibility of review by the Supreme Court. See Article 67(h); 28 U.S.C. § 1259. See also Article 71. Rule 1205 Review by the Supreme Court This rule is new and is based on Article 67(h); 28 U.S.C. §§ 1259, 2101. See Military Justice Act of 1983, Pub.L. No. 98–209, § 10, 97 Stat. 1393 (1983). Rule 1206 Powers and responsibilities of the Secretary (a) Sentences requiring approval by the Secretary. This subsec- tion is based on the first sentence of Article 71(b). (b) Remission and suspension. Subsection (1) is based on Article 74(a). Subsection (2) is based on Article 74(b). Subsection (3) is based on the second paragraph of paragraph 105 b of MCM, 1969 (Rev.). See Exec. Order No. 10498 (Nov. 4, 1953), 18 Fed.Reg. 7003. The reference in paragraph 105 a of MCM, 1969 (Rev.) to Secretarial authority to commute sentences in deleted here as unnecessary. See Article 71(b). Rule 1207 Sentences requiring approval by the President This rule is based on the first sentence of Article 71(a). Para- graph 105 a of MCM, 1969 (Rev.), which stated the President’s power to commute sentences, is deleted. Such a statement is unnecessary. See also U.S. Const. art. II, § 2, cl. 1; Schick v. Reed, 419 U.S. 256 (1974). Rule 1208 Restoration Introduction. This rule is based on Article 75. (a) New trial. This subsection is based on paragraph 110 d of MCM, 1969 (Rev.). It has been modified based on the modifica- tion of the procedure for executing sentences in new trials. See Analysis, R.C.M. 1209. The last two paragraphs in paragraph 110 d are omitted here. They repeated Article 75(b) and (c), which are referred to in the discussion. (b) Other cases. This subsection is based on paragraph 106 of MCM, 1969 (Rev.). Rule 1209 Finality of courts-martial (a) When a conviction is final. This subsection is based on Arti- cle 71(c), as amended, see Military Justice Act of 1983, Pub.L. No. 98–209, § 5(e)(1), 97 Stat. 1393 (1983). See also Article 64. Note that subsection (2)(B) qualifies (2)(A) even if the officer exercising general court-martial jurisdiction over the accused (or that officer’s successor) approves the findings and sentence, the conviction is not final if review by the Judge Advocate General is required. See Article 64(c)(3); R.C.M. 1201(b)(2). As to the final- ity of an acquittal or disposition not amounting to findings of guilty, see Article 44; R.C.M. 905(g). See also Grafton v. United States, 206U.S. 333 (1907). (b) Effect of finality. This subsection is taken from Article 76 and paragraph 108 of MCM, 1969 (Rev.). See also Article 69(b). Rule 1210 New trial This rule is based on Article 73 and is based on paragraphs 109 and 110 of MCM, 1969 (Rev.). Some matters in those paragraphs (e.g., paragraphs 110 a(2) and 109 d) are covered in other rules. See R.C.M. 810; 1209. The second sentence of paragraph 109 d(1) has been deleted as unnecessary and potentially confusing. Subsections (f)(2) and (3) adequately describe the standards for a new trial. The rule is generally consistent with Fed. R. Crim. P. 33, except insofar as Article 73 provides otherwise. As to subsec- tion (f), see also United States v. Bacon , 12 M.J. 489 (C.M.A. 1982); United States v. Thomas , 11 M.J. 135 (C.M.A. 1981). With respect to the second example under subsection (f)(3) of this rule, it should be noted that if the information concealed by the prosecution was specifically requested by the defense, a different standard may apply. See United States v. Agurs , 427 U.S. 97 (1976); Brady v. Maryland , 373 U.S. 83 (1963). See also United States v. Horsey , 6 M.J. 112 (C.M.A. 1979). The second sentence of paragraph 110 f of MCM, 1969 (Rev.) has been deleted. See Analysis, R.C.M. 1107(f)(3)(D)(i). Subsections (h)(3), (4), and (5) have been modified to permit the convening authority of a new trial to take action in the same way as in a rehearing; i.e., the convening authority may, when otherwise authorized to do so (see R.C.M. 1113), order the sen- tence executed. Forwarding a new trial to the Judge Advocate General is not required just because the case was a new trial. The special circumstances of a new trial do not necessitate such differ- ent treatment in post-trial action. 1998 Amendment: R.C.M. 1210(a) was amended to clarify its application consistent with interpretations of Fed. R. Crim. P. 33 that newly discovered evidence is never a basis for a new trial of the facts when the accused has pled guilty. See United States v. Lambert , 603 F.2d 808, 809 (10th Cir. 1979); see also United States v. Gordon , 4 F.3d 1567, 1572 n.3 (10th Cir. 1993), cert. denied, 510 U.S. 1184 (1994); United States v. Collins , 898 F.2d 103 (9th Cir. 1990)(per curiam); United States v. Prince , 533 F.2d 205 (5th Cir. 1976); Williams v. United States , 290 F.2d 217 (5th Cir. 1961). But see United States v. Brown , 11 U.S.C.M.A. 207, 211, 29 C.M.R. 23, 27 (1960)(per Latimer, J.)(newly discovered evidence could be used to attack guilty plea on appeal in era prior to the guilty plea examination mandated by United States v. Care , 18 U.S.C.M.A. 535, 40 C.M.R. 247 (1969) and R.C.M. 910(e)). Article 73 authorizes a petition for a new trial of the facts when there has been a trial. When there is a guilty plea, there is no trial. See R.C.M. 910(j). The amendment is made in recognition A21-97 App. 21, R.C.M. 1210ANALYSIS

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of the fact that it is difficult, if not impossible, to determine whether newly discovered evidence would have an impact on the trier of fact when there has been no trier of fact and no previous trial of the facts at which other pertinent evidence has been adduced. Additionally, a new trial may not be granted on the basis of newly discovered evidence unless “[t]he newly discov- ered evidence, if considered by a court-martial in the light of all other pertinent evidence, would probably produce a substantially more favorable result for the accused.” R.C.M. 1210(f)(2)(C). CHAPTER XIII. SUMMARY COURTS-MARTIAL Rule 1301 Summary courts-martial generally (a) Composition. The first sentence is based on Article 16(3). In the second sentence the express authority for the Secretary con- cerned to provide for the summary court-martial to be from a different service than the accused is new. Paragraph 4 g(2) of MCM, 1969 (Rev.) included this statement: “However, a sum- mary court-martial will be a member of the same armed force as the accused.” The fact that this statement was included in a subparagraph entitled “Joint command or joint task force” left u n c l e a r w h a t r u l e a p p l i e d i n o t h e r c o m m a n d s . T h e W o r k i n g Group elected to clarify the situation by stating a general prohibi- tion against detailing a summary court-martial from a service different from that of the accused, but allowing the service Secre- taries to provide exceptions. This is based on the desirability of having the summary court-martial be from the same service as the accused, but recognizes that under some circumstances, as where a small unit of one service is collocated with another service, greater flexibility is needed, especially in order to comply with the policy in the third sentence of this subsection. The expression of policy in the third sentence is based on paragraph 4 c of MCM, 1969 (Rev.). The fourth sentence is based on Article 24(b) and the fifth sentence of the first paragraph of paragraph 5 c of MCM, 1969 (Rev.). The last sentence is based on the last sentence of the first paragraph of paragraph 5 c of MCM, 1969 (Rev.), but has been modified to clarify that the summary court-martial may be from outside the command of the summary court-martial conven- ing authority. 2005 Amendment : Subsection (a) was amended to clarify that summary courts-martial convened by a combatant or joint com- mander are to be conducted in accordance with the implementing regulations and procedures of the service of which the accused is a member. (b) Function. This subsection is based on paragraph 79 a of MCM, 1969 (Rev.). The rule does not restrict other lawful func- tions which a summary court-martial may perform under the Code. See, e.g., Article 136. A summary court-martial appointed to dispose of decedent’s effects under 10 U.S.C. § 4712 or 10 U.S.C. § 9712 is not affected by these rules. See also R.C.M. 101 and 201(a). (c) Jurisdiction. This subsection is based on the first sentence of Article 20 and the first sentence of paragraph 16 a of MCM, 1969 (Rev.). The reference to Chapter II was added to bring attention to other jurisdictional standards which may apply to summary courts-martial. 2015 Amendment : This subsection was revised to implement Section 1705 of the National Defense Authorization Act for Fis- cal Year 2014, P.L. 113-66, 26 December 2013, and applies to offenses occurring on or after 24 June 2014. (d) Punishments. This subsection is based on paragraph 16 b of MCM, 1969 (Rev.), and Article 20. (e) Counsel. The code does not provide a right to counsel at a summary court-martial (Articles 27 and 38.). The Supreme Court of the United States held in Middendorf v. Henry , 425 U.S. 25 (1976), that an accused is not entitled to counsel in summary courts-martial, and that confinement may be adjudged notwith- standing the failure to provide the accused with counsel. In so holding, the Court distinguished summary courts-martial from civilian criminal proceedings at which counsel is required. See Argersigner v. Hamlin , 407 U.S. 25 (1972). Although the issue in Middendorf v. Henry, supra , was whether counsel must be pro- vided to an accused at a summary court-martial, the Court’s opinion clearly indicates that there is no right to any counsel ( i n c l u d i n g r e t a i n e d c o u n s e l ) a t s u m m a r y c o u r t s - m a r t i a l . I t i s within the discretion of the convening authority to detail, or otherwise make available, a military attorney to represent the accused at a summary court-martial. This rule does not provide a right to consult with counsel prior to a summary court-martial. There is no constitutional or statutory basis for such a right. United States v. Mack , 9 M.J. 300, 320-21 (C.M.A. 1980). A requirement for such consultation, although desirable under some circumstances, is unfeasible under others wherein it impedes the purposes of summary courts-martial by significantly delaying the proceedings. At present, the admissibil- ity of a summary court-martial without a prior opportunity to consult with counsel in subsequent courts-martial has not been fully resolved. United States v. Mack, supra; United States v. Booker, 5 M.J. 238 (C.M.A. 1977). See United States v. Kuehl , 11 M.J. 126 (C.M.A. 1981). (f) Power to obtain witnesses and evidence. This subsection is based on Article 46 and 47 and paragraphs 79 b and 115 of the MCM, 1969 (Rev.). (g) Secretarial limitations. This subsection is new and recognizes the implicit authority of the service secretaries to provide addi- tional rules, such as those governing the exercise of summary court-martial jurisdiction. Rule 1302 Convening a summary court-martial (a) Who may convene summary courts-martial. This subsection is based on Article 24(a) and paragraph 5 c of MCM, 1969 (Rev.). (b) When convening authority is the accuser. This subsection is based on the second paragraph of paragraph 5 c of MCM, 1969 (Rev.). (c) Procedure. This subsection clarifies that a separate written order is not necessary to convene a summary court-martial; this may be done directly on the charge sheet. Because there is little difference between summary, special, and general courts-martial with respect to the initiation and forwarding of charges, these procedures are simply referred to in the rule. Rule 1303 Right to object to trial by summary court-martial This rule is based on Article 20 and the second and third sentences of paragraph 16 a of MCM, 1969 (Rev.). Arraignment A21-98 App. 21, R.C.M. 1210 APPENDIX 21

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